W.F. Goodrich, et ux v. The City of Pittsburgh ZB of Adjustment ~ Appeal of: Three Rivers Youth ( 2020 )

IN THE COMMONWEALTH COURT OF PENNSYLVANIA
William F. Goodrich, et ux, Councilperson :
Darlene Harris, Brighton Heights Citizen :
Federation, James Malanos, Greg Hereden, :
Tim Sullivan, Beth Galasha, Stacy Berkebile, :
Kathleen Diaz, Joseph Glassbrenner, :
Alexander Carraro, Michelle Vaughn, Denise :
Ranalli Russell :
: No. 847 C.D. 2019
v. : Argued: February 10, 2020
:
The City of Pittsburgh Zoning Board of :
Adjustment, and City of Pittsburgh, and :
Three Rivers Youth :
:
Appeal of: Three Rivers Youth :
BEFORE: HONORABLE RENÉE COHN JUBELIRER, Judge
HONORABLE P. KEVIN BROBSON, Judge
HONORABLE J. ANDREW CROMPTON, Judge
OPINION NOT REPORTED
MEMORANDUM OPINION
BY JUDGE CROMPTON FILED: April 15, 2020
Three Rivers Youth (Applicant) appeals from an order of the Court of
Common Pleas of Allegheny County (Trial Court), reversing the decision of the City
of Pittsburgh Zoning Board of Adjustment (ZBA), which granted its application for
a special exception to use two buildings on two parcels as a community home for
individuals recovering from alcohol and/or drug addiction. The Trial Court concluded
Applicant did not establish that its use qualified as a “community home” under
Section 911.02 of the City of Pittsburgh’s (City) Zoning Code. PITTSBURGH, PA.,
Zoning Code, Title 9, §911.02 (Code). It also determined Applicant did not meet
the criteria for a special exception. Upon review, we affirm.
I. Background
Applicant owns two parcels located at 2039 and 2051 Termon Avenue
in a Residential Single Unit Detached, Moderate Density (R1D-M) District in the
Brighton Heights neighborhood (Property). Comprised of single-family dwellings,
this is the most restrictive residential district. One building is located on each parcel,
each with 10 bedrooms, bisected by a shared 20-car parking lot.
Previously, Applicant operated the building at 2051 Termon Avenue as
a children’s home under a 1973 certificate of occupancy for a “one-story institutional
(facility) building for ten children and three house parents.” ZBA Dec., 8/16/18,
Finding of Fact (F.F.) No. 3. However, starting in 2001, Applicant operated a
temporary shelter for 12 teenage girls, ages 11 to 17, with 24-hour supervision.
Previously, Applicant operated the building at 2039 Termon Avenue as an office.
In 2017, Applicant began using both buildings on the Property as
transitional housing for adults recovering from addiction (Facilities),1 accepting
referrals from Allegheny County (County). Applicant did not obtain the necessary
zoning approvals for this new use prior to operating the Facility. F.F. No. 5.
After the fact, in late 2017, Applicant filed an application for a special
exception seeking approval of its new use of the Property as a community home2
housing up to 30 adults, males in one building, females in the other. Applicant also
1
Although Applicant initially referred to the buildings collectively as a community home,
Appellant’s Brief at 13, it used the plural in its reply brief, contending each qualifies as an approved
community home use. As the buildings are separate, we use the more accurate term “Facilities.”
2
A “community home” is “a group of more than eight unrelated disabled persons living
together as a single housekeeping unit with shared common facilities.” Code §911.02.
2
sought a variance from the special exception criterion that the number of persons
served by a community home “shall not exceed an average of one per bedroom”
because some bedrooms accommodated more than one person. Code §911.04.A.84.
In January 2018, the ZBA held a hearing on Applicant’s first request
for approval of its community home use in the R1D-M district. During the hearing,
the ZBA received evidence regarding Applicant’s prior use of the Property as a
shelter for 12 underage teenagers. Neighboring residents appeared at the hearing
objecting to the requested use (Objectors), citing nuisances that use posed and its
negative impact on their quality of life and property values. Objectors included the
president of Brighton Heights Citizens Federation (Federation), who confirmed the
Federation’s opposition to the use, and City Councilperson Darlene Harris.3
Following the first hearing, the ZBA denied the requested variance. See
Reproduced Record (R.R.) at 71a-77a. In so doing, the ZBA noted that in proposing
a facility that would serve 30 persons in 20 bedrooms, Applicant’s request affected
use density, which was held to the stricter standards for a use variance. R.R. at 76a.
Because Applicant did not satisfy the person per bedroom requirement, it also did not
qualify for a special exception. Applicant did not appeal that decision. F.F. No. 9.
In May 2018, Applicant filed the instant application for a special
exception proposing the same use as a community home, but housing 20 people, 10
persons in each building (Application). The Application included revised building
plans for the Property reflecting the occupancy of one person per bedroom.
3
Objectors, who collectively are the appellees in this appeal, also include William F.
Goodrich, James Malanos, Greg Hereden, Tim Sullivan, Beth Galasha, Stacy Berkebile, Kathleen
Diaz, Joseph Glassbrenner, Alexander Carraro, Michelle Vaughn and Denise Ranalli Russell.
3
The ZBA held a second hearing on Applicant’s community home use.
Again, Objectors opposed the Application, submitting letters of residents who could
not appear at the hearing. F.F. No. 19. Applicant presented updated testimony of
its Case Manager, Stephanie Clark, and Vice President, Aaron Mickens, regarding
the alteration of certain bedrooms and creation of communal spaces for 20 residents.
Vice President confirmed Applicant stopped accepting referrals, and it did not
currently house any residents. Also, he noted Applicant submitted a revised proposal
to the County to reflect the reduced number of residents and current building plans.
Based on the combined record,4 the ZBA issued its findings and a decision
granting the Application. R.R. at 13a-18a. It found Applicant’s Facilities qualified
as a community home use and met the special exception criteria for that use. It found
the Facilities would be used as transitional housing, with a maximum stay of 90 days,
for adults recovering from addiction following an “intensive rehabilitation program.”
F.F. No. 13. Relevant here, the ZBA found “some [residents] who will be admitted
will be recently released from correctional facilities ….” Id. (emphasis added).
Based on Objectors’ testimony, the ZBA also made findings regarding
the negative impact on the neighborhood. See F.F. Nos. 18-21. It found that Objectors
did not demonstrate a detrimental impact from permitting the proposed use.
Ultimately, the ZBA determined Applicant met its burden of showing
its use met the definition of community home and related special exception criteria;
thus, it granted the application. Objectors appealed to the Trial Court.
4
To avoid duplicative testimony, the ZBA considered the record from the first hearing.
4
Relying on the existing record, the Trial Court concluded the ZBA erred
in construing the definition of “community home” and in determining that Applicant
met the special exception criteria for a community home use. It reasoned “[Applicant]
did not provide sufficient evidence that the use is a community home where residents
are living together as a single housekeeping unit.” Tr. Ct., Slip Op., 5/29/19, at 3. The
Trial Court underscored that there were no required group activities and each client
had an individual program. Noting the maximum stay was 90 days, and often shorter,
it recognized that “residents could be sent to the [Facilities] from the jail” under its
contract with the County. Id. at 4. Thus, the Trial Court reversed the ZBA’s decision.
Applicant filed a notice of appeal from the Trial Court’s decision to this
Court. Following briefing and argument, the matter is ready for disposition.
II. Discussion
On appeal,5 Applicant asserts the Trial Court erred in holding the
Facilities did not qualify under the Code’s definition of “community home.” It also
contends the Trial Court did not afford proper deference to the ZBA’s construction of
the Code. Because the ZBA did not deem its acceptance of residents from the jail
disqualifying, Applicant contends its use meets the definition of “community home.”
Objectors counter that the Trial Court construed the Code consistent
with case law defining a single housekeeping unit. As to special exception criteria,
5
When, as here, a trial court accepts no additional evidence, “our review is limited to
considering whether the zoning hearing board erred as a matter of law or abused its discretion.”
S. of S. St. Neighborhood Ass’n v. Phila. Zoning Bd. of Adjustment, 54 A.3d 115, 119 n.1 (Pa.
Cmwlth. 2012). “An abuse of discretion occurs when the findings of the [ZBA] are not supported
by substantial evidence.” MarkWest Liberty Midstream & Res., LLC v. Cecil Twp. Zoning Hr’g
Bd., 102 A.3d 549, 553 n.6 (Pa. Cmwlth. 2014).
5
Objectors argue the ZBA did not assess the impact of two side-by-side community
homes on the neighborhood as it should have done. Specifically, Objectors assert
the ZBA did not analyze criterion (f) based on its legal conclusion that an assessment
of neighborhood need was unenforceable. Conclusion of Law No. 14.6
A. Principles of Construction & Legal Presumptions
In general, “zoning ordinances [are] liberally construed and interpreted
broadly so that a landowner may have the benefit of the broadest possible use of the
land.” Tennyson v. Zoning Hr’g Bd. of W. Bradford Twp., 952 A.2d 739, 745 (Pa.
Cmwlth. 2008). However, “whether a proposed use … falls within a given category
specified in a zoning ordinance is a question of law.” Id.
Generally, the courts recognize a zoning board has expertise in applying
the local ordinance it enforces and defers to a zoning board’s application of the
ordinance. This includes whether a proposed use satisfies special exception criteria.
A special exception is “a use expressly contemplated that evidences a legislative
decision that the particular type of use is consistent with the zoning plan and
presumptively consistent with the health, safety and welfare of the community.”
Allegheny Tower Assocs., LLC v. City of Scranton Zoning Hr’g Bd., 152 A.3d 1118,
1123 (Pa. Cmwlth. 2017).
“[A] special exception applicant has the duty to present evidence and
the burden of persuading the [ZBA] that its proposed use meets the ordinance’s
objective requirements.” Id. at 1121. Once an applicant establishes that a proposed
6
In support, the ZBA cited Section 804(f)(3)(B) of the Fair Housing Act, 42 U.S.C.
§3604(f)(3)(B) (prohibiting discrimination based on disability, to include drug and alcohol addiction).
6
use is a type permitted by the ordinance, and that the proposed use complies with the
requirements in the ordinance for the use, “a presumption arises that the use is
consistent with the health, safety and general welfare of the community.” Id. The
burden then shifts to objectors to rebut the presumption. Id.
Ultimately, the function of zoning boards “is only to enforce the zoning
ordinance in accordance with applicable law.” Riverfront Dev. Grp., LLC v. City of
Harrisburg Zoning Hr’g Bd., 109 A.3d 358, 364 (Pa. Cmwlth. 2015). As such, the
zoning board has the duty to apply an ordinance as it is written, consistent with the
plain meaning of its terms. Id.; see also Slice of Life, LLC v. Hamilton Twp. Zoning
Hr’g Bd., 207 A.3d 886 (Pa. 2019) (holding web-based rental of single family
dwelling was not a permitted use within residential district as residents did not meet
common definition of “single housekeeping unit”).
Here, Applicant contends its proposed use of the Facilities constitutes
a “community home” as defined by the Code. A “community home” use is permitted
in all residential zoning districts, subject to the special exception criteria set forth in
Section 911.04.A.84 of the Code.7
7
The six criteria for a special exception for use as a community home are as follows:
(a) Dwelling unit shall have one primary means of ingress/egress, a single mail box, single
utility connections and common cooking/eating areas;
(b) no alteration to exterior structure, unless required under health/safety codes;
(c) number of unrelated disabled persons is not to exceed an average of one per bedroom;
(d) one parking space for every 3 persons on duty;
(e) on-site offices limited to the program use; and
(f) … the proposed Community Home will not impact the neighborhood by contributing
to the saturation of ‘Community Homes’ or other social service institutions.
ZBA Dec., Conclusion of Law (C.L.) No. 3.
7
B. “Community Home” Definition
We begin our analysis with the Trial Court’s determination that the
Facilities do not qualify as a “community home” as that term is defined in the Code.
Applicant bore the burden to prove that its use of the Facilities meets the definition.
The Code defines community home as “a group of more than eight
unrelated disabled persons living together as a single housekeeping unit with shared
common facilities.” Code §911.02 (emphasis added). It further provides:
A Community Home may not be a Multi-Suite Residential use or an
Assisted Living use as defined in Section 911.02. For the purposes of
this definition, ‘disabled’ means ‘handicapped as defined according to
the Fair Housing Amendments of 1988, 42 U.S.C. [§]3602(h), and any
amendments thereto. This use does not include Custodial Care
facilities. This use includes halfway houses[8] where persons are aided
in readjusting to society following a period of hospitalization or
institutionalized treatment for a medical, psychiatric, developmental,
emotional, or other disability or handicap. This does not include
halfway houses for people leaving a correctional facility.
Id. (emphasis added).
Adopting our Supreme Court’s approach in Slice of Life, we begin by
construing the Code provision. “This presents a question of law for which our
standard of review is de novo and our scope of review is plenary.” Id. at 898. While
we construe defined terms in the Code based on their definition, “undefined words
and phrases that appear in a zoning ordinance are to be given their ‘plain and
ordinary meaning.’” Id. at 899.
8
As the Code does not define “halfway house,” we consider the dictionary definition. See
THW Grp., LLC v. Zoning Bd. of Adjustment, 86 A.3d 330, 343 (Pa. Cmwlth. 2014). In pertinent
part, “halfway house” is defined as “2. A rehabilitation center where people who have left an
institution, such as a hospital or prison, are helped to readjust to the outside world.” Halfway
house, Am. Heritage Dictionary 589 (2d Coll. ed. 1985).
8
1. Single Housekeeping Unit
First, we consider the Trial Court’s conclusion that Applicant did not
establish use as a community home because it did not show that its residents function
as a single housekeeping unit. The term “‘single housekeeping unit’ is a term of art.”
Id. Our Supreme Court “adopted the common definition of ‘single housekeeping unit,’
used by courts throughout the country, as requiring the [persons] residing in the home
to function as a family and to be ‘sufficiently stable and permanent.’” Id.
The Court performs a “functional analysis” to determine whether use
of a residence functions as a single housekeeping unit. Albert v. Zoning Hr’g Bd. of
N. Abington Twp., 854 A.2d 401, 406 (Pa. 2004) (holding retreat housing females
recovering from addiction, for a stay of two to six months prior to rejoining their
families, did not qualify as a single housekeeping unit). In so doing, the Court
reviews the relationship between members of the unit and commonality of purpose,
as reflected in shared responsibilities and activities. See In re Appeal of Miller, 515
A.2d 904 (Pa. 1986) (residence comprised of mentally and physically handicapped
boarders qualified as single housekeeping unit as they functioned like a family).
The Court explained a single housekeeping unit may be established
when the occupants of a home “lived and cooked together … attended social and
religious functions together and celebrated holidays jointly … and the activities of
the home were shared in by all occupants ….” Slice of Life, 207 A.3d at 890
(emphasis added). Also, “the composition of the group must be sufficiently stable
and permanent so as not to be fairly characterized as purely transient.”9 Id. at 891.
9
A web-based rental of a residence was “purely” transient, with stays as short as two days.
This is readily distinguishable from transitional housing that is temporary by design.
9
There is no authority for Applicant’s proffered construction that the
term “single housekeeping unit” has a different meaning depending on the context.10
To the contrary, our highest court emphasized “there is no ambiguity in the phrase.”
207 A.3d at 903. We reject Applicant’s suggestion that this Court ignore the plain
meaning of the term and the functional test traditionally applied when construing
that term of art in the context of a community home under the Code.
More recently, in construing this term in the Code provision at issue,
this Court noted that the term “single housekeeping unit” is reserved for facilities in
which the residents function as a housekeeping unit or household. See Bernstein v.
City of Pittsburgh Zoning Bd. of Adjustment (Pa. Cmwlth., No. 1565 C.D. 2010, filed
May 5, 2011), 2011 WL 10845847 (unreported) (approving zoning board’s
conclusion that residence did not qualify as community home when evidence not
sufficient to show shared facilities or common living purpose).11 In Bernstein, in
construing the factors showing a community home use, this Court concluded that the
evidence of a single housekeeping unit was lacking. Specifically, we noted:
there was no evidence presented indicating that the residents of
the [purported community home] would function as a
housekeeping unit or a household- that the residents would share
housekeeping duties such as chores or live as a unit. The
residents would not necessarily take meals together. They would
not share a kitchen, although food would be made available to
them. They would not share common areas or recreational
facilities aside from the television room.
Slip op. at 7, 2011 WL 10845847, at *4.
10
Nevertheless, in context, we acknowledge that to qualify as a home as opposed to a
house, and a unit as opposed to individuals, and merit designation as a community home, entails
collective efforts as one reflecting that residents share a community as well as living space.
11
This case is cited for its persuasive value in accordance with Section 414(a) of this
Court’s Internal Operating Procedures, 210 Pa. Code §69.414(a).
10
Similarly, in this case, we agree with the Trial Court that there is no
evidence that residents share household tasks or live as a unit, such as by sharing
meals or engaging in group activities.
Also, residents are limited to a maximum stay of 90 days. F.F. No. 13.
That means, at a minimum, the occupancy of the Facilities turns over four times per
year. Applicant’s witness confirmed that a resident’s stay may be much shorter, “the
reality is it could be interrupted at any given time. Somebody could be there for 30
days [or] for 60.” R.R. at 264a. Residents may be ejected within their first month.
While transience remains a relevant consideration in applying the
functional test, in the context of transitional housing, the Court noted “[our] focus
[is] ‘directed to the quality of the relationship between the persons as opposed to its
duration.’” Slice of Life, 207 A.3d at 890-91 n.1 (citing Miller, 515 A.2d at 909).
We echo Miller in that our focus is on whether the group of Applicant’s residents
lives together as a unit, acting as a community with collective responsibilities.
Employing the functional analysis test, the Trial Court did not err in
holding the Facilities do not qualify as a “single housekeeping unit.” As the Trial
Court noted, residents have individualized recovery programs, and there are no
mandatory group activities. Each client lives and functions independently and each
client is responsible for his or her own cooking, laundry and cleaning, as opposed to
sharing such household responsibilities. R.R. at 274a. The clients do not take meals
together. The Facilities do not host any recovery or clinical programs. R.R. at 275a.
Although Case Manager testified about the common living, dining and shared space,
11
this does not sufficiently establish the residents live as a single housekeeping unit.
Rather, that supports the “with shared common facilities” part of the definition.12
Applicant’s proposed use of the Facilities fell outside the use as a
community home because its use did not qualify under the Code definition or the
component definition of “single housekeeping unit.” Accordingly, the Trial Court
properly reversed the ZBA’s grant of a special exception to Applicant for a
“community home” use.
2. Exclusions from Definition
In addition, the express exclusions from the definition of community
home also preclude the Facilities from qualifying as a “community home.”
Significantly, the definition of community home expressly excludes transitional
housing “for people leaving a correctional facility.” Id.
The record developed by the ZBA shows that Applicant would accept
residents leaving correctional facilities, in direct contravention of that exclusion.
Indeed, the contract with the County required Applicant to accept residents referred
from the jail. Applicant was not permitted to refuse services to residents based on
the referral source. R.R. at 106a (request for proposal noted applicants may not
“refuse to serve anyone based on … criminal history”). Further, it noted residents
may come from a “jail drug and alcohol treatment program.” Id.
12
We note there is also scant evidence that the residents have “shared common facilities,”
another prerequisite for use as a community home. Code §911.02. Courts consider the following
when discerning whether residents shared common facilities: “The same furnishings were
throughout the house …. Each occupant had access to all areas of the premises. There was only
one kitchen, the meals were taken by all as a group in one sitting.” Slice of Life, LLC v. Hamilton
Twp. Zoning Hr’g Bd., 207 A.3d 886, 890 (Pa. 2019).
12
The ZBA found the Facilities would house residents who were
“recently released from correctional facilities.” F.F. No. 13. Based on that finding,
and as supported by the record, the Trial Court properly concluded that Applicant’s
use of the Facilities was excluded from the definition of “community home.” There
is no indication on the record that Applicant was complying with that exclusion; to
the contrary, it appears Applicant deemed such noncompliance relatively minor.13
By concluding the Facilities qualified as community homes despite that
exclusion, the ZBA disregarded the plain language of the Code. Riverfront Dev. Grp.
As such, the ZBA erred, warranting reversal by the Trial Court.
C. Special Exception
Because Applicant’s proposed use did not comport with the definition of
“community home” in the Code, we do not address whether Applicant met the special
exception criteria in the Code.14
III. Conclusion
For the foregoing reasons, the order of the Trial Court is affirmed.
______________________________
J. ANDREW CROMPTON, Judge
13
During argument, this Court questioned Applicant as to how it met the definition when
it was required to house residents leaving the jail. Significantly, Applicant did not deny that it
accepted residents from jail, and it did not indicate it had obtained a waiver or exception from the
requirement that it house such residents despite this exclusion. Rather, counsel insisted on the
relative insignificance of “one drop” of such residents within the community home use overall.
14
However, we greet with skepticism whether Applicant met the special exception criteria.
The ZBA did not consider Applicant’s impact on the neighborhood as a social service institution,
concluding that Section 911.04.A.84(f) of the Code was “not enforceable.” C.L. No. 14. It was
also unclear whether Applicant received a special exception for each separate building.
13
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
William F. Goodrich, et ux, Councilperson :
Darlene Harris, Brighton Heights Citizen :
Federation, James Malanos, Greg Hereden, :
Tim Sullivan, Beth Galasha, Stacy Berkebile, :
Kathleen Diaz, Joseph Glassbrenner, :
Alexander Carraro, Michelle Vaughn, Denise :
Ranalli Russell :
: No. 847 C.D. 2019
v. :
:
The City of Pittsburgh Zoning Board of :
Adjustment, and City of Pittsburgh, and :
Three Rivers Youth :
:
Appeal of: Three Rivers Youth :
ORDER
AND NOW, this 15th day of April 2020, the order of the Court of
Common Pleas of Allegheny County is AFFIRMED.
______________________________
J. ANDREW CROMPTON, Judge