City of Williamsport v. Workers' Comp. Appeal Bd. , 2016 Pa. Commw. LEXIS 423 ( 2016 )


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  •         IN THE COMMONWEALTH COURT OF PENNSYLVANIA
    City of Williamsport,                       :
    :
    Petitioner             :
    :
    v.                            : No. 620 C.D. 2015
    : Argued: February 9, 2016
    Workers’ Compensation Appeal                :
    Board (Cole (Deceased)),                    :
    :
    Respondent             :
    BEFORE:       HONORABLE PATRICIA A. McCULLOUGH, Judge
    HONORABLE ANNE E. COVEY, Judge
    HONORABLE JAMES GARDNER COLINS, Senior Judge
    OPINION NOT REPORTED
    MEMORANDUM OPINION BY
    SENIOR JUDGE COLINS                                              FILED: July 18, 2016
    The City of Williamsport (Employer) petitions for review of an order
    of the Workers’ Compensation Appeal Board (Board) that affirmed the decision
    and order of a Workers’ Compensation Judge (WCJ), which granted a fatal claim
    petition of Ursula Miele-Cole (Claimant) on behalf of her husband, Jeffrey Cole
    (Decedent) pursuant to Section 108(r) of the Workers’ Compensation Act (Act),1
    relating to cancers suffered by firefighters. Because we conclude that Claimant did
    not establish that Decedent had direct exposure to a known carcinogen classified as
    1
    Act of June 2, 1915, P.L. 736, as amended, 77 P.S. §§ 1–1041.1, 2501–2708. Section 108(r),
    77 P.S. § 27.1(r), was added by the Act of July 7, 2011, P.L. 251, and this amendment took
    immediate effect.
    a Group 1 carcinogen by the International Agency for Research on Cancer (IARC)
    as required by Section 301(f) of the Act,2 we reverse the order of the Board.
    On March 15, 2012, Claimant filed the claim petition, alleging that
    Decedent’s death from gastric cancer in October 2011 was causally related to his
    employment with Employer as a firefighter from 1980 until the time of his death.
    Claimant based the fatal claim petition on two occupational disease provisions of
    the Act: Section 108(o), relating to diseases of the heart and lungs caused by over-
    exertion or exposure to heat, smoke, fumes or gases arising out of the duty of a
    firefighter, and Section 108(r). 77 P.S. §§ 27.1(o), (r). Employer filed an answer
    denying all material allegations and issued a Notice of Workers’ Compensation
    Denial asserting that Decedent did not suffer a work-related injury.
    In the proceedings before the WCJ, Claimant testified that she and
    Decedent began dating in 1992 and married in 2000. (May 24, 2012 Hearing
    Transcript (H.T.) at 10-11, 14, 34, Reproduced Record (R.R.) 10a-11a, 14a, 34a.)
    Claimant testified that during the period they were together, she saw Decedent
    approximately 15 times after a fire when he had not had the opportunity to shower
    at work following his shift and on those occasions he smelled “smoky” and
    appeared “[l]ike someone who came out of ashes.” (Id. at 14, R.R. 14a.) Claimant
    stated that Decedent had been suffering from stomach discomfort for
    approximately three years when in June 2011 he developed deep vein thrombosis
    in his lower left leg and then stomach hemorrhaging that ultimately led to his
    hospitalization and cancer diagnosis in July 2011. (Id. at 15-17, 40, 42, R.R. 15a-
    17a, 40a, 42a.)
    2
    77 P.S. § 414, added by Act of July 7, 2011, P.L. 251.
    2
    Claimant presented the testimony of an expert witness, Jonathan L.
    Gelfand, M.D., who is board certified in internal medicine and pulmonary disease
    and whose clinic practice consists primarily of treatment of patients with
    pulmonary diseases, including lung cancer and mesothelioma. (Gelfand Dep. at 6-
    8, R.R. 59a-61a.) Dr. Gelfand opined that Decedent had exposure to a variety of
    carcinogens during his career as a firefighter, including asbestos, and that his work
    as a firefighter and these exposures were a substantial contributing factor to his
    death from gastric cancer. (Id. at 18-19, R.R. 71a-72a.) He testified that it was his
    belief that Decedent was exposed to asbestos because asbestos was a common
    building material until the 1980s which can become friable or fragile during fires
    or building collapse and firefighters who have fought fires for any considerable
    amount of time are generally exposed to asbestos. (Id. at 19-21, 26-27, R.R. 72a-
    74a, 79a-80a.)
    Employer presented the testimony of its expert, David Prince, M.D.,
    who is board certified in internal medicine, pulmonary medicine, critical care
    medicine and sleep medicine and who reviewed Decedent’s medical records.
    (Prince Dep. at 7, 14, R.R. 117a, 124a.) Dr. Prince testified that Decedent had a
    history of high blood pressure, smoking, obesity and stomach upset that were
    substantial risk factors for gastric cancer. (Id. at 17-18, 26, R.R. 127a-128a, 136a.)
    Dr. Prince stated that it was his opinion that Decedent’s development of gastric
    cancer was not related to firefighting. (Id. at 25, R.R. 135a.) Dr. Prince further
    testified that epidemiologic evidence does not support a proven risk of gastric
    cancer for firefighters and that asbestos exposure is not associated with a risk of
    gastric cancer, among firefighters or in any occupation. (Id. at 25, 27-29, R.R.
    135a, 137a-139a.)
    3
    The WCJ granted the fatal claim petition under Section 108(r),
    concluding that Claimant had established that Decedent contracted gastric cancer
    as a result of direct exposure to smoke from municipal fires that contained Group 1
    carcinogens as recognized by the IARC. (WCJ Decision Findings of Fact (F.F.)
    ¶¶65, 68, Conclusion of Law (C.L.) ¶13.) Employer appealed the WCJ’s decision
    to the Board, which affirmed. Employer thereafter petitioned this Court for review
    of the Board’s order.3
    In Act 46 of 2011, the General Assembly enacted Sections 108(r) and
    301(f), creating a new occupational disease provision to provide a new
    presumption of compensable disability for firefighters who suffer from cancer.
    Act of July 7, 2011, P.L. 251. Section 108(r) recognizes the occupational disease
    of “[c]ancer suffered by a firefighter which is caused by exposure to a known
    carcinogen which is recognized as a Group 1 carcinogen by the International
    Agency for Research on Cancer.” 77 P.S. § 27.1(r). Section 301(f) provides, in
    relevant part, that:
    Compensation pursuant to cancer suffered by a firefighter shall
    only be to those firefighters who have served four or more years
    in continuous firefighting duties, who can establish direct
    exposure to a carcinogen referred to in section 108(r) relating to
    cancer by a firefighter and have successfully passed a physical
    examination prior to asserting a claim under this subsection or
    prior to engaging in firefighting duties and the examination
    failed to reveal any evidence of the condition of cancer.
    3
    This Court’s review of an appeal from a determination by the Board is limited to determining
    whether an error of law was committed, whether the WCJ’s necessary findings of fact are
    supported by substantial evidence and whether Board procedures or constitutional rights were
    violated. 2 Pa. C.S. § 704; Repash v. Workers’ Compensation Appeal Board (City of
    Philadelphia), 
    961 A.2d 227
    , 231 n.5 (Pa. Cmwlth. 2008).
    4
    77 P.S. § 414. Employer argues that Claimant did not present evidence sufficient
    to satisfy the first requirement of Section 301(f) that she establish Decedent had
    “direct exposure” to a carcinogen recognized as Group 1 by the IARC.4 Id.
    In determining that Claimant had shown that Decedent was exposed to
    a Group 1 carcinogen, the WCJ relied principally on the testimony of Dr. Gelfand
    and IARC Monograph Volume 98 related to carcinogenic risks associated with the
    occupations of firefighting, painting and shiftwork, which Dr. Gelfand referenced
    in his deposition and which was admitted into evidence. (Claimant Ex. 15, IARC
    Monograph Vol. 98: Painting, Firefighting and Shiftwork, R.R. 175a-185a.) Dr.
    Gelfand testified that it was his opinion that
    [Decedent] had exposure to a variety of carcinogens including
    and not limited to asbestos. He did die of metastatic stomach
    cancer. In my opinion, to a reasonable degree of medical
    certainty, [Decedent’s] career as a firefighter for over 30 years
    and the exposures he experienced were a substantial
    contributing factor to his death from stomach cancer as a result
    of the previously noted exposures. Those exposures to
    recognized carcinogens were a substantial contributing factor to
    his stomach cancer and to his death.
    (Gelfand Dep. at 19, R.R. 72a.)
    Dr. Gelfand explained that it was his conclusion that Decedent had
    been exposed to asbestos because
    [a]sbestos was a commonly-used building material for decades
    around the world and in the United States and in Pennsylvania.
    It was used as insulation predominantly, but it was also in
    ceiling tiles, floor tiles, a variety of other building materials. In
    the – it was also used in the construction of many fire stations
    4
    Employer did not challenge that Claimant satisfied the other two requirements in Section 301(f)
    that Decedent served four or more years of continuous firefighting duties and passed a physical
    examination prior to asserting this claim that did not reveal any evidence of cancer.
    5
    around the state and was present there until the 1980s roughly
    when there was asbestos abatement, or when asbestos
    abatement programs began.
    But it was common for asbestos in buildings to become friable
    or fragile and to release dust. But separate from that, as part of
    the firefighting activity, it’s common to engage in some
    demolition; pulling ceilings and walls, or the buildings
    themselves were and become unstable and may at times
    collapse. At such times, asbestos is released into the air and
    can be inhaled by anyone in that particular vicinity.
    (Id. at 20-21, R.R. 73a-74a.) Dr. Gelfand noted that asbestos is classified as a
    Group 1 carcinogen in the IARC monograph with cancer sites in humans listed as
    the “lung, mesothelioma, larynx, gastrointestinal tract.” (Id. at 19-20, R.R. 72a-
    73a; Claimant Ex. 15, IARC Monograph at 401, R.R. 183a.) Dr. Gelfand stated
    that Decedent would also likely have been exposed to other carcinogens in his
    employment as a firefighter, but he could not specifically name any additional
    carcinogens. (Gelfand Dep. at 27, 34, R.R. 80a, 87a.)
    Dr. Gelfand testified that he based his opinion that Decedent was
    exposed to asbestos and other carcinogens on Claimant’s testimony, his review of
    Decedent’s medical records, discussions with patients who are current or former
    firefighters regarding their work, the IARC monograph and other medical literature
    regarding the occupational exposure of firefighters to carcinogens. (Id. at 12-16,
    19-22, R.R. 65a-69a, 72a-75a.) However, Dr. Gelfand admitted that he did not
    examine Decedent, speak with Claimant, Decedent’s physicians or any individuals
    who worked at Employer’s fire department; furthermore, Dr. Gelfand testified that
    he did not review any records related to Decedent’s experience as a firefighter,
    such as incident reports related to fires he fought or injuries sustained on the job.
    (Id. at 12, 32-33, R.R. 65a, 85a-86a.) Dr. Gelfand was also asked at the outset of
    6
    his deposition to assume for the purposes of rendering his opinion that Claimant
    had testified that Decedent was “exposed to heat, smoke, fumes, gasses, asbestos
    and other materials” during his 31 year firefighting career5; similarly, in Dr.
    Gelfand’s expert report he noted that Decedent “was exposed to heat, smoke,
    fumes, gases and probable exposure to asbestos, and it has been reported that he
    has been exposed to a variety of carcinogens.” (Id. at 18, R.R. 71a; Gelfand Dep.
    Ex. 2, Expert Report at 2, R.R. 108a.) Dr. Gelfand conceded on cross-examination
    that he did not in fact review Claimant’s testimony personally and that the
    information that Decedent was exposed to heat, smoke, fumes, gases, asbestos and
    other carcinogens did not appear in Decedent’s medical records but instead only in
    correspondence from Claimant’s counsel. (Gelfand Dep. at 25, 36, R.R. 78a, 89a.)
    In finding that Claimant had established that Decedent’s gastric
    cancer was causally related to his workplace exposure to Group 1 carcinogen, the
    WCJ credited the testimony of Claimant generally, specifically noting Claimant’s
    testimony that Decedent had been exposed to smoke while fighting fires with
    Employer. (WCJ Decision, F.F. ¶¶62-63, C.L. ¶9.) The WCJ also credited the
    testimony of Dr. Gelfand and found the testimony of Dr. Prince to be not credible
    or persuasive, specifically rejecting Dr. Prince’s assumptions regarding Decedent’s
    smoking history and diet as lacking a basis in the record and rejecting Dr. Prince’s
    conclusion that gastric cancer was not a special hazard for firefighters as contrary
    to the IARC data and the presumption established by the General Assembly. (Id.
    F.F. ¶¶66-67, C.L. ¶¶9, 11.) The WCJ also found credible the IARC monograph
    cited by Dr. Gelfand and took notice of the agents classified as carcinogenic to
    5
    Employer objected at Dr. Gelfand’s deposition to this characterization of Claimant’s testimony.
    (Gelfand Dep. at 18, R.R. 74a.)
    7
    humans; the WCJ specifically cited the conclusions in the monograph that various
    substances are released during municipal fires, including asbestos, that asbestos is
    a Group 1 carcinogen, and that the gastrointestinal tract is listed as a cancer site for
    asbestos. (Id. F.F. ¶¶34-35, 64, C.L. ¶¶9, 12; Claimant Ex. 15, IARC Monograph
    at 401, R.R. 183a.) The WCJ also noted that radioactivity (gamma activity) and
    radionuclides (alpha and beta particle-emitting) were also listed as known Group 1
    carcinogens for all types of cancers. (WCJ Decision, F.F. ¶35; Claimant Ex. 15,
    IARC Monograph at 402, R.R. 184a.)
    The Board affirmed the grant of the claim petition, concluding that
    Claimant’s lay testimony was sufficient to establish exposure to smoke and that
    Claimant was not required to show consistent exposure to a Group 1 carcinogen
    but only direct exposure under Section 108(r). (Board Op. at 8-10.) The Board
    further concluded that Dr. Gelfand properly relied on his knowledge of the
    firefighting occupation and Claimant’s testimony regarding Decedent’s exposure
    to smoke and that the WCJ did not err by considering the IARC monograph as it
    related to Dr. Gelfand’s testimony. (Id. at 10-11.)
    After a thorough review of the record in this matter, we conclude that
    the record is devoid of competent evidence that Decedent had any direct exposure
    to a known Group 1 carcinogen as required by Section 301(f) of the Act. The sole
    evidence before the WCJ regarding Decedent’s fire department exposure was
    Claimant’s testimony that Decedent came home from fires on more than 15
    occasions smelling of smoke and with an ashy appearance. While such testimony
    would be sufficient to show that Decedent was exposed to smoke and ash while
    working for Employer, by itself it was insufficient to show exposure to asbestos or
    any other specific Group 1 carcinogens within the smoke. Claimant did not admit
    8
    into evidence any Employer fire department logs, incident reports or building
    inspection records relating to fires Decedent fought.6 Nor did Claimant attempt to
    introduce the testimony of any fire department personnel or any other individuals
    familiar with the construction of buildings in Williamsport upon which the WCJ
    could presume carcinogens in the fires extinguished by Decedent.
    While Dr. Gelfand did testify that Decedent was exposed to Group 1
    carcinogens, his testimony clearly lacks a proper foundation upon which that
    conclusion could be based. Dr. Gelfand did not meet with or examine Decedent,
    speak with Claimant, review Decedent’s medical or employment files or speak
    with anyone at Employer’s fire department regarding the type of fires that were
    fought and Decedent’s role in fighting those fires. Indeed, the only piece of
    information that Dr. Gelfand had regarding Decedent’s work history – that he was
    exposed to heat, smoke, fumes, gases, asbestos and other carcinogens – was an
    unfounded assumption with no basis in the record. Dr. Gelfand admitted that his
    testimony was based solely on his general knowledge of the firefighting profession
    and the general exposures of firefighters to carcinogens and was not based on
    Decedent’s work history or the types of fires fought by Employer’s fire department
    during his employment.7
    6
    Claimant attempted to introduce into evidence a July 2009 incident report and medical records
    related to this incident at the May 24, 2012 hearing in this matter, however the WCJ declined to
    admit the report without testimony or a stipulation that the documents were kept in the ordinary
    course of business. (H.T. at 23-27, R.R. 23a-27a.) It does not appear that Claimant sought to
    reintroduce this evidence at a later date.
    7
    Dr. Gelfand testified on cross-examination by Employer’s counsel:
    Q. It’s your testimony that you believe just because he was a firefighter that he
    had to have been exposed to asbestos over those 30 years?
    A. Yes.
    ...
    9
    Furthermore, the introduction of the IARC monograph into the
    evidence could not remedy the deficiency in Claimant’s case. The WCJ relied on
    the IARC monograph to show that asbestos, along with radioactive particles, are
    Group 1 carcinogens that are found in municipal fires with cancer sites including
    the gastrointestinal tract.        However, the monograph provides only that these
    carcinogens “have been detected in fires” and does not detail whether they are
    present in all, some or most fires or whether they are present in municipal fires or
    wildfires. (Claimant Ex. 15, IARC Monograph at 400, R.R. 182a.) Claimant
    could not satisfy the requirement of Section 301(f) that she establish direct
    exposure to a carcinogen recognized as Group 1 by the IARC simply by
    referencing the IARC monograph itself.
    In holding that the evidence presented did not establish direct
    exposure to Group 1 carcinogens, we recognize that the question of whether a
    worker has been exposed to hazardous material in the workplace for the purpose of
    Section 108 of the Act is a question of fact for the WCJ and the claimant may rely
    on lay testimony, rather than that of an expert, to show the existence of, and
    exposure to, a hazard. Baptiste v. Workers’ Compensation Appeal Board (Eichleay
    Corp.), 
    889 A.2d 641
    , 645, 647 (Pa. Cmwlth. 2005); Mauger and Co. v.
    Workmen’s Compensation Appeal Board (Waltz), 
    598 A.2d 1035
    , 1037 (Pa.
    Q. Is it your opinion, Doctor, that any firefighter that gets gastric cancer gets that
    solely because of their occupation?
    A. There may be other contributing factors. But if a firefighter has been actively
    engaged in those sorts of activities for any length of time, then, it’s as a general
    rule very likely that it will – if a firefighter then develops gastric cancer, that that
    exposure would have contributed to it. That’s a very general comment about all
    firefighters.
    (Gelfand Dep. at 26-27, R.R. 79a-80a.)
    10
    Cmwlth. 1991); Witco–Kendall Co. v. Workmen’s Compensation Appeal Board
    (Adams), 
    562 A.2d 397
    , 400 (Pa. Cmwlth. 1989). As this Court has recognized,
    “the claimant’s burden of proof [for exposure to a hazardous material] is not overly
    demanding.” Witco–Kendall Co., 
    562 A.2d at 400
    ; see also Baptiste, 
    889 A.2d at 645
    .
    Nevertheless, the testimony of exposure to a workplace hazard must
    be competent and a WCJ must ensure that the evidence presented complies with
    the rules of evidence related to lay and expert testimony. Gibson v. Workers’
    Compensation Appeal Board (Armco Stainless & Alloy Products), 
    861 A.2d 938
    ,
    944, 947 (Pa. 2004). To be competent, an expert must base his testimony on facts
    warranted by the record or reasonable inferences drawn therefrom. Pa. R.E. 703;
    Collins v. Hand, 
    246 A.2d 398
    , 404 (Pa. 1968); Mauger, 598 A.2d at 1038.
    Though Dr. Gelfand professed to have an awareness of the working conditions of
    municipal firefighters, Dr. Gelfand had no knowledge of the facts of Decedent’s
    career or the fires fought in the City of Williamsport. Consequently, the WCJ
    erred in relying on such testimony to show exposure to a workplace hazard that
    would support an occupational disease presumption under the Act.
    Accordingly, we conclude that Claimant did not present substantial,
    competent evidence that Decedent had “direct exposure” to a known IARC Group
    1 carcinogen as required by Section 301(f) and therefore the WCJ improperly
    11
    granted the claim petition under Section 108(r) of the Act. Based on this ruling,
    we need not address the remaining arguments advanced by Employer.8
    ____________________________________
    JAMES GARDNER COLINS, Senior Judge
    8
    Claimant argues that this Court should affirm the grant of the claim petition pursuant to Section
    108(o), the occupational disease provision for diseases of the heart and lungs caused by over-
    exertion or exposure to heat, smoke, fumes or gases arising out of the duty of a firefighter,
    because Decedent’s gastric cancer had spread to his lungs. Though Claimant invoked Section
    108(o) in her claim petition, the WCJ did not state in his decision whether Claimant had proved a
    claim pursuant to that subsection. Dr. Gelfand did not address any heart or lung conditions in his
    expert report and explicitly denied a finding that Decedent’s gastric cancer had spread to his
    lungs. (Gelfand Dep. at 26, R.R. 79a) (“Q. [The cancer] spread to the lungs? A. I don’t recall
    any evidence – it doesn’t usually – stomach cancer doesn’t usually spread to the lungs, and I
    don’t recall that it did in this case.”). Employer’s expert, Dr. Prince, testified that, while
    Decedent suffered from blood clots in his lung and x-ray reports showed fluid in the lungs
    consistent with the spread of cancer to his lungs, evidence that the cancer had in fact spread to
    his lungs was inconclusive in the absence of an autopsy and, in any event, the blood clots and
    possible spread of cancer to the lungs were precipitated by the gastric cancer; Dr. Prince further
    testified he did not diagnose Decedent with heart or lung problems associated with his
    firefighting activities. (Prince Dep. at 19-22, 24-27, R.R. 129a-132a, 134a-137a.) Thus, there is
    insufficient basis in the record for an occupational disease award pursuant to Section 108(o).
    12
    IN THE COMMONWEALTH COURT OF PENNSYLVANIA
    City of Williamsport,                  :
    :
    Petitioner           :
    :
    v.                         : No. 620 C.D. 2015
    :
    Workers’ Compensation Appeal           :
    Board (Cole (Deceased)),               :
    :
    Respondent           :
    ORDER
    AND NOW, this 18th day of July, 2016, it is hereby ORDERED that
    the order of the Workers’ Compensation Appeal Board in the above-captioned matter
    is REVERSED.
    ____________________________________
    JAMES GARDNER COLINS, Senior Judge
    IN THE COMMONWEALTH COURT OF PENNSYLVANIA
    City of Williamsport,                         :
    Petitioner                  :
    :    No. 620 C.D. 2015
    v.                              :
    :    Argued: February 9, 2016
    Workers’ Compensation Appeal                  :
    Board (Cole (Deceased)),                      :
    Respondent                   :
    BEFORE:       HONORABLE PATRICIA A. McCULLOUGH, Judge
    HONORABLE ANNE E. COVEY, Judge
    HONORABLE JAMES GARDNER COLINS, Senior Judge
    OPINION NOT REPORTED
    CONCURRING AND DISSENTING
    OPINION BY JUDGE McCULLOUGH                                      FILED: July 18, 2016
    I agree with the Majority to the extent that it concludes that, based
    upon a review of the record in this matter, it is not clear that Ursula Miele-Cole
    (Claimant) met her burden under section 301(f) of the Workers’ Compensation Act
    (Act)1 to establish that her late husband, Jeffrey Cole (Decedent), had direct
    exposure to a known carcinogen classified as a Group 1 carcinogen by the
    International Agency for Research on Cancer (IARC). However, I respectfully
    dissent because I believe that the matter should be remanded to the Workers’
    Compensation Judge (WCJ) to make additional factual findings with respect to this
    1
    Act of June 2, 1915, P.L. 736, added by the Act of July 7, 2011, P.L. 251, as amended,
    77 P.S. §414.
    burden as it relates to section 108(r) of the Act,2 as well as the presumption of
    causation under section 301(e) of the Act, 77 P.S. §413.
    As the Majority notes, our General Assembly enacted new
    occupational disease provisions with its passage of Act 46 in 2011, including
    sections 108(r) and 301(f).             Section 108(r) specifically recognizes as an
    occupational disease “[c]ancer suffered by a firefighter which is caused by
    exposure to a known carcinogen which is recognized as a Group 1 carcinogen by
    the International Agency for Research on Cancer.” 77 P.S. §27.1(r). Section
    301(f) provides, in relevant part, that:
    Compensation pursuant to cancer suffered by a firefighter
    shall only be to those firefighters who have served four
    or more years in continuous firefighting duties, who can
    establish direct exposure to a carcinogen referred to in
    section 108(r) relating to cancer by a firefighter and have
    successfully passed a physical examination prior to
    asserting a claim under this subsection or prior to
    engaging in firefighting duties and the examination failed
    to reveal any evidence of the condition of cancer.
    77 P.S. §414 (emphasis added).
    Additionally, section 301(e) of the Act states that “[i]f it be shown
    that the employe, at or immediately before the date of disability, was employed in
    any occupation or industry in which the occupational disease is a hazard, it shall be
    presumed that the employe’s occupational disease arose out of and in the course of
    his employment, but this presumption shall not be conclusive.” 77 P.S. §413.
    Generally, once a claimant establishes that the presumption applies, the burden
    shifts to the employer to rebut the presumption with substantial, competent
    2
    Section 108(r) was added by the Act of July 7, 2011, P.L. 251, 77 P.S. §27.1(r).
    PAM - 2
    evidence. City of Philadelphia v. Workers’ Compensation Appeal Board (Kriebel),
    
    29 A.3d 762
    , 769 (Pa. 2011).
    However, it is not clear from the WCJ’s decision whether he applied
    the presumption in this case. While the WCJ references the presumption in his
    conclusions of law, as well as the shifting burden of proof once the threshold
    requirements applicable to the presumption are met, he never states whether he
    applied the same in rendering his decision. Such a determination is critical to this
    case given the shifting burden of proof and the WCJ’s rejection of Employer’s
    expert medical testimony. Hence, I believe that additional findings are necessary
    to the resolution of this matter.
    Moreover, in her fatal claim petition, Claimant alleged that
    Decedent’s death from gastric cancer was causally related to his employment as a
    firefighter for the City of Williamsport (Employer). The WCJ agreed and granted
    Claimant’s fatal claim petition, specifically crediting the following: Claimant’s
    testimony that Decedent was exposed to smoke (Finding of Fact No. 62); the IARC
    monograph identifying which Group I carcinogens are components of smoke from
    municipal fires and which carcinogens have been causally linked to gastric cancer
    (Finding of Fact No. 64); and the testimony of Claimant’s medical expert, Jonathan
    L. Gelfand, M.D., that Decedent suffered gastric cancer from exposure to smoke
    while fighting fires (Finding of Fact No. 66).
    The WCJ relied on this credited testimony and evidence to conclude
    that Decedent “died from an occupational disease due to direct exposure to Group I
    carcinogens while in the course and scope of his employment as an active
    firefighter with . . . [Employer], for more than four years.” (Conclusion of Law
    No. 13.) However, a review of Dr. Gelfand’s testimony reveals that his opinions
    PAM - 3
    were primarily based on Claimant’s exposure to asbestos while fighting fires,
    which the IARC does identify as a Group I carcinogen. The WCJ recognizes as
    much in his summary of Dr. Gelfand’s testimony. Yet, in his critical findings of
    fact and conclusions of law, the WCJ merely references Claimant’s exposure to
    smoke and the carcinogens contained therein, with no specific mention of asbestos,
    as the cause of his gastric cancer.
    The Majority reverses the decision of the Workers’ Compensation
    Appeal Board (Board), which affirmed the WCJ’s decision, concluding that “the
    record is devoid of competent evidence that Decedent had any direct exposure to a
    known Group I carcinogen as required by Section 301(f) of the Act.” (Slip op. at
    8.)   The Majority emphasizes a lack of evidence in the record establishing
    Decedent’s direct exposure to asbestos or any other specific Group I carcinogen.
    However, in light of Dr. Gelfand’s testimony and the IARC’s recognition of
    asbestos as a Group I carcinogen, I believe that additional findings are necessary to
    clarify the precise nature of Decedent’s exposure and to determine whether
    Claimant presented sufficient evidence establishing that Decedent suffered from an
    occupational disease under section 108(r) of the Act and met her burden of proof
    under section 301(f) of the Act.
    For these reasons, I would vacate the Board’s order and remand the
    matter to the Board, with specific instructions to remand to the WCJ, for further
    findings as described above.
    ________________________________
    PATRICIA A. McCULLOUGH, Judge
    PAM - 4
    

Document Info

Docket Number: 620 C.D. 2015

Citation Numbers: 145 A.3d 806, 2016 Pa. Commw. LEXIS 423, 2016 WL 5864630

Judges: McCullough, Covey, Colins

Filed Date: 7/18/2016

Precedential Status: Precedential

Modified Date: 10/19/2024