Van Stine, M. v. Carpineta, M. ( 2016 )

J-A17031-16
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
MICHAEL VAN STINE IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellee
v.
MARC CARPINETA
Appellant No. 2856 EDA 2015
Appeal from the Order August 27, 2015
In the Court of Common Pleas of Philadelphia County
Civil Division at No(s): July Term, 2015, No. 03662
BEFORE: GANTMAN, P.J., LAZARUS, J., and PLATT, J.*
MEMORANDUM BY GANTMAN, P.J.: FILED JULY 27, 2016
Appellant, Marc Carpineta, appeals from the order entered in the
Philadelphia County Court of Common Pleas, granting Appellee’s petition for
a prohibitory preliminary injunction on the basis of an alleged violation of the
Wiretap Act.1 We affirm.
The relevant facts and procedural history of this appeal are as follows.
Appellee, Michael Van Stine, and Appellant, Marc Carpineta, both members
of the Bentley Square Condominium Association, face ongoing litigation
involving a longstanding dispute for control of a condominium in
Philadelphia. On July 31, 2013, September 25, 2013, and November 10,
____________________________________________
1
18 Pa.C.S.A. §§ 5701 and 5725, respectively.
_____________________________
*Retired Senior Judge assigned to the Superior Court.
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2013, Mr. Van Stine called Appellant to discuss confidential condominium
association business. On December 2, 2013, at a meeting, Appellant
boasted that he recorded one or more of the telephone conversations with
Mr. Van Stine and shared the content of the conversations in a negative
manner in the presence of Mr. Van Stine, two attorneys, and approximately
six other witnesses.
On July 30, 2015, Mr. Van Stine filed a pro se petition for injunctive
and equitable relief claiming violations of the Wiretap Act in Philadelphia
County. On August 27, 2015, the court held a hearing on the petition. At
the hearing, Mr. Van Stine presented a witness, Steven Cohen (“Mr.
Cohen”), who had attended the December 2, 2013 meeting. Mr. Cohen’s
testimony confirmed Mr. Van Stine’s evidence concerning Appellant’s
intentional recording of Mr. Van Stine and Appellant’s intention to use such a
recording in the ongoing condominium dispute. Appellant declined to testify
at the hearing; so, Mr. Van Stine’s evidence went unchallenged in this
context. Consequently, the court found Appellant evasive regarding whether
the recording existed such that the court found Appellant was not credible.
Also, the court determined Mr. Van Stine was unfairly and unnecessarily
exposed to a number of risks of continuing and substantial irreparable harm
because of the taped conversation(s), including that Appellant might have
made copies of and or distributed the audio recording(s) to others involved
in the condominium dispute. The court held Mr. Van Stine’s evidence
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sufficient to order a prohibitory preliminary injunction, with the alleged
violation of the Wiretap Act serving only as evidence of an act that, if proved
in a criminal case, would constitute a crime, which the court found was per
se damaging to Mr. Van Stine. At the conclusion of the hearing, the court
granted an order prohibiting Appellant from using any recordings of Appellee
in any manner, directing Appellant to preserve any recordings in his
possession, and precluding Appellant from recording any of Appellee’s
conversations. The court did not rule on Appellee’s claim for equitable relief.
On September 17, 2015, Appellant timely filed a notice of appeal. On
September 18, 2015, the court ordered a Rule 1925(b) statement. In
response, Appellant filed his Rule 1925(b) statement on October 6, 2015.
Appellant raises the following issues on appeal:
DID THE [TRIAL] COURT HAVE A REASONABLE BASIS TO
CONCLUDE THAT [MR. VAN STINE] HAD A CLEAR RIGHT
TO A PRELIMINARY INJUNCTION FOR AN ALLEGED
VIOLATION OF THE WIRETAPPING AND ELECTRONIC
SURVEILLANCE CONTROL ACT WHERE THERE WAS NO
EVIDENCE OF IMMEDIATE AND IRREPARABLE HARM SUCH
AS AN ONGOING PATTERN OF VIOLATIONS OR A THREAT
OF FUTURE VIOLATIONS?
DID THE [TRIAL] COURT HAVE A REASONABLE BASIS TO
CONCLUDE THAT [MR. VAN STINE] HAD A CLEAR RIGHT
TO A PRELIMINARY INJUNCTION FOR AN ALLEGED
VIOLATION OF THE WIRETAPPING AND ELECTRONIC
SURVEILLANCE CONTROL ACT WHERE THERE WAS NO
EVIDENCE OF THE CIRCUMSTANCES UNDER WHICH THE
ALLEGED VIOLATION OCCURRED, I.E., WHETHER [MR.
VAN STINE] HAD A JUSTIFIABLE EXPECTATION THAT HIS
CONVERSATION WOULD NOT BE INTERCEPTED?
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DOES THE WIRETAPPING AND ELECTRONIC
SURVEILLANCE CONTROL ACT AUTHORIZE INJUNCTIVE
RELIEF TO PROHIBIT FUTURE VIOLATIONS?
(Appellant’s Brief at 4).
Appellant argues the record does not establish the first prerequisite for
a preliminary injunction because Appellee failed to show that an injunction is
necessary to prevent immediate and irreparable harm. Additionally,
Appellant states nothing in the record establishes the fourth prerequisite,
i.e., the activity the injunction seeks to restrain is actionable, the right to
relief is clear, and the wrong is manifest. Likewise, Appellant avers Appellee
failed on the fifth prerequisite in that Appellee did not show that the
injunction is reasonably suited to abate the offending activity. In essence,
Appellant claims there was no harm, no clear showing of right to relief, and
no ongoing activity that had to be restrained. Moreover, no evidence reveals
that any threat would happen again. Specifically, Appellant contests any
finding of imminent danger in the record since the alleged recording
happened prior to December 2013, and the petition for injunctive relief was
not filed until nineteen months after the recording. Furthermore, Appellee’s
witness, Mr. Cohen, only stated he had heard Appellant say he had a
recording of the prior conversation with Appellee, not that Appellant said he
was going to replicate and/or distribute the recording. Instead, Appellant
argues Mr. Cohen’s testimony is hearsay and is insufficient to support a
preliminary injunction. Appellant further contends Mr. Cohen’s testimony
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does not confirm any other testimony because neither Appellant nor
Appellee ever testified. Appellant asserts the trial court engaged in
speculation, which should not serve as the basis for an injunction.
Next, Appellant claims no evidence discloses the circumstances in
which Appellant allegedly recorded the conversation; so, it is impossible to
determine whether Appellee had any expectation of privacy. Evidence of the
location of the conversation, such as an open meeting or any other open
setting, would show Appellee should have expected the conversation could
be intercepted. Without such evidence, Appellee cannot assert any
reasonable expectation of privacy in the recorded conversation.
Appellant further alleges that, although the Wiretap Act creates a
private cause of action for damages, the Wiretap Act does not expressly
provide for injunctive relief. Appellant asserts the notion of obtaining
injunctive relief to prohibit the violation of a statute is counter-intuitive
because the statute itself prohibits the interception of communications.
Also, Appellant states evidence fails to identify the conversation at issue
between Appellee and Appellant as an “oral communication” for purposes of
the Wiretap Act. Appellant concludes this Court should reverse the order for
a prohibitory preliminary injunction and remand for further proceedings. We
disagree.
Review of a trial court’s order granting a prohibitory preliminary
injunctive relief is highly deferential; thus, in reviewing the grant of a
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preliminary injunction, we must examine the record to determine if there
were any apparently reasonable grounds for the trial court’s action.
Warehime v. Warehime, 580 Pa. 201, 860 A.2d 41 (2004) (citing Summit
Towne Centre, Inc. v. Shoe Show of Rocky Mount, Inc., 573 Pa. 637,
644-45, 828 A.2d 995, 1000 (2003)). “Our scope of review from an order
denying a preliminary injunction is very narrow. An appellate court will
interfere with the decision of the [trial court] only if it is clear that no
grounds exist to support the decree or that the rule of law relied upon was
patently erroneous or misapplied.” Harsco Corp. v. Klein, 576 A.2d 1118,
1121 (Pa.Super. 1990).
A party seeking a preliminary injunction must establish: (1) the
injunction is necessary to prevent immediate and irreparable harm; (2)
greater injury will occur from refusing to grant the injunction than from
granting it; (3) the injunction will restore the parties to the status quo as it
existed before the alleged wrongful conduct; (4) the likelihood of success on
the merits; (5) the injunction is reasonably designed to prevent the wrongful
conduct; and (6) the injunction will not adversely affect the public interest.
Summit Towne Centre, Inc. supra at 646-47, 828 A.2d at 1001.
However, since a preliminary injunction is designed to
preserve the status quo pending final resolution of the
underlying issues, it is obvious that the “clear right”
requirement is not intended to mandate that one
seeking a preliminary injunction establish his or her
claim absolutely. Valley Forge Historical Society v.
Washington Memorial Chapel, [493 Pa. 491, 426 A.2d
1123 (1981)]. Where the threat of immediate and
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irreparable harm to the petitioning party is evident, that
the injunction does no more than restore the status quo
and the greater injury would result by refusing the
requested injunction than granting it, an injunction may
properly be granted where substantial legal
questions must be resolved to determine the rights
of the respective parties. [Id.]
Fischer v. Department of Public Welfare, 497 Pa. 267, 271, 439 A.2d
1172, 1174 (1982) (emphasis added). See Ambrogi v. Reber, 932 A.2d
969, 977 (Pa.Super. 2007), appeal denied, 597 Pa. 725, 952 A.2d 673(2008) (stating purpose of preliminary injunction is to prevent irreparable
injury or gross injustice by preserving status quo as it exists or as it
previously existed before acts complained of in complaint); Appeal of Little
Britain Tp. from Decision of Zoning Hearing Bd. of Little Britain Tp.,
651 A.2d 606 (Pa.Cmwlth. 1994), appeal denied, 541 Pa. 645, 663 A.2d 696(1995) (explaining preliminary injunction puts and keeps matters in position
in which they were before defendant’s improper conduct; sole object of
preliminary injunction is to preserve subject of controversy in condition in
which it is when order is entered, it is not to subvert, but to maintain
existing status until court can hear and determine merits of controversy;
preliminary injunction cannot serve as judgment on merits because
by definition it is temporary remedy granted until party’s dispute can
be completely resolved).
Pennsylvania Rule of Civil Procedure 1531 governs preliminary and
special injunctions, in pertinent part, as follows:
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Rule 1531. Special Relief. Injunctions
(a) A court shall issue a preliminary or special injunction
only after written notice and hearing unless it appears to
the satisfaction of the court that immediate and irreparable
injury will be sustained before notice can be given or a
hearing held, in which case the court may issue a
preliminary or special injunction without a hearing or
without notice. In determining whether a preliminary or
special injunction should be granted and whether notice or
a hearing should be required, the court may act on the
basis of the averments of the pleadings or petition and
may consider affidavits of parties or third persons or any
other proof which the court may require.
Pa.R.C.P. 1531(a). Thus, the Rule requires the court to hold a hearing only
before the grant of an injunction, with limited exception. See id. The
appellant has the burden to demonstrate that the trial court’s decision to
grant a prohibitory preliminary injunction lacks any “apparently reasonable
grounds.” The York Group, Inc. v. Yorktowne Caskets, Inc., 924 A.2d
1234, 1241 (Pa.Super. 2007).
After a thorough review of the record, the briefs of the parties, the
applicable law, and the well-reasoned opinion of the Honorable Linda A.
Carpenter, we conclude Appellant’s issues merit no relief. The trial court
fully and properly supported its decision. See Trial Court Opinion, dated
December 9, 2015, at 2-3) (finding: Mr. Van Stine demonstrated through
credible third party testimony that Appellant boasted he had recorded Mr.
Van Stine; recording was done in contravention of Pennsylvania law;
Appellant intended to use recording in ongoing condo dispute and without
intervention, irreparable harm would result; sufficient evidence supported
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court’s conclusion that recording existed and that Appellant had intended to
make such recording; at time of hearing, court determined Mr. Van Stine
was being unfairly and unnecessarily exposed to number of risks of
continuing and substantial irreparable harm because of conversation at
issue, including that Appellant might have made copies of, and/or
distributed, audio recording and sent recording to others involved in condo
dispute).2 We accept the court’s decision. The trial court balanced the
rights of both parties and crafted its order as narrowly as possible to abate
the problem. See Ambrogi, supra. The record supports the court’s
decision. See The York Group, Inc., supra. Accordingly, we affirm on the
basis of the trial court opinion.
Order affirmed.
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2
To the extent Appellant takes issue with the court’s comment in its opinion
on his credibility, we observe Appellant was evasive at the hearing about
whether he recorded Mr. Van Stine and declined the court’s invitation to
testify. In this respect, therefore, we qualify the trial court’s opinion, but not
its decision.
Regarding Appellant’s third issue, we observe the prohibitory injunction
sought in this case was not directly under the Wiretap Act at 18 Pa.C.S.A. §
5725; the alleged violation of the Wiretap Act was used only as evidence of
an act that, if proved in a criminal case, would constitute a crime, which the
court found was per se damaging to Mr. Van Stine to support the damages
aspect of the preliminary injunction.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 7/27/2016
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Circulated 07/13/2016 12:47 PM
IN THE COURT OF COMMON PLEAS
FIRST JUDICIAL DISTRICT OF PENNSYLVANIA '"11
CIVIL TRIAL DIVISION &f?
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Plaintiff-Appellee SUPERIOR COURT r:;'
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2856 EDA 2015
v.
COURT OF COMMON PLEAS
MARC CARPINETA CASE NO. 150703662
Defendant-Appellant
OPINION
CARPENTER, J. DECEMBER 9, 2015
Appellee Michael Van Stine ("Van Stine") and Appellant Marc Carpineta
("Carpineta") have been involved in a longstanding dispute and ongoing litigation with
regard to the control of a condominium in the City of Philadelphia. In the instant
proceeding before this Court, Van Stine requested injunctive relief to prevent Carpineta
from using a recording of Van Stine that had been made without his permission and in
contravention to 18 Pa.C.S. § 5701, et seq. and 18 Pa.C.S. §5725, etseq. This Court
conducted a full hearing on the merits on August 27, 2015, at which time this Court
assessed the witnesses' testimony and made the determination that a recording clearly
had been made in contravention of Pennsylvania law. This Court further determined
that Carpineta intended to use such recording in the ongoing condominium dispute and
that without a Court Order preventing Carpineta from using the unlawful recording,
Van Stine Vs Carpineta-OPFLD
iiiiiiii iiii i iiiiiiiiiii iii iii
15070366200017
1
irreparable harm would result. This Court placed all findings on the record at the
hearlng.1 Following the hearing, this Court entered an Order stating that:
1. Mr. Carpineta shall not use any recordings of Mr. Van Stine in any
manner.
2. Any recordings in Mr. Carpineta's possession should be [disclosed].
3. Mr. Carpineta shall not in any manner record conversations of Mr.
Van Stine.
Carpineta has filed an appeal of this Order asserting that he was not served prior to the
entry of this Order and thus, this Court did not have jurisdiction. He further submits that
there was insufficient evidence presented of any recorded conversation or that he ever
had the intent to record or threatened to record any conversation. Carpineta further
contends that this Court erred in not reviewing the legal factors at issue with the correct
standard in order to enter an order for injunctive relief. These arguments must be
rejected.
While Carpineta alleges a lack of service, the record contains no preliminary
objections filed with regard to service, even though the Petition was filed on July 30,
2015 and a Rule to Show Cause was issued and served by this Court on August 4,
2015, well in advance of the hearing. Accordingly, the issue with regard to service has
been waived.
With regard to Carpineta's sufficiency claim, at the hearing in this matter, Van
Stine presented credible testimony from a third party to confirm his own testimony that
Carpineta had intentionally made a recording of Van Stine and that Carpineta intended
to use such recording in the ongoing condominium dispute. Moreover, this Court found
1
As of the writing of this Opinion, this Court has not been provided with a copy of the notes of testimony
and thus is unable to make specific notations to the record.
2
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I
that ~Jrpineta was evasive about whether a recording was made such that this Court
did not find Carpineta to be a credible witness. As such, this Court found the evidence
sufficient to support its finding that a recorded conversation existed and that Carpineta
had the intent to record the conversation.
In consideration of Carpineta's assertion related to this Court's review of the legal
factors at issue and the proper standard for entering an order for injunctive relief, this
Court similarly finds no merit. The Pennsylvania Wiretap Act ("Act") provides a civil
remedy to aggrieved persons whose communications are unlawfully intercepted.2
Injunctive relief and other equitable remedies are available in connection with claims
under the Act.3 At the time of the August 27, 2015 hearing, this Court determined that
Van Stine was being unfairly and unnecessarily exposed to a number of risks of
continuing and substantial irreparable harm because of the conversation at issue,
including that Carpineta may have made copies of, and or distributed, the subject
audiotape and sent such tape to others involved in the condominium dispute. These
findings are supported by the record and should be affirmed on appeal.
BY THE COURT:
2
Agnew v. Dupler, 717 A.2d 519, 522 (Pa. 1998).
3 Id.3