Com. v. Malloy, T. ( 2021 )

J-A01030-21
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
TOBY MALLOY :
:
Appellant : No. 1126 EDA 2020
Appeal from the Judgment of Sentence Entered February 24, 2020
In the Court of Common Pleas of Philadelphia County Criminal Division at
No(s): CP-51-CR-0001954-2019
BEFORE: BENDER, P.J.E., OLSON, J., and STRASSBURGER, J.*
MEMORANDUM BY OLSON, J.: FILED: APRIL 19, 2021
Appellant, Toby Malloy, appeals from the judgment of sentence entered
on February 24, 2020 in the Criminal Division of the Court of Common Pleas
of Philadelphia County. We vacate and remand.
Appellant was arrested on February 28, 2019 and charged with
possession of a firearm without a license, 18 Pa.C.S.A. § 6106, and carrying
a firearm on a public street in Philadelphia, 18 Pa.C.S.A. § 6108. Prior to a
stipulated bench trial, Appellant moved to suppress a firearm and certain
statements he made to law enforcement officers. On February 24, 2010, the
trial court convened a hearing on the suppression motion and, thereafter,
made the following findings of fact in a written opinion prepared pursuant to
Pa.R.A.P. 1925(a).
____________________________________________
* Retired Senior Judge assigned to the Superior Court.
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On February 24, 2020, [the trial c]ourt held an evidentiary hearing
on [Appellant’s] motion to suppress, through which [Appellant]
sought to suppress a firearm and his statements to law
enforcement. At the hearing, the Commonwealth presented the
testimony of Philadelphia Police Officer Stephen Henry, which [the
trial c]ourt found to be credible based on his demeanor and the
substance of his uncontradicted testimony. The evidence at the
hearing established the following facts.
During the early morning of February 28, 2019, Officer Henry was
on routine patrol near the 1100 block of Olney Avenue in
Philadelphia. At approximately 3:00 a.m., after noticing that a
passing car appeared not to have a license plate, Officer Henry
activated his patrol car’s lights and sirens and pulled over the
vehicle. As he walked towards it, Officer Henry saw a license tag
on the car’s rear windshield. He noticed that the tag was not
properly displayed and secured, which he knew to be a violation
of Pennsylvania’s [Motor] Vehicle Code[, 75 Pa.C.S.A. § 1332
(display of registration plate)]. Officer Henry also observed
several occupants within the car, including [Appellant], who was
seated in the rear behind the driver. Officer Henry approached
the driver and told him that the car did not have a license plate
on the back. The driver responded that he had [obtained the car
just two] days prior and still needed to get screws for the license
plate.
Continuing his investigation, Officer Henry asked [Appellant] to
roll down the passenger window on the driver’s side. He then
asked [Appellant] for identification, and [Appellant] responded by
moving to pull a lanyard out from his hooded sweatshirt. When
Officer Henry saw the lanyard, he immediately asked [Appellant]
if he had a firearm on him. Officer Henry asked the question
because, in his experience, it was common for people who worked
in armed security positions at local bars to keep their identification
badges in lanyards. [Appellant] answered that he did have a
firearm and further explained that he had it because he worked in
a security position at a bar named Bananas, where he and the
other occupants of the car had just finished working for the day.
Officer Henry was familiar with the bar and knew it to be a
legitimate establishment that employed security guards. When
Officer Henry asked where the firearm was located, [Appellant]
responded that it was on his right hip. At that point, for his own
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safety and for the safety of the vehicle’s other occupants, Officer
Henry asked [Appellant] to exit the vehicle so that he could secure
the firearm before continuing with his investigation. Officer Henry
testified that it was routine for police officers to remove someone
from a vehicle upon learning that the person was in possession of
a weapon.
At the time Officer Henry secured the weapon, he again asked
[Appellant] for his identification documents.[1] [Appellant]
responded by giving Officer Henry and “Act 235” card.[FN1]
However, when Officer Henry reviewed the card, he noticed that
the card had expired in September of 2013. [Appellant] claimed
that he had another Act 235 card at home. Over the next 15 to
20 minutes, Officer Henry proceeded to run checks on [Appellant]
to determine whether he had a valid Act 235 card or a license to
carry [a firearm], including by contacting local detectives and the
Pennsylvania State Police. The checks run by Officer Henry
revealed that [Appellant’s] Act 235 certification had expired.
____________________________________________
1 At the conclusion of the suppression hearing, the trial court recited findings
of fact on the record which offered a more detailed description of the type of
documents Officer Henry requested from Appellant after the officer secured
the firearm. In these findings, the court stated that, “Officer Henry asked
[Appellant] for documents showing he was authorized to have a firearm.” N.T.
Suppression Hearing, 2/24/20, at 40. Read in context, Officer Henry’s
testimony confirms that he asked Appellant to produce firearms credentials,
not simply generic identification documents, once he learned that Appellant
possessed a gun and asked Appellant to exit the vehicle. The following
exchange occurred at the suppression hearing.
[Commonwealth]: When you say he [stated he had a firearm
on him], who do you mean?
[Officer Henry]: [Appellant]. So I asked him where it was. He
said it was on his right hip. I asked him out of the vehicle. I
secured the firearm. I asked him for his documents. And from
there, we ran him through [certain criminal databases, including
the National Crime Information Center and Pennsylvania Criminal
Intelligence Center]. We did our normal checks. And the Act 235
card he provided had a – it said expired in, I believe it was
September of 2013.
N.T. Suppression Hearing, 2/24/20, at 10.
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Officer Henry arrested [Appellant] on charges related to the
unlawful possession of a firearm but did not issue a citation to the
driver of the vehicle, who had provided documentation
establishing that he had just recently purchased the vehicle,
consistent with his prior statements.
[FN1]Act 235 refers to the Lethal Weapons Training Act, which
was enacted to provide for the “education, training, and
certification of such privately employed agents who, as an
incidence to their employment, carry lethal weapons.” Act.
No. 1974-235, P.L. 705 (Oct. 10, 2974, 22 P.S. § 42(b).
Trial Court Opinion, 6/8/20, at 2-4 (footnote in original; record citations
omitted).
At the conclusion of the hearing, the trial court denied suppression and
Appellant proceeded to his stipulated bench trial on the same day. The court
found Appellant guilty of the above-referenced charges and sentenced him to
five years of reporting probation.
Appellant filed a timely appeal and, pursuant to order of court, a timely
concise statement of errors complained of on appeal. See Pa.R.A.P. 1925(b).
The court issued its Rule 1925(a) opinion on June 8, 2020.
In his brief, Appellant raises the following question for our review.
Should not the firearm and Appellant’s statements have been
suppressed as fruits of the poisonous tree where police illegally
prolonged a routine traffic stop without reasonable suspicion to
conduct an unrelated investigation into whether [Appellant] was
legally allowed to carry a firearm?
Appellant’s Brief at 3.
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Appellant alleges on appeal that the trial court erred in denying his
motion to suppress certain statements and a firearm recovered from him
following the traffic stop that occurred on February 28, 2019.
Our standard and scope of review is as follows.
[In reviewing an order that denied a motion to suppress, an
appellate court must determine] whether the suppression court's
factual findings are supported by the record and whether the legal
conclusions drawn from those facts are correct. Because the
Commonwealth prevailed before the suppression court, we may
consider only the evidence of the Commonwealth and so much of
the evidence for the defense as remains uncontradicted when read
in the context of the record as a whole. Where the suppression
court's factual findings are supported by the record, we are bound
by these findings and may reverse only if the court's legal
conclusions are erroneous. Where ... the appeal of the
determination of the suppression court turns on allegations of
legal error, the suppression court's legal conclusions are not
binding on an appellate court, whose duty it is to determine if the
suppression court properly applied the law to the facts. Thus, the
conclusions of law of the courts below are subject to our plenary
review.
Commonwealth v. Benitez, 218 A.3d 460, 469-470 (Pa. Super. 2019)
(citation omitted).
On appeal, Appellant concedes that Officer Henry possessed lawful
justification to initiate the February 28, 2019 traffic stop and to undertake
certain additional actions related to officer safety and Motor Vehicle Code
enforcement. Nevertheless, Appellant asserts that Officer Henry improperly
prolonged the stop when he detained and questioned Appellant’s legal
authority to possess a firearm in the absence of reasonable suspicion that
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Appellant had engaged in criminal activity. As such, Appellant claims that the
trial court erred in denying his motion to suppress.
For its part, the trial court concluded that Officer Henry did not
unlawfully prolong the traffic stop, finding that the duration of the stop was
reasonable and that Officer Henry’s questions regarding Appellant’s authority
to carry a firearm were justified by concerns for officer safety and constituted
ordinary lines of inquiry incident to a traffic stop which police officers are
permitted to pursue. See Trial Court Opinion, 6/8/20, at 7-8. In the
alternative, the trial court concluded that Officer Henry had reasonable
suspicion to support a separate investigative detention relating to Appellant’s
possession of the firearm. See id. at 8.
We begin our analysis by reviewing the February 28, 2019 traffic stop.2
On February 28, 2019 at approximately 3:00 a.m., Officer Henry was on
routine patrol when he observed a vehicle that did not have a license plate
affixed to it. Based upon this observation, Officer Henry positioned his cruiser
behind the vehicle and activated his lights and sirens to summon the vehicle
to a stop. After the vehicle came to rest, Officer Henry approached the car
and proceeded to speak to the driver and, subsequently, Appellant.
____________________________________________
2 We realize that Appellant does not challenge the legality of the stop.
Nevertheless, we shall review the circumstances surrounding the stop because
they impact the inferences and legal conclusions we draw in the context of
subsequent interactions that occurred in this episode.
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When a police officer forcibly stops a motor vehicle, the stop constitutes
a “seizure” within the meaning of the Fourth Amendment and activates
constitutional protections against unreasonable searches and detentions.
Whren v. United States, 517 U.S. 806, 809–810 (1996). In
Commonwealth v. Feczko, 10 A.3d 1285 (Pa. Super. 2010) (en banc),
appeal denied, 25 A.3d 327 (Pa. 2011), this Court addressed the requisite
legal justification for a traffic stop undertaken to enforce an alleged violation
of the Motor Vehicle Code. We referred initially to the relevant statutory
authority found at 75 Pa.C.S.A. § 6308(b), which states:
(b) Authority of police officer.—Whenever a police officer is
engaged in a systematic program of checking vehicles or drivers
or has reasonable suspicion that a violation of this title is occurring
or has occurred, he may stop a vehicle, upon request or signal,
for the purpose of checking the vehicle's registration, proof of
financial responsibility, vehicle identification number or engine
number or the driver's license, or to secure such other information
as the officer may reasonably believe to be necessary to enforce
the provisions of this title.
Feczko, 10 A.3d at 1287, quoting 75 Pa.C.S.A. § 6308(b). Ultimately, we
observed:
In light of [the Pennsylvania] Supreme Court's interpretation of
the current language of Section 6308(b), we are compelled to
conclude that the standards concerning the quantum of cause
necessary for an officer to stop a vehicle in this Commonwealth
are settled[.] Traffic stops based on a reasonable suspicion: either
of criminal activity or a violation of the Motor Vehicle Code under
the authority of Section 6308(b) must serve a stated investigatory
purpose. [See Commonwealth v. Chase, 960 A.2d 108, 116
(Pa. 2008)]. In effect, the language of Section 6308(b)—“to
secure such other information as the officer may reasonably
believe to be necessary to enforce the provisions of this title”—is
conceptually equivalent with the underlying purpose of a [stop
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conducted pursuant to [Terry v. Ohio, 392 U.S. 1 (1968). See
Chase, 960 A.2d at 116, quoting 75 Pa.C.S. § 6308(b).]
Mere reasonable suspicion will not justify a vehicle stop when the
driver's detention cannot serve an investigatory purpose relevant
to the suspected violation. In such an instance, “it is [incumbent]
upon the officer to articulate specific facts possessed by him, at
the time of the questioned stop, which would provide probable
cause to believe that the vehicle or the driver was in violation of
some provision of the [Motor Vehicle] Code.” [Commonwealth
v. Gleason, 785 A.2d 983, 989 (Pa. 2001) (superseded by
statute) (citation omitted); see also] Chase, 960 A.2d at 116
(reaffirming Gleason’s probable cause standard for non-
investigative detentions of suspected Vehicle Code violations).
Feczko, 10 A.3d at 1290-1291 (footnotes omitted).
Officer Henry initiated the traffic the stop in this case after he observed
that the vehicle which Appellant occupied did not appear to have a license
plate affixed to it. See N.T. Suppression Hearing, 2/24/20, at 8 and 11-12.
In fact, the officer’s testimony at the suppression hearing established that, at
the time he commenced the stop, he immediately recognized that the vehicle
was not in compliance with the Motor Vehicle Code. See id. at 8 and 12 (“the
vehicle . . . was in violation of the [M]otor [V]ehicle [C]ode [since the license
plate] wasn’t properly secured and it wasn’t properly displayed” ); see also
75 Pa.C.S.A. § 1332 (“Every registration plate shall, at all times, be securely
fastened to the vehicle to which it is assigned or on which its use is authorized
in accordance with regulations promulgated by the department.”). Since the
observed violation did not require further investigation, Officer Henry needed
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probable cause to support a constitutionally valid traffic stop.3 Therefore, at
the suppression hearing, Officer Berry was required to “articulate specific facts
possessed by him, at the time of the questioned stop, which would provide
probable cause to believe that the vehicle or the driver was in violation of
some provision of the Code.” Feczko, supra. Based on the record developed
at the suppression hearing, we conclude that Officer Henry’s observations, as
set forth above, provided probable cause to believe that the vehicle in which
____________________________________________
3 Although the trial court’s written opinion did not address the requisite
showing needed to support the traffic stop in this case, the conclusions of law
offered by the court at the end of the suppression hearing included the
following remarks about the justification for the initial vehicle detention:
Here, when Officer Henry observed that the vehicle in question did
not appear to have a tag properly affixed to it[,] he had
reasonable suspicion to stop the car and determine if there
was a [M]otor [V]ehicle [C]ode violation.
N.T. Suppression Hearing, 2/24/20, at 41-42 (emphasis added).
The trial court’s statement of the applicable constitutional standard is
erroneous. In Feczko, we explained that an officer must have probable cause
to make a constitutionally valid traffic stop “where there is nothing further to
investigate.” Feczko, 10 A.3d at 1290, quoting Chase, 960 A.2d at 115-116.
In contrast, traffic stops supported by reasonable suspicion must serve a
stated investigatory purpose, whether that purpose is to investigate ongoing
criminal activity or a violation of the Motor Vehicle Code under the authority
of Section 6308(b). Feczko, 10 A.3d at 1291. In this case, as we shall explain
in greater detail above, Officer Henry’s initial observations, which showed a
vehicle without a properly affixed license plate, were sufficient to demonstrate
probable cause to support the stop. Probable cause, not reasonable suspicion,
furnished the appropriate legal standard because further investigation was
unlikely to add anything more in establishing a violation of Section 1332 of
the Motor Vehicle Code.
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Appellant was a passenger was not in compliance with Section 1332 of the
Motor Vehicle Code.
Having concluded that Officer Henry possessed valid constitutional
grounds to initiate the traffic stop, we turn now to consider Appellant’s claim
that Officer Henry unlawfully prolonged the detention. The United States
Supreme Court has outlined the following relevant principles:
[T]he tolerable duration of police inquiries in the traffic-stop
context is determined by the seizure's “mission”—to address the
traffic violation that warranted the stop, and attend to related
safety concerns. Because addressing the infraction is the purpose
of the stop, it may “last no longer than is necessary to effectuate
th[at] purpose.” Authority for the seizure thus ends when tasks
tied to the traffic infraction are—or reasonably should have been—
completed.
[A] traffic stop “can become unlawful if it is prolonged beyond the
time reasonably required to complete th[e] mission” of issuing a
warning ticket.... An officer, in other words, may conduct certain
unrelated checks during an otherwise lawful traffic stop. But ...
he may not do so in a way that prolongs the stop, absent the
reasonable suspicion ordinarily demanded to justify detaining an
individual.
Beyond determining whether to issue a traffic ticket, an officer's
mission includes “ordinary inquiries incident to [the traffic] stop.”
Typically, such inquiries involve checking the driver's license,
determining whether there are outstanding warrants against the
driver, and inspecting the automobile's registration and proof of
insurance. These checks serve the same objective as enforcement
of the traffic code: ensuring that vehicles on the road are
operated safely and responsibly.
Rodriguez v. United States, 575 U.S. 348, 354 (2015) (citations omitted).
In sum, within the context of a lawful traffic stop, Rodriguez permits
“mission related” inquiries addressed to the traffic violations which originally
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prompted the detention, as well as incidental inquiries aimed at ensuring the
safe and responsible operation of vehicles on the highway. See id. This latter
category includes such things a “checking the driver's license, determining
whether there are outstanding warrants against the driver, and inspecting the
automobile's registration and proof of insurance.” Id.Out of concern for officer safety, Pennsylvania search and seizure
jurisprudence also permits certain limited intrusions upon the liberty of
passengers in lawfully detained vehicles. Hence, officers may order
passengers to remain in a car for the duration of a lawful stop. See
Commonwealth v. Pratt, 930 A.2d 561, 567 (Pa. Super. 2007) (“police
officer may lawfully order a passenger who has exited and/or attempted to
walk away from a lawfully stopped vehicle to re-enter and remain in the
vehicle until the traffic stop is completed[] without offending the passenger's
rights under the Fourth Amendment”), appeal denied, 946 A.2d 686 (Pa.
2008). Law enforcement officials may also inquire about the presence of
weapons. See Commonwealth v. Clinton, 905 A.2d 1026, 1031 (Pa. Super.
2006) (officer’s inquiry regarding presence of weapons during lawful traffic
stop reasonably furthered interest in officer safety and constituted tolerable,
minimal intrusion), appeal denied, 934 A.2d 71 (Pa. 2007). Lastly, police
officials may compel passengers to exit a lawfully stopped vehicle. See
Commonwealth v. Rodriguez, 695 A.2d 864, 868-869 (Pa. Super. 1997)
(Fourth Amendment permits police to ask both drivers and passengers to
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alight from lawfully stopped vehicles without reasonable suspicion that
criminal activity is afoot). The authority to carry out these actions do not, in
and of themselves, expand the grounds for detaining or investigating
passengers who are merely present in a lawfully stopped vehicle. See
Maryland v. Wilson, 519 U.S. 408, 413-415 (1997) (reasoning that officer’s
authority to order passengers out of lawfully stopped vehicle stems from
potential safety risks to officers and not from independent grounds to detain
passengers).
As stated above, the trial court offered two alternate reasons for denying
suppression. Initially, the court, citing Rodriguez, concluded that, “the
firearms license and Act 235 checks run by [Officer Henry] during the traffic
stop [were] comparable to the other kinds of checks, unrelated to underlying
traffic infractions, that officers are permitted to conduct during traffic stops,
such as check on whether a driver has outstanding warrants.” Trial Court
Opinion, 6/8/20, at 7-8. We are unable to agree with this legal assessment.
While on patrol on the night in question, Officer Henry summoned the
vehicle occupied by Appellant to stop after he immediately recognized that the
vehicle was in violation of Section 1332 of the Motor Vehicle Code because its
license plate was not properly displayed. On approach, Officer Henry
discovered that the license plate was affixed to the car’s rear windshield,
suggesting that a recent vehicle transfer had occurred. From these
circumstances, we infer that the “mission-related” inquiries Officer Henry
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needed or intended to undertake focused not on whether a traffic violation
had occurred, as his observations had already established, but on whether
any circumstances (such as a recent vehicle acquisition) where present which
would permit the officer, in his discretion, to issue a warning instead of a traffic
citation. Officer Henry’s ensuing discussions with the driver, which occurred
before his interactions with Appellant,4 support this inference:
[Commonwealth]: When did you – you said you first noticed
[the license plate] as you were approaching from the rear. How
is it that you noticed it then but not when you were in your car?
[Officer Henry]: Just the angle. It’s a typical place. It’s
supposed to be placed right there on the back secured with
screws. And talking to the driver he said he didn’t have any
screws when he bought the car so he still had to buy them.
[Commonwealth]: Based on finding the tag in the rear []
window or observing it in the rear [] window on your approach
what, if any, further investigation did you intend to do at that
point?
[Officer Henry]: We still [want] to conduct the vehicle
investigation because he still was in violation of the [M]otor
[V]ehicle [Code. The license plate] wasn’t properly secured and
it wasn’t displayed properly. Still just conducted a normal traffic
stop.
____________________________________________
4 The following exchange occurred on cross-examination of Officer Henry at
the suppression hearing.
[Defense Counsel]: That conversation [between Officer Henry
and the driver regarding the driver’s vehicle purchase
documentation] happened before you ever [spoke] to [Appellant],
correct?
[Officer Henry]: Yes.
See N.T. Suppression Hearing, 2/24/20, at 14.
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[Commonwealth]: And [the driver’s] explanation was sufficient
eventually that the tag was legitimate?
[Officer Henry]: Yes. He had documentation. He had his pink
slip showing he just bought [the car]. And it didn’t seem like he
was trying to hide anything.
[Commonwealth]: Did that conclude your role in this
investigation of [Appellant] here with us today and that car, in
general, back in 2019?
[Officer Henry]: Yes.
N.T. Suppression Hearing, 2/24/20, at 12-13.
Arguably, since Officer Henry appears to have received documentation
showing the driver’s recent acquisition of the vehicle before he asked
Appellant for identification, the transcript suggests that Officer Henry may
have uncovered all the information he needed to determine whether to issue
a warning or a citation, and thus resolved all mission-related inquiries, before
he even commenced any interaction with Appellant. Nevertheless, the
transcript, which is less than definitive, suggests that a very short time
interval passed between the moment Officer Henry obtained the driver’s pink
slip and when he initiated an interaction with Appellant. For the sake of
argument, then, we shall assume that Officer Henry’s efforts to verify the
driver’s license, determine the existence of outstanding warrants against the
driver, and confirm the automobile's registration and proof of insurance were
ongoing when he requested identification from Appellant and that
mission-related tasks could not reasonably have been concluded by that time.
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After Officer Henry concluded his discussions with the driver, he asked
Appellant (who was seated in the back seat behind the driver) for his
identification. See N.T. Suppression Hearing, 2/24/20, at 9. In response,
Appellant went to pull a neck lanyard out of his hooded sweatshirt. See id.Based upon his patrol experience, Officer Henry was aware that security
personnel at local bars and night clubs often kept their identification cards on
lanyards and, furthermore, that such workers often possessed firearms.5 See
id. Officer Henry, therefore, asked Appellant if he possessed a firearm. See
id. Appellant confirmed that he worked at a local night club known to Officer
Henry and that he had a gun holstered on his right hip. See id. at 10. Officer
Henry then asked Appellant to step out of the vehicle and, after Appellant
complied, Officer Henry secured the weapon. See id. Officer Henry then
asked Appellant for documentation authorizing possession of the firearm and
Appellant produced an Act 235 card that expired in September 2013. See id.
at 10-11. While Officer Henry undertook a 10- to 15-minute investigation to
determine whether Appellant possessed a valid firearms credential, Appellant
explained that he had a valid Act 235 card at his home. See id. at 11. After
consulting various law enforcement databases, local detectives, and the state
____________________________________________
5 Officer Henry was also mindful of the fact that the stop occurred at 3:00
a.m., when many night club workers ended their shifts. See N.T. Suppression
Hearing, 2/24/20, at 9.
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police, Officer Henry was unable to uncover evidence that Appellant had a
valid Act 235 card. See id. at 11.
The trial court concluded that Officer Henry’s request for documentation
of Appellant’s authority to carry a firearm constituted an ordinary inquiry
incident to the traffic stop that police officers are permitted to make. We
disagree.
In Rodriguez, the United States Supreme Court enumerated several
inquiries which, in addition to “mission-related” requests,6 are permitted
because they ensure that vehicles are operated safely and responsibly. These
inquiries, which focus on documentation pertaining to the driver and the
detained vehicle, “involve checking the driver's license, determining whether
there are outstanding warrants against the driver, and inspecting the
automobile's registration and proof of insurance.” Rodriguez, 575 U.S. at
354. Here, neither the trial court nor the Commonwealth cite legal authority
which equates an investigation of a passenger’s documented authority to carry
a firearm to the incidental inquiries permitted during a lawful traffic stop under
Rodriguez and which promote safe and financially responsible operation of
motor vehicles. More tellingly, neither the trial court nor the Commonwealth
offer any explanation as to how or why a passenger’s firearms licensure status
____________________________________________
6 The trial court did not deny suppression on grounds that Officer Henry’s
request for Appellant’s firearms documentation constituted a
“mission-related” inquiry.
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relates to these incidental inquiries or, more broadly, to the safe and
financially responsible operation of a motor vehicle in general. We are
convinced that a passenger’s legal authority to own or possess a firearm is
simply unrelated to a driver’s authority to operate a motor vehicle, the
existence of outstanding warrants against the driver, and whether a lawfully
detained vehicle is properly registered or insured. As such, we reject the trial
court’s conclusion that Officer Henry’s request for Appellant’s documented
firearms authorization could be pursued as incidental to the traffic stop herein.
We also reject the suggestion that Officer Henry’s request fell within the
limited class of minimally intrusive and permitted demands police officers may
make, out of concern for officer safety and without independent justification,
during the course of a lawful traffic stop. Appellant forwards no claim that
Officer Henry lacked authority to ask for identification, to inquire about the
presence of weapons, to request that Appellant exit the vehicle, or to demand
that Appellant surrender his firearm for the duration of the stop. See
Appellant’s Brief at 15. Moreover, our reading of the transcript reveals that
Officer Henry secured Appellant’s firearm without incident before requesting
that Appellant produce documentation that the firearm was lawfully in his
possession. Officer Henry’s seizure of the firearm essentially eliminated any
immediate risk the weapon posed to law enforcement personnel, bystanders,
and occupants of the vehicle for the duration of the stop and transformed the
officer’s pursuit of Appellant’s firearms credentials into an inquiry exclusively
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aimed at collecting evidence of collateral wrongdoing. See Rodriguez, 575
U.S. at 355. Put differently, once Officer Henry secured the firearm,
Appellant’s legal authority to own or possess a gun clearly bore no discernible
relationship to individual safety or security within the context of the traffic
stop. Under these circumstances, where seizure of a firearm has substantially
diminished the risk to officers and others who may be present during a lawful
vehicle detention, we see no reason why the Fourth Amendment, in the
absence of independent justification, suspicion, or cause, should tolerate even
a 10- to 15-minute extension of a routine traffic stop for the investigation of
a secondary criminal matter. Hence, the request challenged in this case does
not fall within the category of actions the police may undertake during a lawful
traffic stop based solely on concerns for safety and security and without
independent justification or cause.
We have rejected Officer Henry’s investigation into Appellant’s authority
to carry a firearm as an inquiry incidental to the traffic stop and we have
excluded his efforts as a permissible precaution the police may take during a
lawful traffic stop without independent cause. Despite these determinations,
the trial court nonetheless concludes that suppression should be denied
because Officer Henry possessed reasonable suspicion to conduct an
investigative detention. See Trial Court Opinion, 6/8/20, at 8. In reaching
this conclusion, the trial court rejects Appellant’s claim that Officer Henry
lacked reasonable suspicion to investigate Appellant’s possession of a firearm
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in light of our Supreme Court’s recent holding in Commonwealth v. Hicks,
208 A.3d 916 (Pa. 2019).
Hicks overruled a prior decision of this Court which held that the
“possession of a concealed firearm by an individual in public is sufficient [in
and of itself] to create a reasonable suspicion that the individual may be
dangerous, such that an officer can approach the individual and briefly detain
him in order to investigate whether the person is properly licensed [to carry a
firearm].” Hicks, 208 A.3d at 921, quoting Commonwealth v. Robinson,
600 A.2d 957, 959 (Pa. Super. 1991). The trial court argues that Hicks is
distinguishable for two reasons. First, the court points out that Officer Henry
“was already in the midst of conducting a lawful stop during the time he
engaged with [Appellant].” Trial Court Opinion, 6/8/20, at 8. Next, the court
notes that Officer Henry’s investigation was not based solely upon Appellant’s
possession of a firearm but, instead, commenced after Appellant produced an
expired Act 235 card. Id. at 7-8. The trial court reasons that, in view of these
circumstances, Officer Henry had reasonable suspicion to investigate whether
Appellant lawfully possessed a firearm. Because we determine that Hicks
applies and that the trial court’s determinations do not withstand scrutiny, we
conclude that the trial court erred in denying suppression.
Hicks offers the following general principles of search and seizure law
which govern our review.
[Pennsylvania courts] recognize only two types of lawful,
warrantless seizures of the person, both of which “require an
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appropriate showing of antecedent justification: first, an arrest
based upon probable cause; second, a ‘stop and frisk’ based upon
reasonable suspicion.” Commonwealth v. Melendez, 676 A.2d
226, 228 (Pa. 1996), quoting Commonwealth v. Rodriquez,
614 A.2d 1378, 1382 (Pa. 1992). Here, we are concerned with
this latter type of seizure—interchangeably labeled an
“investigative detention,” a “Terry7 stop,” or, when coupled with
a brief pat-down search for weapons on the suspect's person, a
“stop and frisk.”
“To maintain constitutional validity, an investigative detention
must be supported by a reasonable and articulable suspicion that
the person seized is engaged in criminal activity and may continue
only so long as is necessary to confirm or dispel such suspicion.”
Commonwealth v. Strickler, 757 A.2d 884, 889 (Pa. 2000).
The asserted grounds for an investigative detention must be
evaluated under the totality of the circumstances. See United
States v. Cortez, 449 U.S. 411, 417-418 (1981). So long as the
initial detention is lawful, nothing precludes a police officer from
acting upon the fortuitous discovery of evidence suggesting a
different crime than that initially suspected[.] However, an
unjustified seizure immediately violates the Fourth Amendment
rights of the suspect, taints the evidence recovered thereby, and
subjects that evidence to the exclusionary rule. See, e.g.,
Melendez, 676 A.2d at 229-230.
Commonwealth v. Hicks, 208 A.3d 916, 927-928 (Pa. 2019) (parallel
citations omitted).
In this case, Officer Henry lawfully stopped the vehicle occupied by
Appellant as a passenger after observing that the vehicle’s license plate was
not properly displayed. Upon learning that Appellant possessed a firearm,
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7 Terry v. Ohio, 392 U.S. 1 (1968).
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Officer Henry asked Appellant to exit the vehicle and to surrender his weapon.8
Appellant complied without incident. Immediately after securing Appellant’s
firearm, Officer Henry asked Appellant to produce documentation confirming
his legal right to carry a gun. Before issuing this request, Officer Henry
possessed no evidence showing that Appellant was involved in criminal
activity, that Appellant had engaged in furtive movements, that recent
gun-related criminal activity had occurred in the vicinity of the stop, or that
criminal activity (apart from an improperly displayed license plate) had taken
place in the vehicle in which Appellant was traveling as a passenger. In
addition, neither the trial court nor the Commonwealth points to evidence
linking Appellant to criminal activity or furtive movements prior to Officer
Henry’s request that Appellant produce documentary proof that he was
authorized to carry a firearm. In short, Appellant’s possession of a firearm
was the only fact offered by the Commonwealth to support the investigative
detention that occurred when Officer Henry restrained Appellant’s movement
to pursue an investigation of Appellant’s legal authority to carry a firearm.
In Hicks, our Supreme Court held that mere possession of a firearm did
not establish reasonable suspicion to allow an officer to approach and detain
an individual in order to investigate whether he or she was properly licensed
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8 As we explained above, Appellant raises no challenge to these actions by
Officer Henry as they are permitted, without independent justification, within
the context of a lawful traffic stop to preserve the safety of officers,
bystanders, and vehicle occupants.
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to carry a firearm in public. See Hicks, supra. In the view of the Hicks
Court, a contrary position contravenes the requirements set forth in Terry
and subverts the protections of the Fourth Amendment. Thus, under Hicks,
we are constrained to conclude that the Commonwealth did not come forward
with reasonable suspicion to support the investigative detention in this case.
The trial court argues that Hicks is distinguishable, and that Officer
Henry could treat Appellant’s possession of a firearm as per se authorization
to pursue an investigation, because the officer already had commenced a
lawful stop. See Trial Court Opinion, 6/8/20, at 8. Assuming the trial court
refers here to the traffic stop, this view is mistaken. Although Officer Henry’s
observations established probable cause to support the traffic stop, they did
not link Appellant to criminal activity and, more importantly, they did not set
in motion the investigative detention challenged herein. Officer Henry did not
investigate Appellant’s firearms licensure status because he was a passenger
in a lawfully stopped vehicle; instead, Officer Henry commenced the
challenged detention and investigation when he learned that Appellant was
carrying a firearm. Contrary to the trial court’s conclusion that Officer Henry
was “in the midst of” a lawful investigative detention when he asked for
Appellant’s firearms credentials, Appellant’s removal from the vehicle, as we
explained above, was not “investigative” in nature but permitted, without
cause, as a precautionary measure to ensure safety during a valid vehicle
stop. Hence, the relevant, antecedent investigative detention of Appellant
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(and the one challenged in the context of this appeal) is the detention which
commenced when Officer Henry restrained Appellant’s liberty to ascertain his
authority to carry a firearm.9 This conclusion aligns with the rationale
advanced in Hicks, which deemed any encounter undertaken to investigate
an individual’s firearms licensure status as a request for information that a
citizen cannot ignore and, as such, an investigative detention governed by the
Fourth Amendment. See Hicks, 208 A.3d at 927-928.
Finally, we reject the trial court’s conclusion that reasonable suspicion
supported the challenged investigative detention because Officer Henry
commenced his inquiry based upon Appellant’s possession of a firearm and
Appellant’s expired Act 235 card. The record squarely refutes this conclusion.
Officer Henry commenced an investigative detention when he asked for
documentation establishing Appellant’s right to carry a firearm. At that time,
the only information within Officer Henry’s possession was that Appellant had
a firearm holstered on his right hip. Under Hicks, that information was
insufficient as a matter of law to establish reasonable suspicion. Moreover,
Officer Henry’s receipt of the expired Act 235 card after the start of the
detention cannot be used to justify the seizure. See Commonwealth v.
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9 Were we to adopt the trial court’s view and permit a lawful traffic stop to
serve as the relevant antecedent investigative detention, we would essentially
resurrect the Robinson rule within the context of constitutionally justified
traffic stops. We do not read Hicks as allowing courts to treat the justification
for a traffic stop as grounds for permitting licensure checks for motorists and
passengers who merely possess a concealed firearm.
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Mackey, 177 A.3d 221, 228 (Pa. Super. 2017) (police must have reasonable
suspicion at the moment of detention; information developed after a
police-citizen encounter moves from consensual to coercive cannot be used to
justify the detention). Because Officer Henry lacked reasonable suspicion to
detain Appellant and investigate his legal authority to carry a firearm, the
detention challenged on appeal violated Appellant’s Fourth Amendment rights
and all evidence seized as a result of the investigation is subject to exclusion
at trial. See Hicks, supra.
For each of the reasons set forth above, Appellant is entitled to
suppression of the firearm and his statements to law enforcement personnel.
Accordingly, we vacate the trial court’s order denying suppression and remand
this matter for further proceedings.
Order denying suppression vacated. Case remanded. Jurisdiction
relinquished.
Judge Strassburger did not participate in the consideration or decision
of this case.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 4/19/21
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