Com. v. Wilson, P. ( 2023 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
PHEY CHARLES WILSON :
:
Appellant : No. 1539 WDA 2021
Appeal from the Judgment of Sentence Entered June 15, 2021
In the Court of Common Pleas of Washington County Criminal Division at
No(s): CP-63-CR-0000562-2019
BEFORE: BENDER, P.J.E., DUBOW, J., and KING, J.
MEMORANDUM BY BENDER, P.J.E.: FILED: JANUARY 18, 2023
Appellant, Phey Charles Wilson, appeals from the aggregate judgment
of sentence of 1 to 2 years’ incarceration, imposed after he pled nolo
contendere to false imprisonment and indecent assault. On appeal, Appellant
wishes to argue that the trial court abused its discretion by denying his post-
sentence motion to withdraw his plea. Additionally, Appellant’s counsel, Adam
Yarussi, Esq., seeks to withdraw his representation of Appellant pursuant to
Anders v. California, 386 U.S. 738 (1967), and Commonwealth v.
Santiago, 978 A.2d 349 (Pa. 2009). After careful review, we affirm
Appellant’s judgment of sentence and grant counsel’s petition to withdraw.
The trial court summarized the facts and procedural history of
Appellant’s case, as follows:
On November 9, 2018[,] at 3:25 P.M.[,] Officer Richards was
dispatched to South Hills Rehab [for] an alleged assault. Officer
Richards interviewed the victim, [C.C.], in order to determine
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what had transpired. [C.C.] told Officer Richards that she had
been assisting a patient[, Appellant] … in room 206. She told
Officer Richards that[,] as she was guiding [Appellant] back to his
room[,] … he began to play with her hair and put his hand on her
shoulder. When they … arrived at his room[,] she attempted to
direct him to his bed, however, [Appellant] proceeded to put his
arms around her body and touched both of her breasts with his
hands.
At this point[, C.C.] attempted to break free of [Appellant’s] hold
on her. She pushed him backwards towards the bed in an effort
to get him off her. She then yelled for help. [Appellant]
responded by attempting to cover her mouth with his hands.
[C.C.] told Officer Richards that when another aide came into the
room[, Appellant] immediately jumped off her and proceeded to
act as if nothing had happened. Officer Richards interviewed
another patient who was in the same room as [Appellant]. This
interview revealed that the other patient had heard a commotion
and did hear [C.C.] cry out for help. The other patient told Officer
Richards that he had pressed the ‘help’ button in order for
someone to come to the aid of [C.C].
On December 14, 2018[, Appellant] was charged with the
following violations:
Count 1: Unlawful Restraint/Serious Bodily Injury, 18
Pa.C.S.[] § 2902(a)(1), a Misdemeanor of the First Degree.
Count 2: False Imprisonment, 18 Pa.C.S.[] § 2903(a), a
Misdemeanor of the Second Degree.
Count 3: Indecent Assault Without Consent of Other, 18
Pa.C.S.[] § 3126(a)(1), a Misdemeanor of the Second
Degree.
On February 23, 2021, a non-jury trial was scheduled to take place
before this [c]ourt. [Appellant], however, decided to enter into
an open plea of nolo contendere to False Imprisonment and
Indecent Assault. The [c]ourt accepted [Appellant’s] plea as a
decision made knowingly, voluntarily, and intelligently. The plea
to Indecent Assault required a determination of whether
[Appellant] should be classified as a [S]exually [V]iolent
[P]redator (SVP), which mandated that the Sexual Offenders
Assessment Board (SOAB) conduct and complete an assessment
on the issue within 90 days. It was after [Appellant entered] his
plea … that this [c]ourt scheduled a sentencing hearing for June
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8, 2021, at which time an SVP hearing would take place as well.
On June 10, 2021, this [c]ourt issued an explanatory order
classifying [Appellant] as a[n SVP]. On June 15th, this [c]ourt filed
an Amended Order of Sentence. [Appellant] filed a timely[,] Post-
Sentence Motion to withdraw his [nolo contendere] plea on June
25, 2021. [Appellant] alleged that his plea was not made
knowingly, intelligently, and voluntarily.
Trial Court Opinion (TCO), 12/1/21, at 1-3 (unnumbered; footnotes omitted;
some spacing altered).
On November 30, 2021, the court issued an order and opinion denying
Appellant’s post-sentence motion.1 He filed a timely notice of appeal. The
court did not direct Appellant to file a Pa.R.A.P. 1925(b) concise statement of
errors complained of on appeal. However, on December 30, 2021, the court
filed a document entitled, “1925(b) Order,” simply stating that it was relying
on its November 30, 2021 opinion (filed on December 1, 2021) in asking this
Court to “dismiss the appeal.” Order, 12/30/21, at 1 (single page).
On January 5, 2022, Attorney Yarussi filed a “Motion for Leave to
Withdraw as Counsel[,]” claiming that Appellant refused to speak to him and,
thus, counsel could not “effectively represent Appellant nor … confirm if
Appellant wants to pursue the appeal.” Motion for Leave to Withdraw as
Counsel, 1/5/22, at 1 (unnumbered). On January 13, 2022, this Court denied
counsel’s motion to withdraw, without prejudice for him to seek to withdraw
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1 Appellant’s post-sentence motion was filed by his prior counsel, Kimberly A.
Furmanek, Esq. On December 14, 2021, the trial court granted Attorney
Furmanek’s petition for leave to withdraw and appointed Attorney Yarussi to
represent Appellant.
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in the trial court. It is unclear if counsel filed any motion to withdraw in the
trial court.
On February 25, 2022, Attorney Yarussi filed with this Court an Anders
brief. However, he did not file another application to withdraw. In his Anders
brief, Attorney Yarussi stated two issues for our review:
I. There are no non-frivolous issues preserved for appeal.
II. Whether the [t]rial [c]ourt erred and abused its discretion
by denying Appellant the right to withdraw his guilty plea …
after Appellant was advised of his rights by the court and
his trial counsel[,] and was his plea … knowing, intelligent,
and voluntary.
Anders Brief at 7.
On October 11, 2022, we filed a memorandum decision denying
Attorney Yarussi’s petition to withdraw for two reasons. See Commonwealth
v. Wilson, 1539 WDA 2021, unpublished memorandum (Pa. Super. filed Oct.
11, 2022). First, Attorney Yarussi had not filed another petition to withdraw
after we denied his January 5, 2022 application to withdraw. Id. at *5.
Therefore, we concluded that we could not grant withdrawal where no petition
was presently pending before us. Id. Second, we found that Attorney
Yarussi’s Anders brief failed to comply with the requirements for withdrawal.
Id. at *5-6. Namely, Attorney Yarussi did not refer to anything in the record
that could arguably support Appellant’s appeal. Id. at *8. See Santiago,
978 A.2d at 359 (repeating that “what the brief must provide under Anders
are references to anything in the record that might arguably support the
appeal”).
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Accordingly, we denied counsel’s request to withdraw and directed
counsel to: (1) file a petition to withdraw with this Court; (2) file, and send to
Appellant, an amended Anders brief that discusses the claims raised in
Appellant’s post-sentence motion, and meets all other requirements for
withdrawal set forth supra; and (3) send a letter to Appellant (and attach a
copy of the letter to his amended Anders brief) informing him of the rights
enumerated in Commonwealth v. Nischan, 928 A.2d 349 (Pa. Super.
2007). Id. at *9. Alternatively, we stated that counsel could file an
advocate’s brief on Appellant’s behalf. Id.
Attorney Yarussi has now filed with this Court a petition to withdraw
from representing Appellant, as well as an amended Anders brief, stating that
Appellant wishes to raise the following issue for our review:2
Whether the trial court erred and abused its discretion by denying
Appellant the right to withdraw his guilty plea … after Appellant
was advised of his rights by the court and his trial counsel[,] and
was his plea … knowing, intelligent, and voluntary.
Anders Brief at 7. Attorney Yarussi concludes that Appellant’s challenge to
the court’s denial of his post-sentence motion to withdraw his nolo contendere
plea is frivolous. Accordingly,
this Court must first pass upon counsel’s petition to withdraw
before reviewing the merits of the underlying issues presented by
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2 Attorney Yarussi also includes, as a separate issue, the claim that “[t]here
are no non-frivolous issues preserved for appeal[.]” Anders Brief at 7. As
we necessarily address this claim in our assessment of counsel’s petition to
withdraw, we do not set it forth as a separate issue herein.
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[the appellant]. Commonwealth v. Goodwin, 928 A.2d 287,
290 (Pa. Super. 2007) (en banc).
Prior to withdrawing as counsel on a direct appeal under Anders,
counsel must file a brief that meets the requirements established
by our Supreme Court in Santiago. The brief must:
(1) provide a summary of the procedural history and facts,
with citations to the record;
(2) refer to anything in the record that counsel believes
arguably supports the appeal;
(3) set forth counsel’s conclusion that the appeal is
frivolous; and
(4) state counsel’s reasons for concluding that the appeal is
frivolous. Counsel should articulate the relevant facts of
record, controlling case law, and/or statutes on point that
have led to the conclusion that the appeal is frivolous.
Santiago, 978 A.2d at 361. Counsel also must provide a copy of
the Anders brief to his client. Attending the brief must be a letter
that advises the client of his right to: “(1) retain new counsel to
pursue the appeal; (2) proceed pro se on appeal; or (3) raise any
points that the appellant deems worthy of the court[’]s attention
in addition to the points raised by counsel in the Anders brief.”
Commonwealth v. Nischan, 928 A.2d 349, 353 (Pa. Super.
2007), appeal denied, … 936 A.2d 40 ([Pa.] 2007).
Commonwealth v. Orellana, 86 A.3d 877, 879-80 (Pa. Super. 2014). After
determining that counsel has satisfied these technical requirements of Anders
and Santiago, this Court must then “conduct a simple review of the record to
ascertain if there appear[s] on its face to be arguably meritorious issues that
counsel, intentionally or not, missed or misstated.” Commonwealth v.
Dempster, 187 A.3d 266, 272 (Pa. Super. 2018) (en banc).
In this case, Attorney Yarussi’s Anders brief complies with the above-
stated requirements. Namely, he includes a summary of the relevant factual
and procedural history, he refers to portions of the record that could arguably
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support Appellant’s claims, and he sets forth his conclusion that Appellant’s
appeal is frivolous. He also explains his reasons for reaching that
determination, and supports his rationale with citations to the record and
pertinent legal authority. Attorney Yarussi also states in his petition to
withdraw that he has supplied Appellant with a copy of his Anders brief.
Additionally, he attached a letter directed to Appellant to his Anders brief, in
which he informed Appellant of the rights enumerated in Nischan.
Accordingly, counsel has complied with the technical requirements for
withdrawal. We will now independently review the record to determine if
Appellant’s issue is frivolous, and to ascertain if there are any other, non-
frivolous issues he could pursue on appeal.
Appellant seeks to argue that the trial court erred by denying his post-
sentence motion to withdraw his plea, alleging that it was not voluntarily,
knowingly, and intelligently entered for two reasons. First, Appellant claims
that he was not properly notified of his registration requirements under the
Sexual Offender Registration and Notification Act (SORNA), 42 Pa.C.S. §§
9799.10-9799.41. Second, he alleges that he lacked “the mental capacity
and/or legal competency to understand the proceedings on the record[,]” thus
invalidating his nolo contendere plea. Anders Brief at 9. We will address
each claim in turn, applying the following standard of review:
[P]ost-sentence motions for withdrawal are subject to
higher scrutiny since courts strive to discourage entry of
guilty pleas as sentence-testing devices. A defendant must
demonstrate that manifest injustice would result if the court
were to deny his post-sentence motion to withdraw a guilty
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plea. Manifest injustice may be established if the plea was
not tendered knowingly, intelligently, and voluntarily. In
determining whether a plea is valid, the court must examine
the totality of circumstances surrounding the plea. A
deficient plea does not per se establish prejudice on the
order of manifest injustice.
[Commonwealth v. Broaden, 980 A.3d 124, 129 (Pa. Super.
2009).] “It is well-settled that the decision whether to permit a
defendant to withdraw a guilty plea is within the sound discretion
of the trial court.” Commonwealth v. Hart, 174 A.3d 660, 664
(Pa. Super. 2017) (applying abuse of discretion in post-sentencing
context). The term discretion
imports the exercise of judgment, wisdom and skill so as to
reach a dispassionate conclusion, and discretionary power
can only exist within the framework of the law, and is not
exercised for the purpose of giving effect to the will of the
judges. Discretion must be exercised on the foundation of
reason, as opposed to prejudice, personal motivations,
caprice or arbitrary action. Discretion is abused when the
course pursued represents not merely an error of judgment,
but where the judgment is manifestly unreasonable or
where the law is not applied or where the record shows that
the action is a result of partiality, prejudice, bias or ill will.
Commonwealth v. Shaffer, … 712 A.2d 749, 751 ([Pa.] 1998)
(citation omitted).
Commonwealth v. Kehr, 180 A.3d 754, 756–57 (Pa. Super. 2018).
Initially, Appellant seeks to argue that his plea is invalid because he was
not properly notified of his SORNA registration requirements. First, we
observe that, at the plea proceeding, the court notified Appellant multiple
times during the plea colloquy that, by pleading guilty to indecent assault, he
faced a 15-year registration requirement under SORNA. See N.T. Plea,
2/23/21, at 4, 13-14, 15. The court also informed Appellant that it “must
decide whether [he is] a[n SVP], as defined by Pennsylvania law.” Id. at 22.
Appellant was told that the SOAB “was going to have to do an evaluation.”
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Id. at 23. The court explained how the SOAB assessment would proceed, and
how the court would determine if he met the statutory criteria for an SVP. Id.
at 23-24. It also notified Appellant that if he were deemed to be an SVP, he
would “have additional reporting requirements.” Id. at 24.
Then, at the close of the plea proceeding, the court informed Appellant
that he had the right to have the SVP determination made prior to his
sentencing hearing. See id. at 30; see also 42 Pa.C.S. § 9799.58(a) (“After
conviction but before sentencing, a court shall order an individual convicted
of an offense specified in section 9799.55 (relating to registration) to be
assessed by the board.”); 42 Pa.C.S. § 9799.58(e)(3) (“At the hearing prior
to sentencing, the court shall determine whether the Commonwealth has
proved by clear and convincing evidence that the individual is a sexually
violent predator.”). However, the court asked Appellant if he wished to waive
that right and proceed with his sentencing before the SVP determination, and
Appellant indicated that he did. N.T. Plea at 31.
Thus, Appellant was sentenced on June 8, 2021. Although the SVP
hearing was conducted that same day, the court did not issue an order
deeming Appellant an SVP until June 10, 2021. Because Appellant was notified
of his right to have the SVP determination made prior to his sentencing, and
he explicitly waived that right, we discern no error by the court in denying his
post-sentence motion to withdraw his nolo contendere plea on this basis. See
Commonwealth v. Whanger, 30 A.3d 1212, 1214 (Pa. Super. 2011)
(concluding that the statutory requirement that the SVP assessment and
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determination be conducted after conviction but before sentencing can be
waived).3
Next, Appellant wishes to argue that his plea was invalid because he
was mentally incompetent to enter it. Preliminarily, we note that Appellant
did not raise any challenge to his competency before or during the plea
proceeding. Additionally, as the trial court points out, it
administered an extensive colloquy with [Appellant] prior to
accepting his plea. [Appellant] answered every question that the
court asked. [Appellant] asked whether he was under the
influence of any drug, alcohol, or controlled substance.
Additionally, [Appellant] was asked whether he took any
medication for any mental health illness. [Appellant] responded
no to all of these questions.
TCO at 9 (unnumbered); see also N.T. Plea at 5-32. Therefore, nothing in
the court’s colloquy of Appellant indicates that his competency was
questionable, or that the court should have further explored his cognitive
ability to enter the nolo contendere plea. Additionally, Appellant did not raise
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3 We also reject Appellant’s argument, raised in his post-sentence motion, that
his plea is invalid because the trial court failed to notify him that he would be
subject to a lifetime-registration requirement if deemed to be an SVP. In
Commonwealth v. Butler, 226 A.3d 972 (Pa. 2020), our Supreme Court
held that the SVP requirements of SORNA are non-punitive. Therefore, the
lifetime registration requirement applicable to Appellant as an SVP is a
collateral consequence of his conviction, and it was not necessary that he be
made aware of that collateral consequence before entering his nolo
contendere plea. See Commonwealth v. Leidig, 956 A.2d 399 (Pa. 2008)
(holding that the trial court’s failure to accurately advise the defendant of the
duration of his registration period did not constitute grounds for post-sentence
withdrawal of his plea, where the sex offender registration requirements were
merely collateral consequences of his plea).
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any issue concerning his competency, object to his competency to enter his
plea, or “provide any medical opinion concerning his lack of capacity to enter
a plea.” TCO at 10 (unnumbered). Therefore, we conclude that the court did
not abuse its discretion in denying his post-sentence motion to withdraw his
plea on the basis that he was incompetent to enter it.4
Judgment of sentence affirmed. Petition to withdraw granted.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 01/18/2023
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4 To the extent Appellant argued, in his post-sentence motion, that his plea
counsel was ineffective for not challenging his competency, we decline to
review this issue on direct appeal. In Commonwealth v. Holmes, 79 A.3d
562, 576 (Pa. 2013), our Supreme Court held that, absent certain
circumstances, claims of ineffective assistance of counsel should be deferred
until collateral review under the Post Conviction Relief Act (PCRA), 42 Pa.C.S.
§§ 9541-9546. The specific circumstances under which ineffectiveness claims
may be addressed on direct appeal are not present in the instant case. See
id. at 577-78 (holding that the trial court may address claim(s) of
ineffectiveness where they are “both meritorious and apparent from the record
so that immediate consideration and relief is warranted,” or where the
appellant’s request for review of “prolix” ineffectiveness claims is
“accompanied by a knowing, voluntary, and express waiver of PCRA review”).
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