B.L. Ferrero v. UCBR ( 2016 )

IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Bonnie L. Ferrero, :
Petitioner :
:
v. : No. 738 C.D. 2016
: SUBMITTED: September 30, 2016
Unemployment Compensation :
Board of Review, :
Respondent :
BEFORE: HONORABLE P. KEVIN BROBSON, Judge
HONORABLE JULIA K. HEARTHWAY, Judge
HONORABLE DAN PELLEGRINI, Senior Judge
OPINION NOT REPORTED
MEMORANDUM OPINION BY
JUDGE HEARTHWAY FILED: November 18, 2016
Bonnie L. Ferrero (Claimant) petitions for review, pro se, of the
March 9, 2016, order of the Unemployment Compensation Board of Review
(Board) affirming the decision of a referee to deny Claimant unemployment
compensation (UC) benefits under section 402(e) of the Unemployment
Compensation Law (Law).1 We affirm.
1
Act of December 5, 1936, Second Ex. Sess., P.L. (1937) 2897, as amended, 43 P.S. §
802(e). Section 402(e) of the Law provides that an employee shall be ineligible for benefits for
any week “[i]n which his unemployment is due to his discharge . . . from work for willful
misconduct connected with his work.” 43 P.S. § 802(e).
Claimant was employed as a behavioral health case manager by St.
Luke’s Hospital (Employer) from November 20, 2010, through September 25,
2015. (Findings of Fact (F.F.), No. 1.) Employer discharged Claimant on
September 25, 2015, for violation of Employer’s policies and poor work
performance. (F.F., No. 11.) Claimant filed a claim with the UC service center on
October 4, 2015. The UC service center awarded Claimant benefits concluding
that she was not ineligible for UC benefits under section 402(e) of the Law, 43 P.S.
§ 802(e), because Claimant did not engage in willful misconduct. Employer
appealed to the referee who conducted a hearing.
The referee found that Employer had a policy, of which Claimant was
aware, requiring its employees to act ethically and in the best interest of their
patients and to protect their patients’ rights and refrain from the unauthorized
discussion of patients’ confidential information. (F.F., No. 2.)
On September 25, 2015, Claimant had a telephone conversation with a
patient’s wife (Wife). Claimant was or should have been aware that the court had
issued a Protection from Abuse order (PFA) relating to patient and Wife. Claimant
gave Wife legal advice, explaining how to dispose of patient’s property and how to
divorce patient. (F.F., Nos. 3-5.) Claimant’s conversation was overheard by
Employer’s nurse case manager and reported to Employer. (Referee’s Decision,
1/7/16, at 2.)
Employer suspended Claimant and conducted an investigation of the
incident. During the investigation, Employer audited Claimant’s charts and
2
discovered that many of the charts were either incomplete or incorrect. Claimant
was ultimately discharged for violating Employer’s policies and for poor work
performance.2 (F.F., Nos. 6-8, 11.)
The referee found that Claimant’s conduct in speaking with and
advising Wife violated Employer’s policy and amounted to willful misconduct.
The referee further found that Claimant failed to properly justify her actions and
determined that Claimant was ineligible for UC benefits under section 402(e) of
the Law. (Referee’s decision, 1/7/16, at 2-3.) Claimant appealed to the Board,
which adopted the referee’s findings and conclusions, and affirmed. Claimant now
petitions this court for review.3
Claimant contends that the Board erred in determining that Employer
proved willful misconduct.
Willful misconduct is defined as: (1) a wanton and willful disregard of
the employer’s interests; (2) a deliberate violation of the employer’s rules; (3) a
disregard of the standards of behavior that an employer rightfully can expect from
2
The referee determined that Claimant’s failure to complete her paperwork or to do so
properly did not amount to willful misconduct because Employer continuously tolerated such
conduct by Claimant. Thus, this issue is not before our court.
3
Our review is limited to determining whether constitutional rights were violated,
whether an error of law was committed, or whether necessary findings of fact are supported by
substantial evidence. Section 704 of the Administrative Agency Law, 2 Pa. C.S. § 704. In
reviewing the record to determine whether it contains substantial evidence to support the Board’s
findings, we must view the record in the light most favorable to the prevailing party and give that
party the benefit of all logical and reasonable inferences deducible therefrom. Stringent v.
Unemployment Compensation Board of Review, 703 A.2d 1084, 1087 (Pa. Cmwlth. 1997).
3
its employees; or (4) negligence that manifests culpability, wrongful intent, evil
design, or an intentional and substantial disregard of the employer’s interests or the
employee’s duties and obligations. Oliver v. Unemployment Compensation Board
of Review, 5 A.3d 432, 438 (Pa. Cmwlth. 2010) (en banc).
“Where a claim of willful misconduct is based upon violation of
company rules or policies, the employer has the burden to prove: 1) the existence
of a reasonable rule or policy, 2) that the employee knew of the rule or policy, and
3) that the employee willfully violated the rule or policy.” Vought v.
Unemployment Compensation Board of Review, 504 A.2d 425, 426 (Pa. Cmwlth.
1986). If the employer proves a work rule violation, the burden shifts to the
employee to show good cause for her actions. Chapman v. Unemployment
Compensation Board of Review, 20 A.3d 603, 607 (Pa. Cmwlth. 2011). “The
employee establishes good cause where her actions are justified or reasonable
under the circumstance.” Id.
Claimant does not contest that there was a work rule, only that she did
not violate the rule. Claimant asserts that Employer’s witness only heard one side
of the conversation and misconstrued what she heard. Claimant states she
discussed with Wife treatment options for patient; paying the mortgage on the
house while patient was hospitalized; calling an attorney about protecting patient
and Wife’s joint assets during patient’s hospitalization; and options for serving
patient with divorce papers. Claimant also asserts that she was unaware of the
PFA until Employer mentioned it at the referee’s hearing. Claimant contends that
case managers are to involve family members in a patient’s care-plan and that
4
patient signed a Release of Information (ROI), which authorized Claimant to speak
with Wife.4
Employer’s witnesses testified regarding the conversation Claimant
had with Wife.5 The Board deemed Employer’s witnesses credible and resolved
the conflicts in the testimony in Employer’s favor. A review of the record reveals
that there was substantial evidence to support the Board’s findings and its
determination that Claimant violated Employer’s policy by contacting Wife and
revealing confidential information to Wife and advising Wife against patient’s
interest.
“In [UC] proceedings, the Board is the ultimate fact finder, and it is
empowered to resolve all conflicts in the evidence and to determine the credibility
of witnesses.” Procito v. Unemployment Compensation Board of Review, 945
A.2d 261, 262 n. 1 (Pa. Cmwlth. 2008) (en banc). Where substantial evidence
supports the Board’s findings, credibility determinations made by the Board are
4
The ROI was not submitted into evidence. However, Employer presented testimony
that the ROI was limited to information for dispositional planning purposes.
5
Employer presented testimony that Claimant gave Wife legal advice on how to dispose
of patient’s property, including taking ownership of their residence; told Wife that she had a
legal right to take half of the patient’s assets, including his 401(k) account; suggested Wife serve
the patient with divorce papers while he was hospitalized even though Employer had previously
concluded that this would not be in the patient’s best interest; told Wife to tell patient that she
and their son would be fine without him; and told Wife that she should treat patient like a child
because that was how he was acting. Employer further testified that following the conversation,
patient’s attorney called Claimant and patient’s family sent a letter of complaint to Employer.
(N.T. at 16-17, 22, 34.)
5
not subject to review by this court. Duquesne Light Company v. Unemployment
Compensation Board of Review, 648 A.2d 1318, 1320 (Pa. Cmwlth. 1994).
Once Employer presents sufficient evidence to establish willful
misconduct, the burden shifts to Claimant to prove good cause for violating
Employer’s policy. See Walsh v. Unemployment Compensation Board of Review,
943 A.2d 363, 369 (Pa. Cmwlth. 2008). Claimant merely reargues that her version
of the facts should be believed over Employer’s, asserting that if she did violate
Employer’s work rule, she did so unintentionally. 6 This proffered excuse neither
justifies Claimant’s actions nor makes them reasonable. Because Claimant’s
actions were neither justified nor reasonable under the circumstances, Claimant did
not establish “good cause” for violating Employer’s policy.
Accordingly, because the Board properly concluded that Claimant
was discharged for willful misconduct under section 402(e) of the Law, we affirm.
__________________________________
JULIA K. HEARTHWAY, Judge
6
As stated previously, the Board resolved all conflicts in testimony in Employer’s favor
and against Claimant. Thus, Claimant’s version of what she said to Wife and the applicability of
the ROI are discredited.
6
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Bonnie L. Ferrero, :
Petitioner :
:
v. : No. 738 C.D. 2016
:
Unemployment Compensation :
Board of Review, :
Respondent :
ORDER
AND NOW, this 18th day of November, 2016, we hereby affirm the
order of the Unemployment Compensation Board of Review.
__________________________________
JULIA K. HEARTHWAY, Judge