Kote, S. v. The Bank of New York , 2017 Pa. Super. 277 ( 2017 )


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  • J-A14036-17
    
    2017 PA Super 277
    SPIRO KOTE,                                   IN THE SUPERIOR COURT OF
    PENNSYLVANIA
    Appellant
    v.
    THE BANK OF NEW YORK MELLON FKA
    THE BANK OF NEW YORK, AS TRUSTEE
    FOR THE CERTIFICATEHOLDERS CWABS,
    INC., ASSETBACKED CERTIFICATE
    SERIES 2006-20 AND CARRINGTON
    REAL ESTATE SERVICES, LLC AND
    SAFEGUARD PROPERTIES, LLC,
    Appellees                  No. 2404 EDA 2016
    Appeal from the Judgment Entered July 14, 2016
    In the Court of Common Pleas of Philadelphia County
    Civil Division at No(s): December Term, 2014 003476
    BEFORE: BENDER, P.J.E., BOWES and SHOGAN, JJ.
    OPINION BY SHOGAN, J.:                           FILED AUGUST 25, 2017
    Appellant, Spiro Kote (“Kote”), appeals from the judgment entered on
    July 14, 2016. The July 14, 2016 judgment made final the March 15, 2016
    orders that sustained preliminary objections filed by Carrington Real Estate
    Services, LLC (“Carrington”) and Safeguard Properties, LLC (“Safeguard”),
    and granted the motion for judgment on the pleadings filed by The Bank of
    New York Mellon, formerly known as The Bank of New York, as Trustee for
    J-A14036-17
    the Certificateholders CWABS, Inc., Assetbacked Certificate Series 2006-20
    (“BNY Mellon”).1 After careful review, we affirm.
    The trial court summarized the background of this matter as follows:
    On January 28, 2014, between 7:00pm and 8:00pm,
    [Kote] made a Chinese food delivery to a foreclosed and vacant
    property located at 6298 Kindred Street in the Oxford Circle
    section of Philadelphia, PA (herein, the “Property”). [Kote] made
    the delivery as a result of a phone order. [Kote] knocked on the
    front door and, after being admitted, was shot in the chest
    multiple times by an unknown assailant or assailants who were
    inside the Property. [Kote] suffered serious bodily injury as a
    result of the shooting. Complaint at ¶ 11-13.
    [Appellee] BNY Mellon owned, operated, possessed,
    maintained and controlled the foreclosed and vacant property.
    BNY Mellon entered into an agreement with [Appellee]
    Carrington to act as … BNY Mellon’s agent in the sale of the
    Property. Carrington also maintained and controlled the Property
    in its capacity as an agent of BNY Mellon. [Appellee] Safeguard
    was hired to secure and inspect the Property. Id. at ¶ 5-10.
    Trial Court Opinion, 12/22/16, at 1-2.
    Kote filed his initial complaint against Appellees on December 23,
    2014, and following numerous responsive pleadings, Kote filed a first
    amended complaint on December 28, 2015.               In the amended complaint,
    Kote alleged that Appellees knew or should have known that criminal acts
    have occurred in the area of the property at 6298 Kindred Street in
    Philadelphia (“the Property”) where Kote was attacked.            First Amended
    Complaint, 12/28/15, at ¶¶ 17-24.              Kote further asserted that he was
    ____________________________________________
    1
    Collectively, Carrington, Safeguard, and BNY Mellon are referred to as
    “Appellees.”
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    injured due to Appellees’ negligence, failure to comply with the City of
    Philadelphia Property Maintenance Code, and violations of the Restatement
    (Second) of Torts. Id. BNY Mellon filed its answer and affirmative defenses
    on January 19, 2016, admitting that it was the owner of the Property.
    Answer and Affirmative Defenses to Plaintiff’s Amended Complaint on Behalf
    of BNY Mellon, 1/19/16, at ¶ 5.       BNY Mellon further admitted that it entered
    into an agreement with Carrington to act as its agent in the sale of the
    Property.    Id. at ¶ 6.     BNY Mellon also admitted that Safeguard was
    responsible for securing and inspecting the Property. Id. at ¶ 9.
    Safeguard and Carrington filed preliminary objections on January 22,
    2016, and January 25, 2016, respectively. BNY Mellon filed its motion for
    judgment on the pleadings on June 2, 2016. As noted above, the trial court
    sustained the preliminary objections, and dismissed all claims against
    Carrington and Safeguard. Additionally, the trial court granted BNY Mellon’s
    motion for judgment on the pleadings. This timely appeal followed. Both
    Kote and the trial court complied with Pa.R.A.P. 1925.
    On     appeal,   Kote   raises    the   following   issues   for   this   Court’s
    consideration:
    1) Was Appellant Kote a business visitor under Section 332 of
    the Restatement (Second) of Torts?
    2) Did BNY Mellon violate its duty to business visitors under
    Section 344 of the Restatement (Second) of Torts to discover
    intentionally harmful acts of third persons or to warn or protect
    against them?
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    3) Did BNY Mellon violate its duty under Section 324A of the
    Restatement (Second) of Torts by failing to exercise reasonable
    care concerning its undertaking to render services?
    4) Did BNY Mellon violate its duty under Section 365 of the
    Restatement (Second) of Torts by failing to exercise reasonable
    care to disclose disrepair and its unreasonable risk and to make
    it reasonably safe?
    5) Was the criminal act of third parties a superseding cause of
    the injuries to Appellant Kote according to Section 448 of the
    Restatement (Second) of Torts?
    6) Is Appellant Kote protected by the Philadelphia Property
    Maintenance Code, thereby justifying application of negligence
    per se?
    7) Are Carrington and Safeguard, agents of BNY Mellon, bound
    by the same duties as BNY Mellon, and did they violate the same
    duties as BNY Mellon?
    Kote’s Brief at 5-6 (italicization omitted).
    The standard we apply when reviewing the grant of a motion for
    judgment on the pleadings and preliminary objections in the nature of a
    demurrer is as follows:
    Entry of judgment on the pleadings is permitted
    under Pennsylvania Rule of Civil Procedure 1034,
    which provides that “after the pleadings are closed,
    but within such time as not to unreasonably delay
    trial, any party may move for judgment on the
    pleadings.” Pa.R.C.P. 1034(a). A motion for
    judgment on the pleadings is similar to a demurrer.
    It may be entered when there are no disputed issues
    of fact and the moving party is entitled to judgment
    as a matter of law.
    Appellate review of an order granting a motion for
    judgment on the pleadings is plenary. The appellate
    court will apply the same standard employed by the
    trial court. A trial court must confine its consideration
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    to the pleadings and relevant documents. The court
    must accept as true all well pleaded statements of
    fact, admissions, and any documents properly
    attached to the pleadings presented by the party
    against whom the motion is filed, considering only
    those facts which were specifically admitted.
    We will affirm the grant of such a motion only when
    the moving party’s right to succeed is certain and the
    case is so free from doubt that the trial would clearly
    be a fruitless exercise.
    Coleman v. Duane Morris, LLP, 
    58 A.3d 833
    , 836 (Pa. Super.
    2012) (citations omitted). Our review of an order sustaining
    preliminary objections in the nature of a demurrer involves
    similar principles.
    Our standard of review of an order of the trial court
    overruling or [sustaining] preliminary objections is to
    determine whether the trial court committed an error
    of law. When considering the appropriateness of a
    ruling on preliminary objections, the appellate court
    must apply the same standard as the trial court.
    Preliminary objections in the nature of a demurrer
    test the legal sufficiency of the complaint. When
    considering preliminary objections, all material facts
    set forth in the challenged pleadings are admitted as
    true, as well as all inferences reasonably deducible
    therefrom. Preliminary objections which seek the
    dismissal of a cause of action should be sustained
    only in cases in which it is clear and free from doubt
    that the pleader will be unable to prove facts legally
    sufficient to establish the right to relief. If any doubt
    exists as to whether a demurrer should be sustained,
    it should be resolved in favor of overruling the
    preliminary objections.
    Richmond v. McHale, 
    35 A.3d 779
    , 783 (Pa. Super. 2012),
    quoting Feingold v. Hendrzak, 
    15 A.3d 937
    , 941 (Pa. Super.
    2011).
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    Southwestern Energy Production Co. v. Forest Resources, LLC, 
    83 A.3d 177
    , 185 (Pa. Super. 2013).
    In his first issue, Kote argues that the trial court erred in failing to
    deem Kote a business visitor under of the Restatement (Second) of Torts §
    332. Kote’s Brief at 12. We disagree.
    The relevant part of the Restatement defines a business visitor as
    follows:
    (3) A business visitor is a person who is invited to enter or
    remain on land for a purpose directly or indirectly connected with
    business dealings with the possessor of the land.
    Restatement (Second) of Torts § 332(3). The trial court concluded:
    [Kote] argues that he was a business invitee of [Appellee]
    BNY Mellon because an unknown criminal called [Kote] to deliver
    Chinese food to the Property. In support of his claim, [Kote]
    relies on Comment c to Section 332 of the Restatement, which
    focuses on “the desire or willingness to receive the person which
    a reasonable man would understand as expressed by the words
    or other conduct of the possessor.” [Kote] fails to allege,
    however, that BNY Mellon—either through its employees or
    agents—placed the telephone order that directed him to the
    Property. [Kote] also fails to allege that BNY Mellon’s employees
    or agents were present at the Property to invite him to enter
    therein. Other than the allegation that he went to the Property
    “as the result of a telephone order,” [Kote] does not allege any
    facts that would indicate he was a business invitee of
    [Appellees]. Complaint ¶11. This allegation is insufficient as a
    matter of law because [Kote] also concedes that the person who
    made the phone call to [Kote] was the unknown criminal, not
    BNY Mellon. As a result, [Kote’s] claim under Section 332 fails.
    Trial Court Opinion, 12/22/16, at 34-35.
    We agree with the trial court. Kote concedes that he was lured to the
    property by an unknown individual, and he cannot claim that he was invited
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    for a purpose directly or indirectly connected with the business dealings of
    any Appellee.
    Next, Kote avers that BNY Mellon violated its duty to business visitors
    under Section 344 of the Restatement.       Kote’s Brief at 19.     Because we
    concluded that Kote was not a business visitor, this claim fails.
    In his third issue, Kote asserts that BNY Mellon violated its duty under
    Section 324A of the Restatement by failing to exercise reasonable care
    concerning its undertaking to render services to protect third persons.
    Kote’s Brief at 25. Section 324A provides as follows:
    One who undertakes, gratuitously or for consideration, to render
    services to another which he should recognize as necessary for
    the protection of a third person or his things, is subject to
    liability to the third person for physical harm resulting from his
    failure to exercise reasonable care to protect his undertaking, if
    (a) his failure to exercise reasonable care increases
    the risk of such harm, or
    (b) he has undertaken to perform a duty owed by
    the other to the third person, or
    (c) the harm is suffered because of reliance of the
    other or the third person upon the undertaking.
    Restatement (Second) of Torts § 324A.
    The trial court discussed the application of Section 324A as follows:
    [Kote] argues that Carrington was negligent under Section
    324A of Restatement (Second) of Torts, which provides that one
    who undertakes, either gratuitously or for consideration, to
    render services to another which he should recognize as
    necessary for the protection of a third person or his things, is
    subject to liability to the third person for physical harm resulting
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    J-A14036-17
    from his failure to exercise reasonable care to protect his
    undertaking.
    First, Section 324A does not apply because [Kote] is not
    within the class of persons that the security services were
    designed to protect nor was the harm that he suffered the type
    of risk Carrington’s alleged agreement to secure the vacant
    Property was intended to avert. “Securing vacant dwellings is
    intended to protect members of the public who might otherwise
    be tempted to trespass therein and to protect neighboring
    property owners from risks such as fire and unsanitary
    conditions which might be created by trespassers.” Glick v.
    Olde Town Lancaster, Inc., 
    535 A.2d 621
     (Pa. Super. Ct.
    1987).[2] Here, as in Glick v. Old Town Lancaster, Inc., [Kote]
    was injured at the vacant Property as a result of the intentional
    and deliberate criminal acts of a third party. “The unsecured
    dwelling was a fortuitous factor in the crimes committed against”
    [Kote]. In other words, what was necessary and important to the
    criminal actor was that it was an abandoned building, not
    ____________________________________________
    2
    In Glick, the victim-appellant was forced into a vacant building and raped.
    Glick, 535 A.2d at 623. The appellant subsequently filed suit against the
    building’s owner for, inter alia, its failure to secure the building. Id. at 624.
    This Court held:
    [S]ection 324A is inapplicable to this case because [the]
    appellants were not within the class of persons the provision was
    designed to protect. In order for section 324A to apply, it must
    be established that the service of resecuring the dwellings was
    necessary for the protection of persons such as appellants.
    We do not view the harm suffered by [the] appellant Glick
    as being the type of risk which [the building owner’s] promise to
    resecure the dwellings was intended to avert. Securing vacant
    dwellings is intended to protect members of the public who
    might otherwise be tempted to trespass therein and to protect
    neighboring property owners from risks such as fire and
    unsanitary conditions which might be created by trespassers.
    Glick, 535 A.2d at 624 (citation omitted).
    -8-
    J-A14036-17
    whether it was properly secured, Thus, even assuming that
    Carrington undertook a duty to secure the Property as part of its
    agreement with BNY Mellon, any alleged failure to secure the
    vacant property “is far too attenuated to support a cause of
    action under Restatement § 324A.” Id.
    Second, the alleged failure by Carrington to not secure the
    Property did not increase the risk of harm to [Kote]. See
    Restatement (Second) of Torts, § 324(A)(a). The fact that the
    Property was unsecured was a “fortuitous” and incidental factor
    that is too far attenuated to increase the risk of harm. What was
    important and necessary for the crime to have occurred is that
    the building was vacant, not unsecured.
    Third, there are no facts that would establish that, by
    acting as BNY Mellon’s agent in sale of the Property, Carrington
    undertook a duty to provide protection to third parties such as
    [Kote] from criminal conduct on the Property. See Restatement
    (Second) of Torts, § 324(A)(b). In other words, as BNY Mellon’s
    agent, Carrington undertook the responsibility to sell the
    Property to a prospective buyer. As such, Carrington’s duties
    under its real estate agreement with BNY Mellon are limited to
    BNY Mellon and prospective buyers, not to food delivery persons
    such as [Kote] who had no interest in purchasing the property.
    See Farabaugh v. Pa. Turnpike Comm’n., 
    911 A.2d 1264
     (Pa.
    2006) (“A contracting party’s duty to third parties ... are
    measured by the nature and scope of its contractual
    undertaking.”).
    Fourth, [Kote] has not alleged that he relied on
    Carrington’s undertaking to secure the vacant dwelling, nor does
    [Kote] allege that he was aware of Carrington’s agreement such
    that he could have relied upon it in the first place. See
    Restatement (Second) of Torts, § 324[A] (c) (requiring that “the
    harm is suffered because of reliance of the other or the third
    person upon the undertaking”).
    For these several reasons, [Kote] cannot establish a claim
    against Carrington under Section 324A.
    ***
    [Kote] also alleges that BNY Mellon owed him a duty of
    care because it hired [Appellee] Safeguard to secure the
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    Property and that “a program of security was undertaken” by
    Safeguard. [Kote] further alleges that [Appellee] Safeguard was
    negligent in that it failed to “lock and secure doors, windows and
    entrances or openings ... in the vacant property.” Complaint at ¶
    17f.
    As explained supra … [Kote] cannot state a claim based
    upon Section 324A because there is no evidence that BNY Mellon
    undertook to protect its property on behalf of anyone other than
    itself as property owner. In other words, there is no allegation
    that BNY Mellon provided any security for the benefit for a third
    party such as [Kote]. Thus, [Kote] is not within the class of
    persons that the security services were designed to protect nor
    was the harm that he suffered the type of risk that the securing
    of the Property was intended to avert.
    Trial Court Opinion, 12/22/16, at 26-27, 35 (footnote omitted). We agree
    with the trial court that the harm suffered by Kote was not the type of harm
    Section 324A is intended to prevent. Kote alleged that Safeguard was hired
    to secure and inspect the Property, not to provide personal security for the
    benefit of any class of persons. First Amended Complaint, 12/28/15, at ¶ 9.
    Indeed, Kote’s specific factual averments all relate to the condition of the
    property. See id., at ¶ 17(a)-(k). Kote was not injured as a result of the
    condition inside the vacant building; he was intentionally shot by an
    unknown third party.   Just as in Glick, the relationship between Kote and
    Appellees is too attenuated to support a cause of action under Section 324A.
    Glick, 535 A.2d at 624-625.
    In his fourth issue, Kote claims that BNY Mellon violated its duty under
    Section 365 of the Restatement (Second) of Torts to make the Property
    reasonably safe. Kote’s Brief at 34. Section 365 provides:
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    A possessor of land is subject to liability to others outside of the
    land for physical harm caused by the disrepair of a structure or
    other artificial condition thereon, if the exercise of reasonable
    care by the possessor or by any person to whom he entrusts the
    maintenance and repair thereof
    (a) would have disclosed the disrepair and the
    unreasonable risk involved therein, and
    (b) would have made it reasonably safe by repair or
    otherwise.
    Restatement (Second) of Torts § 365.
    In his first amended complaint, Kote did not allege that any disrepair
    of the Property or artificial condition of the Property caused him harm.
    Moreover, as the trial court found, the allegedly unsecured doors and
    windows did not cause Kote’s injuries. Trial Court Opinion, 12/22/16, at 35.
    These conditions, at most, merely facilitated the injuries. Id. “Additionally,
    it was not reasonably foreseeable that the Property would be used by
    unknown assailants to attack and shoot Kote.” Id. at 34-35. As such, Kote
    has failed to state a cause of action against Appellees under Section 365.
    In his fifth claim, Kote alleges that the trial court erred in concluding
    that the criminal acts of third parties were the superseding cause of Kote’s
    injuries under Section 448 of the Restatement (Second) of Torts.         Kote’s
    Brief at 39. Section 448 provides as follows:
    The act of a third person in committing an intentional tort or
    crime is a superseding cause of harm to another resulting
    therefrom, although the actor’s negligent conduct created a
    situation which afforded an opportunity to the third person to
    commit such a tort or crime, unless the actor at the time of his
    negligent conduct realized or should have realized the likelihood
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    that such a situation might be created, and that a third person
    might avail himself of the opportunity to commit such a tort or
    crime.
    Restatement (Second) of Torts § 448.
    The trial court opined that:
    [Kote] cannot establish that any negligence by Carrington
    was the proximate cause of his harm because the criminal acts
    of an unknown person were a superseding cause of [Kote’s]
    injuries. See generally, Restatement (Second) of Torts, § 448.5
    5
    The question of whether the conduct of a third
    person in committing a crime is a superseding cause
    of harm to another even though the actor’s
    negligence created a situation which afforded the
    criminal party an opportunity to commit such crime,
    is not reached unless a duty has first been
    established. “A duty must attach before ... section
    448” can apply. Roche v. Ugly Duckling Car
    Sales, Inc., 879 a.2d 785, 796 (Pa. Super. Ct.
    2005).
    Proximate cause does not exist where a defendant’s
    negligence was so remote that the defendant cannot be held
    legally responsible as a matter of law for the harm that resulted
    to the plaintiff. Brown v. Philadelphia College of
    Osteopathic Medicine, 
    760 A.2d 863
    , 869 (Pa. Super. Ct.
    2000). The question of whether a defendant’s negligence was
    the proximate cause of a plaintiff’s harm requires a
    determination by the court whether, as a matter of law, “the
    injury would have been foreseen by an ordinary person as the
    natural and probable outcome of the act complained of.” Reilly
    v. Tiergarten Inc., 
    633 A.2d 208
    , 210 (Pa. Super. Ct. 1993). If
    the court determines from the facts as alleged that it is “highly
    extraordinary that the defendant’s conduct should have brought
    about the plaintiff’s harm” then the court should refuse to find
    that the defendant’s conduct was the proximate cause of the
    plaintiff’s harm. Brown, 
    supra at 868
    .
    Here, even assuming arguendo that Carrington had a duty
    to secure the Property, [Kote’s] claims still fail because he
    cannot prove that [Appellees] should have foreseen that
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    unknown assailants would unlawfully enter the Property,
    conspire to lure an unsuspecting food delivery driver to the
    Property, and then ambush and shoot him as he delivered the
    food order. See Glick v. Olde Town Lancaster, Inc., 
    supra at 624
     (defendant who made its promise to resecure its buildings
    had absolutely no reason to foresee that the service was
    necessary for the protection of victims such as plaintiff). At best,
    the Complaint alleges that violent crimes toward the general
    public occur throughout Philadelphia as well as the neighborhood
    where the Property is located. [Kote] does not allege any specific
    facts that Carrington knew, or should have known, that the
    Property had or would be used criminally by armed assailants
    lying in wait to attack and shoot food delivery persons such as
    [Kote]. As such, the harm suffered by [Kote] was not
    foreseeable, but was rather highly extraordinary.
    Stated differently, generic allegations that violent crime
    occurs throughout Philadelphia and even in a particular
    neighborhood are not sufficient to establish that any negligence
    by Carrington was the proximate cause of [Kote’s] injuries. To
    the contrary, the unknown third party’s criminal acts were a
    superseding cause unrelated to whether the Property was
    properly secured or not. “Since the possessor is not an insurer of
    the visitor’s safety, he is ordinarily under no duty to exercise any
    care until he knows or has reason to know that the acts of
    the third person are occurring, or are about to occur.”
    Restatement (Second) of Torts, §344, Comment f (emphasis
    added).
    In sum, the vacant Property “was a wholly fortuitous factor
    in the crimes committed against” [Kote], which crimes “would
    have been accomplished” whether or not [Appellees’] “property
    remained unsecured.” Glick v. Olde Town Lancaster, Inc.,
    535 A.2d at 624. The assailants could have ambushed [Kote] as
    [Kote] exited his vehicle or shot him on the sidewalk. As the
    Supreme Court aptly noted, “the criminal can be expected
    anywhere, any time, and has been a risk of life for a long time.
    He can be expected in the village, the monastery and the castle
    keep.” Feld [v. Merriam,] 485 A.2d [742,] 746 [(Pa. 1984)].
    Here, there is no connection between the existence of the
    allegedly unsecure vacant Property and the crime of shooting a
    person with a firearm such that the harm that occurred would
    naturally flow from any negligence by Carrington. Instead,
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    [Kote’s] injuries resulted from the superseding, intervening and
    highly extraordinary ambush of [Kote] by criminal [actors].
    ***
    [Kote’s] claim against BNY Mellon fails for the same reasons that
    [Kote’s] claim against Carrington fails ….       In other words,
    pursuant to Section 448 of the Restatement (Second) of Torts,
    any negligence by BNY Mellon was not the proximate cause of
    [Kote’s] injuries. Rather, the criminal acts of a third party
    superseded any negligence by BNY Mellon.
    Trial Court Opinion, 12/22/16, at 28-30, 36 (some citations omitted).      We
    discern no error of law or abuse of discretion in the trial court’s analysis or
    conclusion.     The unknown shooter was a superseding cause of Kote’s
    injuries, and if there was any negligence on the part of Appellees, it was not
    the proximate cause of the injuries Kote suffered.
    In his next issue, Kote asserts that he was protected by the
    Philadelphia Property Maintenance Code, and therefore, negligence per se
    was applicable. Kote’s Brief at 47. We disagree.
    The Philadelphia Property Maintenance Code was:
    promulgated to protect the public health, safety and welfare in
    existing structures and on existing premises by establishing
    minimum requirements for:
    1. Safe and sanitary maintenance of structures,
    premises and equipment;
    2. Equipment and facilities for space, light,
    ventilation, heating, sanitation and protection
    from the elements;
    3. Safety to life, safety from fire and other hazards.
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    The code establishes responsibilities of owners, operators,
    agents and occupants and provides for licensing of certain
    properties.
    Philadelphia   Property   Maintenance   Code   101.2.     The   intent   of   the
    Philadelphia Property Maintenance Code:
    is to insure public health, safety and welfare to the extent they
    are affected by the continued occupancy and maintenance of
    existing structures and premises. Existing structures and
    premises which are not in compliance with this code shall be
    altered or repaired to provide the minimum health, safety and
    welfare as required herein.
    Philadelphia Property Maintenance Code 101.3.
    Moreover, the concept of negligence per se is defined as follows:
    Negligence per se is defined as “conduct, whether of action or
    omission, which may be declared and treated as negligence
    without any argument or proof as to the particular surrounding
    circumstances.” Wagner v. Anzon, Inc., 
    453 Pa.Super. 619
    ,
    
    684 A.2d 570
    , 574 (1996) (quoting Black’s Law Dictionary, p.
    933 (5th ed. 1979)). We start with the premise that, since
    ordinances and statutes regulate conduct, they also may impose
    legal obligations on individuals. McCloud v. McLaughlin, 
    837 A.2d 541
    , 545 (Pa.Super.2003). As this Court stated in
    McCloud, “[n]egligence per se is the law’s acknowledgement
    that through an individual’s violation of a statute or ordinance, it
    is possible to show that the individual breached his duty to
    behave as a reasonable person, i.e., that the individual was
    negligent.” 
    Id.
    Walters v. UPMC Presbyterian Shadyside, 
    144 A.3d 104
    , 121 (Pa.
    Super. 2016).
    [T]o proceed on a negligence per se theory, a plaintiff must
    prove the purpose of the statute, at least in part, was to protect
    the interest of a specific group of individuals, as opposed to the
    general public, and that the statute or regulation clearly applied
    to the defendant’s conduct. In order to recover, the plaintiff
    must also prove that the defendant violated the statute or
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    J-A14036-17
    regulation and that the violation was the proximate cause of
    injury.
    Id. at 122 (emphasis added).
    Because it is dispositive of the issue, we reiterate that in the case at
    bar, there was a superseding act by a third party.      Therefore, even if we
    were to conclude that the purpose of the Philadelphia Property Maintenance
    Code is to protect individuals on or near vacant properties from criminal acts
    committed by persons who were allowed to enter those properties due to its
    deteriorated condition, we would still find that Kote’s claim fails.     As we
    concluded above, the unknown shooter was a superseding cause, and Kote
    has not established that any conduct or negligence on the part of Appellees
    was the proximate cause of his injuries.     Thus, this claim fails.   Walters,
    144 A.3d at 122.
    Finally, Kote alleges that Carrington and Safeguard are agents of BNY
    Mellon, they are bound by the same duties as BNY Mellon, and they violated
    those duties. Kote’s Brief at 53. We conclude that no relief is due.
    As discussed previously, Kote has failed to establish that any duties
    were owed to him by BNY Mellon, Carrington, or Safeguard, and that any
    action or inaction on their part was the proximate cause of his injuries. As
    such, recovery is not possible.
    For the reasons set forth above, we discern no error of law or abuse of
    discretion in the trial court granting Carrington’s and Safeguard’s preliminary
    - 16 -
    J-A14036-17
    objections   or   BNY   Mellon’s   motion   for   judgment   on   the   pleadings.
    Accordingly, we affirm the judgment entered in this matter on July 14, 2016.
    Judgment affirmed.
    Judgment Entered.
    Joseph D. Seletyn, Esq.
    Prothonotary
    Date: 8/25/2017
    - 17 -
    

Document Info

Docket Number: Kote, S. v. The Bank of New York No. 2404 EDA 2016

Citation Numbers: 169 A.3d 1103, 2017 Pa. Super. 277, 2017 WL 3667551, 2017 Pa. Super. LEXIS 648

Judges: Bender, Bowes, Shogan

Filed Date: 8/25/2017

Precedential Status: Precedential

Modified Date: 10/26/2024