Moore v. PA. DEPT. OF JUSTICE , 114 Pa. Commw. 56 ( 1988 )

Opinion by

President Judge Crumlish, Jr.,

Joseph Moore appeals a Philadelphia County Common Pleas Court order granting the defendants Commonwealth, Cuyler, Reid, Dillman and Zelles’ motion for summary judgment.

Moore was shot five times by Andre Huett following Huetts release on a home furlough from the State Correctional Institution at Graterford (SCIG).

Previously, Moore had been an eyewitness to an armed robbery committed by Huett and was prepared to testify as a prosecution witness. Huett pleaded guilty to the crime and was incarcerated at SCIG. Huett had served ten months of his sentence when Cuyler, the Superintendent of SCIG, Reid, the Director of Treatment at SCIG, and Dillman and Zelles, correctional counselors, voted to approve Huetts application for a two-day home furlough. When Huett failed to return from the furlough, SCIG officials reported him to state and local authorities as an escapee. One month later Huett shot Moore, causing Moore to suffer paraplegia arid loss of hearing.

Moore’s complaints against the Commonwealth and the individual defendants¹ allege essentially that the defendants engaged in willful misconduct and were otherwise negligent in approving the furlough and in failing to properly diagnose, treat or recognize Huetts psychiatric condition.

The common pleas court concluded that the Commonwealth was entitled to sovereign immunity under Act 152² and that Cuyler was entitled to official immunity. DuBree v. Commonwealth, 481 Pa. 540, 393 A.2d 293 (1978). As to Reid, Dillman and Zelles, who waived official immunity by not raising it in an answer, Pa. R.C.P. Nos. 1030, 1032, the common pleas court concluded that they had no common law duty to protect Moore from Huetts actions. Accordingly, the common pleas court entered summary judgment in favor of the defendants.

This Court can sustain a grant of summary judgment only if the pleadings and discovery material show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. Muncy Area School District v. Gardner, 91 Pa. Commonwealth Ct. 406, 497 A.2d 683 (1985).

Complaint Against the Commonwealth

Initially, we must reject Moores contention that the allegations against the Commonwealth fall within Act 152s statutory waiver of immunity for medical-professional liability.³ The Pennsylvania Supreme Court has recently declared that the General Assembly has not waived the immunity of the “Commonwealth or its local agencies” for harm caused by third persons “in any of the eight [immunity] exceptions.” Chevalier v. City of Philadelphia, 516 Pa. 316, 319, 532 A.2d 411, 413 (1987), citing Mascaro v. Youth Study Center, 514 Pa. 351, 523 A.2d 1118 (1987) (emphasis in original). See also Johnson v. SEPTA, 516 Pa. 312, 532 A.2d 409 (1987). Although these cases addressed the governmental immunity of local agencies,⁴ the reasoning of these decisions mandates the same conclusion with respect to the Commonwealth under Act 152. We must follow Mascaros instruction that exceptions to an absolute rule of immunity are to be narrowly interpreted. Mascaro, 514 Pa. at 361, 523 A.2d at 1123.

In Mascaro, the Court strictly construed the governmental immunity act and concluded that its express statutory language does not waive immunity for damages caused by the acts of others. Mascaro, 514 Pa. at 362, 523 A.2d at 1124. It further noted that this legislative judgment, as evidenced by the language of the statute, is consistent with the general rule that criminal and negligent acts of third parties are superseding causes which absolve the defendant from liability for the harm caused by such third parties. Id. This reasoning is applicable to the medical-professional liability immunity exception in Section 5110(a)(2) of Act 152, which waives immunity only for “[djamages caused by Commonwealth health care employees ... or by a doctor, dentist, nurse and related health care personnel.” (Emphasis added.) Since Moores injuries were caused by criminal acts of a third party, Huett, the Commonwealth is “insulated from all liability for the harm caused by such a party.” Chevalier, 516 Pa. at 319, 532 A.2d at 413 (emphasis in original).⁵

In Allentown State Hospital v. Gill, 88 Pa. Commonwealth Ct. 331, 488 A.2d 1211 (1985), decided before Mascaro, we affirmed the common pleas courts denial of the Commonwealth defendants’ motion for judgment on the pleadings where the complaint alleged that a state mental hospital and its doctors negligently released and supervised a mental patient who assaulted the plaintiff. There, we held that the plaintiff’s case fell within the immunity exception for medical professional liability. However, that case is distinguishable because the mental patient’s harmful acts could not be regarded as having superseded the hospital’s own original negligence in releasing the mental patient. A cause is not considered superseding when it is a foreseeable or normal incident of the risk created by the original actor’s negligence. Vattimo v. Lower Bucks Hospital, Inc., 502 Pa. 241, 465 A.2d 1231 (1983); Restatement (Second) of Torts §448 (1965). In a psychotherapeutic hospital setting, a patient’s mental instability and the coinciding risks associated with such instability are obviously recognized by virtue of the patient’s admittance. A mental hospital is specifically staffed with psychiatric and medical professionals and has specialized facilities which enable it to foresee the risk of a negligently released mental patient harming another. Therefore, the patient’s act in Gill cannot have been said to be so unforeseeable as to have been a superseding cause; rather, it was a mere intervening cause which did not break the chain of causation to absolve the original actors from liability. Vattimo, 502 Pa. at 253, 465 A.2d at 1237.

A state prison furlough of an inmate pursuant to a statutorily authorized program is not comparable to a state hospitals release of a diagnosed mental patient. A prison does not have the expertise and facilities which would enable it to foresee that a furloughed inmates psychiatric deficiencies could cause him to harm another. This being so, the furloughed inmates acts in this case were not foreseeable nor could they have been incidents normally considered by the prison authorities. For these reasons, Gill is not controlling.

Complaint Against Superintendent Cuyler

Likewise, we conclude that Superintendent Cuyler is entitled to immunity. Section 2310 of Act 152, 1 Pa. C. S. §2310, provides:

Pursuant to section 11 of Article I of the Constitution of Pennsylvania, it is hereby declared to be the intent of the General Assembly that the Commonwealth, and its officials and employees acting icithin the scope of their duties, shall continue to enjoy sovereign and official immunity and remain immune from suit except as the General Assembly shall specifically waive the immunity. When the General Assembly specifically waives sovereign immunity, a claim against the Commonwealth and its officials and employees shall be brought only in such manner and in such courts and in such cases as directed by the provisions of Title 42. . . .

The provisions of Title 42, specifically Section 5110(a) of Act 152, provided:

Limited waiver of sovereign immunity

(a) General rule.—The General Assembly, pursuant to section 11 of Article I of the Constitution of Pennsylvania, does hereby waive, in the following instances only and only to the extent set forth in this section . . . sovereign immunity as a bar to an action against Commonwealth agencies, and their officials and employees acting within the scope of their duties, for damages arising out of a negligent act or omission where the damages would be recoverable under the common law or a statute creating a cause of action if caused by a person not having available the defense of sovereign immunity.[⁶]

(Emphasis added.)

We believe that these statutory provisions are clear and unambiguous in stating that the Commonwealth, and its officials and employees, enjoy the same statutory sovereign immunity. In other' words, if the Commonwealth is entitled to sovereign immunity under Act 152, then its officials and employees acting within the scope of their duties are likewise immune. The fact that the General Assembly saw fit to statutorily retain the common law defense of official immunity in Section 5110(b) does not mean that it never intended to grant statutory sovereign immunity to officials and employees. Rather, the statutory retention of this common law defense means merely that an official may additionally assert common law official immunity in cases where the individual is precluded from asserting sovereign immunity under Section 5110(a). Although this Courts prior case law suggested that Act 152 did not affect official liability as it existed under the common law, see Estate of Armstrong v. Pennsylvania Board of Probation and Parole, 46 Pa. Commonwealth Ct. 33, 405 A.2d 1099 (1979), we can after diligent research find no case wherein our Supreme court has expressly addressed this precise issue.⁷ In the absence of contrary instruction from our Supreme Court, we cannot simply ignore clear and unambiguous statutory language. 1 Pa. C. S. §1921(B).

Superintendent Cuyler is a Commonwealth employee acting within the scope of his duties⁸ for immunity purposes under Act 152. Since the Act precludes liability for the criminal acts of third parties, we hold that Cuyler is entitled to sovereign immunity under Act 152.⁹

Complaint Against Defendants Reid; Dillman and Zelles

Moore cannot maintain the remaining tort claim against the individual defendants Reid, Dillman' and Zelles unless the law imposes a duty upon these defendants to Moore. Boyce v. United States Steel Corp., 446 Pa. 226, 285 A.2d 459 (1971). Thus, we must address the issue of whether these individual defendants owed Moore a duty of care when they treated Huett and when they decided to approve Huetts pre-release furlough. This is an issue of first impression in this Commonwealth.

Moores complaint alleges that the defendants breached duties in approving Huetts furlough (a) when they knew, or should have known, that he failed to meet regulatory criteria and that he constituted a public danger; (b) without utilizing predictive scales or tests that would have disclosed Huetts dangerous propensities; and (c) without properly utilizing Huetts psychiatric records or seeking psychiatric re-evaluation. The complaint further alleges that the defendants failed to properly diagnose, treat or recognize Huetts alleged psychiatric disorders which rendered him dangerous.

Moore contends that the alleged duty exists by virtue of certain language contained in the preliminary provision of a Bureau of Correction Administrative Directive concerning pre-release furloughs. That directive reads, “[t]he Bureau of Correction is charged with protecting society through the control and rehabilitation of offenders.” BC-ADM 805 (Rev. 1-77).¹⁰

This sweeping statement purportedly imposes a duty upon the Bureau in favor of the public at large. It does not impose a duty upon the individual employees of the Bureau to protect specific individuals such as Moore. Our Courts have been reluctant to impose a general duty of care upon government employees to specific persons where the alleged duty is simply the protection of the public at large—i.e., society—from third-party criminal acts. In Melendez v. City of Philadelphia, 320 Pa. Superior Ct. 59, 466 A.2d 1060 (1983), the Superior Court addressed a police officers duty to protect society and held that it does not create a specific duty to individuals.¹¹ Melendez carved out a very narrow exception for situations where a special relationship exists between the police and the crime victim. In such a case, a duty exists where a police officer knows of the potential for a particular harm to a specific person and assumes protection of that person from that harm. Id. at 65, 466 A.2d at 1065.

Our courts recognize that when assessing the duties of public servants who protect the public from criminals, we must be mindful that actions taken in this context actually affect the broad spectrum of society. Our brothers in the federal judiciary recognized this need in Rieser v. District of Columbia, 563 F.2d 462, 477 (D.C. Cir. 1977), where that Court spoke to the problems associated with a theory which would impose a duty upon a parole officer:

[B]ecause of the large number of persons who could be injured as a result of the defective provision of public services ...[,] [governmental units are sometimes held to owe no duty to members of the general public for injuries arising out of the negligent provision of services designed to benefit the community at large.

In order to impose a duty in Rieser, the Court required a special relationship between the defendant parole officer and the particular plaintiff by which the parole officer would necessarily have awareness of a specific and unreasonable risk to that plaintiff.

Other jurisdictions which impose a duty of care in the context of released or escaped inmates who subsequently harm others, do so where the prisoner possesses known dangerous propensities and where the release creates a foreseeable risk of injury to foreseeable victims of the inmate.¹²

We must also recognize that the pre-release furlough of inmates by Correction employees is legislatively authorized by Sections 1-4 of the Act of July 16, 1968, P.L. 351, as amended, 61 P.S. §§1051—1054 and, being so, such furloughs are deemed to benefit society and advance public policy. Our Supreme Court has 'written that “the concept of duty amounts to no more than ‘the sum total of those considerations of policy which led the law to say that a particular plaintiff is entitled to protection.’ ” Sinn v. Burd, 486 Pa. 146, 164, 404 A.2d 672, 681 (1979) (quoting Leong v. Takasaki, 55 Haw. 398, 520 P.2d 758, 764 (1974)). After considering the competing policies involved and the sparse precedent in this Commonwealth, we hold that the individual defendants owed no duty to Moore when they treated and furloughed Huett. As a general rule, Correction personnel who participate in the statutorily authorized furlough of an inmate owe no duty to specific members of the public at large. However, where the personnel know that the inmate possesses dangerous propensities and that the inmate is likely to cause a particular harm to a specific person, they are bound to exercise reasonable care in making a decision.

The pleadings and discovery material in this case disclose no allegation or indication that the individual defendants knew or even had reason to know of Moores existence. The closest allegation of such knowledge was that Moore was “prepared to testify” against Huett at the prior criminal prosecution. Furthermore, it cannot be said that Huett was so dangerous as to be likely to harm every member of the public he contacted while on furlough. Hence, at the time they participated in the furlough decision, the individual defendants could not possibly have known it would result in particular harm to Moore. We conclude that the law does not entitle Moore to protection. Sinn. .

Moore alternatively contends that a duty exists under Restatement (Second) of Torts §§315 and 319 (1965). Section 315(a) imposes a duty to. control a third persons conduct so as to prevent harm to another where there is a special relationship between the defendant and the third person who harms another. Section 315(b) imposes the same duty where there is a special relationship between the defendant and the plaintiff. Section 319 is a special application of Section 315 and imposes a duty to control a third person who is under the charge of a defendant and who possessed known dangerous propensities.

As we have said, no special relationship exists between the defendants and Moore and thus Section 315(b) cannot form a basis for imposing a duty. Likewise, Section 315(a) and 319 do not change our conclusion, based on policy consideration, that these defendant prison counsellors, acting individually within the confines of their job responsibilities, were under no duty to determine whether Huett’s alleged mental condition would cause him to harm Moore.¹³ Based upon this, and our considerations of the policies served by the statutorily authorized furlough program, we hold that Sections 315(a) and 319 do not impose a duty upon the defendants to Moore.

Moore also contends that a duty existed because the defendants’ participation in the furlough decision constituted an affirmative act which in itself created a corresponding duty of care owing to Moore. Moore cites Restatement (Second) of Torts §302 as supporting this proposition. We disagree.

Section 302 does not in itself create a duty. Rather, it defines what acts may constitute negligence, assuming that a duty is independently established. See Rich v. United States Lines, Inc., 596 F.2d 541 (3d Cir. 1979).

Conclusion .

We affirm the judgments in favor of the Commonwealth and Superintendent Cuyler on the grounds of immunity. Also, we affirm judgment in favor of the individual defendants Reid, Dillman and Zelles on the ground that they owed no duty to Moore.

Order

The order of the Philadelphia County Common Pleas Court, per Goldman, J., dated August 8, 1985, at Nos. 4480 and 4481 November Terms 1981 and No. 377 December Term 1980, is affirmed.

Judge Colins dissents with respect to No. 86 T.D. 1985.

1 Moore' filed three separate complaints in trespass against (a) the Commonwealth, (b) Superintendent Cuyler, and (c) Director of Treatment Reid and counselors Dillman and Zelles. The common pleas courts orders entering judgment in favor of the defendants in the latter two complaints were originally appealed to the Superior Court of Pennsylvania, which transferred the matters to this Court. Orders of November 4, 1985 at No. 2368 Phila. 1985 and November 1, 1985 at' No. 2367 Phila. 1985 (Pa. Superior Court). All three appeals were consolidated for argument in this Court.

2 Act of September 28, 1978, P.L. 788, repealed by the Act of October 5, 1980, P.L. 693, and replaced by the Act of October 5, 1980, P.L. 693, as amended, 42 Pa. C. S. §§8521—8528. Although the 1980 Act is not significantly different from Act 152 for our purposes, Act 152 controls this case since it was effective at the time Moores cause of action accrued.

3 Section 5110(a)(2) of Act 152 provided an exception to immunity as follows:

(2) Medical-professional liability.—Damages caused by Commonwealth health care employees of medical facilities or institutions or by a doctor, dentist, nurse and related health care personnel.

This provision has subsequently been replaced without significant change by 42 Pa. C. S. §8522(b)(2).

4 42 Pa. C. S. §§8541—8542.

5 Since we have concluded that Act 152s medical-professional liability exception does not permit Moores cause of action against the Commonwealth, we need not address his contentions that damages were caused by Commonwealth employees and that such damages would be recoverable against the Commonwealth at common law, both of which are prerequisites to finding an immunity waiver under Act 152.

Also, inasmuch as Act 152 contains no special immunity waiver for alleged willful misconduct by the Commonwealth, such allegations do not create a basis for recovery against the Commonwealth.

6 Act 152 then enumerated certain exceptions to this immunity. Sections 5110(a)(1) through (8).

7 Our Supreme Court in DuBree set forth the standard for determining the immunity of officials. However, that decision was entered just one week after Act 152 became law and made no mention of the effect of Act 152.

8 Plaintiffs Reply to New Matter of Defendant Julius T. Cuyler admitted that, at all times material to this case, Cuyler was a Commonwealth employee acting within the scope of his employment.

9 Our decision renders it unnecessary for Cuyler to satisfy the common law defense of official immunity under the standards set forth in DuBree. Nonetheless, were we to reach that decision, we would agree with the common pleas court that Cuyler is immune under DuBree. Contrary to Moores contentions, the record contains sufficient evidence revealing that Cuyler is a public official for immunity purposes. He had ultimate supervisory authority over all departments within SCIG. The record also reveals that Cuyler exercised decision-making authority over the approval or disapproval of an inmates furlough release into the general public. Cuyler Deposition at 66, 88. Cuyler also exercised authority to determine the point at which a furloughed inmate is deemed to be an escapee. Id. at 73, 78.

In deciding whether an individual is officially immune under DuBree, the Court must examine whether the grant of such immunity would promote the public policy considerations related to ensuring unfettered decision making by public officials. This Court has recognized that furlough decisions are a matter of skilled administrative discretion dependent upon subjective examinations by prison staff members concerning an inmates individual characteristics, problems and needs. Reider v. Bureau of Corrections, 93 Pa. Commonwealth Ct. 326, 502 A.2d 272 (1985). Such decisions are not easily measured against a predictable standard of care and the resulting possibility of litigation may tend to discourage an official from making clear choices in this context. See DuBree, 481 Pa. at 544, 393 A. 2d at 295. Therefore, granting official immunity would be appropriate in this case. The mere feet that Moores complaint-alleged willful misconduct would not change our view since the consideration of such factors is implicitly included under the DuBree analysis. Furthermore, Moore admits that Cuyler acted within the scope of his duties.

10 Substantially similar regulatory provisions concerning prerelease furloughs appear at 37 Pa. Code §§95.111—95.118.

11 See also Casey v. Geiger, 346 Pa. Superior Ct. 279, 499 A.2d 606 (1985); Morris v. Musser, 83 Pa. Commonwealth Ct. 620, 478 A.2d 927 (1984); Caldwell v. City of Philadelphia, 358 Pa. Superior Ct. 406, 517 A.2d 1296 (1986) (cases following Melendez).

12 Many of these cases rely on Sections 315 and 319 of the Restatement (Second) of Torts, which are discussed below. The case law of other jurisdictions addressing this and related issues is aptly summarized in 1, Speiser, The American Law of Torts, §4:11 (1983 and January 1987 Supplement).

13 In Gill, we cited Section 319 to support our conclusion that a person assaulted by a state mental hospital patient could recover damages under the common law against the hospital and its physicians for their alleged negligence in releasing and supervising the patient. However, a hospital’s decision to release a mental patient does not implicate the same policy considerations as are involved in the temporary home furlough of an inmate pursuant to a legislatively authorized program. A mental patient and its doctors are especially capable and indeed may well be obliged to determine whether a patient’s mental instability may cause him to harm himself or others if released. Vattimo, 502 Pa. at 258, 465 A.2d at 1240 (Nix, J., concurring and dissenting opinion) (relied upon in Gill).