R.A. Bethke v. City of Philadelphia ( 2022 )

IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Randall A. Bethke, : CASES CONSOLIDATED
Appellant :
:
v. :
:
City of Philadelphia : Nos. 406 and 702 C.D. 2022
BEFORE: HONORABLE CHRISTINE FIZZANO CANNON, Judge
OPINION
BY JUDGE FIZZANO CANNON FILED: September 20, 2022
Before the Court is Randall A. Bethke’s (Bethke) Application for Stay
of Proceedings Pursuant to Pa.R.A.P. 1701 (Application), and the City of
Philadelphia’s (City) Answer in opposition thereto. Bethke seeks a stay of all
proceedings below by the Court of Common Pleas of Philadelphia County (trial
court) pending his appeal in these consolidated cases of two non-final orders of the
trial court. The Court heard argument on the Application on September 19, 2022.
For the reasons that follow, the Application is granted.
I. Factual and Procedural Background
Before this action reached the trial court, Bethke had filed a request
under the Right-to-Know Law (the Law)1 for all directives and policies of the
Philadelphia Sheriff’s Office. See Complaint, Original Record (O.R.) Item # 2, at
41. The request was deemed denied, and Bethke appealed to the Office of Open
1
Act of February 14, 2008, P.L. 6, as amended, 65 P.S. §§ 67.101-67.3104.
Records (OOR), which issued a final determination on December 23, 2021 (OOR
Determination). OOR ordered the City to provide all responsive records not already
provided within 30 days. See id. at 18-39. OOR specifically determined that,
although the Law provides for redaction of information exempt from disclosure, the
City failed to meet the requisite burden of proof for any exemption. See id. at 23.
The City “inadvertently failed to timely appeal the OOR Determination.” City’s
Answer at 3. The City provided some additional responsive records, but redacted
portions of two records based on the City’s view that they are exempt from
disclosure under the Law because their disclosure poses a threat to public safety,
despite the OOR Determination. See id.; Complaint, O.R. Item #2, at 8, ¶¶ 51-53.
On February 13, 2022, Bethke filed a complaint in mandamus in the
trial court, demanding that the City provide all responsive records in unredacted
form in compliance with the OOR Determination. See Complaint, O.R. Item # 2, at
12, ¶¶ 82-85 & Wherefore Clause. Bethke then moved for peremptory judgment
based on Pa.R.Civ.P. 1098 and this Court’s reported decision in Capinski v. Upper
Pottsgrove Township, 164 A.3d 601, 610 (Pa. Cmwlth. 2017) (holding that a
mandamus action is the proper procedure to compel compliance with an unappealed
OOR determination). At a hearing on the peremptory judgment motion, the trial
court stated that the City “should have . . . taken” an appeal from the OOR
Determination, and then directed: “At the end of this initial proceeding, the [City]
will file that motion in seeking nunc pro tunc review of [the OOR D]etermination
and it will be consolidated before this Court with the motion for peremptory
judgment.” April 18, 2022 Trial Court Hearing Transcript (April 18, 2022 Tr.) at
6-7. The trial court exited an order the same day, which provides, in relevant part:
8. The Motion that shall be filed by the City of Philadelphia
and Sheriff’s Office and all listed Defendants seeking
2
nunc pro tunc appeal of the [OOR Determination] shall be
CONSOLIDATED for hearing before this Court . . . .
Trial Court’s April 18, 2022 Order, O.R. Item #12, at 2-3, ¶ 8. This order also
scheduled a hearing on the rule to show cause issued upon the City as to why the
peremptory relief should not be granted. Bethke appealed the April 18, 2022 Order
to this Court, which appeal was docketed at No. 406 C.D. 2022.
The City complied with the order, filing a Motion for Nunc pro Tunc
Appeal on May 18, 2022. See O.R., Item #20. The trial court granted the motion
from the bench during the June 15, 2022 hearing on the rule to show cause, and later
exited a written version of that order on July 6, 2022.2 Trial Court’s July 6, 2022
Order, O.R. Item #32. Bethke appealed the July 6, 2022 Order to this Court, which
was docketed at No. 702 C.D. 2022 and consolidated with his earlier appeal.
Throughout these proceedings, the trial court has held Bethke’s peremptory
judgment motion in abeyance and refused to enter a denial thereof, despite its
opinion that the motion should be dismissed. See Application at 5; June 15, 2022
Trial Court Hearing Transcript (June 15, 2022 Tr.) at 16.
Presently before this Court for disposition is Bethke’s Application.3
2
Any statutory appeal from the OOR Determination should have been initiated by the filing
of “a petition for review or other document as required by rule of court” in the trial court. Section
1302(a) of the Law, 65 P.S. § 67.1302(a) (pertaining to appeals related to local agency records).
Further, the appealing party must give notice to other parties and OOR. Section 1303(a) of the
Law, 65 P.S. § 67.1303(a). The Court notes, however, that no such petition for review or notice
to OOR appears in the record Rather, the City attached a proposed notice of appeal to its nunc pro
tunc filing. See Motion for Nunc pro Tunc Appeal, O.R. Item #20, at Ex. A. That proposed filing
was never actually docketed in the trial court, and, accordingly, it appears then that no statutory
appeal of the OOR Determination has ever been initiated in the trial court.
3
Bethke requested a stay pending appeal before the trial court, which the trial court denied
by oral ruling on June 15, 2022. See Application at 6; June 15, 2022 Tr. at 28.
3
II. Discussion
It is well established that a stay pending appeal is warranted only if:
1. The [moving party] makes a strong showing that he is
likely to prevail on the merits[;]
2. The [moving party] has shown that without the
requested relief, he will suffer irreparable injury[;]
3. The issuance of a stay will not substantially harm other
interested parties in the proceedings[; and]
4. The issuance of a stay will not adversely affect the
public interest.
Pa. Public Utility Comm’n v. Process Gas Consumers Grp., 467 A.2d 805, 808-09
(Pa. 1983). Applicants must make a strong showing on each of the above criteria in
order to justify the issuance of a stay. Id. As to the first, merits-based factor, if the
other three criteria favor relief, a court “may exercise its discretion to grant a stay if
the [applicant] has made a substantial case on the merits” by raising significant legal
issues. Id. at 809 (emphasis added) (quoting Washington Metro. Area Transit
Comm’n v. Holiday Tours, Inc., 559 F.2d 841, 843 (D.C. Cir. 1977)).
A. Likelihood of Success on the Merits
1. Appealability & Collateral Order Doctrine
As for the first prong, Bethke argues his appeals are properly before
this Court, and thus he is likely to obtain relief, because the trial court’s orders are
appealable collateral orders under Pa.R.A.P. 313.4 Specifically, he argues that his
4
Rule 313 provides:
(a) General rule.—An appeal may be taken as of right from a collateral order of a
trial court or other government unit.
4
challenge to the orders is based on the trial court’s lack of jurisdiction over the OOR
Determination, which challenge will be irreparably lost if he is forced to litigate the
OOR Determination before the trial court pending appeal. See Application at 11
(citing Miravich v. Twp. of Exeter, (Pa. Cmwlth., No. 2006 C.D. 2013, filed July 24,
2014), slip op. at 4-5 (holding that the question of a tribunal’s jurisdiction implicates
due process rights and meets all prongs of the collateral order test)).
The City argues that the orders are interlocutory and not appealable
under Pa.R.A.P. 341. It cites cases holding that a trial court’s grant of nunc pro tunc
relief is not appealable until after entry of a final order. See City’s Answer at 5, 8
(citing, inter alia, McKeesport Hous. Auth. v. Nicholson, (Pa. Cmwlth., No. 1730
C.D. 2018, filed Jan. 30, 2020), slip op. at 7-8 (holding that a lower court’s order
sustaining jurisdiction is reviewable after a final order and not immediately
appealable as a collateral order)).
In its Pa.R.A.P. 1925(a) opinion regarding the April 18, 2022 Order,
the trial court stated that the order merely “issue[d] a Rule to Show Cause setting
[the] matter for a hearing,” and thus is clearly interlocutory and not appealable. Trial
Ct. Op. (July 6, 2022) at 4. Beyond reiterating Bethke’s statement of matters
complained of on appeal, see id. at 1, the trial court does not acknowledge that its
April 18, 2022 order went beyond scheduling: it directed the City to file a nunc pro
(b) Definition.—A collateral order is an order separable from and collateral to the
main cause of action where the right involved is too important to be denied review
and the question presented is such that if review is postponed until final judgment
in the case, the claim will be irreparably lost.
Pa.R.A.P. 313
5
tunc appeal not then before the trial court. The trial court’s July 6, 2022 Order then
granted the relief the trial court had prescribed.5
The Court concludes Bethke has made a strong showing that the orders
in question are collateral and reviewable. First, the City’s nunc pro tunc appeal of
the OOR Determination is separable from and collateral to Bethke’s main cause of
action (which sounds in mandamus); the City does not dispute this. See City’s
Answer at 7.
Second, the orders raise issues of due process and jurisdiction, which
are of paramount importance. Due process requires proceedings before a fair
tribunal, without even the appearance of partiality. HYK Constr. Co. v. Smithfield
Twp., 8 A.3d 1009, 1018 (Pa. Cmwlth. Ct. 2010). The trial court’s April 18, 2022
order directing the City to file for nunc pro tunc relief, when the City had not chosen
to do so, raises questions about why the trial court felt that filing was necessary.
More importantly, Section 1302(a) of the Law, 65 P.S. § 67.1302(a), allows 30 days
to appeal the final determination of an OOR appeals officer relating to a decision of
a local agency. Statutory appeal periods are mandatory and thus jurisdictional, and
a trial court cannot “extend[] itself jurisdiction it would not otherwise have” by
expanding the appeal period. Williamson v. Dep’t of Transp., Bureau of Driver
Licensing, 129 A.3d 597, 601 (Pa. Cmwlth. 2015). Here, the trial court’s April 18,
2022 Order was issued well after the appeal period had run, and thus likely without
jurisdiction. These issues are deeply rooted in public policy regarding administrative
finality, due process, and the separation of powers, and they merit immediate review.
5
The trial Court has not filed a Pa.R.A.P. 1925(a) opinion with respect to the July 6, 2022
Order.
6
Finally, because Bethke’s claims on appeal go to the fundamental
fairness and jurisdiction of the proceedings below, they will be irretrievably lost if
he must continue litigating to a final judgment in the trial court during his appeals.
For this reason, we are not persuaded by the City’s argument that the general rule
articulated in our caselaw – a lower court’s grant of nunc pro tunc relief is reviewable
only after a final judgment – forecloses collateral review under these unusual
circumstances. Rather, as in Miravich, slip op. at 4-5,6 the procedural irregularities
below appear to implicate due process rights and warrant collateral review. For these
reasons, Bethke’s appeals appear to be properly before this Court.
2. Merits of Bethke’s Appeals
Bethke argues he will prevail on appeal because the trial court clearly
erred in directing, and then granting, nunc pro tunc relief. The City was plainly
negligent in failing to appeal the OOR Determination timely, and waited more than
100 days before filing the nunc pro tunc motion, each of which forecloses relief.
There is no public safety exception to the binding precedent on nunc pro tunc relief.
The City does not assert in its Answer why nunc pro tunc relief was warranted.
Based on our review of this action, Bethke has made a strong showing
that he is likely to prevail on the merits, and certainly has made a sufficiently
substantial case that a stay is warranted if the other Process Gas factors are satisfied.
Neither Bethke’s mandamus claim, nor the merits of the OOR Determination, are
now before this Court. Rather, the only issues on appeal are whether the trial court
erred in directing, and then granting, the City’s request for nunc pro tunc relief.
Entertaining an untimely appeal requires “extraordinary” circumstances, such as
6
Pursuant to Commonwealth Court Internal Operating Procedure 414(a), 210 Pa. Code §
69.414(a), unreported panel decisions of this Court, issued after January 15, 2008, may be cited
for their persuasive value.
7
fraud, an administrative breakdown, or “non-negligent circumstances” relating to a
party or its counsel. Criss v. Wise, 781 A.2d 1156, 1159-60 (Pa. 2001). “[M]ere
neglect or administrative oversight of counsel cannot justify the allowance of an
appeal nunc pro tunc.” Lawrence Cnty. v. Pa. Lab. Rels. Bd., 469 A.2d 1145, 1149
(Pa. Cmwlth. 1983).
The City admits that its failure to appeal timely from the OOR
Determination was “inadvertent[].” City’s Answer at 3. It gave no other justification
before the trial court, and acknowledged that it had not met the relevant legal
standard. See Motion for Nunc pro Tunc Appeal, O.R. Item #20, at 6, ¶ 22 (“[T]he
failure to timely appeal was an inadvertent error. In typical civil cases, an
inadvertent failure to appeal, or a mistake, does not satisfy the standard for a nunc
pro tunc appeal.”). Realizing that it had no established basis for nunc pro tunc relief,
but forced to file anyway under the trial court’s April 18, 2022 Order, the City
averred that this is “not a typical civil case,” and that public safety issues inherent in
the merits of the OOR Determination warrant an untimely appeal. Id. at 6, ¶ 23.
Aside from the fact that nunc pro tunc relief is, by definition, extraordinary and not
“typical,” it is the procedural circumstances, not the merits or perceived importance
of the case, that must be extraordinary to warrant relief. No recognized grounds for
nunc pro tunc relief appear to be present here. Accordingly, we are persuaded that
Bethke’s arguments on appeal will be successful.
B. Irreparable Injury Absent a Stay
Bethke argues he will be irreparably harmed without a stay because he
will be forced to litigate the already-final OOR Determination before a tribunal
without jurisdiction. Application at 13. The City responds that there will be no
additional burden because the trial court is already hearing Bethke’s mandamus
8
action. City’s Answer at 9. We disagree. First, Bethke requests a stay of all
proceedings below, including his mandamus claims. Second, for the same reasons
as are relevant to the collateral order doctrine, continued proceedings below before
a court that lacks jurisdiction would impose an irreparable harm. Bethke, as a
prevailing party before OOR, has a right to rely on the finality of the OOR
Determination, and he has shown that continued proceedings in the trial court will
irreparably deprive him of that right.
C. Stay Will Not Substantially Harm Other Parties or the Public Interest
A stay will not harm the City or the public, Bethke argues, because it
will change nothing about the status quo: the City has already disclosed many
records to Bethke, and those it has redacted, which Bethke challenges, will remain
redacted (i.e., undisclosed) during the stay. Thus, the City’s public safety concerns
are already vindicated and are not relevant to this prong. Application at 14. The
City asserts only that a stay would prevent the trial court from developing a record
on its public safety concerns. City’s Answer at 10.
Again, we are persuaded by Bethke’s argument. The only entity that
might be harmed by a stay, i.e., by continued nondisclosure of parts of the records
by the City, is Bethke himself as the record requester. And a stay will only delay—
it will not prevent—developing a factual record on the City’s safety concerns. If this
Court ultimately concludes that the trial court has jurisdiction over those issues
vis-à-vis the OOR Determination, nothing is lost, and the trial court may then
develop that record. If, however, this Court concludes the trial court lacks
jurisdiction over the OOR Determination, then the trial court must limit any factual
record to include only evidence that is relevant to Bethke’s mandamus claim and the
9
City’s response thereto, and not evidence relevant in a statutory appeal of the OOR
Determination.
III. Conclusion
Having concluded that Bethke has met each of the four prongs of the
Process Gas test, the Court grants the Application.7
__________________________
Christine Fizzano Cannon, Judge
7
Given this conclusion, the Court need not consider Bethke’s analytically distinct
argument that Pa.R.A.P. 1701(a) & (c) automatically prohibit the trial court from proceeding.
10
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Randall A. Bethke, : CASES CONSOLIDATED
Appellant :
:
v. :
:
City of Philadelphia : Nos. 406 and 702 C.D. 2022
ORDER
AND NOW, September 20, 2022, upon consideration of Randall A.
Bethke’s Application for Stay of Proceedings Pursuant to Pa.R.A.P. 1701
(Application), the Application is hereby GRANTED for the reasons set forth in the
foregoing opinion. The Court of Common Pleas of Philadelphia County shall take
no further action in the matter from which these consolidated appeals are taken while
the appeals are pending before this Court.
___________________________
Christine Fizzano Cannon, Judge