Ross, S. v. University of Pennsylvania ( 2017 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
SAMUEL T. ROSS, IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellant
v.
UNIVERSITY OF PENNSYLVANIA HEALTH
SYSTEM, KATHERINE FLEMING-COHEN
AND KASHYAP PANGANAMAMULA, M.D.,
Appellees No. 1238 EDA 2016
Appeal from the Order March 17, 2016
In the Court of Common Pleas of Philadelphia County
Civil Division at No(s): Mat Term, 2015 No. 1225
BEFORE: OLSON, SOLANO and MUSMANNO, JJ.
MEMORANDUM BY OLSON, J.: FILED JULY 06, 2017
Appellant, Samuel T. Ross, currently an inmate at the State
Correctional Institute at Somerset, Pennsylvania, appeals pro se from the
trial court’s March 17, 2016 order denying his petition to open a judgment of
non pros entered in favor of Appellees, University of Pennsylvania, Katherine
Fleming-Cohen, CNRP, and Kashyap Panganamamula, M.D. We affirm.
The factual and procedural history of this matter is as follows. On May
13, 2015, Appellant commenced a medical malpractice action seeking
damages under the Pennsylvania Wrongful Death Act1 and Survival Act2
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1
42 Pa.C.S.A. § 8301.
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following the death of his father, Samuel Jones, on June 12, 2013. Trial
Court Opinion, 11/07/2016, at 1. Appellant’s complaint alleged that he is
the son and sole beneficiary of the estate of Samuel Jones. Id. The
complaint further alleged that Appellees failed to diagnose decedent Samuel
Jones’ lung cancer. On July 7, 2015, Appellees filed and served on Appellant
a notice of their intent to seek entry of a judgment of non pros, based on
Appellant’s failure to file and serve a certificate of merit accompanied by a
written statement from a qualified expert.3 Id.
On July 10, 2015, Appellant mailed a motion for extension of time to
file a certificate of merit to the clerk of courts. On July 16, 2015, the motion
was sent back to Appellant with a note indicating that he was required to
resubmit the motion to the appropriate office. Appellant’s Brief at 8, Exhibit
A.4 Appellant resubmitted his motion to the prothonotary’s office. Once
again, it was returned to him for lack of a cover sheet. Finally, on August 3,
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(Footnote Continued)
2
42 Pa.C.S.A. § 8302.
3
For all professional liability claims, the attorney for the plaintiff, or the
plaintiff if not represented, must file a certificate of merit within 60 days of
the filing of the complaint. See Pa.R.Civ.P. 1042.3. The filing of the
certificate of merit certifies that an appropriate licensed professional has
reviewed the treatment, practice, or work that is the subject of the
complaint, and believes there is a reasonable probability that the treatment,
practice, or work fell outside acceptable professional standards and that such
conduct was a cause in bringing about the alleged harm. Id.
4
The exhibits referred to fall under “Exhibit A” subcategories D and E.
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2015, Appellant resubmitted his motion to the prothonotary complete with a
coversheet.
When neither a certificate of merit nor a written statement from a
qualified expert was forthcoming, Appellees, on August 7, 2015, filed a
praecipe for entry of a judgment of non pros. Id. at 2. A judgment of non
pros against Appellant was entered on the docket on that same date. On
August 28, 2015, Appellant filed a motion objecting to Appellees’ praecipe
for entry of a judgment of non pros. Id. The trial court denied Appellant’s
motion on November 30, 2015. On December 4, 2015, Appellant filed a
petition to open the judgment of non pros, which the trial court denied on
March 17, 2016. Id. This appeal followed.
Appellant presents five issues for appeal:
Whether the Philadelphia County clerk of courts [] erred in not
transferring [Appellant’s] timely mailed motion for extension to
file a certificate of merit to the [] prothonotary’s office[,] where
the law mandates the motion be treated [] as if originally filed in
the transferee division on the date first filed in a court?
Whether the Philadelphia County prothonotary’s office erred in
not accepting for filing [Appellant’s] motion for extension of time
to file a certificate of merit which was received by the
prothonotary [] prior to the praecipe for judgment of non pros?
Whether [Appellant] was unlawfully prevented from filing a
timely motion for extension of time to file a certificate of merit
due to the negligence of court officials and a breakdown within
the court system[,] which resulted from the actions of the clerk
of court and prothonotary in not accepting for filing [Appellant’s]
motion for extension which would have prohibited the entry of
judgment of non pros?
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Whether the Philadelphia County prothonotary’s office erred in
not giving a written notice of entry of judgment of non pros to
[Appellant] as required by [Pa.R.C.P.] 236?
Whether the [trial] court abused its discretion and/or committed
an error of law by denying [Appellant’s] petitions to open the
judgment of non pros where [Appellant] demonstrated that a
timely motion for extension of time to file a certificate of merit
was mailed to the clerk of court, to the [Appellees,] and to the
prothonotary prior to the entry of judgment non pros?
Appellant’s Brief at 3-4 (complete capitalization omitted).
Our standard of review of an order denying a petition to open and/or
strike a judgment of non pros is as follows:
When reviewing a petition to open and/or strike a judgment of
non pros pursuant to Pa.R.C.P. 1042.6, our Court may reverse
the decision of the trial court only if we find that the trial court
abused its discretion in reaching its determination. It is
well-established that a motion to strike off a judgment of non
pros challenges only defects appearing on the face of the record
and that such a motion may not be granted if the record is
self-sustaining.
Ditch v. Waynesboro Hosp., 917 A.2d 317, 324-325 (Pa. Super. 2007)
(citations omitted). “An abuse of discretion is not merely an error of
judgment, but if in reaching a conclusion the law is overridden or
misapplied, or the judgment exercised is manifestly unreasonable, or the
result of partiality, prejudice, bias or ill-will, as shown by the evidence or the
record, discretion is abused.” Braun v. Target Corp., 983 A.2d 752, 760
(Pa. Super. 2009).
Appellant’s first three issues are interrelated and assert, in essence,
that Appellant is entitled to relief because he timely moved for an extension
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of time in which to file a certificate of merit. Appellant commenced this
action on May 13, 2015, thus he had 60 days, or until July 12, 2015, to file a
certificate of merit pursuant to Pa.R.C.P. 1042.3(a)(1) (requiring, at time of
filing complaint or within 60 days thereafter, a certificate of merit signed by
attorney or party in all cases alleging that a licensed professional deviated
from an acceptable professional standard). When no certificate of merit was
filed, Appellees filed notice of their intent to enter a judgment of non pros on
July 7, 2015. Appellant thus had until August 6, 2015 to file a motion to
extend time for a filing of a certificate of merit.5 Appellant mailed his motion
for extension of time on August 3, 2015. On August 6, 2015, the motion
was stamped as received. Appellant’s Brief at Appendix B. However, the
motion was not filed until August 11, 2015.
As this Court has explained, under the “prisoner mailbox rule,” a legal
document is deemed filed by an incarcerated litigant, proceeding pro se, on
the date it is delivered to the proper prison authority or deposited in the
prison mailbox. Thomas v. Elash, 781 A.2d 170, 176 (Pa. Super. 2001).
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5
Pa.R.C.P. 1042.3(d) states: “[t]he court, upon a good cause shown, shall
extend the time for filing a certificate of merit for a period not to exceed
sixty days. A motion to extend the time for filing a certificate of merit must
be filed by the thirtieth day after the filing of a notice of intention to enter
judgment of non pros on a professional liability claim under Rule 1042.6(a)
or on or before the expiration of the extended time where a court has
granted a motion to extend the time to file a certificate of merit, whichever
is greater.”
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Applying this rule in the present case, we will consider Appellant’s motion to
have been filed on the date it was deposited in the prison mailbox, August 3,
2015.6 This renders his motion for an extension of time in which to file a
certificate of merit timely. However, despite Appellant’s timely request for
an extension of time, Appellant is not entitled to relief because, as is
explained more fully below, an extension of time was not granted and he
failed to comply with Rule 1042.3 by failing to submit a certificate of merit.
We turn now to Appellant’s fourth issue, which asserts that he did not
receive notice of the entry of judgment of non pros. Appellant claims the
prothonotary failed to issue written notice of the entry of judgment of non
pros as required by Pa.R.C.P. 236.7 This Court discussed this very issue in
Mumma v. Boswell, Tintner, Piccola & Wickersham, 937 A.2d 459, 464
(Pa. Super. 2007), finding that the prothonotary did not properly enter a
judgment of non pros because the docket entries conclusively established
the prothonotary did not provide written notice of the entry of the judgment
to the appellant and failed to docket any notice. However, the docketing
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6
Because we apply the prisoner mailbox rule, we find Appellant’s first two
arguments regarding the transfer of his motion for an extension of time, and
the return of the motion for failure to attach a coversheet, are moot.
7
Pa.R.C.P. 236(a) states in pertinent part “[t]he Prothonotary shall
immediately give written notice of the entry of . . . (2) any other order or
judgment to each party’s attorney of record or, if unrepresented, to each
party. The notice shall include a copy of the order or judgment.”
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statement in this case clearly indicates that notice was issued under Rule
236 on August 7, 2015, the date the judgment of non pros was entered
against Appellant. Additionally, Appellees forwarded notice of the judgment
to Appellant.
In any event, the alleged lack of notice and any resulting delay in
Appellant’s request to open the judgment of non pros is not at issue here.
As the trial court stated, “[t]his [c]ourt would have opened the judgment of
non pros and allowed this action to go forward had the [Appellant] come
forward with any shred of evidence, however [minute], to show that he had
even so much as contacted a licensed professional in connection with this
case.” Trial Court Opinion, 11/7/2016, at 4. Appellant’s fourth claim merits
no relief since the record reflects that he received notice of the judgment of
non pros and that the timing of his objection to the entry of the judgment –
supposedly caused by the lack of notice of the judgment of non pros - was
not the basis for the trial court’s ruling.
We now turn to Appellant’s last issue. First, we note that “[a]lthough
this Court is willing to liberally construe materials filed by a pro se litigant,
pro se status confers no special benefit upon the appellant.” In re Ullman,
995 A.2d 1201, 1211-1212 (Pa. Super. 2010). Indeed, [t]he right of
self-representation is not a license to abuse the dignity of the courtroom.
Neither is it a license not to comply with relevant rules of procedural and
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substantive law.” Jones v. Rudenstein, 585 A.2d 520, 522 (Pa. Super.
1991).
Pennsylvania Rule of Civil Procedure 3051 sets forth the requirements
for seeking relief from a judgment of non pros:
(a) Relief from a judgment of non pros shall be sought by
petition. All grounds for relief, whether to strike off the
judgment or to open it, must be asserted in a single
petition.
***
(e) Except as provided in subdivision (c), if the relief sought
includes the opening of the judgment, the petition shall
allege facts showing that: (1) the petition is timely filed,
(2) there is a reasonable explanation or legitimate excuse
for the conduct that gave rise to the entry of judgment of
non pros, and (3) there is a meritorious cause of action.
Pa.R.C.P. 3051. Failure to provide a certificate of merit and a written
statement from a licensed professional, as required by Rule 1042.3, formed
the basis for the trial court’s denial of the motion to open the judgment of
non pros. Appellant has offered no excuse for his failure to comply with Rule
1042.3, and therefore is unable to demonstrate “a reasonable explanation or
legitimate excuse for the conduct that gave rise to the entry of judgment of
non pros.” Pa.R.C.P. 3051(b)(2). Appellant filed a motion for extension of
time to submit a certificate of merit but, absent an order granting said
motion, Appellant was required to fill the certificate within 60 days of the
filing of the complaint. Without a written statement from a licensed
professional, Appellant is unable to establish that his cause of action is
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meritorious. See Womer v. Hilliker, 908 A.2d 269, 280 (Pa. 2006) (finding
trial court acted well within its discretion in entering a judgment of non pros
against plaintiff who failed to file a certificate of merit). While we are
sympathetic to the fact that Appellant is incarcerated and proceeding pro se,
this does not excuse his failure to comply with the rules. Consequently, we
affirm the judgment of non pros.
Order affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 7/6/2017
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