Mohn, D., Aplt. v. Bucks Co. Republican Committee ( 2021 )


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  •                                    [J-36-2021]
    IN THE SUPREME COURT OF PENNSYLVANIA
    MIDDLE DISTRICT
    BAER, C.J., SAYLOR, TODD, DONOHUE, DOUGHERTY, WECHT, MUNDY, JJ.
    DANIEL MOHN, CHAD WALLACE AND                :   No. 74 MAP 2020
    IRENE SILVIUS                                :
    :   Appeal from the Order of the
    :   Commonwealth Court at No. 24 CD
    v.                        :   2018 dated 3/6/20 affirming the order
    :   of the Bucks County Court of Common
    :   Pleas, Civil Division, at No. 2016-
    :   03560 dated 12/14/17
    BUCKS COUNTY REPUBLICAN                      :
    COMMITTEE                                    :
    :
    APPEAL OF: DANIEL MOHN                       :   ARGUED: May 18, 2021
    OPINION
    JUSTICE SAYLOR                                          DECIDED: September 22, 2021
    This appeal concerns the jurisdiction of Pennsylvania courts to intervene in the
    internal affairs of political parties.
    Appellant was a Republican committeeperson of Appellee, the Bucks County
    Republican Committee, for the voting district of Yardley Borough.1 He was first elected
    1 Appellee is an unincorporated association and a political party as defined by Section
    801 of the Pennsylvania Election Code. See 25 P.S. §2831(b). The Rules of the
    Republican Party in Bucks County, Pennsylvania (the “Committee Rules”), which serve
    as the organization’s bylaws, provide that the County Committee is composed of one
    committeeman and one committeewoman from each election district in Bucks County,
    who are elected by Republican electors at the Primary Election in even numbered years.
    See Committee Rules, Rule I, art. 1 §A; id. Rule II, art. 2; accord 25 P.S. §2837 (“There
    shall be in each county a county committee for each political party within such county, the
    members of which shall be elected at the spring primary, or appointed, as the rules of the
    respective parties within the county provide.”).
    to a two-year term in 2014, and he was reelected on April 26, 2016. This election was
    conducted in conjunction with the 2016 public primaries, albeit that it served as the sole
    and dispositive election for committeepersons.
    After the election, the acting chairman of Appellee’s Ethics Committee sent a letter
    to Appellant advising him that complaints had been lodged by Bryan McNamara and
    Nicholas and Sandra Liberato. Complaint dated June 7, 2016, in Mohn v. Bucks Cty.
    Republican Comm., No. 2016-03560 (C.P. Bucks) (“Complaint”), at Ex. D. Mr. McNamara
    alleged, among other things, that Appellant had “actively campaigned against an
    endorsed candidate for committeeman and disparaged the importance and value of the
    Bucks County Republican Committee Sample Ballot.” Id. at Ex. I. The letter containing
    the Liberatos’ complaint specifically averred that:
    A [political action committee] controlled by Dan Mohn [and
    another individual] paid for and sent mailers in support of [an
    opponent] labeling my wife and I as Liberals, Rhinos[, i.e.,
    Republicans in name only], and a “Union member who pays
    non-mandatory dues that expand Union Power.” They even
    inferred that I am supportive of Planned Parenthood . . ..
    These are outrageous lies.
    Id. at Ex. K. Both complaint letters asserted that Appellant had violated the Code of Ethics
    contained in Rule VII of the Committee Rules. In his correspondence to Appellant, the
    acting chairman also related that an investigatory hearing had been scheduled before the
    Ethics Committee, at which Appellant would be free to present testimony from witnesses
    and other evidence.
    Appellant’s counsel responded with requests for documents and information. He
    also asked for a continuance of at least 30 days, while indicating that the alleged conduct
    didn’t appear to violate any known bylaw or rule of the local committee. Additionally,
    counsel alluded to Bentman v. Seventh Ward Democratic Executive Committee, 
    421 Pa. 188
    , 
    218 A.2d 261
     (1966), insofar as the decision reflects that “[m]embership on [a local
    [J-36-2021] - 2
    party’s] committee, a status now legally recognized, is an important right and privilege not
    only to the person elected but also to the voters who elected such person to act as their
    representatives on the committee.” 
    Id.
     at Ex. G (quoting Bentman, 
    421 Pa. at 199
    , 
    218 A.2d at 267
    ).
    A short continuance was granted, and Appellant was notified. In response, his
    counsel took the position that the Code of Ethics reposited in the Committee Rules applied
    solely to elected and appointed public officials, not party officials. See Complaint dated
    June 7, 2016, in Mohn v. Bucks Cty. Republican Comm., No. 2016-03560, at Ex. L. As
    such, counsel opined that the Ethics Committee lacked the authority to conduct any
    proceedings and asserted that the hearing should be cancelled. In the alternative,
    counsel reiterated his request for a longer continuance and complained that he hadn’t
    been provided with requested documents. The hearing before the Ethics Committee
    apparently proceeded nevertheless, and the committee apparently submitted a report and
    recommendation to the Executive Committee.2
    On June 7, 2016, Appellant and two other individuals filed a complaint in the court
    of common pleas seeking declaratory and injunctive relief to prevent their removal as
    committeepersons, as well as an award of attorneys’ fees as a sanction for purported bad
    faith.3 The plaintiffs also filed a separate emergency motion asking the court to enjoin the
    conduct of any hearing before the Executive Committee.
    In the complaint, Appellant reiterated his position that the Ethics Code applies only
    to public officials and not to party officials. He recognized that Rule I, Article 3 of the
    Committee Rules separately authorizes Appellee’s Executive Committee to disqualify an
    2 In the record presented, the details of the proceedings before the Ethics Committee are
    somewhat vague.
    3 The two other individuals subsequently discontinued their participation.
    [J-36-2021] - 3
    office holder (including a committeeperson) who: is not a qualified Republican elector;
    has supported a candidate for election in opposition to any nominee of the Republican
    Party in a general election; or is neglecting or refusing to attend to the duties of his or her
    office. See Complaint at ¶14. He stressed, however, that, under these provisions, the
    officer holder “shall be given an opportunity for a full hearing before the Executive
    Committee after due notice of the nature of the charges, the time and place of the hearing,
    and his or her entitlement generally to the elements of due process in the conduct of such
    proceedings.” Committee Rules, Rule I, art. 3. He further developed, inter alia, that only
    violations of the Rule VII Code of Ethics had been alleged.
    The complaint also referenced Bentman in support of Appellant’s position that
    Appellee was required both to comply with its own rules and to afford due process “as
    embodied in the Constitution of the United States.” Complaint at ¶15 (citing Bentman,
    
    421 Pa. at 199
    , 
    218 A.2d at 267
    ). Further, Appellant highlighted that, in addition to his
    intra-party duties, he had important public duties, including nominating candidates for
    special election for vacancies in local offices. Id. at ¶92.4 In terms of the jurisdiction of
    the common pleas court, Appellant noted that this Court had explained, “[d]eprivation of
    [committee] membership and concomitant right of participation in the selection of public
    officers bears a [d]irect and [s]ubstantial relationship to the electoral processes as to be
    a matter of judicial concern.” Id. (quoting Bentman, 
    421 Pa. at 203
    , 
    218 A.2d at 269
    ).
    4 The Committee Rules provide that “[i]n case of a vacancy on any ticket of any political
    sub-division or district thereof, the members of the County Committee of the unit affected
    shall nominate a candidate to fill said vacancy and transmit their action in writing, signed
    by them, to the County Chairman who, with the Secretary shall certify the action to the
    County Board of Electors.” Committee Rules, Rule VIII, art. 1 §B. Appellee’s duty to
    nominate candidates in special-election scenarios is imposed by the Pennsylvania
    Election Code. See 25 P.S. §2780 ("Each political party shall be entitled to nominate and
    to file nomination certificates for as many candidates as will be voted for at such special
    election.”).
    [J-36-2021] - 4
    Finally, the complaint referenced the provision of Section 807 of the Election Code
    to the effect that a county committee “may make such rules for the government of the
    party in the county, not inconsistent with law or with the State rules of the party, as it may
    deem expedient[.]” 25 P.S. §2837. According to Appellant, when Appellee allegedly
    violated its own rules, it concomitantly offended this provision, since “the Committee may
    only act consistent with its own rules under 25 P.S. §2837.” Complaint at ¶95.
    Consideration of the matter by the Executive Committee was deferred pending a
    hearing before the county court on Appellant’s emergency motion for injunctive relief.
    After the court set a hearing date, Appellee scheduled a hearing before the Executive
    Committee and gave notice to Appellant.          The correspondence indicated that the
    proceedings were pursuant to the disqualification provisions of Rule 1, Article 3 of the
    Committee Rules. See Bucks Cty. Republican Comm., Exec. Comm. Hearing, N.T., Aug.
    11, 2016, at 21, Ex. HQ 3.
    Appellant’s counsel responded with a letter objecting to the hearing on the basis
    of the matters set forth in the complaint filed in the county court. Counsel also posited:
    “[It] appears the disqualification hearing has been scheduled for some improper purpose,
    possibly as an attempt to harass and embarrass Mr. Mohn, or as an attempt to intimidate
    or control Mr. Mohn’s conduct.” Id. at 16, Ex. HQ 1.
    The common pleas court denied relief on the emergency injunction and the hearing
    before the Executive Committee ensued. Neither Appellant nor his counsel appeared,
    but a hearing master read into the record the contents of counsel’s most recent
    correspondence advancing Appellant’s objections. The hearing master proceeded to
    introduce a “Committeepeople Resolution,” which had been signed and accepted by
    Appellant, indicating, inter alia, that he would “help endorsed Republicans running for
    [J-36-2021] - 5
    office in accordance with the Bucks County Republican Committee bylaws,” and “cover
    polls on election day, distribute the sample ballot.” Id. at 19, Ex. HQ 2.
    An attorney representing the complainants invoking the Ethics Code was then
    permitted to present testimony and evidence.          Consistent with his complaint letter,
    Nicholas Liberato explained that, during his campaign for reelection as local
    committeeperson, he become aware that Appellant was circulating flyers printed through
    a political action committee of which Appellant was the treasurer.            See id. at 31.
    According to Mr. Liberato, the flyers falsely accused him of working against conservative
    values; working to expand union power; acting as a Republican in name only; and altering
    the sample ballot to include trial lawyers, union members, and a former Planned
    Parenthood executive. Id. at 27-29. Mr. Liberato also noted that the flyer contained
    Appellant’s personal return address. On Election Day, Mr. Liberato attested, he had
    learned that Appellant was in his (the witness’s) election district distributing sample ballots
    prepared by the political action committee in support of the opposing candidate. It was
    Mr. Liberato’s position that Appellant had no reason to be at his (again, the witness’s)
    polling station on the day of the primary, and that Appellant should have been at his own
    polling station in Yardley Borough. See id.at 33. Mr. Liberato indicated that, although he
    was the endorsed candidate,5 he lost the election by two votes. See id. at 36-37.
    Bryan McNamara similarly testified that he had learned of flyers opposing his own
    candidacy distributed by Appellant, and that Appellant appeared at his (the witness’s)
    polling station on the afternoon of Election Day distributing sample ballots in support of
    the opposing candidate. See id. at 47-54.
    At the conclusion of the hearing, the Executive Committee voted to disqualify
    Appellant as a committeeperson and declare his office vacant. See id. at 86. Appellee’s
    5 There were conflicting assertions about whether the party endorses committeepersons.
    Compare Exec. Comm. Hearing, N.T., Aug. 11, 2016, at 36, with id. at 60.
    [J-36-2021] - 6
    chairman later accepted the Executive Committee’s recommendation to this effect and
    issued the declaration.
    Appellant and Appellee proceeded to file cross-motions for summary judgment in
    the litigation before the common pleas court. The gravamen of Appellee’s position --
    which was credited by the county court -- was that the matter was a purely intra-party
    dispute with no direct or substantial relationship to any state interest. As such, Appellee
    successfully asserted that its right to political association under the First and Fourteenth
    Amendments to the United States Constitution prohibited the court from assuming
    jurisdiction.   Bucks County Republican Committee’s Cross-Motion for Summary
    Judgment in Mohn, No. 2016-03560, at ¶2. See generally Democratic Party of the U.S.
    v. Wisconsin ex rel. La Follette, 
    450 U.S. 122
    , 126, 
    101 S. Ct. 1010
    , 1019 (1981) (“This
    First Amendment freedom to gather in association for the purpose of advancing shared
    beliefs is protected by the Fourteenth Amendment from infringement by any State[,]” and
    “the freedom to associate for the ‘common advancement of political beliefs,’ necessarily
    presupposes the freedom to identify the people who constitute the association, and to
    limit the association to those people only” (quoting Kusper v Pontikes, 
    414 U.S. 541
    , 56,
    
    94 S. Ct. 303
    , 307 (1973)); Cousins v. Wigoda, 
    419 U.S. 477
    , 487, 
    95 S. Ct. 541
    , 547
    (1975) (“The National Democratic Party and its adherents enjoy a constitutionally
    protected right of political association.”).
    The Commonwealth Court affirmed in a divided, non-precedential opinion. See
    Mohn v. Bucks Cty. Republican Comm., 24 C.D. 2018, slip op., 
    2020 WL 1079247
     (Pa.
    Cmwlth. Mar. 6, 2020). Consistent with Appellee’s position, the majority opinion stressed
    Appellee’s associational rights and distinguished Bentman on the basis that “[Appellant’s]
    removal from office is in no way related to [Appellee’s] present selection of party nominees
    for public office.” Id. at *7 (emphasis added). According to the dissent, however, such a
    [J-36-2021] - 7
    narrow reading of Bentman “renders its analysis superfluous.” Id. at *11 (McCullough, J.,
    dissenting).
    Appeal was allowed to consider whether the county court had jurisdiction under
    Bentman. See Mohn v. Bucks Cty. Republican Comm., ___ Pa. ___, 
    241 A.3d 1094
    (2020) (per curiam).6 Given that the framing the issue turns on Bentman, we open with a
    summary of the decision.
    In Bentman, two local Democratic Party committeepersons in the Philadelphia area
    were removed from their positions for alleged disloyalty manifested in their support of an
    unendorsed candidate for the Democratic nomination for the United States Senate. 7
    Along with several party electors, they commenced a mandamus action against the local
    party’s executive committee. The committee interposed preliminary objections, which
    were sustained by the county court “[s]olely upon the jurisdictional ground that courts will
    not interfere with the actions and internal organization of a political party.” 
    Id. at 191
    , 
    218 A.2d at 263
    . This Court, however, held that the common pleas court had erred in finding
    that jurisdiction was lacking. See 
    id. at 203
    , 
    218 A.2d at 269
    .
    Initially, the Bentman Court recognized the historical approach that “[p]olitical
    parties . . . must govern themselves by party law. The courts cannot step in to compose
    6 The matter might be regarded as technically moot, since the term of party office to which
    Appellant was elected has now expired. Appeal wasn’t allowed, however, to address
    mootness considerations, and in any event, it appears that the scenario could evade our
    review if we declined the present consideration. See generally DEP v. Cromwell Twp.,
    Huntingdon Cty., 
    613 Pa. 1
    , 21, 
    32 A.3d 639
    , 652 (2011) (discussing the exceptions to
    the mootness doctrine).
    7 Notably, unlike the present circumstances, the alleged conduct occurred prior to the
    time that the committeepersons were first elected to their positions. See Bentman, 
    421 Pa. at
    190 n.1, 
    218 A.2d at
    263 n.1 (“The alleged disloyalty took place at a time when
    Cox and Schuchman were not party committeemen.”).
    [J-36-2021] - 8
    party wrangles or to settle factional strife.” 
    Id. at 192
    , 
    218 A.2d at 264
     (quoting Kearns v.
    Howley, 
    188 Pa. 116
    , 122, 
    41 A. 273
    , 275 (1898)); see also Kenneck v. Pennock, 
    305 Pa. 288
    , 
    157 A. 613
     (1931) (per curiam opinion) (refusing to entertain a challenge to the
    removal of a local party committeeperson, as the party leaders “are amenable alone to
    their party which is purely political” (quoting Kearns, 
    188 Pa. at 121
    , 
    41 A. at 274
    ).8
    The Court related, however, that the General Assembly had subsequently enacted
    legislation providing for the constitution of local political committees via election or
    appointment, with the members being “subject to the control, direction and supervision of
    the political committee of which they are members.” Bentman, 
    421 Pa. at 193
    , 
    218 A.2d at 264
     (quoting 25 P.S. §2842). Per this provision, the Bentman Court pronounced: “[I]t
    is evident that the legislature recognized a status in law in party committees and
    committeemen.” Id. But see supra note 8. The Court also highlighted that offices of party
    committees had come to be filled through the same electoral processes and under the
    same statutory authority as public offices. See id. at 194, 
    218 A.2d at 265
    .
    Against this background, the Court proceeded to frame the question presented as
    “whether the electors of a political party have a right, cognizable in a court of law, to
    choose whom they will to represent them in their party’s organization and councils[.]” 
    Id. at 195
    , 
    218 A.2d at 265
    .9 The Court continued:
    8 Contrary to Bentman as discussed below, the Kennock Court discerned no difference
    deriving from the fact that committee offices are addressed by statute. See Kennock, 
    305 Pa. at 289-90
    , 
    157 A. at 614
     (“It is unnecessary to quote the act, as it is apparent
    appellants confuse public officers with party officers. A reading of the act clearly reveals
    that the familiar distinction between party officers and public officers is expressly
    observed.” (emphasis in original)).
    9 The Court also observed that the committeepersons hadn’t been removed “for anything
    which they had done as committeemen or in their representative capacity but by reason
    of that which it is alleged they had done prior to their election and selection.” 
    Id.
     at 195-
    96, 
    218 A.2d at 266
    ; see supra note 7.
    [J-36-2021] - 9
    The Executive Committee, by its action, has ignored the fact
    that these two persons by a majority of the party electorate
    were chosen to represent them, has rendered the electoral
    process a nullity and a farce, has denied the majority of the
    party electors the right to be represented by persons of their
    choice in the party councils and now urge[s] that the courts,
    because a political party is a private and not a public entity,
    are powerless to intervene.
    Id. at 196, 
    218 A.2d at 266
    .
    While characterizing the historical forbearance by courts from interfering in intra-
    party matters as “understandable,” the Bentman Court found that legislative
    developments had altered the status quo. It highlighted, in particular, that the General
    Assembly had imposed the performance of some public functions on political parties,
    directly affecting the public at large and the government. See 
    id. at 196
    , 
    218 A.2d at 266
    (“Today, however, the relationship between political parties, the government and the
    public has become such that, in many areas, the public interest is not only directly affected
    by political parties but such parties actually perform public functions imposed upon them
    by law.” (emphasis in original)). Given the intermixing of some pubic matters with party
    matters manifested in the Pennsylvania Election Code -- and particularly the delegation
    to local committees of the responsibility to make nominations for public office in special-
    election scenarios -- the Court found that local political parties can undertake state action,
    rendering their actions amenable to judicial review pursuant to the Due Process Clause
    of the Fourteenth Amendment to the United States Constitution. See 
    id.
     (“Insofar as a
    political party performs statutorily-imposed public functions and to the extent that its
    actions constitute state action, the internal organization of such political party is a matter
    of such concern to the public as to make it subject to constitutional limitations and judicial
    [J-36-2021] - 10
    restraint.”).10 Relative to the circumstances before the Court, it relied, in particular, on the
    fact that the local Democratic committee was responsible to nominate several candidates
    for judgeships created too late for the positions to be included in the primary election.
    See 
    id. at 199
    , 
    218 A.2d at 267
    .
    Significantly, Bentman doesn’t hold that all actions by party committees constitute
    state action. See 
    id. at 197
    , 
    218 A.2d at 266
     (“The invocation of judicial interference in
    this area must be restricted or circumscribed[.]”).          Rather, the Court fashioned a
    requirement that the action or actions under consideration must bear a “direct and
    substantial relationship to the performance of public functions by the political party.” 
    Id. at 197
    , 
    218 A.2d at 266
     (emphasis in original); see also 
    id. at 196-97
    , 
    218 A.2d at 266
    (“Judicial interference, even with the internal organization of a political party, is justifiable
    if such internal organization may directly affect the performance of a public function and
    the public interest.” (emphasis added)).
    Returning to the premise that the new regime for judicial review of certain intra-
    party matters derived from the “legal status” of party committeepersons and political
    committees accorded by the General Assembly, the Court next addressed the argument
    that the statute’s explicit allocation of control, direction, and supervision of
    committeepersons to the political committee should be read to maintain the status quo
    relative to the withholding of jurisdiction in the courts. In the Bentman Court’s judgment,
    such approach would be “patently absurd and unreasonable,” in that it would allow
    political committees to “nullify and ignore, without legal cause, the results of . . .
    10 See also 
    id. at 202
    , 
    218 A.2d at 269
     (“When the activity of a party organization in such
    area or when its internal organization and membership has a direct bearing on its activity
    in such area is challenged as constitutionally offensive and it is claimed that, in the
    performance of its statutorily imposed duties amounting to state action, the party
    organization violates the concept of due process, then the judiciary not only may but must
    intervene.” (emphasis in original)).
    [J-36-2021] - 11
    election[s.]” 
    Id. at 198
    , 
    218 A.2d at 267
    . Instead, the Court expressed the aim of the
    legislation in the following terms taken from the decision of the Court of Appeals of New
    York in Coffey v. Democratic General Committee, 
    58 N.E. 124
     (N.Y. 1900):
    The dominant idea pervading the entire statute is the absolute
    assurance to the citizen that his wish as to the conduct of the
    affairs of his party may be expressed through his ballot, and
    thus given effect, whether it be in accord with the wishes of
    the leaders of his party or not, and that thus shall be put in
    effective operation, in the primaries, the underlying principle
    of democracy, which makes the will of an unfettered majority
    controlling. In other words, the scheme is to permit the voters
    to construct the organization from the bottom upwards,
    instead of permitting leaders to construct it from the top
    downwards.
    Bentman, 
    421 Pa. at 198-99
    , 
    218 A.2d at 267
     (quoting Coffey, 58 N.E. at 126).
    The Bentman Court also emphasized that it was required to construe the statutory
    language, if possible, in such a manner as not to violate due process norms embodied in
    the United States Constitution. See id. at 199, 
    218 A.2d at 267
    ; see also 
    id. at 203
    , 
    218 A.2d at 269
     (“Membership on that committee carries with it the right to participate in the
    selection of the political body which, under the legislative direction, in certain instances,
    selects the nominees for public office, an activity clearly constituting state action under
    the 14th Amendment.”). It also reiterated that committee membership is an important
    right and privilege not only to the person elected but also to the voters who elected the
    person to act in a representative capacity. See 
    id. at 203
    , 
    218 A.2d at 269
    . The Court
    then concluded:
    To the extent that the instant action of the Executive
    Committee bears a relationship to the state action inherent in
    the selection of party nominees for public offices, such action
    may be tested in the judicial area to determine whether the
    action of the Executive Committee denying membership on
    the Committee to the chosen representatives of the party
    [J-36-2021] - 12
    electorate offends against the constitutional provision
    mandating due process in state action.
    
    Id.
    The Bentman decision isn’t clear in terms of how direct the nexus with public affairs
    must be to justify the contemplated judicial interference in local intra-party matters. On
    the one hand, there is language in the decision that suggests that the mere conferral of
    some public function to a committee generally renders committee actions relative to the
    composition of its membership reviewable.11 On the other hand, the Bentman Court relied
    on a discrete nomination scenario in which the particular party committee in issue was
    charged with making actual nominations for public office, see 
    id. at 199-200
    , 
    218 A.2d at 267-68
    , and the Court sustained a strong theme throughout centered on the requirement
    of directness.
    The present dispute centers on just how broadly Bentman should be read,
    particularly in terms of its “direct and substantial” litmus for state action. Appellant, for his
    part, advocates the broader interpretation. Although Appellant hasn’t identified any
    specific vacancy in public office arising during the term of the party office for which he
    was elected, he stresses that the Bentman Court admonished that “[j]udicial interference,
    even within the internal organization of a party, is justifiable if such internal organization
    may directly affect the performance of a public function and the public interest.” Brief for
    Appellant at 14 (quoting Bentman, 
    421 Pa. at 196-97
    , 
    218 A.2d at 266
    ) (emphasis in
    original). According to Appellant, the word “may,” in this context, means that “trial courts
    11 See, e.g., 
    id. at 202
    , 
    218 A.2d at 269
     (“The assumption of such obligations [to select
    nominees in special-election scenarios] by party organizations has marked the entry by
    such party organizations into an area of public activity which renders their activities in
    such area amenable to judicial supervision.”); 
    id.
     at at 202, 
    218 A.2d at 269
     (“Inasmuch
    as the legislature has seen fit to impose on political party organization certain duties which
    bear a direct and substantial relationship to the selection of public officials by the electoral
    process the complete privacy in nature of party organization recognized by our courts in
    the past no longer exists.” (emphasis in original; footnote omitted)).
    [J-36-2021] - 13
    have jurisdiction to intervene any time a political party interferes with a committeeperson’s
    ability to perform a duty to participate in the selection of candidates for local political
    offices.” Id. at 14-15 (emphasis in original); see also id. at 20 (“If a vacancy in local [public]
    office occurs, there is no guarantee that future litigation could be resolved in time for
    [Appellant] to participate in the nomination of the candidate in the timeframe necessary
    for selecting the candidate and holding the special election. [Appellant] must not wait for
    such vacancy to occur”).
    Appellee, conversely, advocates the narrower approach to Bentman. See, e.g.,
    Brief for Appellee at 10 (“The holding in Bentman is much more discrete than that
    proposed by Appellant, because there the Democratic Party was participating in ‘state
    action,’ substituting its internal vote for a primary election for judicial offices.”). According
    to Appellee, “Appellant consistently and incorrectly conflates his duties as the occupant
    of a party office by alleging a purely hypothetical ‘state action’ by [Appellee.]” Id. at 10-
    11; see also id. at 11-13 (characterizing the nexus with public functions relied upon by
    Appellant as “indirect, remote and contingent” and “inchoate or speculative”). Accepting
    Appellant’s expansive reading of Bentman, Appellee posits, would cause an exception to
    overwhelm the rule. See id. at 13 (“Political parties would be deprived of any right to
    define and determine their membership by removing members exhibiting hostility to their
    ‘shared beliefs’ because a duty to perform a state action could occur at any time during
    the term of a party officer.” (emphasis in original)). Appellee also continues to rely on the
    line of decisions of the United States Supreme Court reaffirming the strength of the
    constitutional right of political association invested in political parties.
    Upon review of Bentman, we find it to be remarkable that no mention is made of
    the political party’s constitutional right of association. See generally Harvard Law Review
    Association, State Regulation of National Political Parties, 95 HARV. L. REV. 241, 247 n.34
    [J-36-2021] - 14
    (1981) (observing, with reference to Bentman, that “[m]any states have applied their law
    to local and state political parties without considering possible freedom of association
    claims”).   Presumably, the omission results from the wide-scale development and
    clarification of this right after 1966, when the Bentman decision was rendered. See
    generally Michael L. Stokes, When Freedoms Conflict: Party Discipline and the First
    Amendment, 11 J.L. & POL. 751, 772 (1995) (“Throughout the 1970s, as the lower federal
    courts were fashioning a body of law protecting legislators from party discipline, the
    Supreme Court was proceeding in a different direction, developing a constitutional right
    of association as part of its First Amendment jurisprudence.”); Ripon Soc’y, Inc. v. Nat’l
    Republican Party, 
    525 F.2d 567
    , 586 (D.C. Cir. 1975) (“Last term the [Supreme] Court in
    Cousins v. Wigoda placed the internal workings of a political party squarely within the
    protection of the First Amendment.”).12
    12 In Ripon Society, the United States Circuit Court of Appeals for the District of Columbia
    opined:
    There are a number of respects . . . in which the [political]
    parties conduct their affairs other than by giving equal
    attention to the preferences of all voters, or even all party
    adherents. Perhaps this is not surprising. A party is after all
    more than a forum for all its adherents’ views. It is an
    organized attempt to see the most important of those views
    put into practice through control of the levers of government.
    One party may think that the best way to do this is through a
    “strictly democratic” majoritarianism. But another may think it
    can only be done (let us say) by giving the proven party
    professional a greater voice than the newcomer. Which of
    these approaches is the more efficacious we cannot say, but
    the latter certainly seems a more accurate description of how
    political parties operate in reality.
    What is important for our purposes is that a party’s choice, as
    among various ways of governing itself, of the one which
    seems best calculated to strengthen the party and advance
    [J-36-2021] - 15
    Significantly, in Wigoda v. Cousins, 
    302 N.E.2d 614
     (Ill. App. Ct. 1973), an Illinois
    appellate court cited Bentman and the New York Court of Appeals’ decision in Coffey,
    upon which Bentman relied, in support of the proposition that “[t]he interest of the state in
    protecting the right to participate in primaries is superior to whatever other interests the
    party itself might wish to protect.” Wigoda, 
    302 N.E.2d at 629
    . The Supreme Court of the
    United States disagreed, however, and the Illinois appellate court’s decision was
    overturned with emphasis on the political party’s right to freedom of association. See
    Wigoda, 
    419 U.S. at 488-91
    , 
    95 S. Ct. at 547-49
    .
    We are not asked here to reconsider and/or to overrule Bentman but only to decide
    how broadly it should be read.13 Particularly upon consideration of Appellee’s right of
    its interests, deserves the protection of the Constitution. . ..
    [T]here must be a right not only to form political associations
    but to organize and direct them in the way that will make them
    most effective.
    Ripon Soc’y, 525 F.2d at 584-85 (footnotes omitted). Notably, the Supreme Court of the
    United States cited affirmatively to a concurrence, in Ripon, for the proposition that the
    political parties have the right to select a “standard bearer who best represents the party’s
    ideologies and preferences.” Eu v. San Francisco Cty. Democratic Centr. Comm., 
    489 U.S. 214
    , 224, 
    109 S. Ct. 1013
    , 1021 (1989) (quoting Ripon Soc’y, 525 F.2d at 601
    (Tamm, J, concurring)).
    13 Similarly, we are also not asked to (and do not) consider whether there may be other
    circumstances, beyond the state-action criterion, that might justify judicial review of
    ostensibly intra-party matters. Notably, under the decisional law of the United States
    Supreme Court, intervention in derogation of a political party’s associational rights can be
    appropriate when there is a compelling state interest. See, e.g., Eu, 489 U.S. at 231, 109
    S. Ct. at 1024. In this regard, that Court has been careful to express reservations about
    unduly constraining legitimate governmental regulation and, by analogy at least, judicial
    review. See, e.g., id. at 232, 109 S. Ct. at 1025 (“This . . . is not a case where
    [government] intervention is necessary to prevent the derogation of the civil rights of the
    party adherents.”); McMenamin v. Phila. Cty. Democratic Exec. Comm., 
    405 F. Supp. 998
    , 1001 (E.D. Pa. 1975) (refusing involvement in an internal party dispute over selection
    of a ward leader absent any racial, geographic, or fraudulent aspect).
    [J-36-2021] - 16
    political association, we choose the narrower of the interpretations with which we are now
    presented.14 As developed above, under this approach, an individual must point to some
    discrete acts or actions entailing state action to establish the required direct-and-
    substantial nexus, such as the nomination of candidates for local judgeships raised in
    Bentman. Since Appellant has failed to do so, we credit Appellee’s position that, “through
    its internal, self-organized apparatus, [it was] permitted to construe its own governing
    rules and to disqualify elected occupants of its offices from participation in its affairs by
    exercising its own judgment, free from judicial interference.” Brief for Appellee at 6.
    We acknowledge Appellant’s invocation of the rights of the voters who elected him.
    It is far from certain, however, that those voters would chose to continue to support him
    in his departure from the will of their own party. Compare Bentman, 
    421 Pa. at 190
    , 
    218 A.2d at 263
     (presenting a scenario in which several electors joined the affected
    committeepersons in challenging the party’s actions). In any event, we have considered
    the fact that Appellant was elected as a committeeperson in a public election in the above
    calculus, relative to respective rights and interests involved.
    The order of the Commonwealth Court is affirmed.
    14 Accord Eu, 489 U.S. at 230, 109 S. Ct. at 1024 (“Freedom of association also
    encompasses a political party’s decisions about the identity of, and the process for
    electing, its leaders.”); La Follette, 450 U.S. at 122 n.22, 101 S. Ct. at 1019 n.22
    (“Freedom of association would prove an empty guarantee if associations could not limit
    control over their decisions to those who share the interests and persuasions that underlie
    the association’s being.” (quoting LAURENCE H. TRIBE, AMERICAN CONSTITUTIONAL LAW 791
    (1978))). See generally Robert C. Wigton, American Political Parties Under the First
    Amendment, 7 J.L. & POL’Y 414-15 (1999) (explaining that “American political parties
    have always occupied a gray area of constitutional law because of their dual public-
    private nature,” and positing that, “[i]n its more ‘private’ functions, such as selection of
    party leaders, the parties should retain maximum independence from government
    regulation, including judicial oversight.”).
    [J-36-2021] - 17
    Chief Justice Baer and Justices Todd, Dougherty and Mundy join the opinion.
    Justice Wecht files a concurring opinion.
    Justice Donohue concurs in the result.
    [J-36-2021] - 18
    

Document Info

Docket Number: 74 MAP 2020

Judges: Saylor, Thomas G.

Filed Date: 9/22/2021

Precedential Status: Precedential

Modified Date: 11/21/2024