Momma D's Day Care Center, LLC v. DPW ( 2015 )


Menu:
  •                 IN THE COMMONWEALTH COURT OF PENNSYLVANIA
    Momma D’s Day Care Center, LLC,               :
    Petitioner               :
    :
    v.                       :
    :
    Department of Public Welfare,                 :   No. 2009 C.D. 2014
    Respondent             :   Submitted: May 1, 2015
    BEFORE:       HONORABLE RENÉE COHN JUBELIRER, Judge
    HONORABLE ROBERT SIMPSON, Judge
    HONORABLE ANNE E. COVEY, Judge
    OPINION NOT REPORTED
    MEMORANDUM OPINION BY
    JUDGE COVEY                                       FILED: September 23, 2015
    Momma D’s Day Care Center, LLC (Momma D’s) petitions this Court
    for review of the Department of Public Welfare (DPW),1 Bureau of Hearings and
    Appeals’ (BHA) October 8, 2014 order adopting the DPW Administrative Law
    Judge’s (ALJ) recommendation revoking Momma D’s Certificate of Compliance
    (Certificate) to operate a daycare center due to Public Welfare Code (Code)2
    violations. Essentially, the issues for review are: (1) whether the ALJ erred by failing
    to consider Momma D’s brief; (2) whether DPW failed to follow the Code and
    violated Momma D’s due process rights; (3) whether the ALJ violated Momma D’s
    constitutional rights by recommending revocation when DPW could not determine
    whether a correction plan was required; and, (4) whether the ALJ erred and violated
    1
    Effective November 24, 2014, DPW was officially renamed the Department of Human
    Services. See Act of June 13, 1967, P.L. 31, added by Section 2 of the Act of September 24, 2014,
    P.L. 2458, 62 P.S. § 103(a) (effective November 24, 2014). However, because this appeal was filed
    prior to the official name change, we will refer to Respondent as DPW herein.
    2
    Act of June 13, 1967, P.L. 31, as amended, 62 P.S. §§ 101-1503.
    Momma D’s constitutional due process rights by relying upon hearsay evidence.
    Upon review, we affirm.
    Momma D’s is a child care center operated subject to DPW’s Certificate
    at 1 Knob Road, Mount Pocono, Pennsylvania by Dorine Pinkney (Pinkney). By July
    25, 2013 letter, DPW’s Office of Child Development and Early Learning (OCDEL)3
    notified Momma D’s that DPW had preliminarily decided to revoke its Certificate
    based on Momma D’s failure to comply with DPW’s regulations; failure to comply
    with acceptable plans to correct non-compliance items; and gross incompetence,
    negligence or misconduct in operating the facility. The letter advised as follows:
    On July 3, 2013, a representative from [DPW] conducted a
    complaint inspection at your facility. Our representative
    observed twelve children in care in the preschool room and
    the preschool room had a maximum capacity of ten
    children. As a result, our representative verified violation
    of 55 Pa. Code . . . §[]3270.61(h), relating to measurement
    and use of indoor child care space (Attachment A-1).
    In addition, you have been repeatedly cited for the
    following violations, demonstrating failure to comply with
    the acceptable plans to correct non[-]compliance. As
    exhibited by the complaint inspection on June 22, 2013
    (Attachment A-2), the complaint inspection on June 13,
    2013 (Attachment A-3), and the complaint inspection on
    May 28, 2013 (Attachment A-4) you were found in
    violation of the following:
    •[Section] 3270.52 [of DPW’s Regulations], relating to
    staff: child ratio mixed age level (cited 6/22/13
    Attachment A-2 and 5/28/13 Attachment A-4);
    • [Section] 3270.54(a) [of DPW’s Regulations], relating
    to minimum number of facility persons in the child care
    facility (cited 6/22/13 Attachment A-2 and 5/28/13
    Attachment A-4); and
    3
    OCDEL is jointly overseen by DPW and Pennsylvania’s Department of Education. See
    Reproduced Record (R.R.) at 252a.
    2
    • [Sections] 3270.113(a) and (a)(1), [] 3270.113(c), and
    [] 3270.113(e) [of DPW’s Regulations], relating to
    supervision of children (cited 6/13/13 Attachment A-3
    and 5/28/13 Attachment A-4).
    As a result of the inspection conducted on May 28, 2013,
    you submitted acceptable plans to correct the violations
    cited and [DPW] accepted your plans of correction
    (Attachment A-4). You failed, however, to comply with
    these acceptable plans of correction, as verified by the
    inspections conducted on June 22, 2013 (Attachment A-2)
    and June 13, 2013 (Attachment A-3).
    Your non-compliance with [DPW’s] regulations for child
    care centers and failure to comply with acceptable plans of
    correction constitutes gross incompetence, negligence, and
    misconduct in operating a facility.
    Reproduced Record (R.R.) at 252a-253a.
    Momma D’s timely appealed the preliminary revocation and an ALJ
    hearing was held on July 17, 2014, at which Pinkney testified for Momma D’s and
    OCDEL certification representative Michael Gatto (Gatto) testified for DPW. By
    August 4, 2014 letter, BHA gave the parties the opportunity to file briefs on or before
    September 5, 2014. BHA received DPW’s brief on September 5, 2014. Although
    postmarked September 5, 2014, BHA did not receive Momma D’s brief until
    September 8, 2014. Thereafter, the ALJ recommended that DPW deny Momma D’s
    appeal. By October 8, 2014 order, BHA adopted the ALJ’s recommendation and
    denied Momma D’s appeal. Momma D appealed to this Court.4
    Momma D’s argues that the ALJ erred by failing to consider its post-
    hearing brief. Specifically, Momma D’s contends that its timeliness in filing its brief
    should have been determined by the United States (U.S.) Postal Service postmark,
    and BHA’s failure to do so requires remand for the ALJ’s consideration.                        We
    4
    “Our review in an appeal of an adjudication of DPW is limited to determining whether
    constitutional rights were violated, an error of law was committed or whether necessary findings of
    fact were supported by substantial evidence. Section 704 of the Administrative Agency Law, 2
    Pa.C.S. § 704[.]” KC Equities v. Dep’t of Pub. Welfare, 
    95 A.3d 918
    , 925 n.5 (Pa. Cmwlth. 2014).
    3
    disagree.    The General Rules of Practice and Procedure (GRAPP) “apply when
    agencies hold a hearing, unless the agency adopted alternate procedures.”                       KC
    Equities v. Dep’t of Pub. Welfare, 
    95 A.3d 918
    , 932 (Pa. Cmwlth. 2014). Section
    31.11 of the GRAPP applicable in these types of cases, specifies that “documents . . .
    shall be received for filing at the office of the agency within the time limits . . . for the
    filing. The date of receipt at the office of the agency and not the date of deposit in
    the mails is determinative.” 1 Pa. Code § 31.11 (emphasis added). Here, BHA’s
    Standing Practice Order (SPO)5 also provides, in pertinent part:
    RULE 11: Filing, Service and Proof of Service
    (a) A document will not be considered by [BHA] for its
    intended purpose unless it is filed at the office of BHA on
    or before the day it is due.
    ....
    (c) A party who submits a document to [BHA] by mail is
    responsible to do so far enough in advance of the day so
    that the document is received before the due date.
    SPO Rule 11 (emphasis added).6 Both GRAPP and DPW’s SPO require that briefs
    must be received at BHA’s office on or before the day they are due or they will not
    be considered. 1 Pa. Code § 31.11 and SPO Rule 11(a).
    The parties do not dispute that their post-hearing briefs were due to BHA
    on or before September 5, 2014, that Momma D’s brief was postmarked September 5,
    2014 and that BHA received it September 8, 2014. Because Momma D’s brief was
    5
    According to BHA SPO Rule 3, the SPO “shall supplement hearing procedures specified at
    1 Pa. Code Chapters 31 [General Rules of Administrative Practice and Procedure (GRAPP) –
    Preliminary Provisions], 33 [GRAPP – Documentary Filings], 35 [GRAPP – Formal Proceedings]
    and which involve formal proceedings.” 
    Id. At the
    hearing, the ALJ stated that the scheduling order instructed the parties to follow the
    SPO. See R.R. at 10a. The scheduling order was not included with this record.
    6
    See http://www.dpw.state.pa.us/cs/groups/webcontent/documents/form/s_002109.pdf.
    4
    not “at [BHA’s] office” until September 8, 2014, it was not mailed “far enough in
    advance of the day so that the document is received before the due date,” thus, it was
    not timely filed and BHA was not authorized to consider it. 1 Pa. Code § 31.11 and
    SPO Rule 11(a), (c).
    Citing Gannett Satellite Information Network, Inc. v. Unemployment
    Compensation Board of Review, 
    661 A.2d 502
    (Pa. Cmwlth. 1995) and C.E. v.
    Department of Public Welfare, 
    97 A.3d 828
    (Pa. Cmwlth. 2014), Momma D’s claims
    that because the timeliness of unemployment compensation appeals and appeals from
    indicated reports of child abuse are calculated based upon postmark dates, the
    timeliness of Momma D’s brief filing must be similarly calculated.                    However,
    Gannett Satellite and C.E. are inapposite.            Unlike in the instant case, Section
    101.82(b)(1) of the Department of Labor and Industry’s Regulations expressly
    provides that appeal filing dates are to be determined, inter alia, by the official U.S.
    Postal Service postmark on the envelope. 34 Pa. Code § 101.82(b)(1)(i). Further,
    DPW’s regulations governing indicated report amendment and expungement requests
    reflects that they “shall be . . . postmarked within 45-calendar days of the mailing
    date of the letter,” 55 Pa. Code § 3490.105a(a), and denial appeals “shall . . . be
    postmarked within 45-calendar days of the date” of DPW’s denial. 55 Pa. Code §
    3490.106(b). Since Section 31.11 of the GRAPP and SPO Rule 11 do not make U.S.
    Postal Service postmark sufficient to demonstrate timeliness, but rather receipt of the
    document at BHA’s office, the ALJ did not err by refusing to consider Momma D’s
    post-hearing brief.7
    7
    Further supporting our holding is that Momma D’s timely appealed from OCDEL’s July
    25, 2013 letter which similarly specified that “an appeal [therefrom] must be received at the
    [OCDEL] address within thirty (30) days of the mailing date of this letter.” R.R. at 253a (italics
    emphasis added). Thus, Momma D’s was on notice months before the post-hearing brief was due
    that U.S. Postal Service postmarks do not apply in this type of case.
    5
    Momma D’s next contends that DPW failed to follow the Code and,
    therefore, violated Momma D’s due process rights. Momma D’s specifically avers
    that based on Gatto’s admission that he followed a procedure that is separate and
    distinct from the Code, Momma D’s was “tried and, essentially convicted, based
    upon an ‘internal procedure’” about which it was not on notice and from which it
    could not assert a proper defense. Momma D’s Br. at 11. We disagree.
    Indeed, the law is well-settled that
    government is prohibited from depriving individuals of life,
    liberty, or property, unless it provides the process that is
    due. While not capable of an exact definition, the basic
    elements of procedural due process are adequate notice, the
    opportunity to be heard, and the chance to defend oneself
    before a fair and impartial tribunal having jurisdiction over
    the case.
    Commonwealth v. Turner, 
    80 A.3d 754
    , 764 (Pa. 2013) (emphasis added). However,
    our review of the record reveals that Momma D’s was provided with adequate notice
    advising it of DPW’s determination to not renew its certificate of compliance, the
    conduct and regulations which formed the basis for this decision and its right to appeal.
    See R.R. at 252a-253a. At the hearing, where Momma D’s was represented by legal
    counsel, the ALJ afforded Momma D’s the opportunity to present evidence, cross-
    examine DPW’s witnesses and argue its case. See R.R. at 1a-184a.
    During the hearing, Gatto testified that he has worked for DPW since 1987,
    but has served in his current position since 1997. He explained that his duties included
    licensing, training and inspecting approximately 82 Pennsylvania daycare facilities, and
    investigating noncompliance complaints related to them.8            He described that he
    8
    Gatto estimated that he has conducted approximately 1,700 OCDEL investigations or
    inspections during the 17 years that he has held his current position. See R.R. at 119a-120a.
    6
    investigated the complaints and prepared the inspection summaries9 that led to Momma
    D’s 2014 Certificate revocation.
    Gatto represented that although the law authorizes DPW to revoke a
    Certificate for a single violation, DPW does not typically do so. See R.R. at 119a-120a.
    He related that he uses DPW’s procedure manual (Manual), “that is different [from] the
    [Code].” R.R. at 121a; see also R.R. at 120a. This statement is the sole basis upon
    which Momma D’s avers that its due process rights were violated. Despite Momma D’s
    opportunity to cross-examine Gatto, he was not asked to produce the Manual or expound
    on DPW’s revocation procedure.10 See R.R. at 121a. We cannot determine solely from
    Gatto’s statement, as Momma D’s would have us do, that the Manual holds Momma D’s
    accountable to a standard different from the Code, as opposed to the alternate
    interpretation, that the Manual and the Code differ because they are physically separate
    documents.
    Notwithstanding, the Manual was raised based on Gatto’s representation
    that DPW does not typically revoke a compliance certificate based on a single violation.
    This came after significant questioning about whether and what actions Gatto
    recommended regarding Momma D’s violations. He described that although he could
    and did recommend that DPW employ certain action plans, OCDEL’s acting manager
    Katherine Holod (Holod) made the ultimate determinations. See R.R. at 82a, 91a-92a.
    Gatto stated that, based upon the May 2014 violation, his recommendation was to
    downgrade Momma D’s Certificate and make it provisional but, after additional similar
    violations occurred within a few short weeks thereafter, he agreed that revocation was in
    9
    According to Gatto, an inspection summary identifies the daycare’s name, legal owner and
    location; the type of investigation conducted, violation descriptions and what DPW would require
    for correction; and, potentially, the owner’s correction plan and date.
    10
    Momma D’s legal counsel merely asked Gatto if he had the Manual with him at the
    hearing, which he did not. See R.R. at 121a. Momma D’s had the opportunity under GRAPP and
    Rule 22 of the SPO (relating to discovery) to request it.
    7
    order. See R.R. at 91a-92a. In this context, where there was more than a single Code
    violation, Gatto was not the ultimate decision-maker, and the Code sections relied upon
    for Momma D’s revocation were specified in the July 25, 2014 letter. Thus, what action
    the Manual may have instructed Gatto to take for a single Code violation is immaterial.
    Accordingly, Gatto’s pronouncement that his investigations are guided
    by the Manual does not establish that DPW disregarded the Code or that DPW “tried
    and, essentially convicted [Momma D’s] based upon an ‘internal procedure’” about
    which it was not on notice and from which it could not assert a proper defense.
    Momma D’s Br. at 11.
    Momma D’s next asserts that the ALJ violated its constitutional rights by
    recommending revocation when Gatto could not state whether correction plans were
    required for Momma D’s violations. Specifically, it avers that the ALJ improperly
    relied upon correction plans that may not have been required. We disagree.
    Initially, Section 20.71(a)(3) of DPW’s Regulations, 55 Pa. Code §
    20.71(a)(3), authorizes DPW to revoke a certificate due to a provider’s “[f]ailure to
    submit an acceptable plan to correct noncompliance items.” However, since Momma
    D’s voluntarily submitted plans of correction for the relevant violations, and its
    revocation in this case was not based on its failure to submit acceptable plans, but
    rather its failure to comply with the accepted plans, Momma D’s argument is
    meritless. See R.R. at 252a-253a.
    Further, Momma D’s claim notwithstanding, Gatto did not testify that he
    did not know if they were required. Gatto was asked:
    Q. With regards [sic] to a plan of correction, generally
    speaking, when you request a plan of correction from a
    provider, what is the purpose of that?
    A. Well, we have -- a plan of correction is – i[t] takes place
    when we have a violation and we give the operator an
    opportunity to provide a plan to correct that violation. And
    8
    in the case of these citations and inspection summary, a
    request -- requests for plans and corrections were made
    through the mail.
    ....
    Q. Would they need to provide a plan of correction in -- is
    that something that would be required in order to show you
    any kind of future compliance with their regulation?
    A. Yes, a plan of correction would be needed to show how
    they would comply with correcting the noncompliance.
    R.R. at 156a-157a. The testimony continued:
    Q. Mr. Gatto, you testified in my initial cross[-]examination
    that a plan of correction is not required, did you not?
    A. It is -- it is the – it’s up to the provider. . . .
    ....
    A. . . . A plan of correction is needed if there’s a
    noncompliance and the provider is going to provide us with
    an explanation as to how they’re going to correct the
    noncompliance.
    ....
    A. If the provider chooses not to give a plan of correction,
    that’s up to the provider.
    Q. But you just testified . . . that a plan of correction is
    required to show compliance.
    A. It is.
    R.R. at 160a-161a. Further:
    Q. You previously testified that a plan of corrective action
    is not required to be filed by Momma D’s[,] correct?
    A. A plan of correction is required when you have a -- a
    noncompliance, in order to present a plan on how you’re
    going to correct that noncompliance.
    9
    Q. Okay. But you testified, and we had a number of
    objections, that if there was no corrective plan of action,
    you would just proceed without one.
    A. We can’t force the provider to provide a plan of
    correction. If the provider doesn’t provide a plan of
    correction, then we would proceed without a plan of
    correction.
    Q. So it’s not required?
    A. It’s – it’s required when we have a noncompliance, to --
    for the provider to plan -- provide us a plan on how they’re
    going to correct that noncompliance.
    R.R. at 163a.
    Although not the model of clarity, Gatto’s explanation was hardly
    “bizarre and inconsistent” as Momma D’s claims. Momma D’s Br. at 15. He did
    clarify that in order for DPW to cite a provider for noncompliance, as it did in this
    case, a plan of correction must have been submitted and accepted.11 Because there is
    no support for Momma D’s claim that the ALJ improperly relied upon correction
    plans that may not have been required, the ALJ did not violate Momma D’s
    constitutional rights.
    Finally, Momma D’s maintains that the ALJ erred and violated its
    constitutional due process rights by relying upon “precluded evidence” to support her
    recommendation. Momma D’s Br. at 20. Specifically, Momma D’s contends that the
    ALJ “ignored the consistent hearsay objections as to [] Gatto’s testimony,” and
    thereafter improperly reversed herself without notice to Momma D’s. Momma D’s
    Br. at 21. Although it is clear that the ALJ did not ignore Momma D’s hearsay
    objections, we agree that Momma D’s was not afforded the opportunity to rebut
    evidence previously ruled inadmissible.
    11
    Gatto stated that if a plan of correction was not offered, DPW “would proceed without
    [it].” R.R. at 79a, 82a. Precisely how DPW would proceed would be Holod’s decision. See R.R. at
    82a; see also R.R. at 85a.
    10
    Hearsay is defined as a ‘statement, other than one made by
    the declarant while testifying at the trial or hearing offered
    in evidence to prove the truth of the matter asserted.’
    [Pennsylvania Rules of Evidence (]Pa.R.E.[)] 801(c). A
    ‘statement’ is defined in the [Pa.R.E.] as ‘(1) an oral or
    written assertion or (2) nonverbal conduct of a person if it is
    intended by the person as an assertion.’ Pa.R.E. 801(a).
    Yost v. Unemployment Comp. Bd. of Review, 
    42 A.3d 1158
    , 1163 (Pa. Cmwlth.
    2012). Hearsay is generally inadmissible in any court proceeding.12 D’Alessandro v.
    Pa. State Police, 
    937 A.2d 404
    (Pa. 2007); see also Pa.R.E. 802. Section 505 of the
    Administrative Agency Law provides: “Commonwealth agencies shall not be bound
    by technical rules of evidence at agency hearings, and all relevant evidence of
    reasonably probative value may be received.” 2 Pa.C.S. § 505. Based upon that rule,
    the Pennsylvania Supreme Court has held that “hearsay evidence may generally be
    received and considered during an administrative proceeding.” 
    D’Alessandro, 937 A.2d at 411-12
    . Notwithstanding, “it is well-settled that hearsay evidence, properly
    objected to, is not competent evidence to support a determination of an agency.”13
    Sule v. Phila. Parking Auth., 
    26 A.3d 1240
    , 1243 (Pa. Cmwlth. 2011). Moreover, an
    “[a]dmission by [a] party-opponent[]” is an exception to the hearsay rule when “[t]he
    statement is offered against a party and . . . was made by the party’s . . . employee on a
    matter within the scope of that relationship and while it existed . . . .” Pa.R.E.
    803(25).
    12
    “‘The rationale . . . is that hearsay is too untrustworthy to be considered by the trier of
    fact. Exceptions have been fashioned to accommodate certain classes of hearsay that are
    substantially more trustworthy than hearsay in general, and thus merit exception to the hearsay
    rule.’” Commonwealth v. Charlton, 
    902 A.2d 554
    , 559 (Pa. Super. 2006) (quoting Commonwealth
    v. Bean, 
    677 A.2d 842
    , 844 (Pa. Super. 1996)).
    13
    “Hearsay evidence, admitted without objection, will be given its natural probative effect
    and may support a finding . . . [i]f it is corroborated by any competent evidence in the record . . . .”
    Walker v. Unemployment Comp. Bd. of Review, 
    367 A.2d 366
    , 370 (Pa. Cmwlth. 1976) (emphasis
    omitted).
    11
    In the instant case, on June 13, 2013, Gatto investigated a complaint that
    Pinkney mistreated a child on June 10, 2013.14             He explained that he typically
    interviews staff during his investigations and gives them the option of providing
    verbal or written statements. In this case, Momma D’s four employees opted to
    provide written statements regarding their observations of Pinkney’s actions that day.
    See R.R. at 105a, 107a. Gatto declared that he cited Momma D’s based on his
    interview of the child and four employees’ handwritten statements. See R.R. at 52a,
    278a-279a. Gatto testified that the employees were working at Momma D’s when the
    incident occurred, and when he conducted his June 13, 2013 investigation. See R.R.
    at 62a. He stated that he discussed the matter with Pinkney after the citation was
    issued. He recalled that Momma D’s did not challenge the citation for the June 11,
    2013 incident, but rather submitted a correction plan which DPW accepted. See R.R.
    at 65a-66a, 89a, 104a; see also R.R. at 258a.
    Momma D’s lodged a hearsay objection to the admission of the
    employees’ statements, and DPW responded. See R.R. at 126a. The ALJ sustained
    Momma D’s objection. See R.R. at 126a. However, in her recommendation, the ALJ
    concluded:
    By not offering any challenge in regards [sic] to the citation
    involving the complaint investigation of June 13, 2013 . . . ,
    the evidence stands as uncontroverted.
    Regarding the June 13, 2013 complaint investigation,
    further review of Pa.R.E. 803(25)(A)(D) and the hearing
    record leads this [ALJ] to conclude that [Momma D’s] . . .
    staff members[’] statements were all offered against
    [Momma D’s], and they were made by [Momma D’s]
    employees within the scope of their relationship with
    [Momma D’s] as employees.           These statements are
    admissible as an exception to the hearsay rule as statements
    of a party[-]opponent. (Exhibit C-2).
    14
    Gatto testified that although the complainant reported the incident occurred on June 11,
    2013, Momma D’s employees indicated that it occurred on June 10, 2013. See R.R. at 114a.
    12
    ALJ Rec. at 14; see also R.R. at 199a.
    Since it is clear based on the hearing transcript and the ALJ’s
    recommendation that the ALJ twice considered and ruled upon Momma D’s hearsay
    objection, Momma D’s argument that the ALJ ignored it is meritless.                         Further,
    Momma D’s cites no legal basis precluding the ALJ from changing her evidentiary
    ruling upon further review of the record, particularly when DPW’s post-hearing brief
    again raised the issue. See R.R. at 205a, 208a, 222a-225a. Moreover, since the
    undisputed evidence supports the ALJ’s conclusion that the employees who
    witnessed the June 10, 2013 incident prepared the written statements on “matter[s]
    within the scope of that relationship . . . while it existed,” it would appear that the
    statements may qualify as admissions by a party[-]opponent. Pa.R.E. 803(25)(d).
    However, because the ALJ sustained Momma D’s hearsay objection at
    the hearing, Momma D’s had no reason to and, therefore, did not attempt to rebut that
    evidence. When the ALJ later reversed her ruling and relied upon the statements in
    rendering her recommendation which BHA adopted, there was no forum in which
    Momma D’s could offer rebuttal and, thus, Momma D’s due process rights were
    violated in that limited manner.
    Nevertheless, and Gatto’s testimony notwithstanding, the law is clear
    that DPW may base Momma D’s revocation on a single violation of the Code or
    DPW’s Regulations, particularly where, as here, the violation “may endanger
    children.”15 KC 
    Equities, 95 A.3d at 930
    . Here, Momma D’s certificate revocation
    15
    Section 3270.2 of DPW’s Regulations states that “[t]he purpose [there]of . . . is to provide
    standards to aid in protecting the health, safety and rights of children and to reduce risks to
    children in child day care centers.” 55 Pa. Code § 3270.2 (emphasis added). Accordingly, Section
    1026(b)(1) of the Code, 62 P.S. § 1026(b), expressly authorizes DPW to revoke a license for Code
    or DPW Regulation violations. Section 20.71(a)(2) of DPW’s Regulations provides that “[DPW]
    may deny, refuse to renew or revoke a certificate of compliance for any of the following: . . . .
    Noncompliance with [DPW’s] . . . [R]egulations[.]” 55 Pa. Code § 20.71(a)(2) (emphasis added).
    Accordingly, this Court has long held that DPW revocations may be based upon “[a]ny one [Code
    or DPW Regulation] violation[,]” particularly “when regulatory violations may endanger
    13
    was based upon more than a single violation. Pinkney admitted that on May 17,
    2013, Momma D’s violated Sections 3270.51 (relating to similar age child group
    size/staff ratio), 3270.52 (relating to mixed age child group size/staff ratio),
    3270.54(a) (relating to required minimum staffing) and 3270.113(a) (relating to staff
    supervision) of DPW’s Regulations.16 See R.R. at 252a, 259a-261a. With respect to
    the June 10, 2013 incident, Mommas D’s was cited for violating Section 3270.113(c)
    (relating to ridiculing or threatening to harm a child) and Section 3270(e) (relating to
    child confinement) of DPW’s Regulations. See R.R. at 252a, 258a. On June 22,
    2013, Pinkney admitted that Momma D’s violated Sections 3270.52 and 3270.54(a)
    of DPW’s Regulations, despite having submitted a correction plan for the May 17,
    2013 violations.17 See R.R. at 252a, 256a. On July 3, 2013, Momma D’s was cited
    for violating Section 3270.61(h) of DPW’s Regulations (relating to indoor space
    capacity). See R.R. at 255a. Momma D’s May 17, June 22 and July 3, 2013
    violations were of staff-to-child supervision and capacity regulations specifically
    enacted to ensure the safety of children.
    Since revocation can be based upon a single violation, and Pinkney
    admitted at least one, this Court “need not address the remaining violations.” Nancy
    Hadlock’s Family Child Care Home v. Dep’t of Pub. Welfare, 
    103 A.3d 851
    , 857 (Pa.
    children.” KC 
    Equities, 95 A.3d at 930
    (bold emphasis added); see also Nancy Hadlock’s Family
    Child Care Home v. Dep’t of Pub. Welfare, 
    103 A.3d 851
    (Pa. Cmwlth. 2014); Altagracia De Pena
    Family Day Care v. Dep’t of Pub. Welfare, 
    943 A.2d 353
    (Pa. Cmwlth. 2007); Pine Haven
    Residential Care Home v. Dep’t of Pub. Welfare, 
    512 A.2d 59
    (Pa. Cmwlth. 1986). In Nancy
    Hadlock’s Family Child Care Home, this Court concluded that because a single violation was
    sufficient to support revocation, and the subject facility admitted one violation, the Court
    “need not address the remaining violations.” 
    Id. at 857
    (emphasis added).
    16
    Although Pinkney disputed the length of time, she admitted that after two staff members
    argued, one staff member left, leaving the other staff member to supervise 17 children who were in
    two different rooms. See R.R. at 144a-147a.
    17
    The ALJ confirmed: “[Y]ou admit that there were more children -- that the staff-child
    ratio was more than it should have been on . . . June 22, 2013?” Pinkney responded: “Yes.” R.R. at
    144a.
    14
    Cmwlth. 2014). Because even without consideration of the June 10, 2013 incident,
    Momma D’s numerous other regulatory violations were of the type that “may
    endanger children,” BHA’s order revoking Momma D’s Certificate is affirmed. KC
    
    Equities, 95 A.3d at 930
    .
    ___________________________
    ANNE E. COVEY, Judge
    15
    IN THE COMMONWEALTH COURT OF PENNSYLVANIA
    Momma D’s Day Care Center, LLC,        :
    Petitioner        :
    :
    v.                   :
    :
    Department of Public Welfare,          :   No. 2009 C.D. 2014
    Respondent      :
    ORDER
    AND NOW, this 23rd day of September, 2015, the Department of Public
    Welfare, Bureau of Hearings and Appeals’ October 8, 2014 order is affirmed.
    ___________________________
    ANNE E. COVEY, Judge
    

Document Info

Docket Number: 2009 C.D. 2014

Judges: Covey, J.

Filed Date: 9/23/2015

Precedential Status: Non-Precedential

Modified Date: 12/13/2024