Houghton Enterprises, Inc. v. Com. of PA, DOS ( 2023 )


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  •             IN THE COMMONWEALTH COURT OF PENNSYLVANIA
    Houghton Enterprises, Inc.,                    :
    Petitioner             :
    :
    v.                              :   No. 930 C.D. 2021
    :   Argued: September 14, 2022
    Commonwealth of Pennsylvania,                  :
    Department of State,                           :
    Respondent                :
    BEFORE:        HONORABLE RENÉE COHN JUBELIRER, President Judge
    HONORABLE PATRICIA A. McCULLOUGH, Judge
    HONORABLE ANNE E. COVEY, Judge
    HONORABLE MICHAEL H. WOJCIK, Judge
    HONORABLE CHRISTINE FIZZANO CANNON, Judge
    HONORABLE ELLEN CEISLER, Judge
    HONORABLE LORI A. DUMAS, Judge
    OPINION NOT REPORTED
    MEMORANDUM OPINION
    BY JUDGE DUMAS                                                      FILED: April 21, 2023
    Houghton Enterprises, Inc. (Houghton) petitions for review from the
    final adjudication and order of the Secretary of the Commonwealth, of the
    Department of State (Department), filed August 17, 2021, which affirmed a cease-
    and-desist order (C&D) issued by its Bureau of Corporations and Charitable
    Organizations (Bureau), precluding Houghton from conducting the services of a
    professional solicitor in Pennsylvania as defined by the Solicitation of Funds for
    Charitable Purposes Act (Act).1 Upon review, there is substantial evidence of record
    establishing that Houghton is in the business of soliciting donations on behalf of
    charitable organizations. Therefore, we affirm.
    1
    Act of December 19, 1990, P.L. 1200, as amended, 10 P.S. §§ 162.1-162.24.
    I. BACKGROUND2
    Houghton is a family-owned, for-profit corporation based in
    Cochranville, Pennsylvania. The corporation runs a portable amusement park and
    provides rides, games, and food for carnivals at locations in Pennsylvania, Maryland,
    and Delaware. The majority of Houghton’s clients are nonprofit organizations.
    Houghton receives 70% of the ride ticket revenue, as well as profits from the
    concession and game stands. Houghton’s website advertised testimonials from its
    clients regarding its fundraising success and noted that the carnival booking did not
    cost anything but, rather, the company “donate[s] a percentage of [its] gross sales to
    your organization or event” to help raise money. Notes of Testimony (N.T.),
    1/26/21, at 25-29, Ex. C-7.
    The Bureau opened an investigation into Houghton’s operations and
    finances based on its review of Houghton’s contract with the Malvern Fire Company
    (Fire Company), in which Houghton received a percentage fee from the carnival
    event. The investigation was to determine if Houghton was operating in violation
    of the Act, which requires professional solicitors to register with the Bureau.3
    On April 10, 2019, the Bureau sent Houghton a demand letter by
    certified mail requesting three years’ worth of information concerning professional
    fundraising counsel or professional solicitor services, including contracts with
    charitable organizations. The demand letter noted that the failure to provide such
    information could result in the issuance of a C&D. The Department averred that
    2
    Unless stated otherwise, we derive this background from the final adjudication of the
    Secretary, which is supported by the record. See Final Adjudication, 8/17/21, at 1-8.
    3
    Professional solicitors are for-profit companies or individuals retained by charitable
    organizations to request and raise funds from Pennsylvania citizens for charitable purposes and
    which receive compensation related to the amount of contributions received. See Section 3 of the
    Act, 10 P.S § 162.3.
    2
    Houghton received the letter, although Houghton did not provide any of the
    requested information or register with the Department.
    On June 27, 2019, the Department issued an order directing Houghton
    to cease and desist from soliciting contributions or conducting any services as a
    professional solicitor in the Commonwealth until Houghton (1) provided the Bureau
    with the previously requested information and (2) registered with the Bureau or
    established its exemption from registration under the Act.
    Houghton timely appealed the issuance of the C&D and appeared
    before a Bureau hearing examiner. The Department and Houghton presented
    testimonial and documentary evidence. The Department presented evidence that a
    C&D had been issued against Houghton on the basis that it was a nonregistered
    professional solicitor. Further, Houghton had not complied with any of the remedies
    provided that would allow the Department to lift the C&D. Houghton averred that
    it was not required to register under the Act and that the C&D should not have been
    issued. The parties, along with amicus Pennsylvania State Showman’s Association,
    Inc. (Amicus), filed post-hearing briefs.4
    The Secretary denied Houghton’s appeal, concluding that the C&D was
    properly entered because Houghton had failed to respond to the Bureau’s
    information request and had not duly registered under the Act. Further, the Secretary
    concluded that Houghton was indeed a professional solicitor. Houghton timely filed
    a petition for review with this Court.            Contemporaneously, Houghton filed
    applications for supersedeas with the Department and this Court, which were both
    4
    Additionally, in this Court, Amicus has filed an amicus brief. Amicus is an amusement
    industry trade association with headquarters in Lehighton, Pennsylvania, and has a large
    membership base (approximately 500) located in Pennsylvania. Amicus filed its brief in support
    of Houghton’s position.
    3
    denied. Houghton Enters., Inc. v. Dep’t of State, Pa. Cmwlth., (Pa. Cmwlth., No.
    930 C.D. 2021, filed Oct. 13, 2021) (denying on the basis that Houghton failed to
    establish the factors outlined in Pennsylvania Public Utility Commission v. Process
    Gas Consumers Group, 
    467 A.2d 805
    , 808-09 (Pa. 1983)).
    II. ISSUES
    On appeal, Houghton raises four issues for our review. First, Houghton
    contends that the Department erred in upholding the C&D after Houghton provided
    sufficient evidence that it is not a “professional solicitor” pursuant to the Act.
    Houghton’s Br. at 16.
    Second, Houghton contends that the Department erred as a matter of
    law in concluding that Houghton is a “professional solicitor” contrary to the
    definition of the statute and pursuant to the evidence. See id. at 20.
    Third, Houghton contends that the Department erred in failing to
    consider the evidence of record and/or concluding that Houghton is not a
    “commercial coventurer.” See id. at 25.
    Finally, Houghton contends that the Department erred as a matter of
    law by failing to consider it compelling that the burdens that go along with
    registering and operating as a professional solicitor are unduly burdensome and
    impractical and will eviscerate the amusement industry. See id. at 28-32.
    III. ANALYSIS
    The Act requires the registration of charitable organizations,
    professional fundraisers, and professional solicitors, and provides the Department
    with the means to impose civil and criminal penalties for violations of the Act. See
    Section 2 of the Act, 10 P.S. § 162.2. In passing the Act, the General Assembly
    4
    intended to protect and inform the citizens of this Commonwealth with relevant
    information concerning the solicitation of contributions for charitable purposes.
    This Court’s scope of review in resolving questions related to the Act
    is limited to determining whether constitutional rights were violated, whether an
    error of law was committed, or whether necessary findings of fact are supported by
    substantial evidence. Rehab. Ctr. & Workshop, Inc. v. Commc’n on Charitable
    Orgs., 
    405 A.2d 980
    , 983 (Pa. Cmwlth. 1979); 2 Pa. C.S. §704. Substantial evidence
    is defined as such relevant evidence that a reasonable mind might accept as adequate
    to support a conclusion. Younkin v. Bureau of Pro. & Occupational Affairs, State
    Real Estate Comm’n, 
    774 A.2d 1281
     (Pa. Cmwlth. 2001). For questions of law and
    statutory construction, our review is plenary. Malt Beverages Distribs. Assoc. v. Pa.
    Liquor Control Bd., 
    8 A.3d 885
    , 892 (Pa. 2010).
    In matters where violations of the Act are at issue, the Secretary of State
    may initiate the appropriate proceedings to enforce this act, and the Secretary may
    decide matters relating to the issuance, renewal, suspension or revocation of
    registrations at issue, and may conduct hearings and make adjudications accordingly.
    See Section 4 of the Act, 10 P.S. § 162.4. Accordingly, the Secretary acts as
    factfinder in such matters, and as such is “the ultimate judge of credibility and
    resolves all conflicts in the evidence.” See Lodge v. Robinson Twp. Zoning Hr’g.
    Bd., 
    283 A.3d 910
    , 925 (Pa. Cmwlth. 2022).
    A. Whether the C&D was Supported by Substantial Evidence
    Houghton contends that the Department erred in upholding the C&D
    after Houghton provided sufficient evidence that it is not a “professional solicitor”
    pursuant to the Act. Houghton’s Br. at 16. First, Houghton argues that it never
    received the demand letter but nevertheless provided enough evidence at the hearing
    5
    that any failure to produce requested documents was remedied. See id. at 16.
    Second, Houghton contends that the evidence did not support the Department’s
    decision to uphold the C&D. See id. at 19. Houghton points to the testimony of its
    president that it is a for-profit company and that its compensation for providing
    services is a percentage of the ticket revenue and profits from concession stands, less
    a flat fee per stand. See id. Houghton avers that there is nothing in its contracts
    requiring it to request contributions from anyone attending the event, and no
    representations are made to attendees that a portion of the proceeds go to a charitable
    organization. See id. Accordingly, Houghton argues that the C&D should not have
    been issued or upheld. See id. at 19.
    The Department responds that Houghton did not provide any
    documents or information in response to the demand letter and that, accordingly, the
    C&D was properly entered. See Dep’t’s Br. at 9-10. Additionally, the Department
    avers that the evidence provided by Houghton at the hearing was largely irrelevant
    and self-serving. See id. at 10. The Department contends that once it proved that
    the C&D was supported by the Act and should be sustained, Houghton failed to
    provide information sufficient for the Department to determine that it was exempt
    from the Act. See id.
    1. Houghton’s Receipt of Notice and Initial Issuance
    Houghton first argues that it did not receive notice of the demand letter
    and that the C&D was entered in error. See Houghton’s Br. at 16. The Act prohibits
    persons operating in violation of the requirements of the Act, regardless of intent or
    injury. Section 15 of the Act, 10 P.S. § 162.15. The Commonwealth may conduct
    investigations into the activities of potential professional solicitors. See Section 16
    of the Act, 10 P.S. § 162.16. Specifically, the Secretary may “[r]equire or permit
    6
    any person to file a statement in writing, under oath or otherwise, as to all the facts
    and circumstances concerning the matter to be investigated;” “[r]equire the
    attendance and testimony of witnesses and the production of any books, accounts,
    papers, records, documents, audits and files relating to any solicitation or any
    practice subject to this act or the regulations of the department;” and “[e]xamine
    witnesses and receive evidence during any investigation or public or private
    hearings.” Section 16(a) of the Act, 10 P.S. § 162.16(a).
    When a person or organization does not comply with an investigation,
    the Secretary may refuse to register, revoke, or suspend the registration of any
    professional solicitor when he finds that the professional solicitor is operating in
    violation of the provisions of the Act, the regulations of the Department, or an order
    issued by the Secretary; or has failed, after notice, to produce requested records or
    disclose any information required to be disclosed by the Act. See Section 17(a) of
    the Act, 10 P.S. § 162.17(a). When the Secretary makes such a finding, the Secretary
    may issue an order directing that the person cease and desist specified fundraising
    activities, as well as impose administrative fines for each act or omission constituting
    the violation of the Act and additional penalties for each day during which the
    violation continues. See Section 17(b) of the Act, 10 P.S. § 162.17(b).
    The record reflects that the Department sent its demand letter by
    certified mail. See N.T. at 31; Ex. C-4. After sending the letter, Drew Koser, the
    Department’s investigator, was contacted by Houghton’s accountant and by
    someone from the company named Gladys Houghton. See id. at 32. Koser informed
    the accountant that the Department had determined that Houghton was a professional
    solicitor based upon its website. See id. Koser sent copies of the Act and the
    registration form to Gladys Houghton. See id. at 33. He received no response from
    7
    Houghton or any employee thereof. See id. at 34-35. Houghton’s president, on the
    other hand, testified that he never received the demand letter because the company
    was on the road in April. See id. at 75.
    The burden of proof rests on the Commonwealth to prove that the
    issuance of the C&D was supported by the Act and should be sustained. See, e.g.,
    Samuel J. Lansberry, Inc. v. Pa. Pub. Util. Comm’n, 
    578 A.2d 600
    , 601-02 (Pa.
    Cmwlth. 1990). Here, the evidence showed that the Commonwealth sent the
    appropriate notice, and the Secretary credited the testimony of the Commonwealth
    and did not credit the testimony of Mr. Houghton, noting that Houghton was served
    with “all notices, pleadings and orders filed of record in this matter” and had an
    opportunity to be heard. See Final Adjudication, 8/17/21, at 9. The language of the
    Act provides that, in cases where a person or organization does not comply with the
    investigation, the Secretary has the power to issue a C&D. See Section 17 of the
    Act, 10 P.S. § 162.17. This is exactly what the Commonwealth and the Secretary
    did in this matter, and there is no error in the initial issuance.   See Younkin, 
    774 A.2d at 1286-87
    ; see also Section 4 of the Act, 10 P.S. § 162.4 (Secretary is
    empowered to hold hearings and make adjudications).
    2. C&D Supported by Substantial Evidence
    Houghton also argues that the Secretary erred in upholding the C&D
    because the record lacks substantial evidence that Houghton is a professional
    solicitor. See Houghton’s Br. at 16. Houghton’s arguments center around the fact
    that there is nothing in its contracts requiring Houghton to request contributions from
    people attending its events and there are no representations made to attendees that
    the proceeds go to a charitable organization. See id. at 19.
    8
    A professional solicitor is any organization retained for financial or
    other considerations by a charitable organization to solicit for contributions for
    charitable purposes. See Section 3 of the Act, 10 P.S. § 162.3.5 A solicitation is a
    direct or indirect request for a contribution on the representation that such a
    contribution will be used in whole or in part for a charitable purpose. See id.
    Contributions may be indirect, in the form of payment for goods, services, or
    admission to fundraising events, and an indication of a professional solicitor is
    whether the compensation is related to the amount of contributions received. See id.
    The Act specifically defines the sale of tickets, services, and announcements
    requesting the public attend a carnival as acts of solicitation. See id.
    5
    The full definition of a “professional solicitor” is
    [a]ny person who is retained for financial or other consideration by a
    charitable organization to solicit in this Commonwealth contributions for
    charitable purposes directly or in the form of payment for goods, services
    or admission to fundraising events, whether such solicitation is performed
    personally or through his agents, servants or employees or through agents,
    servants or employees especially employed by or for a charitable
    organization who are engaged in the solicitation of contributions, the sale
    of goods or services or the production of fundraising events under the
    direction of such person, or a person who plans, conducts, manages, carries
    on, advises, consults, whether directly or indirectly, in connection with the
    solicitation of contributions, sale of goods or services or the production of
    fundraising events for or on behalf of any charitable organization, but does
    not qualify as a professional fundraising counsel within the meaning of this
    act. A person who is otherwise a professional fundraising counsel shall be
    deemed a professional solicitor if his compensation is related to the amount
    of contributions received. A bona fide salaried officer or regular,
    nontemporary employee of a charitable organization shall not be deemed to
    be a professional solicitor provided that the individual is not employed or
    engaged as professional fundraising counsel or as a professional solicitor by
    any other person.
    10 P.S. § 162.3.
    9
    Instantly, the evidence presented by the Commonwealth at the hearing
    established that Houghton contracts with nonprofit organizations to provide rides,
    food concession stands, and games, during a carnival-type event held by the
    charitable organization. N.T. at 80-81. Houghton contracted with the Fire Company
    to provide fundraising carnivals each year from 2016 through 2019. N.T. at 20;
    Commonwealth’s Ex. 10. Houghton receives 70% of the ride and ticket revenue,
    100% of the profits from the concession stands and games, minus a flat fee for the
    booths. N.T. at 84-85. Houghton’s website advertised that its carnivals could
    benefit “local hospitals, churches, fire companies, and other non-profit
    organizations,” and that it could “help [them] raise the needed funds for [their]
    organization[s].” N.T. at 28; Commonwealth’s Ex. 9. Houghton later removed this
    language from its website but continues to advertise carnivals using the names of the
    charitable organizations. N.T. at 74-78, Houghton’s Ex. B. Although Houghton’s
    president testified that Houghton also contracts with for-profit corporations, he did
    not provide evidence to support his claims. N.T at 84-85.
    We reject Houghton’s argument that it is not a professional solicitor
    solely because the contracts do not explicitly require it to solicit. The Act itself
    provides that requests for contributions to charitable organizations may be in the
    form of admission to fundraising events and that the sale of tickets and services, and
    announcements requesting that the public attend a carnival constitute acts of
    solicitation. See Section 3 of the Act, 10 P.S. § 162.3. The Act delineates between
    professional fundraising counsel and professional solicitors, noting that professional
    solicitors take percentages of the profit as payment. See id. The evidence introduced
    by the Commonwealth established that Houghton advertised its services for the
    benefit of non-profit organizations to raise necessary funds and took a percentage of
    10
    the profits as payment. Houghton did not provide any evidence to the contrary
    beyond Mr. Houghton’s own testimony, which the Secretary rejected. Accordingly,
    there is substantial evidence to support the Secretary’s decision, and the Secretary
    did not err in finding that there was substantial evidence to support upholding the
    C&D. Younkin, 
    774 A.2d at 1286-87
    .
    B. Houghton’s Status as a Professional Solicitor
    Houghton argues that its contracts do not contain any provisions
    indicating that it was retained to solicit contributions. See Houghton’s Br. at 23-24.
    Further, although Houghton does not contend that the statute is ambiguous, it avers
    that a finding that “a professional solicitor is any person who plans, conducts,
    manages, or carries on . . . in connection with the sale of goods or services” would
    be an absurd result. See id. at 24. Therefore, Houghton contends that it cannot be a
    professional solicitor. See id.
    The Department notes that the statute is not ambiguous. See Dep’t’s
    Br. at 17. The Department argues that Houghton is a professional solicitor and points
    to several facts in the record to support this. First, Houghton is the one requesting
    and collecting funds from the public and being compensated by a portion of the
    proceeds of the solicitation. See id. at 12, 15-16. Second, the Department notes that
    the vast majority of Houghton’s clients are non-profit organizations. See id. at 13.
    The Department argues that solicitation is not always a direct or overt ask, and
    Houghton’s advertisement of the events linking to particular charities on its websites
    falls within the definition of solicitation. See id. at 14-15.
    Instantly, we note that “when engaging in statutory construction, a
    court’s duty is to give effect to the legislature’s intent and to give effect to all of a
    statute’s provisions.” Crown Castle NG E. LLC v. Pa. Pub. Util. Comm’n, 
    234 A.3d 11
    665, 674 (Pa. 2020) (citing 1 Pa. C.S. § 1921(a)). The best indication of legislative
    intent is “the plain language of the statute.” See id. (citation omitted). When
    determining the plain meaning of the statute, we “consider the statutory language in
    context and give words and phrases their ‘common and approved usage.’” See id.
    Where the language is clear and unambiguous, we must “give effect to the words of
    the statute and not disregard the text to implement its objective.” See id. (citing 1
    Pa. C.S. § 1921(b)).
    “Only if the statute is ambiguous, and not explicit, do we resort to other
    means of discerning legislative intent.” Id.; see, e.g., 1 Pa. C.S. § 1921(c)
    (enumerating further considerations). For example, we may presume that the
    legislature does not intend a result that is absurd, impossible of execution, or
    unreasonable. Commonwealth v. Coleman, 
    285 A.3d 599
    , 605 (Pa. 2022); 1 Pa. C.S.
    § 1922(1). A statute is ambiguous if there are two or more reasonable interpretations
    of the statutory language. Giant Eagle, Inc. v. Workers’ Comp. Appeal Bd. (Givner),
    
    39 A.3d 287
    , 294 (Pa. 2012).
    Houghton does not argue that the statute is ambiguous but nevertheless
    asserts that finding it is a professional solicitor would be an absurd result that the
    General Assembly could not have intended.                   However, if the statute is not
    ambiguous, we need not delve into the intent of the legislature or consider whether
    the results would be “absurd.” Here, the statute is not ambiguous and accordingly,
    this analysis does not delve into the intent of the legislature.6 See Crown Castle, 234
    A.3d at 674; see, e.g., 1 Pa. C.S. § 1921(b). Further, as discussed above in relation
    6
    Again, we note that the General Assembly’s legislative intent is enshrined in the statute
    and that the Act was specifically intended to “protect the citizens of the Commonwealth” from
    “fraud, deception, and misrepresentation perpetrated in the name of charity.” Section 2 of the Act,
    10 P.S. § 162.2.
    12
    to Houghton’s first issue, substantial evidence supported the issuance and upholding
    of the C&D. Younkin, 
    774 A.2d at 1286-87
    .
    C. Houghton’s Status as a Commercial Coventurer
    Houghton contends that the Department erred in failing to consider the
    evidence of record when it concluded that Houghton is not a “commercial
    coventurer.” See Houghton’s Br. at 25. Houghton argues that the evidence showed
    that it is a for-profit company primarily engaged in trade or commerce other than for
    the raising of funds. See 
    id.
     Houghton avers that although its trade may benefit
    charitable organizations, it is not a fundraising company and that its primary purpose
    is its own profit. See id. at 26-27. Thus, Houghton concludes that the difference
    between commercial coventurers and professional solicitors is the primary intent of
    the business. See id. at 26. Accordingly, Houghton argues that it is entitled to
    operate for the benefit of charitable organizations without rising to the level of a
    professional solicitor subject to the “burdensome oversight” of the Department. See
    id. at 27-28.
    The Department responds that Houghton cannot be a commercial
    coventurer as defined by the Act. See Dep’t’s Br. at 18-19. According to the
    Department, Houghton’s entire business model is based upon contracting with
    charitable organizations or other non-profit organizations, and the record is devoid
    of an example of similar contracts with a for-profit business.         See id. at 20.
    Accordingly, the Department contends that Houghton cannot be a commercial
    coventurer. See id.
    The Act defines a commercial coventurer as any person “who for profit
    is regularly and primarily engaged in trade or commerce other than in connection
    with the raising of funds [for charitable organizations]” or “any other thing of value
    13
    when offered at the usual retail price comparable to similar goods or services” and
    “who advertises that the purchase or use of goods, services, entertainment or any
    other thing of value will benefit a charitable organization.” See Section 3 of the Act,
    10 P.S. § 162.3. Commercial coventurers may also advertise that “the purchase or
    use of goods or services or attendance at events or performances offered or
    sponsored by the commercial coventurer will benefit, in whole or in part, a charitable
    organization[.]” See id. Commercial coventurers are not subject to the Act’s
    registration requirements for professional solicitors. See Section 9 of the Act, 10
    P.S. § 162.9. However, charitable organizations utilizing the services of commercial
    coventurers must disclose the names and addresses of the coventurers acting on their
    behalf on the registration statements. See Section 5(b)(10) of the Act, 10 P.S. §
    162.5(b)(10).
    Here, the operable language in the definition of a commercial
    coventurer is “any person who for profit is regularly and primarily engaged in trade
    or commerce other than in connection with the raising of funds.” Section 3 of the
    Act, 10 P.S. § 162.3 (emphasis added). Instantly, Houghton argues that it is engaged
    in a trade or commerce other than raising funds for charities. However, Houghton
    did not introduce any evidence of contracts with for-profit companies at the hearing,
    and Houghton’s website advertises that its business benefits charitable
    organizations. Although Houghton’s business is itself a for-profit business, the
    evidence introduced at the hearing showed that Houghton solely facilitated fund-
    raising carnivals for non-profit and charitable organizations. The Secretary correctly
    observed that “all the upcoming events listed on [Houghton’s] website appeared to
    involve charitable organizations . . . contracting with charitable organizations and
    other non-profit organizations is integral to [Houghton’s] very business model.”
    14
    Final Adjudication, 8/17/21, at 18. Based on the evidence introduced at the hearing,
    the Secretary did not err in determining that Houghton was not a commercial
    coventurer. Younkin, 
    774 A.2d at 1286-87
    .
    D. Implications for the Amusement Industry
    Finally, Houghton contends that the Department erred as a matter of
    law by failing to consider it compelling that the burdens that go along with
    registering and operating as a professional solicitor are unduly burdensome and
    impractical. See Houghton’s Br. at 28. Houghton argues that subjecting it and all
    other portable amusement operators to the Act’s requirements would result in an
    absurd application of the Act and would effectively kill the amusement industry. See
    id. at 28-29.    Houghton argues, without averring ambiguity, that the record
    maintenance requirements of the Act would produce absurd results when applied to
    portable amusement park operators by increasing overhead costs and hampering it
    with record-keeping obligations. See id. at 30-32.
    The Department responds that the statute is not ambiguous. See Dep’t’s
    Br. at 34. Further, it is only Houghton that is the subject of this action, and the
    Department is not aware how other portable amusement parks operate. See id. at 21.
    The Department points out that the legislative intent in the Act factors the public
    interest, requiring accountability for both charitable organizations and for-profit
    companies soliciting on behalf of those charities. See id. at 22. For example, the
    Department notes that carnival-goers are likely unaware that 70% of the ride-ticket
    sales and almost 100% of the money spent on food and games goes to Houghton
    rather than the Fire Company. See id. at 22-23. There is no financial accountability
    for day-of-event ticket sales or concessions paid for by cash. See id. at 23.
    15
    As discussed above, because the statute is not ambiguous and because
    Houghton does not allege ambiguity, we do not consider other factors of statutory
    interpretation such as the intent of the General Assembly or whether or not the statute
    would lead to an absurd result. Crown Castle, 234 A.3d at 674; see also 1 Pa. C.S.
    § 1921(b). Accordingly, Houghton’s arguments regarding the effects of registration
    upon its business and potential impacts upon the amusement industry at large are not
    arguments we may consider on appeal. See id.
    IV. CONCLUSION
    For the above reasons, we affirm the Secretary’s final adjudication,
    determining that the C&D was properly issued and upheld; that Houghton is a
    professional solicitor; and that Houghton is not a commercial coventurer.
    LORI A. DUMAS, Judge
    Judge Wallace did not participate in the decision in this case.
    16
    IN THE COMMONWEALTH COURT OF PENNSYLVANIA
    Houghton Enterprises, Inc.,            :
    Petitioner     :
    :
    v.                         :   No. 930 C.D. 2021
    :
    Commonwealth of Pennsylvania,          :
    Department of State,                   :
    Respondent        :
    ORDER
    AND NOW, this 21st day of April, 2023, the final adjudication and
    order of the Secretary of State, entered August 17, 2021, is AFFIRMED.
    LORI A. DUMAS, Judge
    

Document Info

Docket Number: 930 C.D. 2021

Judges: Dumas, J.

Filed Date: 4/21/2023

Precedential Status: Precedential

Modified Date: 4/21/2023