Com. v. Adderly, N. ( 2016 )

J-S18039-16
NON-PRECEDENTIAL DECISION – SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
Appellee :
v. :
:
NATHANIEL ADDERLY, :
:
Appellant : No. 553 MDA 2015
Appeal from the Judgment of Sentence February 24, 2015
in the Court of Common Pleas of Luzerne County
Criminal Division, at No(s): CP-40-CR-0002420-2013
BEFORE: BOWES, LAZARUS, and STRASSBURGER,* JJ.
MEMORANDUM BY STRASSBURGER, J.: FILED MARCH 23, 2016
Nathaniel Adderly (Appellant) appeals from the February 24, 2015
judgment of sentence of 30 to 60 months of incarceration following his non-
jury convictions for two counts of aggravated assault. We affirm.
The facts underlying Appellant’s conviction took place on October 20,
2012, while Appellant was an inmate at the Luzerne County Correctional
Facility. The trial court summarized the Commonwealth’s evidence as
follows.
Correctional Officer [Kristofer] Renfer testified credibly
under oath that while in line to go out to the yard, [Appellant]
failed to adhere to direct orders and stated, “Who the fuck do
you think you’re talking to; I will fuck you up.” [Appellant]
positioned himself in an aggressive boxer stance with his fists up
which caused CO Renfer justified concern. CO Renfer managed
to hit a nearby red button which is a direct duress alarm line.
This alarms sends a signal to a central control where there are
three to four officers and the alarm is only hit when an officer
needs immediate assistance on a block.
*
Retired Senior Judge assigned to the Superior Court.
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After the alarm was sounded and prior to CO Helfrich’s
arrival [Appellant] stated to CO Renfer, “It's on now, mother
fucker,” grabbed ahold of CO Renfer, was on top of him swinging
his arms, punching him in the chest, kicking, screaming violently
and thrashing around. CO Renfer testified that he suffered
injuries to his shoulder and had bruising on his chest, arms, and
left hip and sought medical treatment that night at the Wilkes-
Barre General Hospital. Moreover, CO Renfer credibly testified
that the altercation seemed like a lifetime, was an intense
situation and extremely scary. Moreover, CO Renfer specifically
recalls CO Helfrich and CO Schrader assisting in the ultimate
restraint of [Appellant] but only after an intense struggle as
[Appellant] became more and more combative, fighting the
whole time, tooth and nail.
Luzerne County Correctional Facility Officer Helfrich
testified under oath before the court. CO Helfrich corroborated
that he heard yelling and screaming and determined that CO
Renfer needed assistance. CO Helfrich personally observed
[Appellant’s] refusal to listen to direct orders to “cuff up” which
is a command to turn around and allow a CO to restrain an
inmate. CO Helfrich credibly testified that he made a
determination that [Appellant] needed to be “taken down”
meaning down to the floor and away from CO Renfer.
[Appellant] would not allow CO Helfrich to restrain him, kept
refusing and began throwing arms, elbows, and doing anything
he could to get the COs away from him and there were multiple
strikes by [Appellant] upon the corrections officers.
Witness/victim Luzerne County Correctional Facility Officer
Charles Schrader testified before the Court. CO Schrader
corroborated the testimony of CO Renfer that he received and
responded to an “all available” alarm call to the second floor.
When CO Schrader arrived, he personally observed CO Renfer
and [Appellant] in an altercation, locked up in each other’s
shirts. CO Schrader also attempted to take [Appellant] to the
floor, [Appellant] resisted and was throwing elbows at the
guards trying to cuff him; namely, CO Schrader, CO Renfer and
CO Helfrich. As a result of [Appellant’s] conduct, CO Schrader
hit his head on the wall during the altercation and suffered a
concussion.
Trial Court Opinion, 5/21/2015, at 3-5 (citations omitted).
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Based upon this evidence, the trial court convicted Appellant of two
counts of aggravated assault on January 7, 2015. Following a presentence
investigation, Appellant was sentenced as detailed above. Appellant timely
filed a notice of appeal, and both Appellant and the trial court complied with
Pa.R.A.P. 1925.
On appeal, Appellant argues that the evidence was insufficient to
support the verdict.1 Appellant’s Brief at 4. We consider Appellant’s
challenge pursuant to the following standard.
[O]ur standard of review of sufficiency claims requires that we
evaluate the record in the light most favorable to the verdict
winner giving the prosecution the benefit of all reasonable
inferences to be drawn from the evidence. Evidence will be
deemed sufficient to support the verdict when it establishes each
material element of the crime charged and the commission
thereof by the accused, beyond a reasonable doubt.
Nevertheless, the Commonwealth need not establish guilt to a
mathematical certainty. Any doubt about the defendant’s guilt is
to be resolved by the fact finder unless the evidence is so weak
and inconclusive that, as a matter of law, no probability of fact
can be drawn from the combined circumstances.
1
In his statement of questions presented, Appellant specifies that his claim
is that there was “no competent medical evidence presented to support the
existence of bodily injury[;] only hearsay evidence from alleged victims[;
and] no video evidence regarding actual alleged assaults even though there
were security cameras in the hallways of the correctional facility.”
Appellant’s Brief at 4 (numbers and some capitalization omitted). However,
in the argument portion of his brief, Appellant fails to make any arguments
regarding hearsay or the failure to produce security videos, let alone to
provide authority to support such claims. We shall limit our review to the
issue developed by Appellant in his brief, namely whether the evidence
offered at trial established all of the elements of aggravated assault. See,
e.g., Winklespecht v. Pennsylvania Bd. of Prob. & Parole, 813 A.2d
688, 691 n.1 (Pa. 2002) (limiting review to issues developed in brief).
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Commonwealth v. Pettyjohn, 64 A.3d 1072, 1074 (Pa. Super. 2013)
(internal quotations and citations omitted). The Commonwealth may sustain
its burden by means of wholly circumstantial evidence, and we must
evaluate the entire trial record and consider all evidence received against the
defendant. Commonwealth v. Markman, 916 A.2d 586, 598 (Pa. 2007).
Appellant was convicted of violations of subsection 2702(a)(3) of the
crimes code, which provides in relevant part: “A person is guilty of
aggravated assault if he … attempts to cause or intentionally or knowingly
causes bodily injury to any of the officers, agents, employees or other
persons enumerated in subsection (c), in the performance of duty….” 18
Pa.C.S. § 2702(a)(3). Subsection (c) includes an “[o]fficer or employee of a
correctional institution, county jail or prison….” 18 Pa.C.S. § 2702(c)(9).
“Bodily injury” is defined as “impairment of physical condition or substantial
pain.” Commonwealth v. Rahman, 75 A.3d 497, 501 (Pa. Super. 2013)
(quoting 18 Pa.C.S. § 2301).
“[I]n a prosecution for aggravated assault on a [corrections] officer[,]
the Commonwealth has no obligation to establish that the officer actually
suffered a bodily injury; rather, the Commonwealth must establish only an
attempt to inflict bodily injury, and this intent may be shown by
circumstances which reasonably suggest that a defendant intended to cause
injury.” Rahman, 75 A.3d at 501 (internal quotation marks and citation
omitted; emphasis in original).
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Appellant contends that the Commonwealth’s evidence showed neither
an attempt by Appellant to cause bodily injury nor the suffering of actual
bodily injury by either officer. Appellant insists that there was no evidence
of intent necessary for an attempt because there was no indication that
Appellant took “any steps toward attacking either officer that demonstrated
intent, as the alleged injuries were committed during [the officers’] attempts
to take down [Appellant].” Appellant’s Brief at 11. Further, Appellant
maintains that there was no evidence that either officer actually suffered
bodily injury within the meaning of the statute because there “was no
testimony that any treatment was required, that either officer missed work,
or that they were unable to perform certain functions like dressing or
walking for even a day or two as a result of the scuffle.” Id. at 18.
In support of his argument, Appellant relies upon Commonwealth v.
Kirkwood, 520 A2d 451 (Pa. Super. 1987). The facts underlying the
conviction in Kirkwood are as follows.
Paula Sheasley testified that on the evening of August 11,
1984, she, along with her husband, her sister, and her brother-
in-law, went to the Greendale Tavern in Cowanshannock
Township, Armstrong County, to dance and to get something to
eat. At approximately 1:30 a.m. on the following morning, she
observed that Kirkwood was also at the tavern. Sheasley was a
correctional officer at the Armstrong County Prison, and she
knew Kirkwood as a former inmate who was then on parole.
Later, while she was dancing a fast dance with the other
members of her party, she said, Kirkwood had approached her,
had grabbed her by the arm and had begun to swing her
violently around the dance floor. Sheasley said that she had
pleaded with Kirkwood to stop because he was hurting her, but
that he had continued to swing her until her husband
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intervened. The incident, she said, lasted approximately forty
seconds and left her with bruises and cut marks on her arms.
As a result, she testified, she suffered pain in her arms and her
right knee for a short period of time thereafter.
Kirkwood, 520 A.2d at 452-453. Kirkwood was convicted of simple assault
under 18 Pa.C.S. § 2701(a)(1), which provided that a person is guilty of
assault if he or she attempted to cause or intentionally, knowingly or
recklessly caused bodily injury to another.2 After discussing at length the
meaning of the term “bodily injury,” this Court held that the evidence was
insufficient to sustain Kirkwood’s conviction:
In the instant case, [Kirkwood’s] uninvited attentions and
violent dancing, according to the victim, caused bruises and
slight cuts on her arms, and her right knee and arms hurt as a
result of the manner in which appellant swung her during the
dance. There was no evidence that she had consulted a
physician or that she had lost time from work. We conclude that
this evidence was insufficient to establish either the “physical
impairment” or the “substantial pain” which is necessary to
prove the crime of criminal assault as defined in 18 Pa.C.S.
§ 2701. Temporary aches and pains brought about by
strenuous, even violent, dancing are an inadequate basis for
imposing criminal liability upon a dance partner for assault.
Appellant’s invitation to the dance, even if uncivil and harassing,
was not assaultive within the meaning of the statute.
Id. at 454. Notably absent from the Court’s opinion is any discussion of
whether Kirkwood attempted to cause bodily injury.
2
A conviction for aggravated assault against an officer of the
Commonwealth under § 2702(a)(3) and a conviction for simple assault
under § 2701(a)(1) both require proof that the defendant caused or
attempted to cause bodily injury.
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The instant case is more analogous to Commonwealth v. Brown, 23
A.3d 544, 560 (Pa. Super. 2011), than to Kirkwood. In Brown, this Court
offered the following analysis.
At trial, Officer Schiazza testified that when he attempted to
handcuff Brown, Brown pulled away, threw Officer DeBella to the
ground, and ran away. Officer Schiazza further testified that
after he tackled Brown, Brown struggled violently with him, and
that as Brown flailed his arms he struck the officer repeatedly on
the arm, shoulder and mouth, causing him to have a swollen lip.
Whether the officer’s swollen lip constitutes a “bodily injury” for
purposes of section 2702(a)(3) is irrelevant, since in a
prosecution for aggravated assault on a police officer the
Commonwealth has no obligation to establish that the officer
actually suffered a bodily injury; rather, the Commonwealth
must establish only an attempt to inflict bodily injury, and this
intent may be shown by circumstances which reasonably suggest
that a defendant intended to cause injury. It was within the
jury’s province to find that Brown, by throwing Officer DeBella to
the ground and then striking Officer Schiazza repeatedly by
wildly flailing his arms as he resisted arrest, intended to cause
injury to the officers.
Brown, 23 A.3d at 560 (citations omitted).
Similarly, the trial court noted the following regarding Appellant’s
intentions to harm the COs:
[Appellant] was an incarcerated inmate within a correctional
facility not adhering to repeated clear orders to “cuff up.”
Rather, [Appellant] boldly announced to CO Renfer that he was
going to “fuck him up” and that it is “now on [m]other
[f]ucker.”[3] Those words were immediately followed by the
overt physical manifestation of [Appellant] taking a most
aggressive boxer-like stance raising his fists. Thus, first came
the words where we get a glimpse of [Appellant’s] subjective
frame of mind, then comes the action of a fighting stance with
3
Although it is a distinction without a difference, the trial transcript records
CO Renfer’s testimony as being that Appellant said “It’s on now, mother
fucker.” N.T., 1/7/2015, at 14, 23.
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fists raised. CO Renfer clearly and reasonably realized the
gravity of the situation by sounding the duress alarm; a device
only used when a matter cannot be handled by CO alone. All
three Correctional Officers, Renfer, Helfrich and Schrader, while
in their capacity as Correctional officers, corroborated that
[Appellant] failed to comply with repeated orders, and
[Appellant] was on top of CO Renfer, punching, swinging,
throwing elbows, and thrashing and striking all of the corrections
officers with apparent impunity.
Trial Court Opinion, 5/21/15, at 7.
These determinations as to Appellant’s intent are supported by the
record.4 Appellant’s actions were similar to those of the defendant in
Brown. N.T., 1/7/2015, at 14 (indicating that Appellant’s “aggression was
insane” in his “thrashing around, screaming violently, kicking his legs”).
Based upon Brown, we agree that the evidence was sufficient to prove that
Appellant at least attempted to cause bodily injury to COs Renfer and
Schrader, regardless of whether the COs actually suffered what amounts to
a “bodily injury” under section 2702(a)(3).
Judgment of sentence affirmed.
4
Appellant argues that CO Renfer’s testimony about his interactions with
Appellant before the other COs arrived is contradicted elsewhere in the
record. Appellant’s Brief at 15. However, the trial court found CO Renfer’s
testimony on this point to be credible. Trial Court Opinion, 5/21/2015, at 3.
This Court will not disturb the fact-finder’s credibility determinations.
Commonwealth v. Page, 59 A.3d 1118, 1130 (Pa. Super. 2013)
(“Questions concerning inconsistent testimony ... go to the credibility of the
witnesses. A determination of credibility lies solely within the province of
the factfinder. Moreover, any conflict in the testimony goes to the credibility
of the witnesses and is solely to be resolved by the factfinder.” (internal
quotation marks and citations omitted)).
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 3/23/2016
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