Com. v. Straughters, F. ( 2016 )

J-S83023-16
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellee
v.
FRANCIS A. STRAUGHTERS, JR.,
Appellant No. 387 WDA 2016
Appeal from the PCRA Order February 16, 2016
In the Court of Common Pleas of Fayette County
Criminal Division at No(s): CP-26-CR-0001771-2011
BEFORE: FORD ELLIOTT, P.J.E., SHOGAN, and STRASSBURGER,* JJ.
MEMORANDUM BY SHOGAN, J.: FILED DECEMBER 22, 2016
Appellant, Francis A. Straughters, Jr., appeals from the February 16,
2016 order denying his first petition filed pursuant to the Post Conviction
Relief Act (“PCRA”), 42 Pa.C.S. §§ 9541–9546. We vacate and remand for
further proceedings.
Appellant pled guilty on July 11, 2012, to three counts: aggravated
assault of an officer, agent, employee or other person enumerated in 18
Pa.C.S. § 2702(c) in the performance of duty,1 simple assault, and the
____________________________________________
*
Retired Senior Judge assigned to the Superior Court.
1
Appellant originally was charged, inter alia, with aggravated assault with a
deadly weapon pursuant to 18 Pa.C.S. § 2702(a)(4). Information,
10/19/11, at count two. At the start of the plea proceeding, the
Commonwealth moved to amend the information “as to count one
(Footnote Continued Next Page)
J-S83023-16
summary offense of harassment; the Commonwealth nol prossed two
counts: conspiracy and recklessly endangering another person. The affidavit
of probable cause described the facts of the crime as follows:
On 7/29/2011 Officer[s] were met [at the] station by
Edward Sharkey, who was bleeding profusely from his left eye
_______________________
(Footnote Continued)
aggravated assault,” asserting that “the defendant [is] currently charged
under [18 Pa.C.S. §] 2702(a)(4) which is causing bodily injury with a deadly
weapon and we’re asking to amend that count to reflect aggravated assault
2702(a)(3) which is causing serious bodily injury.” N.T., 7/11/12, at 2. An
exchange among defense counsel, the Commonwealth, and the plea court
followed:
[Defense counsel]: No objection to that amendment.
[The court]: You have discussed that with your client?
[Defense counsel]: Yes.
[The court]: Still a felony of the the [sic] second degree?
[Defense counsel]: Yes.
[The court]: No change in grade.
[Defense counsel]: Changes the offense gravity score.
[The court]: Up or down[?]
[Defense counsel]: Lowers it two points.
[The court]: Lowers it. You don’t object to it being lowered?
[Defense counsel]: Correct.
[The Commonwealth]: We will not be proceeding under [18
Pa.C.S. 2702] (a)(4).
N.T., 7/11/12, at 2–3.
-2-
J-S83023-16
area, and his left hand. Sharkey stated he was with Edith
Porterfield, when she took two hundred dollars from his vehicle
in Marlenes Corner Bar parking lot. Porterfield then reportedly
exited Sharkeys vehicle and entered a Toyota SUV that pulled
behind Sharkey’s vehicle while they were [in] the parking lot.
Sharkey said the vehicle was driven by Francis Straughters Jr.
Sharkey stated they left the parking lot, and he followed them.
Sharkey then said the SUV stopped on Meadow Lane, and the
defendant got out of the vehicle. The defendant then hit
Sharkey in the face while Sharkey was still in the car. The
defendant repeatedly hit Sharkey while he was trying to exit his
vehicle. Sharkey stated he felt the defendant was hitting him
with a hard object due to the severe pain. The defendant then
reportedly reached in his pocket, and pulled an object out.
Sharkey then stated he put his left hand up to block a blow
delivered by the defendant, when he felt a burning sensation on
his left hand. Sharkey then stated he witnessed blood
everywhere. Sharkey said the defendant slashed him with a
sharp object. The defendant then left, and Sharkey went to
Connellsville Police Station.
Affidavit of Probable Cause, 9/19/11. On August 17, 2012, Appellant was
sentenced to twenty-two months to sixty months for aggravated assault with
no further penalty for simple assault or harassment, to run concurrently to a
sentence imposed at trial court docket number 2189 of 2011. Appellant did
not file a direct appeal.
By letter dated May 28, 2013, received May 30, 2013, and docketed
July 9, 2014, Appellant wrote to Janice Snyder, Fayette County Clerk of
Courts, indicating that he had received a sentence status sheet summary
from the Pennsylvania Department of Corrections that incorrectly listed his
offense as aggravated assault with bodily injury to a police officer. Letter,
5/31/13. Appellant asserted that “I took a plea from Judge Wagner (8-17-
12) Aggravated Assault Case No. 1771. . . . I never assaulted a[n] officer in
-3-
J-S83023-16
my case, on my status sheet it says I have.” Id. Appellant underlined
“Judge Wagner” multiple times in pen. Appellant requested that the
“mistake” be corrected. By letter dated May 31, 2013, and docketed that
date,2 Ms. Snyder responded by letter to Appellant. She stated, inter alia,
that she reviewed Appellant’s file and “did not find a charge of Aggravated
Assault with Bodily Injury to Officer listed.” Letter, 5/31/13. There is no
indication that Appellant’s letter was submitted to Judge Wagner.
On October 15, 2015, Appellant filed a pro se PCRA petition. The
PCRA court appointed counsel on October 29, 2015. On January 7, 2016,
counsel filed a motion to withdraw representation asserting that Appellant
had pled guilty, inter alia, to aggravated assault with a deadly weapon, that
the PCRA petition was time-barred, and that there were no meritorious
issues in the case. Motion to Withdraw, 1/7/16, at 1–2. On January 26,
2016, the PCRA court permitted counsel to withdraw and entered notice of
intent to dismiss pursuant to Pa.R.Crim.P. 907. In its opinion accompanying
the Rule 907 notice, the PCRA court referred to “the fact that your counseled
guilty plea was to an alleged violation of 18 Pa.C.S. § 2702(a)(3),
Aggravated Assault of a police officer, which resulted from an amendment to
____________________________________________
2
We note that the certified docket entries interchanged the document titles
of both Appellant’s letter to Ms. Snyder and her response with their
numbered entries, thereby creating uncertainty as to the dates the items
were docketed. This discrepancy, however, has no bearing on the
significance of the documents in this matter because Appellant’s letter to Ms.
Snyder is time-stamped as received on May 30, 2013.
-4-
J-S83023-16
the criminal information from § 2702(2)(4) [sic], Aggravated Assault with a
Deadly Weapon.” Rule 907 Notice, 1/26/16, at 2. The court continued that
“[w]hile such an error might indeed render your sentence on that charge
illegal, . . . that challenge must generally be raised in a timely PCRA
petition.” Id. (emphasis in original). Appellant filed a response on February
11, 2016, and on February 16, 2016, the PCRA court dismissed the petition
as untimely. Appellant filed a timely notice of appeal. The PCRA court did
not order the filing of a Pa.R.A.P. 1925(b) statement, and none was filed. In
lieu of a Rule 1925(a) opinion, the PCRA court relied upon its Rule 907
explanation and its opinion in support of its order dismissing Appellant’s
PCRA petition.
Appellant, pro se, raises the following issues on appeal:
A. Appellant’s plea was unconstitutionally entered where the
Commonwealth amended the Criminal Complaint after the
arrest of [Appellant] and proceeded to convict Appellant in
assaulting a police officer under 18 § 2702 §§ A3, when
Appellant was charged and held for court on the charge of
18 § 2702 §§(a)(4), and no legal authority or jurisdiction
existed for the court to have accepted Appellant’s plea
where a miscarriage of justice occured and Appellant was
prejudiced in entering such a plea.
B. The Commonwealth fraudulently pursued criminal charges
and the Office of the District Attorney knowingly allowed
Appellant to enter an “Unknowingly, Unintelligently, and
Involuntary” plea of guilty to the unknown amended
charges on July 11, 2012.
C. Appellant is entitled to the withdraw[al] of the Plea of
Guilty, entered unconstitutionally, where the presumption
of correctness is mandatory. This entitlement falls within
-5-
J-S83023-16
the PCRA Act’s [sic] exceptions for timeliness requirements
under § 9543(a)(2)(ii) & (iii).
Appellant’s Brief at 4.
“In reviewing the propriety of an order granting or denying PCRA
relief, an appellate court is limited to ascertaining whether the record
supports the determination of the PCRA court and whether the ruling is free
of legal error.” Commonwealth v. Matias, 63 A.3d 807, 810 (Pa. Super.
2013) (citing Commonwealth v. Johnson, 966 A.2d 523, 532 (Pa. 2009)).
We grant great deference to the PCRA court’s findings that are supported in
the record and will not disturb them unless they have no support in the
certified record. Commonwealth v. Rigg, 84 A.3d 1080, 1084 (Pa. Super.
2014). “As the timeliness of a PCRA petition is a question of law, our
standard of review is de novo and our scope of review is plenary.”
Commonwealth v. Callahan, 101 A.3d 118, 121 (Pa. Super. 2014)
(citation omitted).
The timeliness of a PCRA petition is a jurisdictional threshold that may
not be disregarded in order to reach the merits of the claims raised in a
PCRA petition that is untimely. Commonwealth v. Cintora, 69 A.3d 759,
762 (Pa. Super. 2013). “We have repeatedly stated it is the [petitioner’s]
burden to allege and prove that one of the timeliness exceptions applies.
See, e.g., Commonwealth v. Beasley, 741 A.2d 1258, 1261 (Pa. 1999).
Whether [a petitioner] has carried his burden is a threshold inquiry prior to
-6-
J-S83023-16
considering the merits of any claim.” Commonwealth v. Edmiston, 65
A.3d 339, 346 (Pa. 2013).
In order to be considered timely, a first, or any subsequent PCRA
petition, must be filed within one year of the date the petitioner’s judgment
of sentence becomes final. 42 Pa.C.S. § 9545(b)(1). A judgment of
sentence “becomes final at the conclusion of direct review, including
discretionary review in the Supreme Court of the United States and the
Supreme Court of Pennsylvania, or at the expiration of time for seeking the
review.” 42 Pa.C.S. § 9545(b)(3). Our review of the record reflects that
Appellant was sentenced on August 17, 2012. Appellant did not file a direct
appeal, and therefore, his judgment of sentence became final thirty days
later on September 16, 2012. Pa.R.A.P. 903. Thus, Appellant had until
September 16, 2013, to file a timely PCRA petition. 42 Pa.C.S. §
9545(b)(3). The instant petition, filed October 15, 2015, is facially
untimely.3
____________________________________________
3
Due to our disposition, we do not examine the three limited exceptions to
the time for filing the petition, set forth at 42 Pa.C.S. § 9545(b)(1)(i), (ii),
and (iii). An untimely petition may be received when the petition alleges,
and the petitioner proves, that any of the exceptions is met. A petition
invoking one of these exceptions must be filed within sixty days of the date
the claim could first have been presented. 42 Pa.C.S. § 9545(b)(2). In
order to be entitled to the exceptions to the PCRA’s one-year filing deadline,
“the petitioner must plead and prove specific facts that demonstrate his
claim was raised within the sixty-day time frame” under section 9545(b)(2).
-7-
J-S83023-16
This case, however, presents multiple irregularities that require
remand. We have not found authority exactly on point, but our research has
unearthed cases that are similar in important and relevant ways. We draw a
parallel to the cases involving the filing of notices of appeal because,
similarly to the instant case, where the timeliness of a PCRA petition
implicates the court’s jurisdiction and competency to act, the “timeliness of
an appeal and compliance with the statutory provisions granting the right to
appeal implicate an appellate court’s jurisdiction and its competency to act.”
Commonwealth v. Williams, 106 A.3d 583, 587 (Pa. 2014). An
appellant’s failure to timely appeal divests the appellate court of its
jurisdiction to hear the appeal, id., just as a PCRA petitioner’s failure to
comply with the time constraints of the PCRA generally prevents the PCRA
court from entertaining a PCRA petition.
First, we note that Fayette County Clerk of Courts, Ms. Snyder, erred
by failing to provide Judge Wagner with Appellant’s letter dated May 28,
2013. While she correctly time-stamped and docketed the item, she failed
to forward it to Judge Wagner, who presumably would have treated the
letter as a pro se PCRA petition. We have stated, although in relation to the
attempted filing of a pro se notice of appeal, that the Prothonotary’s office
lacks authority “to ‘implement’ the Rules governing the form of an appeal
and to determine, based upon criteria other than the date they are received,
which appeals are timely.” Commonwealth v. Willis, 29 A.3d 393, 396
-8-
J-S83023-16
(Pa. Super. 2011) (quoting Nagy v. Best Home Serv., Inc., 829 A.2d 1166(Pa. Super. 2003)), affirmed sub silencio in Williams, 106 A.3d at 588
(“The Superior Court’s reasoning [in Willis] is sound . . . .”). Citing
Pa.R.A.P. 905(a)(3), the Williams Court underscored Rule 905’s use of the
directive to the lower court clerk that upon receipt of a notice of appeal, the
clerk “shall” time stamp the notice; the Court emphasized that the lower
court clerk has no discretion to act otherwise. Our Supreme Court defined
the role of the clerk of courts, as follows:
As this Court has recognized, the powers wielded by the clerk of
courts, like those of the prothonotary, are purely ministerial in
nature. See In re Administrative Order No. 1–MD–2003,
594 Pa. 346, 936 A.2d 1, 9 (2007). The clerk of courts and
prothonotary are not permitted to interpret statutes or challenge
court actions. Id. Likewise, they lack the authority to either
evaluate the merits of a litigant’s pleadings or decline to accept a
timely notice of appeal. See Brown v. Levy, 621 Pa. 1, 73
A.3d 514, 519 (2013). Far from operating as an independent
reviewer and screening officer with respect to court filings, the
clerk of courts fulfills a strictly administrative function . . . .
Williams, 106 A.3d at 588 (footnote omitted).
Instantly, Ms. Snyder fulfilled the ministerial function of time-stamping
Appellant’s letter, but improperly acted beyond that authority by reviewing
the relevant orders in the case, formulating a legal conclusion based on that
review, and failing to refer the matter to the court.
We also examine whether Appellant’s May 31, 2013 letter should have
been construed as a timely filed PCRA petition. Although not defined in
these terms, in his response to the PCRA court’s Rule 907 notice and
-9-
J-S83023-16
accompanying opinion and in his brief to this Court, Appellant has cited to
his prior letter to the Fayette County Clerk of Courts and specifically to Ms.
Snyder’s incorrect and improper response that her review of Appellant’s case
failed to reveal a charge of aggravated assault with bodily injury to an
officer. Defendant’s Objections and Response to [the] court’s Rule 907
Notice, 2/11/16, at 1, 2; Appellant’s Brief at 9–10.
Regarding the judicial determination of whether a post-conviction filing
should be considered a PCRA petition, this Court has stated that “any
petition filed after the judgment of sentence becomes final will be treated as
a PCRA petition.” Commonwealth v. Jackson, 30 A.3d 516, 521 (Pa.
Super. 2011) (citation omitted). More specifically, any petition filed after
the judgment of sentence becomes final will be treated as a PCRA petition if
it raises any sort of claim that is cognizable under the PCRA. See 42 Pa.C.S.
§ 9543(a)(2). This Court has explained:
It is well settled that any collateral petition raising issues with
respect to remedies offered under the PCRA will be considered a
PCRA petition. However, a petition raising a claim for which the
PCRA does not offer a remedy will not be considered a PCRA
petition. Thus, the question then becomes whether petitioner
had an available remedy under the PCRA.
Commonwealth v. Deaner, 779 A.2d 578, 580 (Pa. Super. 2001)
(citations omitted).
The cases in which this Court has construed a post-conviction petition
or motion to be a PCRA petition generally involve claims for which the PCRA
could provide redress. See Commonwealth v. Taylor, 65 A.3d 462, 465–
- 10 -
J-S83023-16
466 (Pa. Super. 2013) (writ of habeas corpus should be treated as PCRA
petition); Commonwealth v. Evans, 866 A.2d 442, 444 (Pa. Super. 2005)
(motion for reconsideration or modification of sentence should be treated as
PCRA petition); Commonwealth v. Beck, 848 A.2d 987, 989 (Pa. Super.
2004) (collateral challenge to legality of sentence for failure to give credit for
time served must be brought under the PCRA, despite being labeled as a
petition for habeas corpus); Commonwealth v. Johnson, 803 A.2d 1291,
1293 (Pa. Super. 2002) (motion to vacate sentence qualified as a PCRA
petition); Commonwealth v. Guthrie, 749 A.2d 502, 503 (Pa. Super.
2000) (motion to correct illegal sentence would be treated as PCRA petition).
Clearly, “[a] plea of guilty unlawfully induced where the circumstances make
it likely that the inducement caused the petitioner to plead guilty and the
petitioner is innocent,” 42 Pa.C.S. § 9543 (a)(2)(iii), controls consideration
of Appellant’s eligibility for relief under the PCRA, where the information was
improperly amended and his plea was incorrectly recorded pursuant to a
crime of which Appellant is innocent. Appellant’s May 31, 2013 letter
substantively informed the court that his guilty plea incorrectly referenced a
crime to which he did not plead and of which he was innocent. If Ms. Snyder
properly had submitted the letter to Judge Wagner, it would have been
treated as a timely PCRA petition.
Thus, this matter, in effect, involves an unresolved PCRA petition. Cf.
Commonwealth v. Renchenski, 988 A.2d 699, 703 (Pa. Super. 2010)
- 11 -
J-S83023-16
(referencing Commonwealth v. Renchenski, 909 A.2d 898, 332 WDA
2004 (Pa. Super. filed August 8, 2006) (unpublished memorandum), where
we held that the appellant’s original timely filed petition never was resolved
and therefore remained open and pending before the PCRA court when the
appellant filed an Extension of Post-Conviction Relief Petition). Similarly,
here, on October 15, 2015, the PCRA court should have treated Appellant’s
petition as an extension of a timely, unresolved petition.
In summary, Appellant’s letter filed on May 31, 2013, after his
judgment of sentence became final, should have been submitted to the
common pleas court. It is well established that any document filed after the
judgment of sentence becomes final must be treated as a petition for post-
conviction relief, regardless of how a petitioner or counsel titles it. See
Commonwealth v. Kubis, 808 A.2d 196, 199 (Pa. Super. 2002)
(explaining that the PCRA is the sole means for obtaining collateral review
and any petition filed after judgment of sentence is final is treated as a PCRA
petition); Commonwealth v. Kutnyak, 781 A.2d 1259, 1261 (Pa. Super.
2001) (treating the appellant’s motion as PCRA petition “regardless of the
manner in which the petition is titled”); Guthrie, 749 A.2d at 503(approving the trial court’s determination that the appellant’s “motion to
correct illegal sentence” was a PCRA petition). Consequently, Appellant’s
letter filed on May 31, 2013, must be considered timely and Appellant’s first
PCRA petition.
- 12 -
J-S83023-16
Because Appellant’s May 31, 2013 letter should have been treated as
Appellant’s first PCRA petition, he was entitled to the appointment of
counsel. Under our Commonwealth’s rules of criminal procedure, it is
mandated that an indigent petitioner be appointed counsel to represent him
on his first PCRA petition. Pa.R.Crim.P. 904. The comment to Rule 904
states the following:
Consistent with Pennsylvania post-conviction practice, it is
intended that counsel be appointed in every case in which a
defendant has filed a petition for post-conviction collateral relief
for the first time and is unable to afford counsel or otherwise
procure counsel.
Pa.R.Crim.P. 904 cmt. The purpose of Rule 904 is to ensure that an indigent
litigant be provided counsel for at least one PCRA petition, which under
ordinary circumstances would be the first such petition.
Our Supreme Court has explained that this rule-based right is not
simply a right to counsel, but a right to effective assistance of counsel.
Commonwealth v. Haag, 809 A.2d 271, 282–283 (Pa. 2002). “The
guidance and representation of an attorney during collateral review ‘should
assure that meritorious legal issues are recognized and addressed, and that
meritless claims are foregone.’” Id. (quoting Commonwealth v. Albert,
561 A.2d 736, 738–739 (Pa. 1989)).
Likewise, this Court has long mandated that “counsel be appointed in
every case in which a defendant has filed a motion for post-conviction
collateral review for the first time and is unable to afford counsel . . . .”
- 13 -
J-S83023-16
Commonwealth v. Kaufmann, 592 A.2d 691, 695 (Pa. Super. 1991)
(emphasis in original). See Commonwealth v. Lindsey, 687 A.2d 1144,
1144-1145 (Pa. Super. 1996) (reasoning that Pa.R.Crim.P. 904(a) provides
that a PCRA petitioner is entitled to counsel for his first PCRA petition,
regardless of the merits of his claim). The failure to appoint counsel to
assist an indigent, first-time PCRA petitioner is manifest error. Kutnyak,
781 A.2d at 1262. This principle has been reinforced in case law on
numerous occasions, and the cases have required appointment of counsel
even where the initial pro se petition is seemingly wholly without merit,
Kaufmann, 592 A.2d at 695, where the issue has been previously litigated
or is not cognizable under the PCRA, Commonwealth v. Luckett, 700 A.2d
1014, 1016 (Pa. Super. 1997), where the petition is untimely,
Commonwealth v. Ferguson, 722 A.2d 177, 179-180 (Pa. Super. 1998),
and where the petitioner has not requested appointment of counsel,
Guthrie, 749 at 504. In addition, it bears repeating that our courts will not
hold an indigent pro se petitioner responsible for presenting a cognizable
claim for PCRA relief until that petitioner has been given the opportunity to
be represented by appointed counsel. Commonwealth v. Evans, 866 A.2d
442, 445 (Pa. Super. 2005). In summary, “before the trial court disposes of
a first post conviction petition, it must first make a determination as to the
petitioner’s indigence and if the petitioner is indigent, the court must appoint
counsel to assist in the preparation of said petition.” Commonwealth v.
- 14 -
J-S83023-16
Hampton, 718 A.2d 1250, 1253 (Pa. Super. 1998) (quoting
Commonwealth v. Van Allen, 597 A.2d 1237, 1239 (Pa. Super. 1991))
(emphasis omitted).
We conclude that under the circumstances of this case, Appellant’s
post-conviction letter to the clerk of courts, although time-stamped, was
never submitted to the common pleas court. Further, the letter should have
been considered to be a timely first PCRA petition, but it was not. It
remained outstanding and unresolved when Appellant filed the pro se
petition on October 15, 2015, and that petition should have been considered
an extension of the timely first petition. While counsel was appointed, his
withdrawal was based upon his, and the court’s, mistaken premise that the
October 15, 2015 petition was an untimely PCRA petition, and no
consideration was given to the pending first petition. This was error.
Order vacated. Case remanded for appointment of counsel and further
proceedings consistent with this memorandum. Jurisdiction is relinquished.
Judge Strassburger joins the Memorandum.
P.J.E. Ford Elliott concurs in the result.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 12/22/2016
- 15 -