Com. v. Spell, W. ( 2016 )

J-S18044-16
NON-PRECEDENTIAL DECISION – SEE SUPERIOR COURT I.O.P 65.37
COMMONWEALTH OF PENNSYLVANIA, : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
Appellee :
:
v. :
:
WILLIAM ADAM SPELL, :
:
Appellant : No. 1300 MDA 2015
Appeal from the PCRA Order June 24, 2015
in the Court of Common Pleas of Huntingdon County
Criminal Division at No(s): CP-31-CR-0000170-2013
BEFORE: BOWES, LAZARUS, and STRASSBURGER,* JJ.
MEMORANDUM BY STRASSBURGER, J.: FILED APRIL 14, 2016
William Adam Spell (Appellant) appeals from the June 24, 2015 order
that denied his petition filed pursuant to the Post Conviction Relief Act
(PCRA), 42 Pa.C.S. §§ 9541-9546. We vacate the order and remand for
further proceedings consistent with this memorandum.
Appellant entered negotiated guilty pleas to several drug-related
crimes on June 27, 2013, and was sentenced in accord with the agreement.
He filed no direct appeal.
On May 5, 2014, Appellant pro se timely filed a PCRA petition in which
he alleged that his plea counsel was ineffective, his plea was involuntary,
and his sentence was illegal. PCRA counsel was appointed by order of May
23, 2014. On July 23, 2014, counsel filed a motion to withdraw. Following a
subsequent order of court, counsel filed a no-merit letter (dated July 20,
*Retired Senior Judge assigned to the Superior Court.
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2014 and addressed to Appellant) pursuant to Commonwealth v. Turner,
544 A.2d 927 (Pa. 1988), and Commonwealth v. Finley, 550 A.2d 213(Pa. Super. 1988) (en banc). By order of August 27, 2014, the PCRA court
granted counsel’s motion to withdraw.
On October 23, 2014, January 16, 2015, and March 9, 2015, the PCRA
court entered orders scheduling or rescheduling a hearing on Appellant’s
petition. A hearing ultimately was held on May 21, 2015, at which Appellant
appeared pro se via video conference, and Appellant’s plea counsel was
present but not questioned. N.T., 5/21/2015. The PCRA court dismissed
Appellant’s petition by order of June 24, 2015. In a separate order filed on
the same day, the PCRA court explained as follows: “As noted in our August
27, 2014, order, we independently reviewed the record in this case and
concluded that the motion to withdraw filed by court-appointed counsel was
appropriate. Today after [the] hearing, we can find no cognizable basis to
grant PCRA relief. Accordingly, the petition will be dismissed.” Order,
6/24/2015, at 4.
Appellant timely filed a notice of appeal. The PCRA court ordered
Appellant to file a concise statement of errors complained of on appeal
pursuant to Pa.R.A.P. 1925(b), and Appellant timely complied, listing 13
claims of error. The PCRA court thereafter filed a Rule 1925(a) opinion in
which it stated that it:
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dismissed the PCRA petition since clearly [Appellant] did not
sustain his evidentiary burden on any issue. With the exception
of his concern about waiving a presentence report, none of the
errors set forth in the 1925 statement [was] addressed with
evidence at [the] hearing. Therefore, the order dismissing this
action should be affirmed.
PCRA Court Opinion, 9/3/2015, at 6.
On appeal,1 Appellant claims, inter alia, that the PCRA court denied
him of his right to counsel in allowing counsel to withdraw before Appellant’s
evidentiary hearing.2 Appellant’s Brief at 9. We agree.
Rule 904 of the Rules of Criminal Procedure requires the appointment
of counsel for an indigent petitioner on his or her first PCRA petition.
Pa.R.Crim.P. 904(C). “This right to representation exists throughout the
post-conviction proceedings[.]” Commonwealth v. Brown, 836 A.2d 997,
998 (Pa. Super. 2003) (internal quotation marks and citations omitted).
Further, Rule 908, which governs hearings, provides: “The judge shall
permit the defendant to appear in person at the hearing and shall provide
1
“Our standard of review of a trial court order granting or denying relief
under the PCRA calls upon us to determine ‘whether the determination of the
PCRA court is supported by the evidence of record and is free of legal error.’”
Commonwealth v. Barndt, 74 A.3d 185, 192 (Pa. Super. 2013) (quoting
Commonwealth v. Garcia, 23 A.3d 1059, 1061 (Pa. Super. 2011)).
2
Although this issue was not stated precisely in the same fashion in his
1925(b) statement, Appellant did therein complain of PCRA counsel’s
withdrawal. Concise Statement, 8/4/2015, at ¶ 13. Moreover, even if
Appellant had failed to raise the issue at all, “where an indigent, first-time
PCRA petitioner was denied his right to counsel—or failed to properly waive
that right—this Court is required to raise this error sua sponte and remand
for the PCRA court to correct that mistake.” Commonwealth v. Stossel,
17 A.3d 1286, 1290 (Pa. Super. 2011).
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the defendant an opportunity to have counsel.” Pa.R.Crim.P. 908(C)
(emphasis added). Indeed, if an evidentiary hearing is required, the Rules
mandate the appointment of counsel to represent a criminal defendant even
on a second or subsequent PCRA petition, where the defendant otherwise
has no entitlement to counsel. Pa.R.Crim.P. 904(D).
Here, the PCRA court appears to have taken the mutually exclusive
positions that (1) the PCRA claims Appellant wished to make were devoid of
merit,3 but (2) there were material issues of fact raised in Appellant’s
petition which had to be resolved before ruling upon the merits of his
claims.4 In its opinion to this Court, the PCRA court quotes extensively from
the transcript of the hearing and explains that dismissal of Appellant’s
petition was warranted because he, involuntarily acting pro se, failed to
satisfy the evidentiary requirements necessary to support his legal
arguments. PCRA Court Opinion, 9/3/2015, at 6. This suggests that the
PCRA court was of the opinion that there may have been an evidentiary
showing which, if made, could have entitled Appellant to PCRA relief. Under
such circumstances, Rule 908(C) required that Appellant have the
3
Before granting PCRA counsel’s motion to withdraw, “[t]he PCRA court…
must conduct its own independent evaluation of the record and agree with
counsel” that the issues which the petitioner wishes to raise lack merit.
Commonwealth v. Rykard, 55 A.3d 1177, 1184 (Pa. Super. 2012).
4
Compare Pa.R.Crim.P. 907 (providing that the PCRA court shall give notice
of its intent to dismiss the PCRA petition without a hearing if it determines
that there are no issues of material fact and the defendant is not entitled to
relief) with Pa.R.Crim.P. 908(A) (providing that the judge shall order a
hearing when the petition raises material issues of fact).
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opportunity to have counsel. Because Appellant had established his
indigency, he was entitled to appointed counsel under Rule 904(C).
Therefore, we hold that the PCRA court erred in holding a hearing on
Appellant’s first PCRA petition after allowing counsel to withdraw. At the
May 21, 2015 hearing, Appellant had a rule-based right to the assistance of
counsel in attempting to “sustain his evidentiary burden on any issue”5
raised in his petition.
Accordingly, we remand this case to the PCRA court to correct its error
by appointing counsel prior to holding a new hearing on Appellant’s petition.
Order vacated. Case remanded for further proceedings consistent with
this memorandum. Jurisdiction relinquished.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 4/14/2016
5
PCRA Court Opinion, 9/3/2015, at 6.
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