Commonwealth, Aplt. v. Mason, B. ( 2021 )


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  •                                    [J-44-2020]
    IN THE SUPREME COURT OF PENNSYLVANIA
    MIDDLE DISTRICT
    SAYLOR, C.J., BAER, TODD, DONOHUE, DOUGHERTY, WECHT, MUNDY, JJ.
    COMMONWEALTH OF PENNSYLVANIA,                  :   No. 69 MAP 2019
    :
    Appellant                  :   Appeal from the Order of the
    :   Superior Court at No. 1091 MDA
    :   2018 dated March 7, 2019 Affirming
    v.                                :   in Part and Reversing in Part the
    :   Order of the Franklin County Court
    :   of Common Pleas, Criminal
    BETH ANN MASON,                                :   Division, at No. CP-28-CR-0002352-
    :   2017 dated June 26, 2018.
    Appellee                   :
    :   ARGUED: May 19, 2020
    OPINION
    JUSTICE BAER                                           DECIDED: March 25, 2021
    In this appeal, we address the admissibility of audio evidence in a criminal trial
    under the Wiretapping and Electronic Surveillance Act (“Wiretap Act”), 18 Pa.C.S.
    §§ 5701-5782.      More specifically, we examine whether the Wiretap Act deems
    inadmissible a covertly obtained audio recording of Appellee Beth Ann Mason
    (“Appellee”) while she worked as a nanny in the home of the family that employed her.
    Because Appellee failed to demonstrate that she possessed a justifiable expectation that
    her oral communications would not be subject to interception by a recording device
    located in the children’s bedrooms, we hold that the Wiretap Act does not preclude the
    Commonwealth from introducing these recordings as evidence at Appellee’s trial for
    allegedly abusing the children in her care. Consequently, for the reasons that follow, we,
    in relevant part, reverse the Superior Court’s judgment, which held that the trial court
    properly suppressed the subject audio recording. In addition, we remand the matter to
    the trial court for further proceedings.
    In April of 2017, Eric Valle (“Valle”) hired Appellee to act as a nanny for his children
    and, in doing so, prohibited her from using corporal punishment on the children.1
    Approximately one month after Appellee commenced working for Valle, Valle’s three-
    year-old son reported that Appellee was “thumbing” him in the face and hitting his twin
    two-year-old sisters. Around that same time, Valle observed that one of the twins had a
    “busted lip” and that his son occasionally had marks on his face.
    Valle asked Appellee about his daughter’s injured lip, and Appellee initially could
    not offer an explanation. The following day, however, she suggested that the child may
    have injured herself while attempting to climb out of her playpen. Valle was skeptical of
    this possibility given that his daughter suffered no other injuries that would indicate that
    she fell from her playpen. Of further note, Appellee told Valle that she did not know why
    his son would claim that she was “thumbing” his face or that she was striking the twins.
    Additionally, after Appellee began to care for the children, Valle noticed a shift in
    their behavior. For example, if Valle raised his voice, his daughter would cover her face,
    a behavior that she did not exhibit prior to Appellee’s employment with the family. Indeed,
    it appeared to Valle that his children were afraid of Appellee.
    Approximately two months after Valle’s son reported these incidents to him and
    Valle confronted Appellee, Valle placed a camera in his children’s bedroom. The camera
    captured sound and video of its surroundings. Valle purposely did not inform Appellee of
    the presence of the camera. At some point, the camera recorded Appellee yelling at one
    child before forcefully placing her into a crib located inside of the bedroom where the
    1 We glean the facts underlying this matter from the opinion that the trial court authored
    in support of its order regarding Appellee’s pre-trial motion to suppress evidence. Trial
    Court Opinion, 6/26/2018.
    [J-44-2020] - 2
    camera was recording. Audio portions of the recording also suggest that Appellee may
    have struck the child several times. Valle gave the recording to the police.
    The Commonwealth subsequently charged Appellee with aggravated assault,
    simple assault, and endangering the welfare of children.          In response to Appellee’s
    habeas corpus motion, the trial court dismissed the aggravated assault charge due to a
    lack of sufficient evidence to support it. Appellee then filed an omnibus pretrial motion,
    which included a motion to suppress the audio and video recordings captured by the
    previously mentioned camera.
    In her motion to suppress, Appellee asserted that the Commonwealth’s primary
    evidence against her consisted of the audio and video recordings taken from Valle’s
    hidden camera. Tellingly, throughout her motion to suppress, Appellee referred to this
    camera as a “nanny cam,” a reference we adopt moving forward in this opinion. See,
    e.g., Appellee’s Pre-Trial Omnibus Motion, 4/16/2018, at ¶6 (“The underlying evidentiary
    basis for the charges is primarily a secretive audio and video recording from a hidden
    camera commonly referred to as a ‘nanny cam.’”).              Appellee suggested that the
    recordings from the nanny cam violate Section 5703 of the Wiretap Act, 18 Pa.C.S.
    § 5703,2 and, thus, would be inadmissible at Appellee’s trial because Valle illegally
    2   Section 5703 states, in full, as follows:
    Except as otherwise provided in this chapter, a person is guilty of a felony
    of the third degree if he:
    (1) intentionally intercepts, endeavors to intercept, or procures any
    other person to intercept or endeavor to intercept any wire, electronic
    or oral communication;
    (2) intentionally discloses or endeavors to disclose to any other person
    the contents of any wire, electronic or oral communication, or evidence
    derived therefrom, knowing or having reason to know that the
    information was obtained through the interception of a wire, electronic
    or oral communication; or
    [J-44-2020] - 3
    intercepted her electronic and oral communications, as the Wiretap Act defines those
    terms.3 Appellee explained that, while the Wiretap Act contains a number of exceptions
    that allow a party to record secretly another person, none of those exceptions applies to
    the recordings at issue in this case. Thus, Appellee asked the trial court to suppress the
    recordings and make them unavailable as evidence at her trial.
    The Commonwealth filed an answer to Appellee’s omnibus motion. Therein, the
    Commonwealth contended that the recordings were admissible pursuant to the exception
    found at Subsection 5704(17) of the Wiretap Act, which states as follows:
    It shall not be unlawful and no prior court approval shall be required under
    this chapter for[ . . . a]ny victim, witness or private detective licensed under
    the act of August 21, 1953 (P.L. 1273, No. 361), known as The Private
    Detective Act of 1953, to intercept the contents of any wire, electronic or
    oral communication, if that person is under a reasonable suspicion that the
    intercepted party is committing, about to commit or has committed a crime
    of violence and there is reason to believe that evidence of the crime of
    violence may be obtained from the interception.
    18 Pa.C.S. § 5704(17) (footnote omitted). In this regard, the Commonwealth explained
    that, when Valle began using the nanny cam, he had reasonable suspicion that Appellee
    was subjecting his children to a crime of violence and that he believed that the nanny cam
    would intercept evidence of that crime.
    The trial court subsequently held an evidentiary hearing to address, inter alia,
    Appellee’s motion to suppress the recordings.              At that hearing, Valle was the
    Commonwealth’s sole witness, and he testified in a manner consistent with the facts as
    stated above. Appellee briefly testified in support of her motion to suppress by providing
    (3) intentionally uses or endeavors to use the contents of any wire,
    electronic or oral communication, or evidence derived therefrom,
    knowing or having reason to know, that the information was obtained
    through the interception of a wire, electronic or oral communication.
    18 Pa.C.S. § 5703.
    3   We provide the relevant statutory definitions infra.
    [J-44-2020] - 4
    her version of the conversation that occurred between her and Valle regarding the lip
    injury suffered by Valle’s daughter. N.T., 5/24/2018, at 24-25. On June 26, 2018, the
    court entered an order that, in pertinent part, granted Appellee’s motion to suppress and
    excluded from trial both the audio and video recordings captured by the nanny cam. The
    court authored an opinion in support of its decision.
    With due respect, the reasoning provided by the trial court largely is irrelevant to
    the current appeal. We nonetheless observe that, in its opinion, the court began its
    analysis by explaining that, for the Commonwealth to prove by a preponderance of the
    evidence that the exception found at 18 Pa.C.S. § 5704(17) applies to the recordings in
    question, Valle had to have reasonable suspicion that Appellee was committing, about to
    commit, or had committed a “crime of violence,” as that term is defined in the Wiretap Act.
    Trial Court Opinion, 6/26/2018, at 7. At the suppression hearing, the Commonwealth
    contended that when Valle began using the nanny cam, he had reasonable suspicion that
    Appellee was committing aggravated assault against his children.4 Id. at 7-8.
    In response to that argument, the trial court highlighted that the only types of
    aggravated assault included in the Wiretap Act’s definition of “crime of violence” can be
    found at 18 Pa.C.S. §§ 2702(a)(1) and (2).5 Id. at 8. As the court observed, pursuant to
    Subsection 2702(a)(1) of the Crimes Code, a person is guilty of aggravated assault if she
    “attempts to cause serious bodily injury to another, or causes such injury intentionally,
    knowingly or recklessly under circumstances manifesting an extreme indifference to the
    4 The Wiretap Act’s definition of “crime of violence,” which can be found at 18 Pa.C.S.
    § 5702, is fairly extensive; thus, we will not include the full definition here. For purposes
    of this appeal, it is sufficient to note that the definition of “crime of violence” lists a number
    of criminal offenses, and aggravated assault is the only crime in that list with any
    pertinence to this matter.
    5 The crime of aggravated assault found at 18 Pa.C.S. § 2702(a)(2) is irrelevant to this
    matter as it criminalizes the aggravated assault of police officers and other similarly
    employed people.
    [J-44-2020] - 5
    value of human life.” 18 Pa.C.S. § 2702(a)(1). The court further emphasized that the
    Crimes Code defines “Serious bodily injury” as “[b]odily injury which creates a substantial
    risk of death or which causes serious, permanent disfigurement or protracted loss or
    impairment of the function of any bodily member or organ.” 18 Pa.C.S. § 2602.
    After briefly reiterating the circumstances presented at the suppression hearing,
    the trial court concluded that the Commonwealth failed to establish that, prior to utilizing
    the nanny cam, Valle had reasonable suspicion that Appellee was committing, about to
    commit, or had committed aggravated assault as defined by 18 Pa.C.S. § 2702(a)(1)
    because the Commonwealth did not present any evidence that Appellee caused or
    attempted to cause serious bodily injury to the Valle children. Id. at 9-11. In other words,
    the court concluded that the Commonwealth failed to prove by a preponderance of the
    evidence that the recordings at issue fit the Wiretap Act exception found at 18 Pa.C.S.
    § 5704(17).
    Next, the trial court noted that, during oral argument regarding Appellee’s motion
    to suppress, the Commonwealth proposed that, if the court were to exclude Appellee’s
    recorded verbal statements from evidence, the court nonetheless could admit the portion
    of the audio recording that contained “hitting sounds” because, in the Commonwealth’s
    view, “hitting sounds” do not fall under the Wiretap Act’s definition of “oral
    communication.”6 Id. at 11. Although the court agreed with the Commonwealth that the
    6   The Wiretap Act defines “oral communication,” in full, as follows:
    Any oral communication uttered by a person possessing an expectation that
    such communication is not subject to interception under circumstances
    justifying such expectation. The term does not include the following:
    (1) An electronic communication.
    (2) A communication made in the presence of a law enforcement
    officer on official duty who is in uniform or otherwise clearly identifiable
    as a law enforcement officer and who is using an electronic,
    mechanical or other device which has been approved under section
    [J-44-2020] - 6
    sound of hitting does not fall within the definition of “oral communication,” the court
    nonetheless concluded that the Commonwealth’s argument failed. In this regard, the
    court explained that the remedy afforded to Appellee by the Wiretap Act is “to exclude the
    ‘contents’ of any wire, electronic, or oral communication, or evidence derived therefrom.”
    Id. (referring to 18 Pa.C.S. § 5721.1(b)).7 The court then noted that the Wiretap Act
    defines “contents” as “any information concerning the substance, purport, or meaning of
    that communication.” 18 Pa.C.S. § 5702.
    The trial court suggested that “[i]t would [be] difficult, if not impossible, for the
    Commonwealth to utilize the recording of ‘hitting’ alone in this matter, without revealing
    information concerning the substance, purport, or meaning of the excluded oral
    5706(b)(4) (relating to exceptions to prohibitions in possession, sale,
    distribution, manufacture or advertisement of electronic, mechanical
    or other devices) to intercept the communication in the course of law
    enforcement duties. As used in this paragraph only, “law enforcement
    officer” means a member of the Pennsylvania State Police, an
    individual employed as a police officer who holds a current certificate
    under 53 Pa.C.S. Ch. 21 Subch. D (relating to municipal police
    education and training), a sheriff or a deputy sheriff.
    18 Pa.C.S. § 5702 (footnote omitted).
    7   Subsection 5721.1(b)(1) states:
    (b) Motion to exclude.--Any aggrieved person who is a party to any
    proceeding in any court, board or agency of this Commonwealth may move
    to exclude the contents of any wire, electronic or oral communication, or
    evidence derived therefrom, on any of the following grounds:
    (1) Unless intercepted pursuant to an exception set forth in section
    5704 (relating to exceptions to prohibition of interception and
    disclosure of communications), the interception was made without
    prior procurement of an order of authorization under section 5712
    (relating to issuance of order and effect) or an order of approval under
    section 5713(a) (relating to emergency situations) or 5713.1(b)
    (relating to emergency hostage and barricade situations).
    18 Pa.C.S. § 5721.1.
    [J-44-2020] - 7
    communications.” Id. at 12. Thus, the court opined, because it is obligated to construe
    strictly the Wiretap Act and to vindicate fully the privacy interests protected by the Act, it
    was required to exclude the entire recording, which it deemed to constitute an illegally
    intercepted oral communication (Appellee’s utterances) coupled with evidence derived
    therefrom (the sound produced when Appellee allegedly hit the child).
    The Commonwealth subsequently filed a notice of appeal, certifying that “the order
    appealed from will terminate or substantially handicap the prosecution.” Notice of Appeal,
    6/29/2020; see Pa.R.A.P. 311(d) (allowing the Commonwealth to appeal as of right “from
    an order that does not end the entire case where the Commonwealth certifies in the notice
    of appeal that the order will terminate or substantially handicap the prosecution”).
    In an unpublished memorandum, a splintered three-judge panel of the Superior
    Court affirmed in part and reversed in part the trial court’s suppression order.8
    Commonwealth v. Mason, 
    215 A.3d 627
     (Pa. Super. 2019) (table) (unpublished
    memorandum). According to the lead opinion, the relevant question before the court was
    “whether and to what extent the audio and video recordings of [Appellee] are excludable
    under the Wiretap Act.” Lead Opinion at 5 (footnote omitted). The lead opinion then
    explained that, under the Wiretap Act, “no person shall disclose the contents of any wire,
    electronic or oral communication, or evidence derived therefrom, in any proceeding in any
    court, board or agency of this Commonwealth.” Id. at 5-6 (quoting 18 Pa.C.S. § 5721.1(a)
    (footnote omitted)). The lead opinion further noted, inter alia, that pursuant to the Wiretap
    Act: (1) “[a]ny aggrieved party in a court proceeding may move to exclude the contents
    of any wire, electronic or oral communication, or evidence derived therefrom[,]” 18
    Pa.C.S. § 5721.1(b); (2) an “oral communication” is “uttered by a person possessing an
    8 One judge authored a memorandum affirming in part and reversing in part the trial
    court’s order (“lead opinion”), and the second judge joined only the result reached by that
    memorandum. As detailed below, the third judge authored a stand-alone concurring and
    dissenting memorandum.
    [J-44-2020] - 8
    expectation that such communication is not subject to interception under circumstances
    justifying such expectation[,]” 18 Pa.C.S. § 5702; and (3) “intercept” is defined in pertinent
    part as “aural or other acquisition of the contents of any wire, electronic or oral
    communication through the use of any electronic, mechanical or other device,” id. Lead
    Opinion at 5-6.
    The lead opinion began its substantive analysis by concluding that, pursuant to the
    plain language of the Wiretap Act, Appellee’s verbal utterances captured by the nanny
    cam, i.e., Appellee yelling at the Valle child, are “oral communications” which were
    “intercepted” by the nanny cam. Id. at 6. Thus, the lead opinion reasoned, “[w]ithout
    judicial authorization or an applicable exception, the communications are subject to
    exclusion under the Wiretap Act.” Id. at 6-7 (citing 18 Pa.C.S. § 5721.1(b)). In passing,
    the lead opinion then determined that the “hitting noises” captured by the nanny cam are
    also inadmissible at Appellee’s trial. In so doing, the lead opinion observed that “the
    Wiretap Act provides that if an oral communication is rendered inadmissible, then so is
    the ‘evidence derived therefrom.’” Id. (quoting 18 Pa.C.S. § 5721.1(b)). Consistent with
    the trial court, the lead opinion concluded that the hitting noises constituted evidence
    derived from Appellee’s oral communication and, thus, are inadmissible at her trial. Id.
    Most important to the appeal currently before this Court, the lead opinion
    subsequently addressed the Commonwealth’s contentions that: (1) the Wiretap Act
    protects only oral communications made when the speaker has “an expectation that such
    communication is not subject to interception under circumstances justifying such
    expectation,” id. at 8 (quoting 18 Pa.C.S. § 5702); and (2) the Wiretap Act does not protect
    Appellee’s oral communications because she did not have a justifiable expectation that
    her utterances would not be recorded in Valle’s children’s bedroom.9 In this regard, the
    9The Superior Court and the parties interchangeably utilize the Wiretap Act’s concept of
    a person’s justifiable expectation that her utterances will not be intercepted with the
    [J-44-2020] - 9
    lead opinion observed that, pursuant to the Wiretap Act, “courts apply an objective
    standard when assessing the reasonableness of an expectation of non-interception.” Id.
    (citing Agnew v. Dupler, 
    717 A.2d 519
    , 523 (Pa. 1998)).
    Noting that the nanny cam secretly recorded Appellee inside of the Valle children’s
    bedroom while Appellee was working in her capacity as a nanny for Valle, the lead opinion
    asserted that the record demonstrated that Appellee objectively had no reason to believe
    that her communications would be intercepted. Id. at 8-9 (recognizing that various courts
    have held that an employee has a reasonable expectation of privacy in certain areas of
    her workplace and that an overnight guest has an expectation of privacy while in the
    host’s home). More specifically, the lead opinion declared that, based upon Appellee’s
    status as an employee and regular guest in Valle’s home, “she had a justified expectation
    that she would not be audio recorded.” Id. at 9.
    federal Fourth Amendment constitutional concept of a person’s reasonable expectation
    of privacy. They do so, in part, because of this Court’s holding in Agnew v. Dupler, 
    717 A.2d 519
    , 523 (Pa. 1998), which explained that
    [i]n determining whether the expectation of non-interception was justified
    under the circumstances of a particular case, it is necessary for a reviewing
    court to examine the expectation in accordance with the principles
    surrounding the right to privacy, for one cannot have an expectation of non-
    interception absent a finding of a reasonable expectation of privacy.
    In her dissenting opinion, Justice Donohue states her belief that case law such as
    Agnew dictates that, because Appellant allegedly had a reasonable expectation of privacy
    in the Valle children’s bedroom, she necessarily had a justifiable expectation that her
    utterances would not be intercepted while she was in that room. Justice Wecht, on the
    other hand, dissents, in part, on the basis that Agnew should be overruled because that
    decision inappropriately married Fourth Amendment concepts to the statutorily-driven
    requirements of the Wiretap Act.
    Notably, the parties to this appeal do not discuss the propriety of this overlap in the
    law or advocate that the Court take the substantial step of overruling Agnew and its
    progeny. As our discussion below highlights, the issues presented in this appeal require
    the Court to interpret the Wiretap Act, and we restrict our analysis to that task. While we
    may wish to revisit the continued validity of Agnew in the appropriate case where
    advocacy on the issue is squarely before the Court, applying the doctrine of judicial
    restraint, we decline to raise and address that issue sua sponte today.
    [J-44-2020] - 10
    The lead opinion next addressed the Commonwealth’s position that the audio
    recordings are admissible pursuant to the Wiretap’s Act’s “crime exception,” found at 18
    Pa.C.S. § 5704(17), as discussed supra. Id. at 10. The lead opinion ultimately agreed
    with the trial court’s determination that the Commonwealth failed to meet its burden of
    proof under this subsection, concluding that the facts of record were “insufficient to show
    that Valle had a reasonable basis to think that recording [Appellee] would produce
    evidence of the type of aggravated assault necessary to satisfy the Wiretap Act’s crime
    exception.” Id. at 12 (footnote omitted).
    Lastly, the lead opinion discussed the admissibility of the video portion of the nanny
    cam recordings, which the trial court ruled were inadmissible pursuant to the Wiretap Act.
    We need not detail this portion of the lead opinion because it is irrelevant to the instant
    appeal. It is sufficient to note that the lead opinion concluded that the Wiretap Act does
    not prohibit the admission at trial of the video portion of the nanny cam recording, an issue
    that is not currently before this Court. For these reasons, the lead opinion affirmed in part
    and reversed in part the trial court’s order. Judge Murray concurred only in the result
    reached by the lead opinion.      President Judge Panella authored a concurring and
    dissenting memorandum.
    Judge Panella concurred with, inter alia, the lead opinion’s conclusion that the
    video portion of the recording is admissible at Appellee’s trial. Concurring and Dissenting
    Memorandum at 1. However, contrary to the lead opinion, Judge Panella first concluded
    that the audio portion of the nanny cam recording is admissible under the Wiretap Act’s
    “crime exception.” Id. Judge Panella was of the view that the Commonwealth sufficiently
    demonstrated that Valle had reasonable suspicion that Appellee was committing or would
    commit aggravated assault against the Valle children, “based on the unexplained
    bruising, ‘thumbing,’ split lip, and other injuries to his children while in the charge of
    Appellee[.]” Id. at 3. In this regard, Judge Panella highlighted that Appellee allegedly
    [J-44-2020] - 11
    committed these dangerous acts on small children who are susceptible to being seriously
    injured by the types of assaults alleged in this case. Id.
    In the alternative and, again, most significant to the appeal currently before this
    Court, Judge Panella determined that Appellee had no reasonable expectation of privacy
    in the children’s bedroom within Valle’s home where Valle placed the nanny cam. Relying
    upon principles of criminal law, Judge Panella reasoned that Appellee bore the burden of
    proving that she had a subjective or actual expectation of privacy while in the Valle
    children’s bedroom and that this subjective expectation is one which society is willing to
    recognize as reasonable. Id. (citing Commonwealth v. Cruz, 
    166 A.3d 1249
    , 1255 (Pa.
    Super. 2017)).10 According to Judge Panella, Appellee failed to meet her burden in this
    regard. Indeed, Judge Panella explained that he was “not prepared to hold that any adult,
    outside of their own home, has a reasonable expectation of privacy in an area where
    young children are sleeping.” Id. at 5.
    Lastly, Judge Panella stated that, assuming arguendo that Appellee established
    that she had a reasonable expectation of privacy in the children’s bedroom, he
    nonetheless would find that the sounds of Appellee allegedly slapping the children are
    admissible under the Wiretap Act. Judge Panella opined that these sounds are not “oral
    communications,” as defined in the Wiretap Act, and that they are not evidence derived
    from oral communications. As to the latter point, Judge Panella asserted that the sounds
    “are simply the consequences of non-verbal actions taken by either [Appellee] or the
    10 In a footnote, Judge Panella explained that he was unable to locate legal authority
    “explicitly addressing the issue of which party bears the burden of proof of establishing
    this condition of the Wiretap Act’s ban on recording oral communications.” Concurring
    and Dissenting Memorandum at 4 n.2. Judge Panella further noted that the authority that
    he did find “assumes this burden rests with [the] party asserting the expectation of non-
    interception based upon the analysis used to determine whether a person has a
    reasonable expectation of privacy under the Fourth Amendment.” Id. (citing, as an
    example, Commonwealth v. Prisk, 
    13 A.3d 526
    , 531 (Pa. Super. 2011)).
    [J-44-2020] - 12
    children.” Id. at 5-6. Thus, in his view, the admission of these sounds into evidence would
    not tend to disclose the content of any oral communication from Appellee. Id. at 6.
    The Commonwealth filed a petition for allowance of appeal, which we granted,
    limited to the following issues, as phrased by the Commonwealth:
    (1) Whether a babysitter has a reasonable expectation of privacy in the
    bedroom of a child she is caring for?
    (2) Whether the sounds resulting from a child being forcibly thrown into a
    crib and being beaten by [Appellee] constitute “oral communications” or
    “evidence derived therefrom” under the Pennsylvania wiretap statute?
    Commonwealth v. Mason, 
    217 A.3d 802
    , 803 (Pa. 2019) (per curiam).
    Concerning the first issue, the Commonwealth advocates that a babysitter or
    nanny does not have a reasonable expectation of privacy in the bedroom of the children
    in her care. In support of this argument, the Commonwealth initially contends that the
    lower courts erred in concluding that the recording in question meets the Wiretap Act’s
    definition of “oral communication.” More specifically, the Commonwealth asserts that
    Appellee “did not possess an expectation that her communication to the child was not
    subject to interception.” Commonwealth’s Brief at 13.      In support of this position, the
    Commonwealth posits that this Court routinely has “held that the burden of proving a
    reasonable expectation of privacy is on the defendant as she is the one that must assert
    it.” 
    Id.
     (quoting Commonwealth v. Enimpah, 
    106 A.3d 695
    , 698 (Pa. 2014), for the
    proposition that, to establish standing to suppress evidence in a criminal trial, “a
    defendant must show that he had a privacy interest in the place invaded or thing seized
    that society is prepared to recognize as reasonable”). The Commonwealth highlights
    that, at the suppression hearing, Appellee testified but never stated that she had a
    subjective expectation of privacy inside of the children’s bedroom. According to the
    Commonwealth, Appellee’s “lack of testimony that she held a subjective expectation of
    [J-44-2020] - 13
    privacy in the bedroom of her employer’s home is fatal to her claim that a [Wiretap Act]
    violation occurred.” Id. at 14.
    The Commonwealth further suggests that, even if Appellee did have a subjective
    expectation that her communications would not be intercepted inside of the bedroom, that
    expectation was not justifiable nor reasonable. In this regard, the Commonwealth focuses
    on this Court’s precedent which holds that, “[i]n determining whether the expectation of
    non-interception was justified under the circumstances of a particular case, it is necessary
    for a reviewing court to examine the expectation in accordance with the principles
    surrounding the right to privacy, for one cannot have an expectation of non-interception
    absent a finding of a reasonable expectation of privacy.” Commonwealth’s Brief at 16-17
    (quoting Pennsylvania State Police v. Grove, 
    161 A.3d 877
    , 901 (Pa. 2017)).            The
    Commonwealth concedes that employees have a recognized level of privacy in their
    workplace but nonetheless insists that this Court “should not be ready to recognize that
    anyone, other than a parent, has a privacy interest in the sleeping area of a child.” Id. at
    17.
    In response, Appellee agrees that “[p]ossession of a reasonable expectation of
    privacy is an essential element of the term ‘oral communication[.]’” Appellee’s Brief at 4.
    Initially, Appellee contends that a determination of whether she had a reasonable
    expectation of privacy is based on an objective standard.     Id. at 5. However, she later
    states that “it does seem that the necessary analysis may not be entirely based on
    objectivity.” Id. at 6. Instead, she suggests, “[i]t is required that the aggrieved party
    ‘exhibits an actual or subjective expectation of privacy.’” Id. (quoting Commonwealth v.
    Moore, 
    928 A.2d 1092
    , 1101 (Pa. Super. 2007)). Regardless of the appropriate test,
    Appellee avers that she had a reasonable expectation of privacy when she was working
    as a nanny in the Valle home.
    [J-44-2020] - 14
    In support of this position, Appellee proposes that, if she had been using corporal
    punishment on or shouting at the Valle children, she would have been knowingly
    disregarding a stated rule of her employment, i.e., Valle’s instruction that she was not to
    discipline the children physically or by yelling at them. 
    Id.
     Thus, Appellee claims, “[i]t is
    reasonable to conclude that she would not have done so unless she felt as though it was
    being done in private and without risk to her job.” 
    Id.
     Appellee further reasons that
    common sense would dictate that, absent notice of the nanny cam, one can assume that
    she expected privacy in the home of a family that entrusted her to care for their young
    children. Id. at 8.
    In closing, Appellee rejects the Commonwealth’s argument that, to establish that
    she had an expectation of privacy while in the Valle children’s bedroom, she was required
    to testify explicitly to that fact at the suppression hearing. Appellee takes the position that
    there simply is no legal authority to support that proposition. Id. at 9. Moreover, she
    agrees with the lead opinion in the Superior Court that her status as an employee and
    guest of the Valle family cements the fact that she reasonably expected not to be recorded
    while acting as a nanny in the Valle residence.11 Id. at 9-10.
    We begin our analysis by noting the well-settled principles that guide our review of
    suppression orders. When, as here, we consider the propriety of a trial court’s order
    granting a motion to suppress, “we may consider only the evidence from the appellee’s
    witnesses along with the Commonwealth’s evidence which remains uncontroverted.”
    Commonwealth v. Brown, 
    996 A.2d 473
    , 476 (Pa. 2010). Our standard of review is
    restricted to establishing whether the suppression record supports the trial court’s factual
    11The suppression record demonstrates that, at some point, Appellee discovered the
    nanny cam. The parties disagree about when Appellee learned that she was being
    secretly recorded. However, consistent with Appellee’s position, the record fails to clarify
    whether Appellee discovered the nanny cam before or after the recordings at issue here
    were captured. Thus, the fact that Appellee discovered the nanny cam at some point has
    no bearing on the disposition of this appeal.
    [J-44-2020] - 15
    findings; “however, we maintain de novo review over the suppression court’s legal
    conclusions.” 
    Id.
    We further observe that our primary task in this appeal is to interpret the Wiretap
    Act. That task is guided by the Statutory Construction Act, 1 Pa.C.S. §§ 1501-1991.
    Pursuant to the Statutory Construction Act, the object of all statutory construction is to
    ascertain and effectuate the General Assembly’s intention. 1 Pa.C.S. § 1921(a). When
    the words of a statute are clear and free from ambiguity, the letter of the statute is not to
    be disregarded under the pretext of pursuing its spirit. 1 Pa.C.S. § 1921(b).
    As this Court recently reiterated, “[i]n general, the Wiretap Act prohibits the
    interception, disclosure or use of any wire, electronic or oral communication.”
    Commonwealth v. Byrd, 
    235 A.3d 311
    , 319 (Pa. 2020) (citation and internal quotation
    marks omitted).     Here, we are concerned with whether the Wiretap Act bars the
    Commonwealth from presenting at Appellee’s criminal trial her “oral communication”
    intercepted by Valle’s nanny cam, i.e., the audio recordings captured by the nanny cam.
    Appellee would have us hold that her status as an in-home nanny, as a matter of law,
    entitled her to a justified expectation that her oral communications would not be
    intercepted while she was in the Valle children’s bedroom. For the reasons that follow,
    we respectfully reject this position.
    If a criminal defendant, such as Appellee, believes that evidence in the form of an
    “oral communication” was intercepted in violation of the Wiretap Act, the Act permits her
    to make such a claim in a “motion to exclude.” 18 Pa.C.S. § 5721.1(b). As noted
    throughout this opinion, the Wiretap Act provides the following base definition of “oral
    communication:”      “Any oral communication uttered by a person possessing an
    expectation that such communication is not subject to interception under circumstances
    justifying such expectation.” 18 Pa.C.S. § 5702.
    [J-44-2020] - 16
    Contrary to Appellee’s position and in support of the Commonwealth’s
    interpretation of the Wiretap Act, this Court has held that, to establish a violation of the
    Wiretap Act, the claimant carries the burden to demonstrate, inter alia, that she
    possessed an expectation that the communication would not be intercepted and that her
    expectation was justifiable under the circumstances. See Agnew, 717 A.2d at 522
    (explaining that “to establish a prima facie case under the Wiretap Act for interception of
    an oral communication, a claimant must demonstrate: (1) that he engaged in a
    communication; (2) that he possessed an expectation that the communication would not
    be intercepted; (3) that his expectation was justifiable under the circumstances; and (4)
    that the defendant attempted to, or successfully intercepted the communication, or
    encouraged another to do so”); see also Grove, 161 A.3d at 901-02 (citing Agnew, supra,
    for the proposition that a “claimant alleging [a] Wiretap Act violation must show[,]” inter
    alia, “that he possessed an expectation that the communication would not be intercepted
    [and] that his expectation was justifiable under the circumstances”). Placing this burden
    on defendants is consistent with the plain language of the Wiretap Act and comports with
    common sense, as the Commonwealth would have no incentive to demonstrate that a
    defendant has a justifiable expectation that her oral communication would not be
    intercepted, and the Wiretap Act does not require the Commonwealth or any other party
    to prove a negative, i.e., that the claimant did not have a justified expectation that her oral
    communication would not be intercepted under the circumstances of the case.
    Thus, for Appellee’s motion to exclude to succeed, she carried the burden of
    presenting evidence to establish that, under the circumstances of this case, she
    possessed a justifiable expectation that the oral communications, which were captured
    by the nanny cam in the Valle children’s bedroom, would not be intercepted. Appellee
    failed to meet this burden.      Indeed, the only evidence Appellee submitted at the
    suppression hearing was her brief testimony recounting her version of the conversation
    [J-44-2020] - 17
    that took place between her and Valle regarding the lip injury suffered by one of Valle’s
    daughters. N.T., 5/24/2018, at 24-25. Appellee’s testimony is woefully insufficient to
    demonstrate that she had a justifiable expectation that her oral communications would
    not be intercepted under the circumstances presented in this case.12
    Further, absent demonstrable circumstances to the contrary, we believe it is
    objectively reasonable to conclude that persons in Appellee’s position do not have a
    justifiable expectation that their oral communications will not be subject to interception
    while they are in a child’s bedroom. Notably, the use of recording devices in homes as a
    means for parents to monitor people hired to care for their children have become so
    commonplace that these devices are often referred to as "nanny cams." That is to say
    that the expectation that a childcare worker is going to be recorded in their employer’s
    home is so ubiquitous in our society that we have a name for it. Indeed, as observed
    above, Appellee used this term throughout her motion to suppress to describe the
    recording device used by Valle.       See, e.g., Appellee’s Pre-Trial Omnibus Motion,
    4/16/2018, at ¶6 (“The underlying evidentiary basis for the charges is primarily a secretive
    audio and video recording from a hidden camera commonly referred to as a ‘nanny
    cam.’”).
    For these reasons, we hold that: (1) Appellee failed to establish that the audio
    recordings captured by Valle’s nanny cam constitute an “oral communication” as defined
    by the Wiretap Act, insomuch as Appellee did not demonstrate that she had a justifiable
    expectation that her oral communications would not be intercepted by a device located in
    the Valle children’s bedroom, see 18 Pa.C.S. § 5702 (defining “oral communication” as
    “Any oral communication uttered by a person possessing an expectation that such
    communication is not subject to interception under circumstances justifying such
    12To allay the concern Appellee expressed in her brief, she could have met this burden
    with any admissible evidence, not just through her testimony.
    [J-44-2020] - 18
    expectation.”); and (2) a nanny does not have a justifiable expectation that her oral
    communications will not be intercepted in the bedroom of a child in her care simply
    because the nanny is an employee and guest of the homeowner.13 Because the Superior
    Court reached a contrary result, we reverse the portion of that court’s judgment which
    affirmed the trial court’s suppression order.        We further remand this matter for
    proceedings consistent with this opinion.
    Chief Justice Saylor and Justices Todd and Mundy join the opinion.
    Justice Dougherty files a concurring opinion.
    Justices Donohue and Wecht file dissenting opinions.
    13   These holdings render the Commonwealth’s second issue moot.
    [J-44-2020] - 19
    

Document Info

Docket Number: 69 MAP 2019

Filed Date: 3/25/2021

Precedential Status: Precedential

Modified Date: 3/25/2021