Com. of PA v. Property Located at 2504 US Hwy 522 N., Lewistown, Mifflin County, PA, and $140.00 in US Currency ~ Appeal of: S.A. Shreffler ( 2022 )

IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Commonwealth of Pennsylvania :
:
v. : No. 555 C.D. 2020
: SUBMITTED: May 6, 2022
Property Located at 2504 US Hwy :
522 N., Lewistown, Mifflin County, :
Pennsylvania, and $140.00 in :
United States Currency :
:
Appeal of: Scott A. Shreffler :
BEFORE: HONORABLE RENÉE COHN JUBELIRER, President Judge
HONORABLE CHRISTINE FIZZANO CANNON, Judge
HONORABLE BONNIE BRIGANCE LEADBETTER, Senior Judge
OPINION NOT REPORTED
MEMORANDUM OPINION BY
SENIOR JUDGE LEADBETTER FILED: August 25, 2022
Scott A. Shreffler appeals from an order of the Court of Common Pleas
of Mifflin County granting the petition for forfeiture filed by the Commonwealth of
Pennsylvania. In addition, we consider the Commonwealth’s application to quash
Shreffler’s appeal as untimely and Shreffler’s application to address timeliness of
notice of appeal.1 For the reasons that follow, we grant the Commonwealth’s
application and dismiss Shreffler’s appeal. Consequently, we do not reach the merits
of whether the trial court erred in granting the petition for forfeiture.
The relevant background of this matter is as follows. In June 2017, the
trial court granted the Commonwealth’s petition for forfeiture as a result of
Shreffler’s three convictions under The Controlled Substance, Drug, Device and
1
In January 2022, this Court directed that the two applications be addressed with the merits.
Cosmetic Act (Drug Act)2 for the sale of drugs at his residence (2504 U.S. Highway
522 North, Lewistown, Mifflin County, Pennsylvania). In October 2018, this Court
vacated the trial court’s order and remanded the matter to the trial court for
reconsideration of Shreffler’s Excessive Fines Clause3 challenge to the forfeiture
using the instrumentality and proportionality assessment established in
Commonwealth v. 1997 Chevrolet and Contents Seized from Young (1997
Chevrolet), 160 A.3d 153 (Pa. 2017). We stated: “Because 1997 Chevrolet was filed
on the day the trial court heard and decided [the petition], [it] did not have the benefit
of our Supreme Court’s clarification of the instrumentality and proper
proportionality assessment.” Commonwealth v. The Prop. Located at 2504 U.S.
Highway 522 N., Lewistown, Mifflin Cnty., Pa.; and $140.00 in U.S. Currency
(Shreffler I) (Pa. Cmwlth., No. 1686 C.D. 2017, filed Oct. 23, 2018), slip op. at 8.
On remand, the trial court conducted hearings in September and
October 2019. By order entered December 16, 2019, the trial court once again
granted the forfeiture petition. On January 24, 2020, Shreffler’s hand-dated January
16, 2020 notice of appeal was filed with the Mifflin County Prothonotary. In
February 2020, the notice of appeal was docketed with the Pennsylvania Superior
Court at Docket No. 145 MDA 2020. In Shreffler’s docketing statement, he
indicated that the date on which he filed the notice of appeal was “By Prisoner
Mailbox Rule 1-16-20.” (Feb. 20, 2020, Superior Ct. of Pa. Civil Docketing Stmt.
at 1.) Subsequently, the Commonwealth filed an application to quash Shreffler’s
2
Act of April 14, 1972, P.L. 233, as amended, 35 P.S. §§ 780-101 - 780-144.
3
The Eighth Amendment to the United States Constitution, which is applicable to the states,
provides: “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual
punishments inflicted.” U.S. Const. amend. VIII.
2
appeal as untimely. In May 2020, the Superior Court transferred the case to
Commonwealth Court.
We first address whether Shreffler’s appeal should be dismissed based
on the dates on which he filed his concise statement of errors complained of on
appeal (concise statement) and/or notice of appeal. In conjunction with those filings,
we consider the prisoner mailbox rule under which “a prisoner’s pro se appeal is
deemed filed at the time it is given to prison officials or put in the prison mailbox.”
Kittrell v. Watson, 88 A.3d 1091, 1096 (Pa. Cmwlth. 2014). Generally, a statement
on the certificate of service alone is not sufficient proof that the prisoner mailbox
rule applies. See Sweesy v. Pa. Bd. of Prob. & Parole, 955 A.2d 501, 503 (Pa.
Cmwlth. 2008) (holding that court needs “reasonably verifiable evidence of date
inmate deposits appeal, including but not limited to, “certificates of mailing, cash
slips, affidavits, and prison operating procedures”).
In the trial court’s statement filed pursuant to Pennsylvania Rule of
Appellate Procedure 1925(a), Pa. R.A.P. 1925(a), the court indicated that this Court
should dismiss Shreffler’s appeal for failure to file a timely concise statement. See,
e.g., Commonwealth v. Wallace, 97 A.3d 310, 318 n.14 (Pa. 2014) (where concise
statement almost three months late, issues waived); In re: Clinton Cnty. Tax Claims
Bureau Consol. Return, 109 A.3d 331 (Pa. Cmwlth. 2015) (where concise statement
filed on twenty-second day contrary to trial court’s order, issues waived). In support,
the trial court stated:
[Shreffler] was directed on January 29, 2020, to file a
Statement of [Errors] Complained on Appeal within
twenty-one (21) days of the Order. On February 12, 2020,
[he] filed for a twenty (20)[-]day extension to file a
Statement . . . . [His] Statement was due on March 5, 2020.
Having not received his filing until March 13, 2020, [his]
Statement is untimely.
3
(March 16, 2020, Trial Ct. Stmt. in Compliance with Pa. R.A.P. 1925 at 1; Record,
Item No. 64.)
Shreffler’s concise statement is hand-dated March 4, 2020. (March 13,
2020, Concise Stmt. at 1 and 13; Record, Item No. 62.) However, there is no way
for this Court to know when Shreffler handed it to prison officials or placed it in the
prison mailbox. Consequently, we cannot rely on Shreffler’s failure to file a timely
concise statement as support for dismissing his appeal. Nevertheless, there is
support for granting the application to quash. The trial court’s order was entered on
December 16, 2019, Shreffler’s notice of appeal was hand-dated January 16, 2020,
and his docketing statement indicated a notice of appeal filing date “By Prisoner
Mailbox Rule 1-16-20.” Pursuant to Pennsylvania Rule of Appellate Procedure
903(a), the appeal was required to be filed within thirty days after entry of the trial
court’s December 16, 2020 order. Notwithstanding Shreffler’s assertion that
January 16, 2020, was a clerical error, it falls thirty-one days after entry of the trial
court’s order. The failure to file a timely appeal is a jurisdictional defect, and this
Court may not enlarge the time for filing a notice of appeal. Pa. R.A.P. 105(b).
Accordingly, we grant the Commonwealth’s application to quash Shreffler’s appeal
as untimely, deny Shreffler’s application to address timeliness of notice of appeal,
and dismiss his appeal.4
4
Had we considered the merits, we would have concluded that the trial court complied with
Shreffler I and that it did not err in granting the forfeiture petition. In determining whether
forfeiture of property constitutes an excessive fine, a court must assess “whether the value of the
property sought to be forfeited is grossly disproportional to the gravity of the underlying offense.
If it is grossly disproportional, the forfeiture is unconstitutional.” 1997 Chevrolet, 160 A.3d at
191. As an initial matter, a court must engage in an “instrumentality” analysis, which requires that
the property itself be significantly used in the commission of the offense. Id. at 185. Next, a court
must conduct a proportionality review comparing the amount of the forfeiture to the gravity of the
(Footnote continued on next page…)
4
_____________________________________
BONNIE BRIGANCE LEADBETTER,
President Judge Emerita
offense. If the forfeiture amount is grossly disproportional to the gravity of the offense, it is
unconstitutional. Id. at 186.
In concluding that the property was uniquely important to Shreffler delivering controlled
substances and not merely incidental or fortuitous to an illegal enterprise, the trial court noted that
the drug transactions on the property were deliberate, planned, and occurred on multiple occasions.
(Dec. 16, 2019 Trial Ct. Op. at 3.) In addition, the court determined that, due to the nature of the
property, it was not divisible such that the whole of the property was used as an instrumentality of
the underlying offenses. (Id.)
In determining that the value of the property sought to be forfeited was not grossly
disproportional to the gravity of the underlying offenses, the trial court noted that the fair market
value of the property was $26,000 and that it was not livable. Specifically, the property was in a
state of disrepair without working utilities and with broken windows, rotten wood, and a cracked
foundation. In addition, there was personal property, clothing, and some furniture scattered around
on the inside and tires and garbage strewn about on the outside. (Id. at 3-4.) Further, although
Shreffler testified that he bought the home for his son to have a place to live, in addition to the
property’s unlivable condition, Shreffler’s parental rights were terminated shortly after his
incarceration, so there was no evidence that an innocent third party would be harmed by the
forfeiture. In addition, with Shreffler incarcerated, there was no evidence that the forfeiture would
deprive him of a livelihood. (Id. at 4.)
In concluding that the amount of the forfeiture was not grossly disproportional to the gravity
of the offenses, the trial court noted that (1) the Mifflin County Drug Task Force was able to
conduct three drug buys at the property involving heroin, Buprenorphine, and cocaine; (2)
Shreffler only sold drugs from his residence; (3) Shreffler’s conduct directly harmed private
citizens; (4) Shreffler’s illegal actions showed a pattern of misbehavior causing actual harm to the
community; and (5) Shreffler’s illegality required the expenditure of significant police resources.
In addition, the court noted that the potential statutory maximum penalty for Shreffler’s offenses
was a sentence of imprisonment not exceeding 15 years, or payment of a fine not exceeding
$250,000, or both, or such larger amount as would be sufficient to exhaust the assets utilized in
and the profits obtained from the illegality. (Id. at 5.) Accordingly, the court concluded that the
forfeiture of the property did not constitute an unconstitutional excessive fine.
5
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Commonwealth of Pennsylvania :
:
v. : No. 555 C.D. 2020
:
Property Located at 2504 US Hwy :
522 N., Lewistown, Mifflin County, :
Pennsylvania, and $140.00 in :
United States Currency :
:
Appeal of: Scott A. Shreffler :
ORDER
AND NOW, this 25th day of August, 2022, the Commonwealth of
Pennsylvania’s application to quash the appeal of Scott A. Shreffler is hereby
GRANTED, and Shreffler’s application to address timeliness of notice of appeal is
DENIED. Accordingly, Shreffler’s appeal is hereby DISMISSED as untimely filed.
_____________________________________
BONNIE BRIGANCE LEADBETTER,
President Judge Emerita