Com. v. Hemingway, M. ( 2015 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellee
v.
MAHARAJI M. HEMINGWAY,
Appellant No. 1834 WDA 2014
Appeal from the Judgment of Sentence June 23, 2014
In the Court of Common Pleas of Clearfield County
Criminal Division at No(s): CP-17-CR-0000043-2009
BEFORE: SHOGAN, OLSON, and WECHT, JJ.
MEMORANDUM BY SHOGAN, J.: FILED OCTOBER 27, 2015
Appellant, Maharaji M. Hemingway, appeals from the judgment of
sentence entered for his convictions of multiple drug-related offenses after
this Court vacated his previous judgment of sentence and remanded for
resentencing. We affirm.
The trial court summarized the protracted procedural history of this
case as follows:
[Appellant] was convicted of twelve charges relating to
drug distribution activities occurring between 2005 and 2007. At
the start of 2005[, Appellant] was 2[6] years old, and did not
turn 28 until January 30th, 2006. Criminal Complaint, CR-
000036-08. [Appellant] has a significant criminal history,
including a juvenile record. On January 8th, 2009, as a result of
a grand jury investigation commencing in 2006, drug related
charges were filed against Clearfield County residents Michael
Styers and Charles Gearhart as well as [Appellant], from
Philadelphia, Pennsylvania. The Grand Jury determined that
Styers was the head of a cocaine distribution network operating
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primarily out of his garage/residence in Clearfield, Clearfield
County with Gearhart being one of Styers’ principal cocaine
dealers.1 [Appellant] was named as Styers’ main source of
cocaine out of Philadelphia between 2005 and 2007. [Appellant]
was alleged to have sold Styers and others cocaine in
Philadelphia and in Clearfield County multiple times each month
during the duration of their association.
1
The 26th Statewide Investigating Grand Jury based
in Allegheny County, Pennsylvania[,] issued
Presentment Number 32 on September 25, 2008.
As a result, a Criminal Complaint was filed against
[Appellant] in the above captioned matter on January 16, 2009,
charging [Appellant] with various counts of possession with
intent to deliver and delivery of controlled substance, criminal
conspiracy, criminal use of communication facility, dealing in
proceeds of unlawful activity, and corrupt organizations. After
lengthy pre-trial proceedings, including an appeal to the Superior
Court by the Commonwealth, a consolidated trial for all three
defendants was held before the Clearfield County Court of
Common Pleas on January 23, 2012 through February 1, 2012.
During the course of this eight day trial, the
Commonwealth presented the testimony of twenty-four
witnesses who were connected with or participated in the
cocaine distribution ring alleged in this case. Of those, at least
ten witnesses provided testimony directly regarding [Appellant]
and/or his involvement in selling cocaine in Clearfield County.
For example, Arianne Brocious testified that she first met
[Appellant], known to her as “Bean,” through her cousin, Kara
Butler, to purchase cocaine. Trial Tr. Day 3 of 8, Test. of
Arianne Brocious, 9, Jan. 25, 2012. She testified that she then
introduced Styers to [Appellant], and made multiple trips with
Styers and/or with Gearhart to Philadelphia to purchase cocaine
from [Appellant]. Id. at 11. In her testimony, Ms. Brocious
estimated that four ounces of cocaine were purchased per trip,
with the trips occurring regularly. Id. at 11, 13. She testified
that she made around or more than fifteen trips with Styers
and/or Gearhart, and that they would also make trips without
her. Id. at 13-14.
Tara Swatsworth (Osborn) testified that she became
involved with the use of cocaine in March of 2006, buying from
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Richard Smeal and Jacob Pittman. Trial Tr. Day 2 of 8, Test. of
Tara Swatsworth, 4-5, Jan. 24, 2012. She first met [Appellant]
when he came to her house in Curwensville, Clearfield County,
Pennsylvania. Id. at 10. She testified that he arrived with a
shoebox containing a half full half-gallon bag of loose cocaine.
Id. at 11-12. Ms. Swatsworth then witnessed [Appellant] give
Mr. Pittman ten one-gram bags of cocaine to sell, according to
her testimony. Id. at 12. She then recalled that Mr. Pittman
and herself went around selling the bags and then returned to
her residence where they picked up twenty more one-gram bags
of cocaine to sell and/or use. Id. at 13. She had further contact
with [Appellant] through cell phone calls and a trip to
Philadelphia, testifying that she took Mr. Smeal along to meet
[Appellant] and obtain cocaine. Id. at 15-16. Ms. Swatsworth
testified that she had sexual intercourse with [Appellant] and
was given an “eightball”, approximately three grams of cocaine,
and Mr. Smeal was fronted approximately an ounce of cocaine
by [Appellant]. Id. at 17.
Kristen Wilsoncroft testified that she met [Appellant] in
approximately 2005 through Styers at her father’s residence in
Clearfield, and that she then drove [Appellant] back to
Philadelphia. Trial Tr. Day 1 of 8, Test. of Kristin Wilsoncroft, 4,
7, 18, Jan. 23, 2012. She apparently became [Appellant’s]
pseudo-chauffeur, testifying that [Appellant] would call her on
his cell phone, she would pick him up in Philadelphia, drive him
to Clearfield, and then back home to Philadelphia in exchange for
free cocaine. Id. 9-14. Ms. Wilsoncroft testified that she made
approximately seven such trips with [Appellant] to and from
Philadelphia in the spring/summer of 2005. Id. at 11. She also
testified to having a sexual relationship with [Appellant] over the
course of their association. Trial Tr. Day 2 of 8, Test. of Kristin
Wilsoncroft, 23, Jan. 24, 2012.
Rick Wilkinson testified that he met [Appellant] in the
summer of 2005 on a trip to Philadelphia with B.J. Kifer and his
ex-wife, Jodi Wilkinson, where he purchased cocaine from
[Appellant]. Trial Tr. Day 4 of 8, Test. of Rick Wilkinson, 20-23,
Jan. 26, 2012. According to his testimony, Mr. Wilkinson lent his
car to Styers, who used it to make trips to Philadelphia to obtain
cocaine from [Appellant] throughout 2005. Id. at 23-25. He
also testified that [Appellant] came to his (Wilkinson) residence
in Clearfield County, and that [Appellant] contacted him in 2006
and wanted him to sell cocaine. Id. at 27-29.
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Other witnesses who testified to events regarding
[Appellant] included Charles Gearhart (through Grand Jury
transcript), Brandon Kifer, Joseph Hunter, Danielle Gearhart,
Richard Smeal, and Jacob Pitman. The testimony established
that [Appellant] was a main supplier of cocaine to Styers and
made numerous trips to Clearfield County to sell cocaine, staying
in hotel rooms or Tara Swatswor[t]h’s house. Testimony was
also provided that there were sightings of [Appellant] at the
Styers residence, the Wilsoncroft residence, the Wilkinson
residence, and the Gearhart residence during this time period.
Witnesses testified to purchasing cocaine from [Appellant], being
approached to sell for [Appellant], and that [Appellant] was seen
in possession of a large amount of loose cocaine. Although
many of the witnesses had prior criminal records and were co-
conspirators in the drug organization, these matters were fully
explored on direct and cross-examination, along with any plea
agreements with the Attorney General.
Following deliberations, the jury found [Appellant] guilty
on all counts except on the charge of False Imprisonment.
Styers and Gearhart were also convicted of multiple drug-related
offenses. Sentencing occurred before this Court on May 24,
2012, where all defendants received lengthy periods of state
incarceration.
For his role in the crimes, [Appellant] was given an uneven
sentence of 17 to 26 years of incarceration. See Sentencing
Order, CP-17-CR-43-2009 (May 24, 2012). Notably, [Appellant]
was sentenced to three to six years of incarceration for count 3,
Delivery of a Controlled Substance (10 grams to less than 50
grams/cocaine); seven to ten years of incarceration for count 1,
Delivery of a Controlled Substance (100 grams to 1,000
grams/cocaine); and seven to ten years of incarceration for
count 2, Delivery of a Controlled Substance (100 grams to 1,000
grams/cocaine). These sentences were imposed consecutively,
for a combined sentence of 17 to 26 years of incarceration. The
remaining charges (counts 4-12) for which [Appellant] was
convicted were imposed concurrently to the sentences for counts
3, 1, and 2. See Sentencing Order, CP-17-CR-43-2009 (May 24,
2012).
[Appellant] appealed his conviction and sentence. While
his convictions were upheld, his sentence was vacated by the
Superior Court and remanded for resentencing. Upon remand,
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[Appellant] was resentenced to 17 to 34 years of incarceration.
Though this is largely the same sentence as that imposed at his
original sentencing, [Appellant] claims that the trial court was
vindictive against him for exercising his right to appeal. A
review of the record reveals otherwise.
[Appellant’s] appeal from the original judgment of
sentence challenged, inter alia, “the sufficiency of the evidence
supporting the application of a mandatory minimum sentence.”
Commonwealth v. Hemingway, 1664 WDA 2012 (Pa. Super.
2014) (unpublished). The Superior Court of Pennsylvania did
not directly address [Appellant’s] challenge to the sufficiency of
the evidence supporting his sentence but rather, concluded, sua
sponte, that [Appellant’s] sentence was illegal under Alleyne v.
United States, 133 S.Ct. 2151, 2156 (2013) because the trial
court found the weight of the cocaine by a preponderance of the
evidence rather than beyond a reasonable doubt.
Commonwealth v. Hemingway, 1664 WDA 2012 (Pa. Super.
2014) (unpublished). After conviction, the trial court held a
hearing to determine the weight of the drugs as required for
sentencing purposes pursuant to 18 PA. C. S. § 7508(a)(2). As
a result of the weight determination, [Appellant] received
mandatory fines collectively in excess of $145,000 and two
mandatory sentences, each of seven to ten years. Importantly,
the maximum of each of these mandatory sentences was less
than twice the minimum sentence. This issue with the maximum
sentence on these mandatory sentences is what has caused the
difficulty with [Appellant’s] resentencing.
At resentencing [on June 18, 2014], the trial court was
forced to disregard any evidence concerning the weight of the
cocaine in question. Accordingly, when resentencing
[Appellant], the trial court set the weight of the controlled
substances for each conviction at the lowest guideline amount;
less than 2.5 grams. Therefore, [Appellant] was sentenced to
21-42 months for counts 1,2,3,4,5,6,7,9, and 11; and 15 to 30
months for counts 8 and 18 to 36 months for count 12. All
sentences were to be run consecutively, except count 12 was to
be run concurrent to count 3. See Sentencing Order, CP-17-CR-
43-2009 (June 18, 2014). This resulted in a total sentence with
a minimum of 17 years just as his original sentence, but now
carried a possible maximum of 34 years of incarceration. These
sentences were imposed within the standard sentencing
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guideline range. See Sentencing Order, CP-17-CR-43-2009
(June 18, 2012); accord 204 Pa. Code §§ 303.1 et seq.
Trial Court Opinion, 11/3/14, at 1-6 (emphasis in original).
Appellant filed a timely post-sentence motion on June 24, 2014. The
trial court held a hearing on September 9, 2014. On October 21, 2014, the
trial court denied Appellant’s post-sentence motion. This timely appeal
followed. Both Appellant and the trial court have complied with Pa.R.A.P.
1925.
Appellant presents the following issues for our review:
1. Did the trial court correctly calculate [Appellant’s] prior
record score?
2. Did the trial court overcome the presumption of
vindictiveness by imposing a harsher sentence of seventeen (17)
to thirty-four (34) years after successfully appealing his original
sentence of seventeen (17) to twenty-six (26) years?
Appellant’s Brief at 10.
In his first issue, Appellant argues that the trial court improperly
calculated his prior record score by including a juvenile adjudication that he
claims lapsed from such calculation. This Court has long determined that
the question regarding whether juvenile adjudications may properly be
included in computing prior record scores implicates a discretionary aspect of
sentencing and not the legality of one’s sentence. Commonwealth v.
Krum, 533 A.2d 134 (Pa. Super. 1987) (en banc); Commonwealth v.
Tilghman, 531 A.2d 441 (Pa. Super. 1987) (en banc). In his second issue,
Appellant contends that the trial court acted in a presumptively vindictive
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manner at the time of his resentencing. We have concluded that a claim
that a sentence imposed by the trial court was “vindictive” also amounts to a
challenge to the discretionary aspect of the sentence. Commonwealth v.
Gould, 912 A.2d 869, 872 (Pa. Super. 2006).
Thus, Appellant’s issues each challenge the discretionary aspects of his
sentence. Our standard of review is one of abuse of discretion. Sentencing
is a matter vested in the sound discretion of the sentencing judge, and a
sentence will not be disturbed on appeal absent a manifest abuse of
discretion. Commonwealth v. Shugars, 895 A.2d 1270, 1275 (Pa. Super.
2006).
Where an appellant challenges the discretionary aspects of a sentence,
there is no automatic right to appeal, and an appellant’s appeal should be
considered to be a petition for allowance of appeal. Commonwealth v.
W.H.M., 932 A.2d 155, 162 (Pa. Super. 2007). As we observed in
Commonwealth v. Moury, 992 A.2d 162 (Pa. Super. 2010):
An appellant challenging the discretionary aspects of his
sentence must invoke this Court’s jurisdiction by satisfying a
four-part test:
We conduct a four-part analysis to determine: (1)
whether appellant has filed a timely notice of appeal,
see Pa.R.A.P. 902 and 903; (2) whether the issue
was properly preserved at sentencing or in a motion
to reconsider and modify sentence, see Pa.R.Crim.P.
720; (3) whether appellant’s brief has a fatal defect,
Pa.R.A.P. 2119(f); and (4) whether there is a
substantial question that the sentence appealed from
is not appropriate under the Sentencing Code, 42
Pa.C.S.A. § 9781(b).
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Id. at 170 (citing Commonwealth v. Evans, 901 A.2d 528 (Pa. Super.
2006)).
Whether particular issues constitute a substantial question about the
appropriateness of a sentence is a question to be evaluated on a case-by-
case basis. Commonwealth v. Kenner, 784 A.2d 808, 811 (Pa. Super.
2001). As to what constitutes a substantial question, this Court does not
accept bald assertions of sentencing errors. Commonwealth v. Malovich,
903 A.2d 1247, 1252 (Pa. Super. 2006). An appellant must articulate the
reasons the sentencing court’s actions violated the sentencing code. Id. “A
substantial question will be found where the defendant advances a colorable
argument that the sentence imposed is either inconsistent with a specific
provision of the Sentencing Code or is contrary to the fundamental norms
underlying the sentencing process.” Commonwealth v. Ventura, 975 A.2d
1128, 1133 (Pa. Super. 2009) (citations omitted).
Herein, the first three requirements of the four-part test are met:
Appellant brought an appropriate appeal, raised both challenges in his post-
sentence motion, and included in his appellate brief the necessary separate
concise statement of the reasons relied upon for allowance of appeal
pursuant to Pa.R.A.P. 2119(f). Therefore, we will next determine whether
Appellant has raised substantial questions requiring us to review the
discretionary aspects of the sentence imposed by the trial court.
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In his first issue, Appellant contends that in calculating his prior record
score the trial court improperly included a prior juvenile adjudication of
burglary, which raised his prior record score from two to four. We have long
held that a claim that a trial court’s improper consideration of a prior
conviction, with a resulting improper prior record score, raises a substantial
question that a fundamental norm underlying the sentencing process has
been violated. See Commonwealth v. Anderson, 830 A.2d 1013, 1018
(Pa. Super. 2003) (holding contention trial court miscalculated prior record
score raises a substantial question); Commonwealth v. Medley, 725 A.2d
1225, 1228 (Pa. Super. 1999) (finding substantial question was raised where
the appellant alleged trial court miscalculated prior record score). Therefore,
we will address this issue on appeal.
Again, sentencing is a matter vested in the sound discretion of the
sentencing judge, and a sentence will not be disturbed on appeal absent a
manifest abuse of discretion. Shugars, 895 A.2d at 1275. An abuse of
discretion is more than a mere error of judgment; thus, a sentencing court
will not have abused its discretion unless the record discloses that the
judgment exercised was manifestly unreasonable, or the result of partiality,
prejudice, bias, or ill-will. Commonwealth v. Provenzano, 50 A.3d 148,
154 (Pa. Super. 2012) (quoting Commonwealth v. Walls, 926 A.2d 957(Pa. 2007)).
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In addressing prior juvenile adjudications in calculating a prior record
score we turn to the Sentencing Guidelines. We are mindful that the
applicable sentencing guidelines are those in effect at the time that the
offense was committed. Commonwealth v. Maneval, 688 A.2d 1198,
1200 (Pa. Super. 1997). We observe that the 5th Edition of the Sentencing
Guidelines became effective June 13, 1997, and were in effect until the 6th
Edition of the Sentencing Guidelines became effective June 3, 2005. The 6th
Edition of the Sentencing Guidelines was revised, effective December 5,
2008. Therefore, because Appellant’s criminal activity was committed over a
period from January 2005 through June 2007, we conclude that both the 5th
and the 6th Editions of the Sentencing Guidelines were applicable.
Coincidentally, both the 5th Edition and the 6th Edition of the Sentencing
Guidelines contain the following, identical language pertaining to prior
juvenile adjudications in relation to the computation of a prior record score:
§303.6. Prior Record Score - prior juvenile adjudications.
(a) Juvenile adjudication criteria. Prior juvenile adjudications are
counted in the Prior Record Score when the following criteria are
met:
(1) The juvenile offense occurred on or after the
offender’s 14th birthday, and
(2) There was an express finding by the juvenile
court that the adjudication was for a felony or one of
the Misdemeanor 1 offenses listed in §303.7(a)(4).
(b) Only the most serious juvenile adjudication of each prior
disposition is counted in the Prior Record Score. No other prior
juvenile adjudication shall be counted in the Prior Record Score.
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(c) Lapsing of juvenile adjudications. Prior juvenile
adjudications for four point offenses listed in §303.7(a)(1) shall
always be included in the Prior Record Score, provided the
criteria in subsection (a) above are met:
(1) All other juvenile adjudications not
identified above in subsection (a) lapse and
shall not be counted in the Prior Record Score if
the offender was 28 years of age or older at the
time the current offense was committed.
(2) Nothing in this section shall prevent the
court from considering lapsed prior
adjudications at the time of sentencing.
204 Pa. Code § 303.6 (emphasis added). Hence, pursuant to the
emphasized language stated above, juvenile adjudications lapse and shall
not be counted in a prior record score for crimes committed when the
offender is twenty-eight years of age or older.
Appellant argues that, pursuant to §303.6(c)(1), because he turned
twenty-eight years old on January 30, 2006, which was during the time
frame encompassing his various offenses, his prior juvenile adjudication of
burglary should have lapsed, and the trial court should not have added two
points to Appellant’s prior record score. Appellant notes that he was over
the age of twenty-eight for a significant portion of the period encompassing
the crimes, and thus, his juvenile conviction of burglary should not have
been included in his prior record score.
The trial court offered the following reasoning for determining that this
issue lacked merit:
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[Appellant] argues that he was improperly sentenced
because his juvenile record should not have been considered in
calculating his [prior record score]. [Appellant] maintains that,
under the applicable sentencing guidelines, his juvenile record
lapsed for sentencing purposes. Therefore, he concludes that his
[prior record score] should have been 2 rather than 4, as
computed by the trial court. However, all applicable editions of
the sentencing guidelines indicate that [Appellant] must be over
the age of 28 at the time the crime was committed to avail
himself of the juvenile lapsing provision. See 204 Pa. Code §
303.6(c)(5th Edition); 204 Pa. Code § 303.6(c)(6th Edition); see
also 204 Pa. Code § 303.6(c)(6th Edition Revised) (limiting
lapsing provision to those defendants who have remained crime
free for the previous 10 years).
[Appellant] is not eligible for the lapsing provision of the
sentencing guidelines because he was under the age of 28 when
the criminal activity for which he was convicted began. See Jury
Verdict, Comm. v. Hemingway, No. CP-17-CR-43-2009. The
record reveals that [Appellant] was merely 26 years old when he
began committing the crimes for which he was convicted. Quite
clearly, he is not eligible for the lapsing provision under any
applicable edition of the sentencing guidelines. Thus, the trial
court correctly calculated [Appellant’s] prior record score.
Trial Court Opinion, 11/3/14, at 6-7.
Our review of the record reflects support for the trial court’s conclusion
that the jury determined Appellant’s criminal conduct commenced before
Appellant turned twenty-eight years-old. Specifically, the jury returned the
following verdicts indicating that Appellant’s criminal activity began in
January 2005, at the time when Appellant was under the age of twenty-
eight:
1. DELIVERY OF CONTROLLED SUBSTANCE:
Cocaine to Michael Styers
January 2005 – June 2007 VERDICT Guilty
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2. DELIVERY OF CONTROLLED SUBSTANCE:
Cocaine to Charles Gearhart
January 2005 – June 2007 VERDICT Guilty
3. DELIVERY OF CONTROLLED SUBSTANCE:
Cocaine to Brandon Kifer
January 2005 – June 2007 VERDICT Guilty
4. DELIVERY OF CONTROLLED SUBSTANCE:
Cocaine to Joseph Hunter
January 2005 – June 2007 VERDICT Guilty
5. DELIVERY OF CONTROLLED SUBSTANCE:
Cocaine to Richard Smeal
January 2005 – June 2007 VERDICT Guilty
6. DELIVERY OF CONTROLLED SUBSTANCE:
Cocaine to Kristin Wilsoncroft
January 2005 – June 2007 VERDICT Guilty
7. CRIMINAL CONSPIRACY TO COMMIT POSSESSION
W/INTENT TO DELIVER AND DELIVERY OF CONTROLLED
SUBSTANCE: Cocaine
January 2005 – June 2007 VERDICT Guilty
8. CRIMINAL USE OF COMMUNICATION FACILITY:
January 2005 – June 2007 VERDICT Guilty
9. DEALING IN PROCEEDS OF UNLAWFUL ACTIVITIES:
January 2005 – June 2007 VERDICT Guilty
10. FALSE IMPRISONMENT: Autumn Kifer
Summer 2007 VERDICT NOT Guilty
11. CORRUPT ORGANIZATIONS:
January 2005 – June 2007 VERDICT Guilty
12. CORRUPT ORGANIZATIONS: Conspiracy with other persons
January 2005 – June 2007 VERDICT Guilty
Verdict Sheet, 2/1/12, at 1-2.
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Thus, as the verdict sheet indicates, the jury specifically found that
Appellant’s criminal activity for each conviction began before Appellant’s
twenty-eighth birthday, which was January 30, 2006. Accordingly, because
the jury returned a verdict indicating that Appellant was under the age of
twenty-eight when he began committing the current offenses, we cannot
conclude that the trial court abused its discretion by including Appellant’s
prior juvenile adjudication of burglary when it computed Appellant’s prior
record score. Hence, Appellant’s contrary claim lacks merit.
We next address Appellant’s second issue wherein he argues that the
trial court engaged in vindictive sentencing upon remand. As previously
stated, an issue challenging the length of a sentence citing judicial
vindictiveness raises a challenge to the discretionary aspects of sentencing.
Gould, 912 A.2d at 872. This Court has recognized that such claims
constitute a substantial question mandating appellate review.
Commonwealth v. Robinson, 931 A.2d 15, 20-21 (Pa. Super. 2007) (en
banc).
Appellant avers that upon remand, the trial court improperly increased
his punishment for his convictions. Appellant observes that his initial
aggregate sentence was a term of imprisonment of seventeen to twenty-six
years. However, following remand, the trial court sentenced Appellant to an
aggregate term of incarceration of seventeen to thirty-four years.
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The U.S. Supreme Court considered the issue of increased sentences
in a line of cases beginning with North Carolina v. Pearce, 395 U.S. 711(1969), reversed in part, Alabama v. Smith, 490 U.S. 794 (1989).1 In
Pearce, the Court determined that due process concerns are triggered
whenever a court sentences a defendant to a higher term of imprisonment
after a second trial or some manner of post-sentencing review.2 The Pearce
Court stated the following:
Due process of law, then, requires that vindictiveness
against a defendant for having successfully attacked his first
conviction must play no part in the sentence he receives after a
new trial. And since the fear of such vindictiveness may
unconstitutionally deter a defendant’s exercise of the right to
appeal or collaterally attack his first conviction, due process also
requires that a defendant be freed of apprehension of such
retaliatory motivation on the part of the sentencing judge.
In order to assure the absence of such a motivation, we
have concluded that whenever a judge imposes a more severe
sentence upon a defendant after a new trial, the reasons for
doing so must affirmatively appear. Those reasons must be
based upon objective information concerning identifiable conduct
on the part of the defendant occurring after the time of the
original sentencing proceeding. And the factual data upon which
the increased sentence is based must be made part of the
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1
The Smith Court reversed in part the holding in Simpson v. Rice, 395
U.S. 711 (1969), which was a companion case to Pearce. However, the
rule established in Pearce remained unaffected by the decision in Smith.
2
While Pearce dealt with an increased sentence following the grant of a
new trial, this Court has held that the same rationale applies where the
original sentence is vacated and the second sentence is imposed without an
additional trial. Commonwealth v. Greer, 554 A.2d 980, 987 n.7 (Pa.
Super. 1989).
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record, so that constitutional legitimacy of the increased
sentence may be fully revealed on appeal.
Pearce, 395 U.S. at 725-726.
Subsequently, in Texas v. McCullough, 475 U.S. 134 (1986), the
United States Supreme Court modified and expanded the Pearce Court’s
approach to resentencing and due process and explained that judicial
vindictiveness is the retaliation of a sentencing judge against a defendant for
having successfully attacked a first conviction. Generally, it is “the judge
who has been reversed” who potentially harbors a “motivation to engage in
self-vindication.” Id. at 139 (citing Chaffin v. Stynchcombe, 412 U.S. 17(1973)). To ensure the absence of such motivation, the reasons for an
enhanced sentence following retrial must affirmatively appear on the record.
Id. at 138. The reasons must be based on objective information concerning
(1) identifiable conduct on the part of the defendant occurring after the time
of the original sentencing proceeding, or (2) legitimate sentencing concerns,
or other new objective information, not previously available to the court.
Id.Where a subsequent sentence imposes a greater penalty than
previously was imposed, a presumption of vindictiveness attaches.
Commonwealth v. Serrano, 727 A.2d 1168, 1170 (Pa. Super. 1999)
(citing Commonwealth v. Campion, 672 A.2d 1328 (Pa. Super. 1996)).
Therefore, we first consider whether a presumption of vindictiveness arises
in the instant case. Here, Appellant was tried by a jury, convicted, and
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sentenced to an aggregate term of incarceration of seventeen to twenty-six
years. Appellant then filed a direct appeal, and this Court vacated his
judgment of sentence and remanded for resentencing after sua sponte
determining that the sentence was illegal due to the application of
mandatory minimum sentences set forth in 18 Pa.C.S. § 7508(a)(2). Upon
remand, the original sentencing judge then presided over Appellant’s
resentencing hearing and imposed a harsher sentence, that being an
aggregate term of incarceration of seventeen to thirty-four years. Based
upon these facts, we are left to conclude that a presumption of
vindictiveness is present in this matter.
We next consider whether the trial court rebutted the presumption of
vindictiveness. As previously stated, the Pearce Court held that the
presumption was controlling unless the new sentence was based upon
“objective information concerning identifiable conduct on the part of the
defendant occurring after the time of the original sentencing proceeding.”
Pearce, 395 U.S. at 726. Again, in McCullough, the Court modified this
rule and held that the presumption could also be overcome by other forms of
objective information or legitimate sentencing concerns that were not
presented to or considered by the trial court at the original sentencing
hearing. McCullough, 475 U.S. at 138.
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In this case, the trial court expressly disavowed any vindictive purpose
in resentencing Appellant and stated the following in its written opinion of
November 3, 2014:
Given [Appellant’s] role in the cocaine trafficking scheme which
underlies this case, a minimum sentence of 17 years of
incarceration is entirely appropriate. Further, when resentencing
[Appellant] on remand, the trial court was constrained to impose
a “balanced” sentence which resulted in [Appellant’s] maximum
period of incarceration increasing from 26 years to 34 years.
This was clearly and objectively the result of application of the
Pennsylvania Sentencing Guidelines, and not the result of
vindictiveness on the part of the trial court.
Trial Court Opinion, 11/3/14, at 8.
The reasons for Appellant’s enhanced maximum sentence following
remand affirmatively appear on the record. Those reasons are based upon
the legitimate sentencing concerns of imposing a balanced sentence. Thus,
we are satisfied that the trial court has rebutted any presumption of
vindictiveness that may have attached to its sentence imposed upon
remand. Therefore, Appellant’s claim that the trial court was vindictive and
violated his due process rights by sentencing him to a harsher maximum
sentence upon remand fails. Accordingly, Appellant’s claim does not warrant
relief.
Judgment of sentence affirmed.
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J-S52013-15
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 10/27/2015
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