Com. v. Gnacinski, M. ( 2014 )


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  • J-S39022-14
    NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
    COMMONWEALTH OF PENNSYLVANIA                       IN THE SUPERIOR COURT OF
    PENNSYLVANIA
    Appellee
    v.
    MARK A. GNACINSKI, JR.
    Appellant                   No. 1768 WDA 2013
    Appeal from the Judgment of Sentence of October 4, 2013
    In the Court of Common Pleas of Erie County
    Criminal Division at No.: CP-25-CR-0001036-2012
    BEFORE: BENDER, P.J., WECHT, J., and PLATT, J.*
    MEMORANDUM BY WECHT, J.:                                  FILED JULY 31, 2014
    Mark Gnacinski, Jr., appeals his October 4, 2013 judgment of
    regarding his entrapment defense, and he contests discretionary aspects of
    Esq., has filed a petition to withdraw as counsel, together with an
    1
    Anders/Santiago                 We find that Mr. Vandeveld has satisfied the
    Anders/Santiago requirements and that Gnacinski has no meritorious
    ____________________________________________
    *
    Retired Senior Judge assigned to the Superior Court.
    1
    See Anders v. California, 
    386 U.S. 738
    (1967); Commonwealth v.
    Santiago, 
    978 A.2d 349
    , 361 (Pa. 2009).
    J-S39022-14
    issues to pursue on appeal. Consequently, we grant Mr.
    to withdraw2
    The procedural history,3 as set forth by Anders/Santiago counsel
    and as supported by the record, is as follows:
    On July 26, 2013, a jury found [Gnacinski] guilty of receiving
    stolen property, [18 Pa.C.S. § 3925]; the jury found [Gnacinski]
    not guilty of the second count alleged in the information, and the
    trial court subsequently declared a mistrial on the remaining four
    counts.      The Commonwealth later declined to prosecute
    [Gnacinski] on the remaining counts, and on October 4, 2013,
    [the trial court] sentenced [Gnacinski] to a term of nine to 20
    months of incarceration, to be followed by 24 months of
    probation.[4]
    On October 10, 2013, [Gnacinski] filed a [counseled] motion to
    modify his sentence . . .; the principal claim he advanced in his
    motion was that his trial defense counsel was ineffective. The
    ____________________________________________
    2
    On July 14, 2014, during the pendency of this appeal, Emily Mosco
    Merski, Esq., an attorney in private practice, filed a petition to withdraw as
    counsel, citing the fact that Gnacinski presently is represented by the Erie
    County Public Defender, and contending that, consequently, Gnacinski will in
    no way be disadvantaged by her withdrawal. Mr. Vandeveld is among three
    assistant public defenders who have been involved in this matter. Wayne
    Johnson, Esq., filed the notice of appeal in this case.            Later, after
    Mr.                                                        half, Nicole Sloane,
    Esq., another assistant public defender, entered her appearance. Ms. Merski
    certainly is correct that Gnacinski is represented by the office of the Erie
    County Public Defender. Consequently, we can discern no basis to compel
    Ms. Merski to continue as, in effect, extra counsel for Gnacinski.
    Consequently, we grant Ms.
    Gnacinski.
    3
    The underlying factual background is immaterial to our disposition.
    4
    The sentencing order authorized work release.
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    trial court denied the motion without comment the following day.
    On November 1, 2013, [Gnacinski] filed the instant appeal.
    On November 20, 2013, trial defense counsel for [Gnacinski],
    attorney Wayne Johnson, Jr., filed a statement of intent to file
    an [Anders/Santiago] brief,[5
    primary claim of error involved allegations of ineffectiveness in
    ...    Mr. Johnson also
    averred that he had undertaken the requisite review of
    record, and found there to be
    no non-frivolous issues.       Likewise, the undersigned [i.e.,
    Mr. Vandeveld] has undertaken an exhaustive review of the
    documents that exist in this case, the potential issues that might
    have been presented for appeal, considered conscientiously and
    comprehensively the facts and the law applicable to [this case],
    and has concluded in the best exercise of his professional
    judgment[] that the issues raised by [Gnacinski] sound more
    properly in collateral claims of ineffective assistance of counsel,
    and has therefore elected to follow the [Anders/Santiago]
    procedure as well.
    Brief for Gnacinski at 8-9.
    Consistently with the above account, Mr. Vandeveld presents and
    discusses the following issues for our consideration:
    1.    Whether the trial court erred in refusing to instruct the
    jury that the affirmative defense of entrapment applied to the
    sole count for which the jury convicted [Gnacinski], Receiving
    Stolen Property . . . ?
    2.
    request to allow [him] to remain in Erie County Prison or release
    him for some indefinite period for medical treatment?
    ____________________________________________
    5
    Because trial counsel filed a statement signaling his intent to proceed
    under Anders and Santiago in lieu of a concise statement of errors
    complained of on appeal pursuant to Pa.R.A.P. 1925(b), the trial court did
    not file a Rule 1925(a) opinion.
    -3-
    J-S39022-14
    Brief for Gnacinski at 7.
    As noted, Mr. Vandeveld has filed an Anders/Santiago brief and a
    corresponding petition to withdraw as counsel, asserting that Gnacinski has
    no non-frivolous issues to pursue on direct appeal.     This Court first must
    any   potential   issues    that   Gnacinski   might   present    on    appeal.
    Commonwealth v. Goodwin, 
    928 A.2d 287
    , 290 (Pa. Super. 2007) (en
    banc). Prior to withdrawing as counsel under Anders, counsel must file a
    brief that meets the requirements established by our Supreme Court in
    Santiago.      Pursuant thereto, the     brief must    provide   the   following
    information:
    (1)   a summary of the procedural history and facts, with
    citations to the record;
    (2)   reference to anything in the record that counsel believes
    arguably supports the appeal;
    (3)
    (4)              reasons for concluding that the appeal is
    frivolous. Counsel should articulate the relevant facts of
    record, controlling case law, and/or statutes on point that
    have led to the conclusion that the appeal is frivolous.
    
    Santiago, 978 A.2d at 361
    .
    Counsel also must provide a copy of the Anders brief to his client.
    Attending the brief must be a letter that advises the client of his rights to
    pro se on appeal;
    or (3) raise any points that the appellant
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    J-S39022-14
    attention in addition to the points raised by counsel in the Anders
    Commonwealth v. Nischan, 
    928 A.2d 349
    , 353 (Pa. Super. 2007); see
    Commonwealth v. Daniels, 
    999 A.2d 590
    , 594 (Pa. Super. 2010). Finally,
    to facilitat
    attach to his petition to withdraw the letter he transmitted to his client. See
    Commonwealth v. Millisock, 
    873 A.2d 748
    , 752 (Pa. Super. 2005).
    Our      review   of    Mr.                                 ithdraw   and    the
    accompanying       brief     demonstrates     that   he    has   complied   with   the
    Anders/Santiago requirements. Counsel has provided a procedural history
    detailing the events relevant to this appeal.             Brief for Gnacinski at 8-9.
    Mr. Vandeveld has set forth two issues for consideration, and evaluated
    
    Id. at 10-12.
    Furthermore,
    Mr. Vandeveld has addressed the requirements of Pa.R.A.P. 2119(f) relative
    to the sentencing issue, thus recognizing that Gnacinski must establish a
    substantial question regarding the challenged discretionary aspect of his
    sentence in order to obtain review of the merits of that issue. 
    Id. at 9-10.
    Finally, after analyzing each issue on its own terms, Mr. Vandeveld has
    provided a sepa
    details his reasons for determining that both of the above-stated issues are
    frivolous.     
    Id. at 13-14.
           Mr. Vandeveld also has sent Gnacinski a letter
    informing him that he has identified no meritorious issues to pursue on
    representation, and that Gnacinski may find new counsel or proceed pro se.
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    Mr. Vandeveld has attached the letter to his petition to withdraw, as required
    by 
    Millisock, supra
    .         See Petition for Leave to Withdraw as Counsel,
    3/28/2014, attachment (letter dated 3/27/2014). Accordingly, counsel has
    complied with Anders/Santiago
    In response to Mr.                                                  ed a
    pro se                                         Pro Se
    wherein he presses the entrapment issue that Mr. Vandeveld deemed to be
    frivolous. He presents the issue in two questions:
    1.    Whether the trial court erred in letting the decision go to
    the jury instead of ruling Entrapment as a matter of law?
    2.    Whether the trial court erred in refusing to instruct the
    jury that the affirmative defense of Entrapment applied to the
    count for which the jury convicted [Gnacinski], Receiving Stolen
    Property . . . .
    Pro Se Brief for Gnacinski at 6. However, his arguments in support of these
    issues is conclusory. See 
    id. at 8-9.
    Having passed upon the procedural requirements under Anders and
    Santiago, we now must conduct an independent review of the record to
    determine whether, as Mr. Vandeveld claims, this appeal is wholly frivolous,
    or if there are meritorious issues for Gnacinski to pursue before this Court.
    
    Santiago, 978 A.2d at 355
    (quoting Anders
    court     not counsel    then proceeds, after a full examination of all the
    proceedings, to decide whether the case is wholly frivolous. If it so finds it
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    ...
    presented by Mr. Vandeveld.
    With regard to all entrapment issues, Mr. Vandeveld provides the
    following analysis:
    and during deliberations, that the affirmative defense of
    entrapment applies to receiving stolen property charges . . .,
    to give the instruction and did not object when the trial court
    expressly stated its intention to instruct the jury in response to
    pment
    defense did not apply to receiving stolen property. The claim on
    appeal was thus waived.
    Brief for Gnacinski at 13 (citing Commonwealth v. Hodge, 
    411 A.2d 503
    ,
    506 n.8 (Pa. Super.
    object to t
    In point of fact, the trial court charged the jury regarding entrapment,
    but expressly indicated to the jury that the defense of entrapment would not
    apply to the charge of receiving stolen property, the only charge of which
    Gnacinski ultimately was convicted. Notes of Testimony     Afternoon Session,
    7/24/2013, at 101-05.     Gnacinski raised no contemporaneous objection.
    During deliberations, the jury asked the court the following question:
    consider entrapment, do we not consider any other charge, or can we pick
    discussion with counsel, the trial court indicated that it would respond as
    follows:
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    J-S39022-14
    [E]ntrapment, if established by a preponderance of the evidence,
    is a defense to all the charges except the receiving stolen
    property charge.
    Now, I mentioned that to counsel earlier and I want to explain
    my answer there. Receiving stolen property is a continuing
    offense. It does not appear that even if they found entrapment
    that would have anything to do with the receiving stolen
    property.[6] But I do believe it would be applicable; that is,
    entrapment, to the other charges.
    
    Id. at 2-3.
    Neither party objected to the tri
    Although Gnacinski pursues this issue further in his pro se brief, he
    does not address Mr.
    re
    -deliberation inquiry on the same topic.7   Based upon our
    ____________________________________________
    6
    Our research has not disclosed any authority to this effect. However,
    because we agree with counsel that Gnacinski failed to preserve the issue at
    trial, whether such a principle applies (or should apply) under Pennsylvania
    law is immaterial.
    7
    Gnacinski appears to present the issue that the trial court should have
    directed his acquittal of all charges as a matter of law, based upon his
    entrapment defense. Gnacinski aptly cites Commonwealth v. Medley, 
    725 A.2d 1225
    (Pa. Super. 1999), for the proposition that the court may direct a
    verdict of acquittal based upon entrapment when there is no dispute as to
    the operative facts relating to the defense, and the undisputed evidence
    points only to the conclusion that entrapment should be found as a matter of
    law. See Pro se Brief for Gnacinski at 8-9; see also 
    Medley, 725 A.2d at 1227
    . However, in applying Medley to the instant case, Gnacinski offers
    no reasonable jury could                                              Pro
    se Brief for Gnacinski at 8-9. Absent a more developed argument supported
    (Footnote Continued Next Page)
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    J-S39022-14
    review of the record, we agree that at no time did trial counsel preserve any
    such objection. Accordingly, we may not consider that unpreserved issue on
    direct appeal.8
    This leaves only the sentencing issue proposed by Mr. Vandeveld,
    which Gnacinski does not address in his pro se brief.           Mr. Vandeveld
    suggested that Gnacinski might raise the argument that the trial court
    should have sentenced Gnacinski to probation rather than total confinement
    manifestly excessive under the circumstances of this case.
    A claim of manifest excessiveness implicates the discretionary aspects
    Commonwealth v. Boyer, 
    856 A.2d 149
    , 151-52
    (Pa. Super. 2004).        We review challenges to the discretionary aspects of
    Discretion is abused when the course pursued by the trial court
    represents not merely an error of judgment, but where the
    judgment is manifestly unreasonable or where the law is not
    _______________________
    (Footnote Continued)
    by references to the record and on-point legal authority, we are constrained
    to find that this issue is waived. See Pa.R.A.P. 2119; Commonwealth v.
    Williams, 
    959 A.2d 1252
    , 1258 (Pa. Super. 2008).
    8
    this issue at a later date under the auspices of the Post-Conviction Relief
    Act, 42 Pa.C.S. §§ 9541, et seq., as one implicating the constitutional
    effectiveness of trial counsel.    However, ordinarily, and under these
    circumstances, we may not consider challenges to the effectiveness of
    counsel on direct appeal. See Commonwealth v. Padilla, 
    80 A.3d 1238
    ,
    1272 (Pa. 2013).
    -9-
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    applied or where the record shows that the action is a result of
    partiality, prejudice, bias or ill will.
    Commonwealth       v.   Archer,   
    722 A.2d 203
    ,   211   (Pa. Super. 1998)
    (citations, internal quotation marks, and brackets omitted).
    Challenges to the discretionary aspects of sentencing do not
    guarantee an appeal as of right. Commonwealth v. Sierra,
    
    752 A.2d 910
    , 912 (Pa. Super. 2000). An appellant challenging
    the discretionary aspects of his sentence must invoke this
    -part test:
    [W]e conduct a four-part analysis to determine:
    (1) whether appellant has filed a timely notice of appeal,
    see Pa.R.A.P. 902 and 903; (2) whether the issue was
    properly preserved at sentencing or in a motion to
    reconsider and modify sentence, see Pa.R.Crim.P. 720;
    (3)
    2119(f); and (4) whether there is a substantial question
    that the sentence appealed from is not appropriate under
    the Sentencing Code, 42 Pa.C.S.A. § 9781(b).
    Commonwealth         v.  Evans,   
    901 A.2d 528
    ,    533
    (Pa. Super. 2006), appeal denied, 
    909 A.2d 303
    (Pa. 2006)
    (citations omitted).
    When appealing the discretionary aspects of a sentence, an
    brief a separate concise statement demonstrating a substantial
    question as to the appropriateness of the sentence under the
    Sentencing Code.       Pa.R.A.P. 2119(f); Commonwealth v.
    Mouzon, 
    812 A.2d 617
    (Pa. 2002). The concise statement must
    ng
    Commonwealth v. Kiesel, 
    854 A.2d 530
    , 532 (Pa.
    Super. 2004) (quoting Commonwealth v. Goggins, 
    748 A.2d 721
    , 727 (Pa. Super.), appeal denied, 
    759 A.2d 920
    (Pa. 2000)).
    The determination of what constitutes a substantial question
    must be evaluated on a case-by-case basis. Commonwealth v.
    Paul, 
    925 A.2d 825
    (Pa. Super. 2007). A substantial question
    that the se                                          inconsistent
    with a specific provision of the Sentencing Code; or (2) contrary
    - 10 -
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    to the fundamental norms which underlie the sentencing
    Sierra, supra at 912-13.
    Commonwealth v. Prisk, 
    13 A.3d 526
    , 532-33 (Pa. Super. 2011) (citations
    modified; bracketed modifications in Prisk).
    Mr. Vandeveld duly has presented the issue in technical compliance
    with the above-stated standard. In his Rule 2119(f) statement, he presents
    ole argument: Gnacinski contends
    that the trial court abused its discretion by declining to release Gnacinski for
    medical treatment for tumors and hepatitis C.         Brief for Gnacinski at 10.
    Mr. Vandeveld observes that this was the sole sentencing challenge
    presented by Gnacinski in his pro se motion to modify sentence. By way of
    providing more detail, the motion specifically averred that Gnacinski sought
    [Gnacinski] had [a] large tumor removed from [his] back on October 7,
    2013[,] and needs [his] stitches removed [on] October 21, 2013[,] and
    10/10/2013.    Regarding Hepatitis C, Gnacinski averred that he was then
    seeking medical advice from [a physician at] the Cleveland Clinic for this
    disease and is receiving treatment and medical procedures from Dr. Kang of
    Erie, [Pennsylvania,] for removal of multiple massive tumors throughout his
    
    Id. respectfully but
    vociferously demand[ed] a
    sentencing modification of home monitor or delayed sentencing until his
    
    Id. - 11
    -
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    In Commonwealth v. Ladamus, 
    896 A.2d 592
    (Pa. Super. 2006),
    the defendant sought a reduction in his guideline-minimum sentence based
    upon his own medical condition and his status as the primary caregiver for
    his mother. We found that the defendant had failed to present a substantial
    egation of
    excessiveness, because the defendant failed to explain how his sentence
    violated a fundamental norm of the Sentencing Code. 
    Id. at 596.
    We also
    held generally that the specific challenges raised    including the allegation
    that it was an abuse of discretion for the trial court not to reduce the
    simply did not present a
    substantial question.
    We find that the same principle applies in the instant case.   First, it
    appears that at least one of the specific concerns expressed by Gnacinski
    the removal of his stitches      has been mooted by the passage of time.
    Second, while it is beyond cavil that the Eighth Amendment to the United
    States Constitution requires that prisoners be provided adequate medical
    care,                                 , 
    838 A.2d 16
    , 20 (Pa. Cmwlth. 2003),
    we are unaware of any authority entitling a defendant sentenced to total
    confinement to continue receiving medical treatment from the provider or
    providers of his choice.
    In Commonwealth v. Dunlavey, 
    805 A.2d 562
    (Pa. Super. 2002),
    we addressed a post-imprisonment motion for a modification of sentence
    from confinement to probation to facilitate treatment of a serious illness, as
    - 12 -
    J-S39022-14
    then provided for by 61 P.S. § 81.9            Section 81 provided that, upon an
    adequate showing of illness and necessity, a prisoner could be removed from
    a penal institution for purposes of obtaining medical care. We held that the
    statute applied only to inmates who become seriously ill while in prison.
    
    Dunlavey, 805 A.2d at 563-64
    .             We further held that, in order to obtain
    
    Id. at 564.
    Although Dunlavey differed from the instant case in its procedural
    posture and its factual circumstances, the principle remains clear that a
    convicted, sentenced, and incarcerated inmate is entitled only to adequate
    sub
    judice, Gnacinski at no time alleged that institutional medical providers
    would be unable to meet his medical needs.10           Consequently, we find that
    ____________________________________________
    9
    Section 81 since has been repealed and replaced. See Act of Aug. 11,
    2009, P.L. 147, No. 33, § 4 (effective Oct. 13, 2009). Although the revision
    materially altered the standard of proof by which a prisoner may establish a
    basis for removal for purposes of medical treatment, see Commonwealth
    v. Folk, 
    40 A.3d 169
    , 172 (Pa. Super. 2012), the distinction does not bear
    on our analysis in the context of this case.
    10
    On July 14, 2014, during the pendency of this appeal, Gnacinski filed
    pro se
    a topic best suited to the
    context of a petition for collateral relief under the PCRA, as 
    explained supra
                                     rs from Hepatitis C and some form of
    Proceedings, 7/14/2014, at 1. As a general rule, this Court will not consider
    pro se filings from parties who are represented by counsel, a circumstance
    (Footnote Continued Next Page)
    - 13 -
    J-S39022-14
    Gnacinski failed to present a substantial question.     See 
    Ladamus, supra
    .
    Moreover, even assuming arguendo that he presented such a question, the
    record would not support a finding that the trial court abused its discretion in
    refusing to grant Gnacinski the sentencing modification he requested.
    We have conducted an independent review of the trial record in this
    case and confirmed Mr.                                                -frivolous
    issues that Gnacinski may raise on direct appeal.
    _______________________
    (Footnote Continued)
    See Commonwealth v. Jette, 
    23 A.3d 1032
    , 1044-45 (Pa. 2011);
    Commonwealth v. Ellis, 
    626 A.2d 1137
    , 1140-41 (Pa. 1993). Ordinarily,
    the proper practice is to refer the pro se filing to counsel of record, and to
    take no further action on the pro se submission unless counsel forwards a
    motion. 
    Jette, 23 A.3d at 1044
    . Furthermore, our Supreme Court has held
    -
    rep                            
    Id. In the
    Anders/Santiago context, however, counsel constructively
    disclaims the obligation to advocate on behalf of his client. Notably, the
    Anders/Santiago procedure allows and indeed invites the appellant to file
    a pro se br
    conclusion that no non-frivolous appeal will lie. Accordingly, we will assume
    arguendo
    merits. Nonetheless, we find that th
    prior pro se allegations of inadequate medical care, which, taken as a whole,
    do not change our conclusion that no non-frivolous argument regarding
    sentencing excessiveness based upon an alleged failure of the prison system
    to provide for his medical needs will lie under the circumstances of this case.
    If, in fact, Gnacinski is being denied the care to which he is entitled, his
    complaint properly lies with the Department of Corrections. He should
    present the issue in due course to the appropriate administrative body or the
    Pennsylvania Commonwealth Court in the first instance. On the record
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    J-S39022-14
    Judgment of sentence affirmed.    Darrel
    aw as counsel
    granted.
    Judgment Entered.
    Joseph D. Seletyn, Esq.
    Prothonotary
    Date: 7/31/2014
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