Mohn, D., Aplt. v. Bucks Co. Republican Committee ( 2021 )


Menu:
  •                              [J-36-2021] [MO: Saylor, J.]
    IN THE SUPREME COURT OF PENNSYLVANIA
    MIDDLE DISTRICT
    DANIEL MOHN, CHAD WALLACE AND                   :   No. 74 MAP 2020
    IRENE SILVIUS                                   :
    :   Appeal from the Order of the
    :   Commonwealth Court at No. 24 CD
    v.                                :   2018 dated March 6, 2020 Affirming
    :   the Order of the Bucks County Court
    :   of Common Pleas, Civil Division, at
    BUCKS COUNTY REPUBLICAN                         :   No. 2016-03560 dated December
    COMMITTEE                                       :   14, 2017.
    :
    :   ARGUED: May 18, 2021
    APPEAL OF: DANIEL MOHN                          :
    CONCURRING OPINION
    JUSTICE WECHT                                            DECIDED: September 22, 2021
    I join the Court’s conclusion that the Bucks County Republican Committee was
    empowered to expel Daniel Mohn from his position as an elected committeeman and that
    the Committee’s decision was not subject to judicial review. However, I differ with the
    Majority’s efforts to distinguish this matter from the sweeping jurisdictional rule announced
    in Bentman v. Seventh Ward Democratic Executive Committee, 
    218 A.2d 261
     (Pa. 1966).
    The Bentman Court misconstrued the state action doctrine and departed from
    longstanding precedent when it authorized the judiciary to interfere with the associational
    freedoms guaranteed to political parties by the First Amendment to the United States
    Constitution. The Bentman rule persists despite nearly half-a-century of case law from
    the Supreme Court of the United States expressly curbing the judiciary’s power to second-
    guess political parties’ internal personnel decisions. Since Bentman arguably is no longer
    good law, I would overrule it and align our jurisprudence with the High Court’s decisions.
    Accordingly, I respectfully concur only in the result reached by today’s Majority.
    A close examination of the Bentman decision demonstrates the folly of preserving
    it. Decided in 1966, Bentman came at the height of the Civil Rights Movement, when
    state and federal courts began to wade into political disputes that they previously had
    avoided.1 Before Bentman, Pennsylvania courts expressly declined to meddle with the
    internal machinations of political parties, concluding that there is no right of property in
    party membership that could be enforced in equity. See Kearns v. Howley, 
    41 A. 273
    ,
    275 (Pa. 1898) (“[P]olitical parties and party government are unknown to the law. They
    must govern themselves by party law. The courts cannot step in to compose party
    wrangles, or to settle factional strife. If they attempted it, it may well be doubted whether
    they would have much time for anything else.”); Kenneck v. Pennock, 
    157 A. 613
    , 614
    (Pa. 1931) (per curiam) (“Ward committeemen have no municipal duties to perform,
    receive no compensation from the municipality, and the committee in which they may
    have membership is not a creature of the government, but solely pertains to an essentially
    political party.”).
    To the extent that the courts assumed jurisdiction to resolve intraparty disputes, it
    was limited to controversies arising from the “use of the public election machinery,” as
    occurs when the political parties elect their officers during the spring primaries pursuant
    to Section 603 of the Election Code. See Commonwealth ex rel. Koontz v. Dunkle,
    1      See, e.g., Baker v. Carr, 
    369 U.S. 186
    , 209 (1962) (holding that challenges to a
    State’s legislative redistricting process are justiciable under the Fourteenth Amendment),
    abrogating Colegrove v. Green, 
    328 U.S. 549
    , 556 (1946) (plurality) (“Courts ought not to
    enter this political thicket.”).
    [J-36-2021] [MO: Saylor, J.] - 2
    
    50 A.2d 496
    , 496 (Pa. 1947) (citing 25 P.S. § 2753 (“General Primary; Candidates to Be
    Nominated and Party Officers to Be Elected”) (emphasis added)).             But the courts’
    authority to settle election contests and ballot disputes did not extend to forcing private
    parties to associate with one another. See id. at 497 (“‘The courts can compel the
    issuance of a certificate of election to a party officer who has been elected, [(i.e. by the
    public machinery)] . . ., but it cannot compel the members so elected to associate with
    each other . . . .’”) (quoting Horan v. Blenk, 
    17 Pa. D. 363
    , 
    1908 WL 3410
     at *2 (C.P. Phila.
    Cty. 1908) (bracketed material added in Koontz)).
    The dispute in Bentman arose following the April 1964 Democratic primary election
    in Philadelphia County. A majority of Democratic voters in the 6th and 10th Divisions of
    the City’s 7th Ward elected Donald W. Cox and Hedvah Shuchman, respectively, to serve
    as members of the 7th Ward Democratic Executive Committee. Their elections were
    certified and they were seated “without question.” Bentman, 218 A.2d at 263. On
    August 10, 1964, Cox and Shuchman were notified that an Executive Committee meeting
    would be held two days later to consider and vote upon their removal as members of the
    committee. Id. The ward leader, Harry Melton, charged them “with having failed to act in
    harmony with the Executive Committee” after they allegedly supported and worked for
    the nomination of a candidate for the Democratic Party’s nomination for the United States
    Senate who had not been endorsed by the party—despite the fact that their supposed
    disloyalty occurred before they had been elected to the committee. Id. at 263 & n.1. The
    Executive Committee removed them by a vote of 17-5. Melton then appointed two others
    to fill the vacancies on the committee. Id. at 263.
    [J-36-2021] [MO: Saylor, J.] - 3
    Luba Bentman and Patricia Evers, two Democratic Party electors who had voted
    for Cox and Shuchman at the primary election, joined them in filing “a mandamus action
    against the Executive Committee, Melton, . . . and Francis Smith, Chairman of the
    Democratic County-City Committee.”          Id.   The plaintiffs averred that: (i) Cox and
    Shuchman did not receive notice of the charges against them; (ii) the charges did not
    constitute grounds for removal; (iii) Cox and Shuchman’s request to Smith concerning the
    matter and procedure for appealing their removal was ignored; (iv) the removal was
    without cause and due process in violation of the committee members’ constitutional
    rights; and (v) Cox and Shuchman had been denied their right and privilege to take part
    in party functions as regularly elected party committeemen. Id. The defendants filed
    preliminary objections asserting, inter alia, a lack of subject matter jurisdiction, which the
    Court of Common Pleas of Philadelphia County sustained “[s]olely upon the jurisdictional
    ground that courts will not interfere with the actions and internal organization of a political
    party.” Id. The plaintiffs appealed to this Court.
    The Bentman majority began its analysis by noting the plaintiffs’ concession that,
    from the late nineteenth century until at least 1947, Pennsylvania courts would not
    entertain this type of litigation in law or equity. Id. (citing Koontz, 50 A.2d at 496-97
    (affirming trial court order denying issuance of writ of quo warranto to test the right to
    office of county chairman of a political party, reasoning that party offices are private, not
    public)); see also Kenneck, 157 A. at 613-14 (adopting the trial court’s opinion denying
    relief to duly elected Philadelphia Republican Party ward members who were excluded
    from committee membership because appellants were party, not public, officers and thus
    answered to their party alone)). The plaintiffs asserted that changes in statutory law and
    [J-36-2021] [MO: Saylor, J.] - 4
    the impact of recent federal court decisions necessitated reconsideration of the
    established rule.
    Pertinently, in July 1947, six months after Koontz was decided, the General
    Assembly added Section 812 to the Election Code, which provides:
    Whenever two or more members of a political party shall be elected or
    appointed, as the rules of the party may provide, as members of a political
    committee to represent the members of such party in the respective election
    districts, such members shall constitute a political committee of said party
    to function within such election district: Provided, that, When acting in the
    capacity of a political committee, such duly elected or appointed members
    shall be subject to the control, direction and supervision of the political
    committee of which they are members.
    25 P.S. § 2842 (“District committees”). Cox and Shuchman suggested that Section 812
    “confer[red] upon political or party committeemen such legal status as to make them
    amenable to the jurisdiction of the courts.” Bentman, 218 A.2d at 264. The Bentman
    Court agreed, viewing Section 812 as evidence of the General Assembly’s intent to
    “recognize[] a status in law in party committees and committeemen.” Id. at 264-65; see
    id. at 265 (“It is clear beyond question that certain party offices, including that of party
    committee, are now filled through the same electoral process and under State statutory
    authority as public offices, except that voting for party offices is restricted to qualified
    electors of the party.”).
    The Court observed that Cox and Shuchman were removed from offices to which
    they were duly elected not because of anything they did while in office, but due to
    allegations of conduct that preceded their elections. Id. at 266. Given those grounds for
    disqualification, the Court stressed that
    [t]he Executive Committee, by its action, has ignored the fact that these two
    persons by a majority of the party electorate were chosen to represent them,
    has rendered the electoral process a nullity and a farce, has denied the
    majority of the party electors the right to be represented by persons of their
    [J-36-2021] [MO: Saylor, J.] - 5
    choice in the party councils and now urge that the courts, because a political
    party is a private and not a public entity, are powerless to intervene.
    Id. The Court then explained away the judiciary’s past reluctance to interfere with internal
    party management by pointing to what it considered to be the integration of political party
    governance within Pennsylvania law.
    The relationship between political parties, the government and the public has
    become such that, in many areas, the public interest is not only directly
    affected by political parties but such parties actually perform public functions
    imposed upon them by law. Insofar as a political party performs statutorily-
    imposed public functions and to the extent that its actions constitute state
    action, the internal organization of such political party is a matter of such
    concern to the public as to make it subject to constitutional limitations and
    judicial restraint. When the internal organization of a political party directly
    affects its performance of such public function then not only may the judiciary
    intervene but it must intervene.
    Id. (capitalization altered).
    The Court justified its departure from its early cases by invoking the doctrine of
    “state action” under the Fourteenth Amendment, “the extension [of which] in recent years”
    it viewed as reflecting “a change of judicial thinking in this area of the law.” Id. Since the
    General Assembly had “seen fit to impose upon political party organizations the
    performance of certain public functions which directly affect the public and our
    government,” the Court reasoned that “[j]udicial interference, even with the internal
    organization of a political party, is justifiable if such internal organization may directly
    affect the performance of a public function and the public interest.” Id. Nonetheless, the
    Court cautioned that such interference “must be restricted or circumscribed”—i.e., it “must
    be limited to controversies where the issue raised bears a direct and substantial
    relationship to the performance of public functions by the political party.” Id. (capitalization
    altered).
    [J-36-2021] [MO: Saylor, J.] - 6
    In the Court’s view, the addition of Section 812 in 1947 “clearly gave recognition
    to the legal status of party committeemen and political committees, the lack of which up
    to that time had been questioned by our courts.” Id. But what effect should be given to
    the statute’s proviso giving the “control, direction and supervision” of party committeemen
    to the parties themselves? The Court responded with two rules of statutory construction:
    the presumptions that the Legislature does not intend absurd or unreasonable results;
    and that it does not intend to violate the Constitutions of the United States or
    Pennsylvania. Id.
    On this basis, the Court reasoned that it would be indefensible to construe the
    “control, direction and supervision” language of Section 812 to mean that the Executive
    Committee has “the authority to refuse recognition to the choice of the party electors in
    the selection of party committeemen and to refuse to allow them to act as party
    committeemen.” Id. at 266-67.
    [P]arty electors are expressly given the right to select their representatives
    on the political committee at an election paid for out of the public treasury
    and conducted under official government auspices . . . . [I]f after all this
    legislatively provided procedure, the Executive Committee of the ward is to
    have the right, under the guise of ‘control, direction and supervision’ of the
    party committeemen, to nullify and ignore, without legal cause, the results
    of such election and selection of party committeemen, we reach a result
    patently absurd and unreasonable.
    Id. at 267; see id. (citing People ex rel. Coffey v. Democratic Gen. Comm., 
    58 N.E. 124
    ,
    126 (N.Y. 1900), for the proposition that the aim of such election statutes “is the absolute
    assurance to the citizen that his wish as to the conduct of the affairs of his party may be
    expressed through his ballot, and thus given effect, whether it be in accord with the wishes
    of the leaders of his party or not. . . . In other words, the scheme is to permit the voters
    [J-36-2021] [MO: Saylor, J.] - 7
    to construct the organization from the bottom upwards, instead of permitting leaders to
    construct it from the top downwards”).
    Drawing inspiration from the New York Court of Appeals’ decision in Coffey, the
    Bentman Court observed that the Election Code “and other legislation” mandates that the
    parties “perform functions which are definitely [p]ublic in character.” 
    Id.
     These functions
    include: (i) filling vacancies that occur after a primary election by reason of death or
    withdrawal of a candidate (25 P.S. § 2939); (ii) selecting the party’s nominee in the event
    of a special election to fill a vacancy in Congress or the General Assembly (id. § 2780);
    and (iii) consulting with the party county chairman in special emergencies before making
    appointments to fill existing vacancies in the legislature (46 P.S. § 145.7) and the judiciary
    (71 P.S. § 779.8). Bentman, 218 A.2d at 267.
    The Court then homed in on “a striking example of [d]irect action by a political party
    in a public function” identified by Cox and Shuchman, namely, the creation of additional
    judgeships in Philadelphia County by the General Assembly in 1964. Id. Because these
    new seats were created too late in the year for candidates to be nominated by the
    electorate at the regularly scheduled primary election, the parties were permitted to name
    their nominees for the judgeships in accordance with their party rules pursuant to Section
    993 of the Election Code. Id. (citing 25 P.S. § 2953). The selection of nominees for these
    new seats allegedly animated the 7th Ward leaders to remove the erstwhile apostates,
    Cox and Shuchman, from their positions on the local committee without cause, because
    the local committees select the members who would serve on the Democratic County
    Committee, which ultimately would name the candidates for these judgeships. Id. As
    Cox and Shuchman saw it, their removal deprived them of a right to participate in, and
    [J-36-2021] [MO: Saylor, J.] - 8
    cast their votes for, the individuals who would constitute the county committee. Id. at 267-
    68. The removal likewise deprived the plaintiff voters (Bentman and Evers) of their right
    to select the party’s ward representatives, who would then vote for the county committee
    members tasked with making the nominations. Id. at 268.
    Lastly—and perhaps most significantly—the Court, without any analysis, simply
    cited the U.S. Supreme Court’s decision in Smith v. Allwright, 
    321 U.S. 649
     (1944), for
    the proposition that the selection of party nominees for a general election is state action
    subject to constitutional constraint. Bentman, 218 A.2d at 268.2 Summarizing its view of
    the prevailing state of the law in 1966, the Court offered the following observations:
    Inasmuch as the legislature has seen fit to impose on political party
    organization certain duties which bear a direct and substantial relationship
    to the selection of public officials by the electoral process[,] the complete
    privacy in nature of party organization recognized by our courts in the past
    no longer exists. The assumption of such obligations by party organizations
    has marked the entry by such party organizations into an area of public
    activity which renders their activities in such area amenable to judicial
    supervision. When the activity of a party organization in such area or when
    its internal organization and membership has a direct bearing on its activity
    in such area is challenged as constitutionally offensive and it is claimed that,
    in the performance of its statutorily imposed duties amounting to state
    2       See also Bentman, 218 A.2d at 268 (citing Bell v. Georgia Dental Assoc., 
    231 F. Supp. 299
     (N.D. Ga. 1964) (finding that exclusion of racial minority groups from the right
    to participate in the Dental Association’s selection of names for appointment to state
    agencies violated the U.S. Constitution; even though dental associations are generally
    private in character, the legislature gave them the power to engage in state action by
    making nominations); Rice v. Elmore, 
    165 F.2d 387
    , 391 (4th Cir. 1947) (“When these
    [party] officials participate in what is a part of the state’s election machinery, they are
    election officers of the state de facto if not de jure, and as such must observe the
    limitations of the Constitution. Having undertaken to perform an important function
    relating to the exercise of sovereignty by the people, they may not violate the fundamental
    principles laid down by the Constitution for its exercise.”)). But see Lynch v. Torquato,
    
    343 F.2d 370
    , 372 (3d Cir. 1965) (“[T]he citizen’s constitutional right to equality as an
    elector . . . applies to the choice of those who shall be his elected representatives in the
    conduct of government, not in the internal management of a political party.”).
    [J-36-2021] [MO: Saylor, J.] - 9
    action, the party organization violates the concept of due process, then the
    judiciary not only may but must intervene.
    The challenge in this action is to the right of a party committee to refuse
    recognition of membership on such committee to persons who have been
    lawfully elected to such membership by a majority of the qualified party
    electors. Membership on such committee, a status now legally recognized,
    is an important right and privilege not only to the person elected but also to
    the voters who elected such person to act as their representatives on the
    committee. Membership on that committee carries with it the right to
    participate in selection of the political body which, under the legislative
    direction, in certain instances, selects the party nominees for public office,
    an activity clearly constituting state action under the 14th Amendment.
    Deprivation of such membership and the concomitant right of participation
    in the selection of public officers bears such a direct and substantial
    relationship to the electoral process as to be a matter of judicial concern;
    only by the intervention of the courts can the constitutional limitations on the
    exercise of state action be safeguarded.
    To the extent that the instant action of the Executive Committee bears a
    relationship to the state action inherent in the selection of party nominees
    for public offices, such action may be tested in the judicial area to determine
    whether the action of the Executive Committee denying membership on the
    Committee to the chosen representatives of the party electorate offends
    against the constitutional provision mandating due process in state action.
    Id. at 269 (capitalization altered; footnote omitted). Under these circumstances, the Court
    held that the trial court’s determination that it lacked jurisdiction to consider the plaintiffs’
    mandamus action was erroneous.3
    3       Justice Cohen dissented, criticizing the majority for holding that courts have
    jurisdiction to issue writs of mandamus compelling the reinstatement of ousted committee
    members of political parties where no vacancies existed in those party offices. Bentman,
    218 A.2d at 269-70 (“In so holding, the majority may have overlooked one crucial fact—
    that before the outsiders can get in, the insiders must be ordered out. And this, I am
    afraid, no court should ever accomplish by writ of mandamus.”). Because the plaintiffs
    effectively sought to test the right of their successors to those positions, the dissent
    concluded that their “exclusive remedy is quo warranto,” not mandamus. Id. at 270. In
    Justice Cohen’s view, where the issue is title to office, “due process demands that the
    succeeding office holder be accorded ample notice of and opportunity to appear in
    proceedings which seek to declare vacant the office of which he is the current occupant.”
    Id. Given what it deemed the “patent non-joinder of necessary parties in interest” here,
    the dissent would have affirmed the trial court’s order and required the plaintiffs to proceed
    [J-36-2021] [MO: Saylor, J.] - 10
    The Bentman Court erred in relying upon Smith v. Allwright to support its novel
    jurisdictional hook, and its error becomes even more apparent in light of more than half-
    a-century of subsequent decisional law from the High Court clarifying the limits on
    governmental interference with the associational rights of political parties.
    Smith was a seminal decision concerning the Fifteenth Amendment’s prohibition
    against state laws burdening the franchise on the basis of race. But it can only be
    understood in the context of a series of challenges to Southern primaries decided in the
    decades that preceded it. In 1924, Texas law declared that black people could not
    participate in the Texas Democratic Party’s primaries, notwithstanding provisions of the
    Texas Constitution setting the qualifications for electors that did not exclude black voters
    from the ballot box. In Nixon v. Herndon, 
    273 U.S. 536
     (1927), the Supreme Court
    unanimously held that Texas’ statutory denial of the primary ballot to Dr. Lawrence A.
    Nixon, a black physician and member of the Democratic Party, violated the Equal
    Protection Clause of the Fourteenth Amendment. When the Texas Legislature reenacted
    the law, it gave the executive committee of a state party “the power to prescribe the
    qualifications of its members for voting or other participation.” Smith, 
    321 U.S. at 658
    .
    The executive committee of the Texas Democratic Party promptly adopted a resolution
    refusing to allow non-white voters to participate in its primary elections. Dr. Nixon sued
    once more, and the High Court
    again reversed the dismissal of the suit for the reason that the Committee
    action was deemed to be State action and invalid as discriminatory under
    the Fourteenth Amendment. The test was said to be whether the
    in quo warranto, with their successors in office joined as necessary parties “pursuant to
    the principle of equity,” so that “when the court has obtained jurisdiction of the subject
    matter, it shall include all parties to it and make a final determination of the whole.” Id.
    at 271.
    [J-36-2021] [MO: Saylor, J.] - 11
    Committee operated as representative of the State in the discharge of the
    State’s authority.
    Id. (citing Nixon v. Condon, 
    286 U.S. 73
     (1932)). However, “[t]he question of the inherent
    power of a political party in Texas ‘without restraint by any law to determine its own
    membership’ was left open.” Id. at 659 (quoting Nixon, 
    286 U.S. at 83
    ).
    The Court confronted that open question in yet another Texas case, Grovey v.
    Townsend, 
    295 U.S. 45
     (1935), which involved a racially exclusionary resolution adopted
    not by the executive committee but by a state convention of the Democratic Party.
    Because the Grovey Court considered the convention’s “action [to be] unfettered by
    statutory control,” the Court reached a different result than its Nixon decisions,
    unanimously holding “that to deny a vote in a primary was a mere refusal of party
    membership with which ‘the state need have no concern.’” Smith, 
    321 U.S. at 659, 661
    (quoting Grovey, 
    295 U.S. at 55
    ).
    Six years later, the Court decided United States v. Classic, 
    313 U.S. 299
     (1941),
    which concerned the Democratic primary for Congress in Louisiana, where election
    commissioners, selected in accordance with state law, “willfully altered and falsely
    counted and certified the ballots.” 
    Id. at 307
    . Proclaiming “the right of qualified voters
    within a state to cast their ballot and have them counted at Congressional elections,” 
    id. at 315
    , the Court held that Article I, Section 4, of the U.S. Constitution empowered
    Congress to regulate both primary and general elections “where the primary is by law
    made an integral part of the election machinery.” 
    Id. at 318
    . In contrast with Congress’
    authority under the Fourteenth and Fifteenth Amendments, which is limited by the state
    action doctrine, Classic made clear that, because “the constitutional command” of Article
    I, Section 4, “is without restriction or limitation, the right” to cast a meaningful vote in
    [J-36-2021] [MO: Saylor, J.] - 12
    federal elections “is secured against the action of individuals as well as of states.” 
    Id. at 315
    . While the Court’s earlier decisions did not rest on Classic’s newly-refined state
    action analysis, which focused on Congress’ power to regulate federal elections, the
    elevation of the primary process to an indispensable preliminary stage for non-federal
    elections would prove essential to the Court’s decision in Smith.
    At issue in Smith was the denial of a primary ballot to a black voter during the 1940
    Texas Democratic primary for state as well as federal offices. Since both the statutes
    regulating Texas’ primaries and the Texas Democratic Party’s exclusionary resolution
    limiting party membership to white citizens only largely had remained “the same in
    substance and effect . . . as they were when Grovey v. Townsend was decided,” the Court
    had no choice but to reconsider that earlier decision, which upheld the exclusion of non-
    white voters “from primaries through the denial of party membership by a party
    convention.” Smith, 
    321 U.S. at 661
    . In doing so, the Court found that the Classic
    scenario, whereby States “fus[e] . . . the primary and general elections into a single
    instrumentality for choice of officers,” also “ha[d] a definite bearing on the permissibility
    under the Constitution of excluding Negroes from primaries” for non-federal elections. 
    Id. at 660
    . The Court reasoned that
    Classic bears upon Grovey v. Townsend not because the exclusion of
    Negroes from primaries is any more or less state action by reason of the
    unitary character of the electoral process but because the recognition of the
    place of the primary in the electoral scheme makes clear that state
    delegation to a party of the power to fix the qualifications of primary
    elections is delegation of a state function that may make the party’s action
    the action of the state.
    
    Id.
     (emphasis added).
    [J-36-2021] [MO: Saylor, J.] - 13
    Scrutinizing the State’s election statues, the Court described how the Democratic
    Party’s process for selecting its nominees for public office had become intertwined with
    Texas’ laws governing general elections for the same. 
    Id. at 662-63
    .
    We think that this statutory system for the selection of party nominees for
    inclusion on the general election ballot makes the party which is required to
    follow these legislative directions an agency of the state in so far as it
    determines the participants in a primary election. The party takes its
    character as a state agency from the duties imposed upon it by state
    statutes; the duties do not become matters of private law because they are
    performed by a political party. . . . [I]t is state action which compels. When
    primaries become a part of the machinery for choosing officials, state and
    national, as they have here, the same tests to determine the character of
    discrimination or abridgement should be applied to the primary as are
    applied to the general election. If the state requires a certain electoral
    procedure, prescribes a general election ballot made up of party nominees
    so chosen and limits the choice of the electorate in general elections for
    state offices, practically speaking, to those whose names appear on such a
    ballot, it endorses, adopts and enforces the discrimination against Negroes,
    practiced by a party entrusted by Texas law with the determination of the
    qualifications of participants in the primary. This is state action within the
    meaning of the Fifteenth Amendment.
    The United States is a constitutional democracy. Its organic law grants to
    all citizens a right to participate in the choice of elected officials without
    restriction by any state because of race. This grant to the people of the
    opportunity for choice is not to be nullified by a state through casting its
    electoral process in a form which permits a private organization to practice
    racial discrimination in the election. Constitutional rights would be of little
    value if they could be thus indirectly denied.
    
    Id. at 663-64
     (citations omitted).
    While “[t]he privilege of membership in a party may be . . . no concern of a state,”
    the Court concluded that when it is rendered “the essential qualification for voting in a
    primary to select nominees for a general election, the state makes the action of the party
    the action of the state.” 
    Id. at 664-65
    . Accordingly, “the well established principle of the
    Fifteenth Amendment, forbidding the abridgement by a state of a citizen’s right to vote”
    on account of race, demanded that the permissive rule of Grovey yield to the preeminent
    [J-36-2021] [MO: Saylor, J.] - 14
    right of suffrage. 
    Id. at 666
    . Cf. Terry v. Adams, 
    345 U.S. 461
    , 484 (1953) (Clark, J.,
    concurring) (“[W]hen a state structures its electoral apparatus in a form which devolves
    upon a political organization the uncontested choice of public officials, that organization
    itself, in whatever disguise, takes on those attributes of government which draw the
    Constitution’s safeguards in play.”).4
    Bentman shares few, if any, of the hallmarks of the foregoing precedents. First
    and foremost, Smith and its antecedents were principally concerned with race-based
    discrimination that barred non-white voters from participating in party primaries for public
    office, where those primaries, by law, had become an “integral part of the election
    machinery” for choosing state and federal officers. Smith, 
    321 U.S. at
    659-60 (citing
    Classic, 
    313 U.S. at 318
    ). There were no such claims in Bentman. The plaintiffs were
    not prohibited from voting in the Democratic Party’s primary for public offices in
    Philadelphia County or elsewhere, nor did they assert that their right to vote had been
    impacted by considerations of race or any other suspect classification limiting the
    “privilege of membership” in the local party. See id. at 664-65. In fact, Bentman makes
    no mention of the Fifteenth Amendment, on which Smith was grounded, or the Equal
    4      The Court capped off this line of cases with Terry, which involved the Jaybird
    Democratic Association of Fort Bend County, Texas, a “self-governing voluntary club” that
    limited membership to whites since its inception in 1889. 
    345 U.S. at 462
     (plurality).
    Following what the three-Justice opinion announcing the judgment of the Court described
    as “a plan purposefully designed to exclude Negroes from voting and at the same time
    escape the Fifteenth Amendment’s command,” the Jaybirds intentionally held their
    whites-only primary a month or so ahead of the Democratic Party’s primary; Jaybird-
    endorsed candidates then “nearly always” ran in and won the Democratic primary and
    general election “without opposition.” 
    Id. at 463-64
    . Although eight Justices agreed that
    this practice violated the rights of non-white voters because the elections subsequent to
    the Jaybird primary had “become no more than the perfunctory ratifiers of the choice that
    ha[d] already been made” in a racially discriminatory process ostensibly beyond the
    State’s control, 
    id. at 469
    , no rationale garnered majority support.
    [J-36-2021] [MO: Saylor, J.] - 15
    Protection Clause, which animated both Nixon decisions. Cf. Lynch, 
    343 F.2d at 372
    (“Whether the equalitarian requirement of the Fourteenth Amendment extends to
    procedural alternatives of primary elections, and particularly to such post-primary
    emergency nominations . . ., may well be doubted.”).
    To be clear, the state action prerequisite in those federal cases was satisfied by
    Texas’ delegation of the power to set voter qualification to the state Democratic Party,
    and its implicit ratification of the party’s invidious racial discrimination in its primary
    process, which together effectively precluded black voters from ever electing the
    candidates of their choice at a time when the Lone Star State was under one-party control.
    The Supreme Court expressly endorsed this reading of Smith and Terry in California
    Democratic Party v. Jones, 
    530 U.S. 567
     (2000). There, the Court explained that those
    decisions “held only that, when a State prescribes an election process that gives a special
    role to political parties, it ‘endorses, adopts and enforces the discrimination against
    Negroes’ that the parties . . . bring into the process—so that the parties’ discriminatory
    action becomes state action under the Fifteenth Amendment.” 
    Id. at 573
     (emphasis
    added; citations omitted).5 The Bentman plaintiffs faced nothing of the kind.
    In the absence of a suspect classification, the Bentman Court instead relied upon
    a creative interpretation of the Fourteenth Amendment’s Due Process Clause.
    Specifically, the Court considered membership on a party committee to be “an important
    5      The same discriminatory practices almost certainly would fail strict scrutiny under
    the fundamental-rights framework of the High Court’s contemporary Equal Protection
    jurisprudence. See Harper v. Virginia State Bd. of Elections, 
    383 U.S. 663
    , 670 (1966)
    (“[W]here fundamental rights and liberties are asserted under the Equal Protection
    Clause, classifications which might invade or restrain them must be closely scrutinized
    and carefully confined.”).
    [J-36-2021] [MO: Saylor, J.] - 16
    right and privilege,” the deprivation of which triggers constitutional protections because it
    dispossesses the office holder of a “concomitant right of participation in the selection of
    public officers.” Bentman, 218 A.2d at 269. Perhaps cognizant of the novelty of its
    holding, the Court cautioned that jurisdiction is established only when the deprivation
    “bears such a direct and substantial relationship to the electoral process as to be a matter
    of judicial concern.” Id. (capitalization altered). Setting aside the apparent malleability of
    this “standard,” central to the Court’s reasoning was its determination that, by
    promulgating Section 812 of the Election Code, the General Assembly in 1947
    “recognized a” theretofore unknown “status in law in party committees and
    committeemen.” Id. at 264-65. Yet the Court’s epiphany was mistaken, as political
    parties, party officers, and their constituent committees already were recognized “in law”
    when the Election Code was adopted in 1937. See Act of June 3, 1937, P.L. 1333. Not
    only did that Act codify a definition of “political party,” it set forth a comprehensive series
    of qualifications and procedures for electing party officers.6
    Neither the promulgation of the Election Code in 1937 nor the addition of
    Section 812 a decade later disturbed this Court’s conclusion in Kearns that “[t]he right to
    be a member [of a party committee] is not conferred by any statute.” Kearns, 41 A. at 274
    6       See, e.g., Act of June 3, 1937, P.L. 1333, art. VIII, § 801 (“Definition of political
    parties and political bodies”); id. § 802 (“No person who is not registered and enrolled as
    a member of a political party shall be entitled to vote at any primary of such party or to be
    elected or serve as a party officer, or a member or officer of any party committee . . . .”);
    id. § 807 (“There may be in each county a county committee for each political party within
    such county, the members of which shall be elected at the spring primary, or appointed,
    as the rules of the respective parties within the county may provide. . . .”); id. § 810
    (“Candidates for . . . party offices [other than for the office of member of the State or
    National Committee], who receive a plurality of the votes of the party electors at a primary,
    shall be the party officers of their respective parties.”).
    [J-36-2021] [MO: Saylor, J.] - 17
    (“Membership [on a party committee] is a privilege which may be accorded or withheld,
    and not a right which can be gained independently, and then enforced.”). Contrary to the
    Bentman Court’s view, Section 812 did not imbue committee membership—i.e., party
    office—with constitutionally protected status. If anything, it simply confirmed the truism
    that the “duly elected or appointed members” of those committees “shall be subject to the
    control, direction and supervision of the political committee of which they are members.”
    25 P.S. § 2842. In other words, party officers serve at the party’s pleasure. But to reach
    the contrary result in Bentman, the Court unnecessarily resorted to tools of statutory
    construction where none was called for, because the statute was unambiguous on the
    matter. By its plain terms, Section 812 commits the “control, direction and supervision”
    of elected or appointed committee members to the committee itself. Id. Interpreting that
    clear command so as to permit the removal of elected committee members “without legal
    cause” would, in the Bentman Court’s view, “reach a result patently absurd and
    unreasonable” in violation of the United States and Pennsylvania Constitutions. 218 A.2d
    at 267. I disagree.
    Section 812 is clear: without exception, local party officers are subject to the
    “control, direction and supervision” of the local party committee. There simply was no
    cause to invoke absurdity in Bentman, because that interpretative canon is inapplicable
    unless two limiting conditions are satisfied, neither of which applies to that statute. See
    Commonwealth v. Peck, 
    242 A.3d 1274
    , 1286-87 (Pa. 2020) (Wecht, J., concurring)
    (noting that “the ostensible absurdity ‘must consist of a disposition that no reasonable
    person could intend,’” and that it “‘must be reparable by changing or supplying a particular
    word or phrase whose inclusion or omission was obviously a technical or ministerial
    [J-36-2021] [MO: Saylor, J.] - 18
    error’”) (quoting ANTONIN SCALIA & BRYAN A. GARNER, READING LAW : THE INTERPRETATION
    OF LEGAL TEXTS 237-38 (2012)). There is nothing absurd or unreasonable about a political
    party disciplining its officers, including by way of removal from office, for violating the
    party’s internal bylaws, ignoring assigned duties, or contravening committee
    endorsements. That authority exists independent of the Election Code. Indeed, parties
    are not required to provide any public justification for removing individuals from party
    office. And it certainly is not for the courts to second-guess those decisions, even when
    the grounds for discipline might appear to be pretextual.
    It is well-settled that political parties have the right to protect themselves “from
    intrusion by those with adverse political principles.” Ray v. Blair, 
    343 U.S. 214
    , 221-22
    (1952). That necessarily includes “the freedom to identify the people who constitute the
    association, and to limit the association to those people only.” Democratic Party of the
    United States v. Wisconsin ex rel. La Follette, 
    450 U.S. 107
    , 122 (1981).7 In La Follette,
    the Supreme Court cautioned that “the stringency, and wisdom, of membership
    requirements is for the association and its members to decide—not the courts—so long
    as those requirements are otherwise constitutionally permissible.” 
    450 U.S. at
    123 n.25.
    While Smith and Classic concerned racial discrimination, the principles expounded by the
    7       See Sweezy v. New Hampshire, 
    354 U.S. 234
    , 250 (1957) (“Any interference with
    the freedom of a party is simultaneously an interference with the freedom of its
    adherents.”); accord Kusper v. Pontikes, 
    414 U.S. 51
    , 56-57 (1973) (“There can no longer
    be any doubt that freedom to associate with others for the common advancement of
    political beliefs and ideas is a form of ‘orderly group activity’ protected by the First and
    Fourteenth Amendments. . . . The right to associate with the political party of one’s choice
    is an integral part of this basic constitutional freedom.”); Williams v. Rhodes, 
    393 U.S. 23
    ,
    30-31 (1968) (“And of course this freedom protected against federal encroachment by the
    First Amendment is entitled under the Fourteenth Amendment to the same protection
    from infringement by the States.”).
    [J-36-2021] [MO: Saylor, J.] - 19
    High Court in those decisions, as refined by Harper and its progeny, undoubtedly prohibit
    political parties from using many other classifications, suspect or not, to discriminate
    against those who wish to enroll as party members—so long as party membership
    remains the “essential qualification” for utilizing the State’s primary election machinery.
    That was not the situation confronting the Bentman Court, however, because party
    member, as those federal cases understood the term, was not synonymous with party
    officer, which is what Article VIII of the Election Code is concerned with. It is one thing to
    concede, as we must, that a political party has a constitutional obligation to tolerate
    individual memberships (however undesirable a given enrollee may be) so that eligible
    electors may exercise their right to participate in the electoral process.          But that
    concession does not mean that courts can foist unwelcome officers upon the organization
    merely because those officers infrequently might have a role in selecting nominees for
    special elections to fill vacancies in public offices, no matter how removed from the
    ultimate selection they are.    A political party’s right to control its own leadership is
    sacrosanct.8
    That Cox and Shuchman were, like Mohn, elected committee members is of no
    moment. In Cousins v. Wigoda, 
    419 U.S. 477
     (1975), and La Follette, the States of Illinois
    and Wisconsin, respectively, contended that state election law should be accorded
    primacy over the national Democratic Party’s rules for determining the qualifications and
    8      In that sense, endeavoring to resolve internal party disputes against the party is
    akin, for First Amendment purposes, to “[r]equiring a church to accept or retain an
    unwanted minister,” which the courts cannot do. See Hosanna-Tabor Evangelical
    Lutheran Church & Sch. v. Equal Emp’t Opportunity Comm’n, 
    565 U.S. 171
    , 188-89
    (2012) (recognizing the “ministerial exception” to certain employment anti-discrimination
    laws).
    [J-36-2021] [MO: Saylor, J.] - 20
    eligibility of delegates to the Democratic National Convention, notwithstanding the fact
    that the States held their elections for delegates in a manner contrary to the national
    party’s rules. The Supreme Court pointedly rejected Illinois’ assertion, adopted by the
    intermediate appellate court, that “‘protecting the effective right to participate in primaries
    is superior to whatever other interests the party itself might wish to protect.’” Cousins,
    
    419 U.S. at 488
     (quoting Wigoda v. Cousins, 
    302 N.E.2d 614
    , 629 (Ill. App. Ct. 1973)).
    While the Court acknowledged that the State’s interests were “legitimate,” they were not
    sufficiently “compelling” to justify abridging the right of political association enjoyed by the
    national party to exclude slates of delegates selected in contravention of party rules. Id.
    at 489; cf. La Follette, 
    450 U.S. at 114
     (concluding that Wisconsin’s interest in
    “maintaining the special feature of its primary . . . which permits private declaration of
    party preference”—a feature the State claimed was necessary to “preserv[e] the overall
    integrity of the electoral process, provid[e] secrecy of the ballot, increas[e] voter
    participation in primaries, and prevent[] harassment of voters”—did not “justify its
    substantial intrusion into the association freedom of members of the National Party”).
    If the asserted interest of honoring the election results for party delegates
    deliberately chosen in order to participate in the quadrennial nomination of a candidate
    for President of the United States was not compelling enough to override a political party’s
    First Amendment associational freedom to exclude, how can we continue to maintain that
    an elected party officer has a vested, judicially enforceable right not to be excluded from
    party office on the grounds that one day he might participate in a committee process for
    nominating candidates to fill vacancies in county public office, as Bentman requires? We
    can’t, or at least shouldn’t. Bentman is irreconcilable with the First Amendment, and has
    [J-36-2021] [MO: Saylor, J.] - 21
    been since its inception. Cousins, La Follette, and Jones make that much clear. See
    Jones, 
    530 U.S. at 573
     (rejecting “the proposition that party affairs are public affairs free
    of First Amendment protections”). Of course, the Bentman Court lacked the benefit of
    these landmark precedents in 1966. But that is no excuse for persisting in our error now
    that we have the opportunity to correct it, which we may do sua sponte. See Freed v.
    Geisinger Med. Ctr., 
    97 A.2d 1202
    , 1212 (Pa. 2009), on reargument, 
    5 A.3d 212
    , 215
    (Pa. 2010) (“[T]here is no absolute jurisprudential bar to this Court’s sua sponte
    reconsideration of precedent.”). As Bentman knitted a jurisdictional rule from whole cloth
    on specious grounds, reconsideration would be entirely appropriate now, notwithstanding
    that we have not been asked to do so. See Maj. Op. at 17.
    Today’s Majority makes a salutary effort to save Bentman by adopting a “narrower”
    interpretation of its jurisdictional decree, under which “an individual must point to some
    discrete acts or actions entailing state action to establish the required direct-and-
    substantial nexus.” 
    Id.
     Respectfully, that standard will always be untenable as it pertains
    to disciplining party officers. The Election Code gives both political parties and political
    bodies the authority to nominate candidates to fill vacancies for public office outside of
    the traditional primary election process in limited circumstances. See 25 P.S. § 2953(a).
    At any moment, a vacancy could arise that directly calls for the performance of some
    substantial “public function” by a party committee—e.g., selecting a substitute nominee.
    Bentman, 218 A.2d at 266. Were the removal process for any party officer to occur too
    close in time to a vacancy in public office, as was the (albeit sui generis) case in Bentman,
    the threat of costly litigation and court intervention could saddle the committees with
    officers whose interests are not aligned with those of the party. I can think of few burdens
    [J-36-2021] [MO: Saylor, J.] - 22
    on a party’s associational rights more severe than subjecting a party’s “control, direction
    and supervision” of its officers to the whims of the judiciary. Judges are not in a better
    position than party members to determine the “right time” for disciplining or culling derelict
    officers. And even if we thought we were, we may not “constitutionally substitute [our]
    own judgment for that of the Party.” La Follette, 
    450 U.S. at 123-24
    .
    The judiciary must remain mindful that the General Assembly authorized the use
    of the primary election ballot to fill party offices as a matter of convenience to political
    parties, not so as to exert greater control over them. Indeed, the Election Code expressly
    recognizes the parties’ right to dispense with elections for party office, if they so choose,
    and to govern themselves by appointment alone if they “deem [it] expedient.” See 25 P.S.
    § 2837. While the courts have the power to resolve election contests conducted with the
    Commonwealth’s “election machinery,” there simply is no individual “right” to persist in
    party office that is enforceable against the collective will of the party to select different
    leaders. Although it is true that removal proceedings necessarily have the harsh effect of
    “nullifying” the results of a prior election, “the proper forum for determining intraparty
    disputes” of this nature is the party itself, not the courts. Cousins, 
    419 U.S. at 491
    .
    Because there is no way to harmonize Bentman with the Supreme Court’s binding First
    Amendment precedent, we only invite further mischief in derogation of constitutional
    mandates by refusing to overrule it.
    [J-36-2021] [MO: Saylor, J.] - 23
    

Document Info

Docket Number: 74 MAP 2020

Judges: Wecht, David N.

Filed Date: 9/22/2021

Precedential Status: Precedential

Modified Date: 11/21/2024