Pascal, S., Aplts v. City of Pgh ZBA ( 2021 )


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  •                                   [J-22-2021]
    IN THE SUPREME COURT OF PENNSYLVANIA
    WESTERN DISTRICT
    BAER, C.J., SAYLOR, TODD, DONOHUE, DOUGHERTY, WECHT, MUNDY, JJ.
    STEPHEN PASCAL AND CHRIS GATES,                :   No. 22 WAP 2020
    :
    Appellants                :   Appeal from the Order of the
    :   Commonwealth Court entered
    :   February 28, 2020 at No. 496 CD
    v.                               :   2019, affirming the Order of the
    :   Court of Common Pleas of
    :   Allegheny County entered March 27,
    CITY OF PITTSBURGH ZONING BOARD                :   2019 at No. SA 18-000792.
    OF ADJUSTMENT, AND CITY OF                     :
    PITTSBURGH AND NORTHSIDE                       :   ARGUED: April 13, 2021
    LEADERSHIP CONFERENCE,                         :
    :
    Appellees                 :
    OPINION
    JUSTICE DOUGHERTY                                    DECIDED: SEPTEMBER 22, 2021
    We granted discretionary review to consider whether the Commonwealth Court
    erred in approving a decision granting zoning relief despite: 1) the timing of the decision
    and 2) the alleged conflict of interest of one member of a three-member panel of the
    Pittsburgh Zoning Board of Adjustment (ZBA). We affirm in part and reverse in part, and
    remand for a new hearing before a different three-member panel of the ZBA.
    I. Background
    Appellee, Northside Leadership Conference (NLC), is a non-profit community
    development corporation that owns contiguous real property at 404-410 East Ohio Street
    in Pittsburgh situated in a local neighborhood commercial zoning district designated for
    mixed use. The property consists of several attached three-story commercial buildings
    forming a single structure that formerly housed retail space, a restaurant and two dwelling
    units. On March 18, 2018, NLC applied for variances and special exceptions necessary
    to, inter alia, maintain the retail space, remodel and reopen the restaurant and permit the
    construction of six additional dwelling units.1
    On May 17, 2018, a three-member panel of the ZBA, Alice B. Mitinger (Chair),
    LaShawn Burton-Faulk, and John J. Richardson, conducted a hearing on NLC’s
    applications. Appellants Stephen Pascal and Chris Gates attended the hearing and
    objected to NLC’s applications. At the end of the meeting, Chair Mitinger stated the
    parties could submit additional findings of fact and conclusions of law for a period of up
    to two weeks after the hearing transcript became available. On June 12, 2018, the parties
    submitted written proposed findings of fact and conclusions of law, and on August 23,
    2018, the ZBA issued its final decision granting the variance and special exception
    applications subject to several conditions not applicable here. Appellants filed an appeal
    1 NLC sought to upgrade the property due to its deteriorated condition.         It planned to
    create the new dwelling units on the second and third floors, maintain retail space on a
    portion of the first floor, resume restaurant use on the second and third floors, demolish
    and rebuild the existing rear portion of the second floor and add a new rear portion to the
    third floor, with both newly-built portions constructed entirely within the existing rear wall
    line. NLC additionally proposed to use an area consisting of 313 square-feet in the rear
    of the property as an additional ingress/egress point for tenants, deliveries and trash
    removal. Accordingly, NLC applied for: 1) a variance to allow a 2.66:1 floor-area ratio
    where Section 904.02.C of the Pittsburgh Zoning Code (Code) imposes a maximum 2:1
    floor-area ratio; 2) a variance from the usual off-street loading space requirement (Section
    914.10.A of the Code requires at least one off-street loading space for multi-unit
    residential floor areas up to 20,000 square feet); 3) a special exception for restaurant use
    (Section 911.02 of the Code requires a special exception for restaurant use in a local
    neighborhood commercial zoning district); 4) a special exception for off-site parking
    spaces (Section 914.07.G.1(a) of the Code contains a Use Table outlining the standards
    applicable to shared parking); and 5) a special exception waiving the residential
    compatibility standards for rear-yard setbacks (Section 916.02.A.7 of the Code requires
    a minimum setback of 15 feet for zoning lots that abut the interior side-yard of a residential
    zone).
    [J-22-2021] - 2
    in the court of common pleas. Among other things, appellants alleged the zoning decision
    should be overruled because it was not timely decided.2 The trial court affirmed without
    taking any additional evidence, determining the zoning decision was timely and proper.
    Appellants then appealed to the Commonwealth Court. Significantly, appellants
    alleged for the first time that ZBA member Burton-Faulk, who voted to grant NLC’s
    requested variances and special exceptions, was also a member of NLC’s Board of
    Directors.3 Appellants alleged the zoning decision should be overturned because Burton-
    Faulk did not recuse herself despite her clear conflict of interest. Appellants also repeated
    their claim the ZBA decision was untimely. The Commonwealth Court affirmed. See
    Pascal v. Zoning Bd. of Adjustment, 496 C.D. 2019, 
    2020 WL 973340
    , at *1 (Pa. Cmwlth.,
    Feb. 28, 2020) (unpublished memorandum). The panel held the zoning decision was
    timely even though it was not entered within forty-five days of the hearing because the
    record did not close until the ZBA received the parties’ proposed findings of fact and
    conclusions of law several weeks after the hearing; additionally, the decision was
    announced within forty-five days after several additional agreed upon extensions of time,
    and thus the ZBA complied with the time limit for rendering a zoning decision under the
    Code. See id. at *3.
    The panel also held that although ZBA member Burton-Faulk may have had a
    conflict of interest, the conflict did not require reversal without evidence that the conflict
    2 Section 922.07.C of the Code, relating to special exception applications, and Section
    922.09.D, relating to variance applications, provide that when the ZBA fails to render a
    zoning decision within forty-five days of the public hearing, “the decision shall be deemed
    to have been rendered in denial . . . unless the applicant has agreed in writing or on the
    record to an extension of time.” PITTSBURGH ZONING CODE §§922.07.C, 922.09.D.
    3 The Commonwealth Court correctly concluded appellants had not waived the issue
    because they did not learn of the alleged conflict of interest until “[l]ong after the [ZBA]
    hearing concluded” and “the issue was raised at the first possible opportunity.” Pascal v.
    Zoning Bd. of Adjustment, 496 C.D. 2019, 
    2020 WL 973340
    , at *4 n.8 (Pa. Cmwlth., Feb.
    28, 2020) (unpublished memorandum).
    [J-22-2021] - 3
    “‘controlled or unduly influenced the other members of the [ZBA] in any manner which
    would raise doubts as to the validity of their votes.’” Id. at *4, quoting Borough of
    Youngsville v. Zoning Hearing Bd. of Youngsville, 
    450 A.2d 1086
    , 1091 (Pa. Cmwlth.
    1982) (emphasis and alteration in original).
    Appellants sought allowance of appeal and we granted review of the following
    questions:
    (1) Whether the Commonwealth Court erred in affirming the trial court’s
    order upholding the grant [to NLC] of the zoning relief requested despite the
    conflict of interest of ZBA member Burton-Faulk?
    (2) Whether the Commonwealth Court erred in affirming the trial court’s
    order upholding the grant to [NLC] of the zoning relief requested where the
    ZBA failed to issue a written decision within forty-five (45) days of the public
    hearing and where applicant did not agree in writing or on the record to an
    extension of time within forty-five (45) days of the public hearing?
    Pascal v. City of Pittsburgh Zoning Bd. of Adjustment, 
    240 A.3d 104
     (Pa. 2020) (per
    curiam). We further directed the parties to state their positions or stipulate if possible as
    to whether Burton-Faulk served on the NLC Board of Directors during the ZBA
    proceedings below. The parties submitted a joint stipulation confirming Burton-Faulk
    “was a board member of the Northside Leadership Conference from the time of the Zoning
    Board of Adjustment proceedings on May 17, 2018 until the date the Zoning Board of
    Adjustment rendered its decision on August 23, 2018.”            Stipulation of the Parties,
    11/23/20.
    II. Timeliness of ZBA Decision
    We first consider the second question granted, as the timeliness of the ZBA
    decision impacts the validity of its order granting relief, and by extension, the propriety of
    the subsequent court decisions affirming that order, which are implicated in the present
    appeal to this Court. As the issue involves statutory interpretation, our standard of review
    [J-22-2021] - 4
    is de novo and our scope of review is plenary and non-deferential. See Crown Castle
    N.G. E. LLC v. Pa. Pub. Utils. Comm’n, 
    234 A.3d 665
    , 674 (Pa. 2020).
    Appellants assert the August 23, 2018 decision of the ZBA granting NLC’s zoning
    applications was filed too late — ninety-eight days after the April 12, 2018 hearing — in
    violation of the Code’s provisions requiring that a decision be filed within forty-five days
    of the hearing. Appellants observe the Code mandates a zoning application be deemed
    denied if this forty-five-day period is exceeded and there has been no agreement in writing
    or on the record to an extension of time. See Appellants’ Brief at 13, citing PITTSBURGH
    ZONING CODE §§922.07.C, 922.09.D (for both variance and special exception requests,
    the ZBA “shall act” on an application “within forty-five (45) days of the [ZBA] hearing . . .
    unless the applicant has agreed in writing or on the record to an extension of time”).
    Appellants recognize Section 923.02.C of the Code provides “‘[t]he [ZBA] shall adopt and
    maintain rules of procedure not inconsistent with the provisions of this Code.’” Id. at 17,
    quoting PITTSBURGH ZONING CODE §923.02.C. Appellants also recognize the parties here
    agreed to comply with ZBA procedures allowing the postponement of a decision until
    forty-five days after the record was closed, but nevertheless insist that any ZBA
    procedural rule, whether agreed to by the parties or not, that permits the filing of a ZBA
    decision beyond forty-five days of the hearing is materially inconsistent with the Code
    provisions, which must be strictly construed. See id., citing Relosky v. Sacco, 
    523 A.2d 1112
    , 1116 (Pa. 1987) (“procedural provisions of zoning statutes must be rigidly adhered
    to”). Appellants thus claim the zoning applications should have been deemed denied and
    the lower tribunals erred in upholding the ZBA decision granting zoning relief.
    [J-22-2021] - 5
    In response, appellees observe the ZBA’s website states its decision will issue
    within forty-five days after the record is closed.4 In addition, all parties were advised at
    the close of the hearing that they would be permitted an additional two weeks following
    the production of the hearing transcript to file proposed findings of fact and conclusions
    of law, at which time the record would be closed. See Pascal, 
    2020 WL 973340
    , at *3,
    citing R.R., 5/17/18 at 99. According to appellees, all parties agreed to this procedure
    announced at the hearing, as well as several extensions of time after the record was
    closed, and the ZBA decision issued thereafter was thus timely.
    There are three statutory provisions implicated here: 1) Section 922.07.C of the
    Code, which provides, in relevant part, that the ZBA shall hold a hearing on a special
    exception application, and “shall act” to approve or deny the application “within forty-five
    (45) days of the [ZBA] hearing.” If the ZBA “fails to render its decision within the period
    required by this subsection, . . . the decision shall be deemed to have been rendered in
    4 In pertinent part, the ZBA website in February 2020 explained:
    In many cases, the record will be closed after the hearing has completed.
    For in-depth cases or appeals with considerable opposition, the ZBA may
    allow proposed Findings of Fact and Conclusions of Law to be submitted by
    each party. Typically, the ZBA allows two or three weeks after the hearing
    for these to be submitted, at which point the record will then be closed. After
    the record is closed, the ZBA will issue a decision within 45 days.
    Pascal, 
    2020 WL 973340
    , at *2. Currently, the ZBA website provides:
    After the record for a hearing is closed, the ZBA will issue a decision within
    45 days. This decision is sent to the Applicant and all parties who testified
    at the hearing.
    Usually, the ZBA will close the record at the end of a hearing. Occasionally,
    for complex cases, or projects with considerable community opposition, the
    ZBA will keep the record open after a hearing to allow submittal of additional
    evidence.
    Department of City Planning: Zoning Board of Adjustment, PITTSBURGH, PA,
    http://pittsburghpa.gov/dcp/zba (last visited August 4, 2021).
    [J-22-2021] - 6
    denial of the applicant unless the applicant has agreed in writing or on the record to an
    extension of time.” PITTSBURGH ZONING CODE §922.07.C (emphasis added); 2) Section
    922.09.D of the Code which provides nearly identical language respecting a “variance
    application.” PITTSBURGH ZONING CODE §922.09.D; and, 3) Section 923.02.C of the Code
    which provides, “[t]he [ZBA] shall adopt and maintain rules of procedure not
    inconsistent with the provisions of this Code.” PITTSBURGH ZONING CODE §923.02.C
    (emphasis added).
    These unambiguous provisions, when read together to give effect to them all,
    evince the intent of the drafters to allow an agreed-upon extension of time for creating the
    record at ZBA proceedings, before the ZBA’s decision must be rendered. See 1 Pa.C.S.
    §1921(a) (when engaging in statutory construction, court’s duty is to give effect to
    legislature's intent and to give effect to all of statute’s provisions); see also Matter of
    Private Sale of Prop. by Millcreek Twp. Sch. Dist., 
    185 A.3d 282
    , 290-91 (Pa. 2018) (best
    indication of legislative intent is plain language of statute). Moreover, the procedure
    posted on the ZBA website, stating the ZBA decision will be rendered within forty-five
    days after the record is closed is clearly aligned with the Code, which expressly permits
    an applicant to agree on the record to an extension of time. Here, the record shows that,
    at the conclusion of the hearing, all parties agreed to keep the record open until two weeks
    after the hearing transcript became available, so that they could draft their respective
    findings of fact and conclusions of law, and thus, the ZBA decision “due date” was
    extended at that time. See Pascal, 
    2020 WL 973340
    , at *5. Moreover, both lower
    tribunals correctly recognized that subsequent extensions of the decision deadline were
    requested and granted in writing, such that the August 23, 2018 final decision of the board
    was timely entered by virtue of those extension agreements. We therefore affirm the
    Commonwealth Court’s decision on this issue.
    [J-22-2021] - 7
    III. Conflict of Interest
    Having determined the ZBA decision was timely filed, we now consider appellants’
    claim the Commonwealth Court erred in upholding the grant of zoning relief requested by
    NLC despite the conflict of interest of ZBA member Burton-Faulk. Appellants assert
    Pennsylvania law requires a governmental body charged with decision-making authority
    to avoid even the appearance of possible impropriety, and that actual harm caused by
    the conflict need not be established. See Appellants’ Brief at 7, citing Horn v. Twp. of
    Hilltown, 
    337 A.2d 858
    , 860 (Pa. 1975) (zoning board is governmental decision-making
    body which must avoid appearance of possible prejudice; no actual harm necessary to
    show denial of due process). Appellants primarily rely on this Court’s determination in
    Horn that “‘[a] fair trial in a fair tribunal is a basic requirement of due process[;] . . . [t]o this
    end no man can be a judge in his own case and no man is permitted to try cases where
    he has an interest in the outcome.’” Horn, 337 A.2d at 860, quoting Schlesinger Appeal,
    
    172 A.2d 835
    , 840-41 (Pa. 1961) (additional citations omitted). Moreover, appellants
    argue the panel’s reliance on Youngsville to determine the conflict of interest here was
    not disqualifying ignored this Court’s clear directive in Horn. Appellants maintain Burton-
    Faulk should have recused herself from deciding NLC’s zoning applications because she
    simultaneously served as a board member of NLC, and thus had a conflict of interest
    resulting in possible unfair bias. Appellants observe Horn provides, “‘our system of law
    has always endeavored to prevent even the probability of unfairness. To this end, no
    man can be a judge in his own case and no man is permitted to try cases where he has
    an interest in the outcome.’” Appellants’ Brief at 12 (emphasis omitted), quoting Horn,
    337 A.2d at 860 (internal citation omitted).
    [J-22-2021] - 8
    Appellee ZBA maintains there is no evidence Burton-Faulk influenced the decision
    of her two colleagues. ZBA insists that, because its decision granting the variances and
    exceptions was unanimous, the decision should stand; specifically, appellee argues even
    if Burton-Faulk had been disqualified from the panel, the result of the proceedings would
    have been the same as the zoning applications would have been approved by a
    unanimous vote of two to zero. According to the ZBA, invalidation of the zoning decision
    would be necessary only if the conflicted member’s participation had determined the
    outcome.
    Appellee NLC concedes Burton-Faulk “should not have participated in the ZBA’s
    consideration of [NLC’s] application[s] . . . in order to avoid any appearance of
    impropriety[.]” NLC Brief at 25-26. Nevertheless, NLC posits “any mistake here is
    harmless on the record of this action.” Id. at 26. NLC observes that while this Court is
    not bound by Youngsville, the reasoning in that case is persuasive, and should control
    the outcome here. NLC contends that Youngsville directs the ZBA decision in this case
    was proper because members “Mitinger and Richardson were present [at] the May 17
    hearing and both later voted to approve the application[s].” Id. at 27 (internal citation
    omitted).   NLC emphasizes, “[a]ppellants have never suggested that Mitinger or
    Richardson should have recused [themselves] from voting on th[e] application[s,]”
    because there is simply “[n]o [e]vidence . . . that Burton-Faulk somehow influenced the
    vote of either Mitinger or Richardson.” Id. at 27, 29. NLC also relies on Riverwalk Casino,
    L.P. v. Pennsylvania Gaming Control Board, 
    926 A.2d 926
     (Pa. 2007), where this Court
    held gaming control board members who recused themselves from one class of gaming
    license applications due to connections to the licensing applicants were not ineligible to
    decide applications regarding other applicants; the Riverwalk Court noted the allegation
    that recused board members might exert control or influence over other board members
    [J-22-2021] - 9
    was “mere speculation.” Riverwalk Casino, 926 A.2d at 940. NLC observes appellants
    “have not taken any steps to develop a record” of Burton-Faulk’s improper influence. NLC
    Brief at 31.
    The crux of appellants’ claim is that the ZBA decision made under the cloud of
    Burton-Faulk’s conflict of interest effected a denial of their due process rights. We have
    recognized that “[d]ue process principles apply to quasi-judicial or administrative
    proceedings,” Kowenhoven v. Cty. of Allegheny, 
    901 A.2d 1003
    , 1009 (Pa. 2006), and
    whether a due process violation has occurred raises a question of law for which this
    Court’s standard of review is de novo and scope of review is plenary. See Glatfelter
    Pulpwood Co. v. Commonwealth, 
    61 A.3d 993
    , 998 (Pa. 2013). We are guided by
    relevant precedent in this matter of first impression.
    In Horn, appellants owned a quarry in Hilltown Township, Bucks County. The
    township passed a zoning ordinance prohibiting quarry operations in the area where
    appellants’ quarry was located. Appellants continued their quarry operations and the
    township issued a cease and desist order that appellants disregarded. Thereafter, the
    township filed a complaint in equity through its solicitor, Charles Wilson, seeking an
    injunction against appellants. After a series of hearings regarding the injunction, at which
    the township was represented by Wilson, the parties agreed the “matter should be
    submitted to the Zoning Hearing Board of Hilltown Township for a decision.” Horn, 337
    A.2d at 859. At the zoning hearing, Wilson served a dual role; he acted as the township
    solicitor and as the zoning board solicitor. Wilson “conducted the [hearing] and ruled on
    evidence presented by appellants and on objections made to the township’s evidence
    presented by . . . himself, when an objection was interposed by appellants.”             Id.
    “Thereafter, Mr. Wilson, as the zoning board’s solicitor, advised the board in legal matters
    concerning appellants’ case.” Id. This Court “granted allocatur to determine whether the
    [J-22-2021] - 10
    above procedure was a denial of due process, absent a showing of actual harm to
    appellants.” Id.
    The Horn Court observed:
    “A fair trial in a fair tribunal is a basic requirement of due process.
    Fairness of course requires an absence of actual bias in the trial of
    cases. But our system of law has always endeavored to prevent even
    the probability of unfairness. To this end no man can be a judge in his
    own case and no man is permitted to try cases where he has an
    interest in the outcome. . . . This Court has said . . . that every
    procedure which would offer a possible temptation to the average man
    as a judge . . . not to hold the balance nice, clear, and true between
    the State and the accused, denies the latter due process of law.”
    Id. at 860, quoting Schlesinger Appeal, 172 A.2d at 840-41 (internal quotations and
    citations omitted); cf. Williams v. Pennsylvania, __ U.S. __, 
    136 S.Ct. 1899
    , 1905-06
    (2016) (recognizing “an unconstitutional potential for bias exists when the same person
    serves as both accuser and adjudicator in a case. This objective risk of bias is reflected
    in the due process maxim that no man can be a judge in his own case and no man is
    permitted to try cases where he has an interest in the outcome.” (internal quotation and
    citations omitted)).
    In Dussia v. Barger, 
    351 A.2d 667
     (Pa. 1975), this Court again endorsed the
    principle that “no man is permitted to try cases where he has an interest in the outcome.”
    351 A.2d at 674 (internal quotation and citation omitted). The Dussia Court considered
    the alleged “unconstitutional commingling of functions” of the Commissioner of the
    Pennsylvania State Police Department, where the commissioner was charged with two
    duties: 1) to act in an investigatory and advisory capacity and determine if a disciplinary
    board should be convened to review court-martial recommendations; and 2) to make the
    ultimate substantive decision to recommend any individual police officer to a court-martial.
    [J-22-2021] - 11
    Id. at 672-74.     The Court observed, “‘[t]hese types of commingling of functions of
    investigation or advocacy with the function of deciding are . . . plainly undesirable.’” Id.
    at 673, quoting Sung v. McGrath, 
    339 U.S. 33
    , 44 (1950). “‘A genuinely impartial hearing,
    conducted with critical detachment, is psychologically improbable if not impossible, when
    the presiding officer has at once the responsibility of appraising the strength of the case
    and of seeking to make it as strong as possible.’” Id. at 673, quoting McGrath, 339 U.S.
    at 44.      Thus, the Dussia Court held that this “intermingling of functions” was
    “constitutionally prohibited” as a violation of due process. Id. at 674-75, citing Schlesinger
    Appeal, 172 A.2d at 841. This Court has held, in such cases, actual bias need not be
    established, as “[a]ny tribunal permitted by law to try cases and controversies must not
    only be unbiased but must avoid even the appearance of bias.” Gardner v. Repasky, 
    252 A.2d 704
    , 706 (Pa. 1969) (same individual should not have served on board seeking
    suspension of police officer and Civil Service Commission determining officer’s
    suspension appeal).
    Moreover, relevant case law instructs that actual bias need not be shown in a case
    where a decision-maker rules on a matter in which he or she has a personal interest. In
    Caperton v. A.T. Massey Coal Co., Inc., 
    556 U.S. 868
     (2009), the United States Supreme
    Court considered whether Brent Benjamin, a justice of the West Virginia Supreme Court
    of Appeals, should have recused himself from considering a case involving an entity
    whose chief executive officer had contributed $3 million to political organizations
    supporting Benjamin’s election. The High Court noted the salient question was not
    whether a jurist harbors an actual, subjective bias, but instead whether, as an objective
    matter, the average judge or decision-maker in his position is likely to be neutral, or
    [J-22-2021] - 12
    whether there is an unconstitutional “potential for bias.” 
    Id. at 881
    . The Court held the
    instances that require recusal, as an objective matter, are those “‘in which experience
    teaches that the probability of actual bias on the part of the judge or decision[-]maker is
    too high to be constitutionally tolerable.’” 
    Id. at 877
    , quoting Withrow v. Larkin, 
    421 U.S. 35
    , 47 (1975). The Court recognized Justice Benjamin asserted he could fairly and
    impartially judge the merits of the underlying case, and did not question his subjective
    findings of impartiality and propriety, or determine whether there was actual bias. Id. at
    882. Instead, the Caperton Court determined “there was here a serious, objective risk of
    actual bias that required Justice Benjamin’s recusal.” Id. at 886; see also Mun. Publ’ns,
    Inc. v. Court of Common Pleas of Phila. Cty., 
    489 A.2d 1286
    , 1289 (Pa. 1985)
    (recusal required wherever there is substantial doubt as to jurist’s ability to preside
    impartially). Accordingly, the High Court reversed and remanded for further proceedings.
    Caperton, 
    556 U.S. at 890
    .
    Notwithstanding the foregoing analogous precedent, the Commonwealth Court
    instead relied on its own decision in Youngsville to hold there was no due process concern
    here because there was no allegation or proof Burton-Faulk influenced the votes of the
    other ZBA members. In Youngsville, the appellant borough challenged its zoning board’s
    decision to allow a nonconforming use of a twenty-seven-unit trailer park on the appellee’s
    property. One of the issues on appeal was whether “the Board’s decision was tainted
    because one of its members should have disqualified himself from participation in the
    decision[] . . . [because] he was employed by the appellee to survey the land in question
    and he testified as a witness in support of the appellee’s earlier attempt to amend the
    zoning ordinance applicable to the premise.”        Youngsville, 450 A.2d at 1090. The
    [J-22-2021] - 13
    Commonwealth Court panel upheld the zoning decision despite the dual roles served by
    the zoning board member. The panel recognized “the fact that one of the Board members
    was employed to survey the property here concerned, coupled with his participation in an
    earlier proceeding as a witness in support of the appellee's proposed use, does raise a
    significant question as to his objectivity in this matter.” Id. at 1091. However, the panel
    majority ultimately concluded reversal of the zoning decision was not necessary because
    “there is nothing in the record before us which indicates that this Board member actually
    conducted himself in a biased or prejudicial manner” and there was “no allegation that the
    member in question controlled or unduly influenced the other members of the Board in
    any manner which would raise doubts as to the validity of their votes.” Id. (emphasis in
    original).
    We reject the Commonwealth Court’s view that Youngsville controls here. First,
    that case is distinguishable on its facts. The allegedly conflicted zoning board member in
    Youngsville had testified in support of the municipality’s zoning ordinance that was later
    applied to a variance request considered in due course by the board. See id. at 1090.
    Here, the conflicted individual simultaneously served as a board member of the applicant
    and the zoning board tasked with deciding the applicant’s request for variances and
    special exceptions. In any event, we disapprove of the reasoning in that split panel
    decision. Given the clear conflict of interest here — a conflict that created an appearance
    of impropriety conceded by the applicant itself — we cannot agree that the zoning
    decision should stand because there was no proof the other board members were
    influenced by that potential bias. Although the ZBA is not a court, it is nevertheless a
    governmental body charged with applying the law to zoning matters arising in its purview,
    [J-22-2021] - 14
    and the principles of due process apply with the same force. See Kowenhoven, 901 A.2d
    at 1009 (“Due process principles apply to quasi-judicial or administrative proceedings.”).
    As we recognized in Horn, an individual should not be permitted to try cases where she
    has an interest in the outcome, see 337 A.2d at 860, and as we stated in Gardner, actual
    bias need not be established because a tribunal “must not only be unbiased but must
    avoid even the appearance of bias,” Gardner, 252 A.2d at 706 (internal quotation and
    citation omitted).
    We therefore conclude that whether or not Burton-Faulk was actually biased in
    favor of the successful zoning applicant is not dispositive here. Indeed, her participation
    in ruling on the propriety of zoning applications brought by an organization on whose
    board she sat at all relevant times so clearly and obviously endangered the appearance
    of neutrality that her recusal was required under well-settled due process principles that
    disallow a person to be the judge of his or her own case or to try a matter in which he or
    she has an interest in the outcome. See Horn, 337 A.2d at 860; see also Dussia, 351
    A.2d at 674. We hold the Commonwealth Court erred in rejecting appellants’ arguments
    on this issue and upholding the resulting tainted ZBA decision.
    IV. Conclusion
    Accordingly, we affirm the Commonwealth Court’s order in part and reverse in part.
    We remand for a new hearing on the appellee NLC’s zoning applications before a newly
    constituted panel of the ZBA.
    Chief Justice Baer and Justices Saylor and Mundy join the opinion.
    Justice Wecht files a concurring and dissenting opinion in which Justice Todd and
    Justice Donohue join.
    [J-22-2021] - 15
    

Document Info

Docket Number: 22 WAP 2020

Judges: Dougherty, Kevin M.

Filed Date: 9/22/2021

Precedential Status: Precedential

Modified Date: 11/21/2024