Com. v. Alvarado-Lenhart, N. ( 2014 )


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  • J-S45003-13
    NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
    COMMONWEALTH OF PENNSYLVANIA,       IN THE SUPERIOR COURT OF
    PENNSYLVANIA
    Appellee
    v.
    NELSON ALVARADO-LENHART,
    Appellant          No. 1733 MDA 2012
    Appeal from the Judgment of Sentence Entered September 6, 2012
    In the Court of Common Pleas of Berks County
    Criminal Division at No(s): CP-06-CR-0003854-2011
    BEFORE: BENDER, J., DONOHUE, J., and STRASSBURGER, J.*
    MEMORANDUM BY BENDER, J.:                        FILED NOVEMBER 21, 2014
    Appellant, Nelson Alvarado-Lenhart, appeals from the judgment of
    sentence of six to fifteen years’ incarceration, imposed after a jury convicted
    him of aggravated assault, robbery, theft by unlawful taking, receiving
    stolen property, and simple assault. On appeal, Appellant contends that he
    was denied his constitutional right to counsel, as he did not knowingly,
    voluntarily, and intelligently waive his right to an attorney.     After careful
    review, we are constrained to vacate Appellant’s judgment of sentence and
    remand for a new trial.
    While the facts of Appellant’s case are irrelevant to our disposition, we
    note that his convictions stemmed from evidence that he robbed and beat a
    man outside of a restaurant in August of 2011. After Appellant was charged
    with the above-stated offenses, the court appointed Paul Yessler, Esquire, to
    ____________________________________________
    *
    Retired Senior Judge assigned to the Superior Court.
    J-S45003-13
    represent him. At a pretrial status hearing on December 16, 2011, Attorney
    Yessler informed the court that Appellant had repeatedly expressed his
    desire to represent himself.     N.T. Hearing, 12/16/12, at 2.     Appellant,
    however, immediately interjected, explaining that he did not wish to
    represent himself but, instead, he wanted a new attorney because he was
    unhappy with Attorney Yessler’s representation.      
    Id. After listening
    to
    Appellant’s complaints about Attorney Yessler’s representation, the court and
    Appellant had the following exchange:
    [The Court]: If you don’t want [Attorney] Yessler to represent
    you, you have the right to hire an attorney. You say you were
    making $700 a week. You can hire an attorney of your choice.
    [Appellant]: I was doing that job one month and spent that
    money already taking care of bills.
    [The Court]: I need to advise you, you have that right if you
    don’t want [Attorney] Yessler to represent you.
    [Appellant]: No, I don’t.
    [The Court]: He is your free attorney.    You have to represent
    yourself –
    [Appellant]: Why can’t I have a court appointed attorney?
    [The Court]: He is your court appointed attorney. You don’t get
    to pick and choose who you are assigned.
    [Appellant]: I’m not picking and choosing.  I’m asking for
    somebody that’s going to fight for me that isn’t giving me
    attitude that hasn’t fought one bit.  He’s rolling with the
    punches. He is not doing anything for me. You know what I
    mean?
    I deserve a fair hearing, a fair trial. You know what I mean? I
    would represent myself if I knew the bells and whistles of the
    whole thing. I don’t. I am not going – I refuse to go any further
    with this gentleman.
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    [The Court]: All right.
    [Appellant]: I will represent myself if I have to, but everything is
    going to be ---
    [The Court]: Stop.
    [Appellant]: All right.
    [The Court]: And now, this 16th day of December, 2011, after
    colloquy conducted, and upon motion of [] Paul Yessler, Esquire,
    the appearance of Attorney Yessler and the Public Defender is
    hereby withdrawn.
    There is definitely conflict between the attorney and his client
    with regard to the manner [in] which he should conduct his
    services, and [Appellant] doesn’t want him to represent him
    anymore.
    We need to address the waiver of counsel. You can hire your
    own attorney. Do you understand that by representing yourself
    you will be bound by all the rules of procedure that lawyers are
    bond [sic] by and –
    [Appellant]: Can I get some kind of information on what the
    same rules that apply to a lawyer that apply to me? Can I get
    information telling me what’s going on?
    [The Court]: You have [that] at the prison.       Don’t they have
    some sort --
    [Appellant]: I put in a communication form like that, and they
    expect me to go to an inmate and have them direct me. And
    there, there is a lot of information missing from the books at the
    law library. I asked numerous times. I asked for help and
    information.
    [The Court]: Stop, [Appellant]. You are in a box and I am in a
    box. You apparently can’t hire a private attorney. You have a
    public attorney and you fired him. You and I are left with each
    other because that’s the way it’s going to be.
    Now, you obviously want a trial, right? You want a trial?
    [Appellant]: I want to be represented adequately.
    
    Id. at 6-8.
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    The Court then discussed why it believed Appellant had received
    adequate representation, noting that Attorney Yessler called witnesses at the
    preliminary hearing, filed a writ of habeas corpus on Appellant’s behalf, and
    conducted “a fairly good investigation of the case.” 
    Id. at 9.
    The court then
    stated,
    [The Court]: I didn’t believe that the issues that were raised by
    your attorney on your behalf which you have alluded to that,
    that that was sufficient. The evidence was you committed these
    offenses. So let’s go forward. We will set a trial date and you
    will represent yourself.
    
    Id. at 9.
    The court then provided Appellant with “a waiver of counsel form,”
    directing Appellant to “read it and sign it,” and stating that doing so “means
    you don’t want [Attorney] Yessler.” 
    Id. Appellant then
    signed the waiver
    form.     Finally, the court appointed Jay Nigrini, Esquire, to act as stand-by
    counsel for Appellant, but explained to Appellant that he was still
    representing himself, and that Attorney Nigrini was “just there to answer
    questions.” 
    Id. at 10.
    On April 18, 2012, Appellant filed a pro se “Petition to Uphold
    Retainment of Jay M. Nigrini to Represent As Conflict Counsel in Case Doc.
    3854/11.” In that document, Appellant contended that he was deprived of
    his right to counsel because the court did not conduct a proper colloquy to
    ensure his waiver was knowing, intelligent, and voluntary.      He asked that
    the court appoint him representation.       On April 24, 2012, the trial court
    issued an order denying Appellant’s petition. The court stated: “Jay Nigrini,
    Esquire, has been appointed stand-by counsel for [Appellant].       [Appellant]
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    continues to be eligible for free legal representation by the Public Defender,
    Paul Yessler, Esquire.” Trial Court Order, 4/24/12.
    On August 21, 2012, three days before Appellant’s jury trial was set to
    commence, he again filed a pro se document entitled “Petition for Counsel
    Representation.” Therein, Appellant alleged that he was indigent and could
    not afford counsel, and asked that the court appoint him an attorney. The
    court apparently ignored this filing and Appellant proceeded to trial
    representing himself. At the close thereof, he was found guilty of the above-
    stated offenses.
    Following his conviction, Appellant hired private counsel who filed a
    post-sentence motion on his behalf, averring that Appellant’s waiver of his
    right to counsel was not knowing, intelligent, and voluntary where the court
    did not conduct a proper colloquy as mandated by Pa.R.Crim.P. 121. The
    court denied that post-sentence motion. Appellant then filed a timely notice
    of appeal, as well a timely concise statement of matters complained of on
    appeal pursuant to Pa.R.A.P. 1925(b). On appeal, he presented one issue
    for our review:
    A. Whether the trial court denied [Appellant] his right of counsel
    by not complying with the requirements of Rule of Criminal
    Procedure 121 at the hearing held on December 16, 2011?
    Appellant’s Brief at 7.
    On September 16, 2013, this Court issued a memorandum decision
    vacating Appellant’s judgment of sentence and remanding for a new trial. In
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    doing so, we relied on Commonwealth v. Spotz, 
    18 A.3d 244
    (Pa. 2011),
    where our Supreme Court stated:
    A criminal defendant has a constitutional right, necessarily
    implied under the Sixth Amendment of the U.S. Constitution, to
    self-representation at trial. Faretta v. California, 
    422 U.S. 806
    ,
    
    95 S. Ct. 2525
    , 
    45 L. Ed. 2d 562
    (1975). However, before a
    defendant will be permitted to proceed pro se, he or she must
    knowingly, voluntarily, and intelligently waive the right to
    counsel. Commonwealth v. Blakeney, 
    596 Pa. 510
    , 
    946 A.2d 645
    , 655 (2008). To ensure that a waiver is knowing, voluntary,
    and intelligent, the trial court must conduct a “probing colloquy,”
    which is a searching and formal inquiry as to whether the
    defendant is aware both of the right to counsel and of the
    significance and consequences of waiving that right.
    Commonwealth v. Starr, 
    541 Pa. 564
    , 
    664 A.2d 1326
    , 1335–
    36 (1995). More specifically, the court must determine the
    following:
    (a) that the defendant understands that he or she has the
    right to be represented by counsel, and the right to have
    free counsel appointed if the defendant is indigent;
    (b) that the defendant understands the nature of the
    charges against the defendant and the elements of each of
    those charges;
    (c) that the defendant is aware of the permissible range of
    sentences and/or fines for the offenses charged;
    (d) that the defendant understands that if he or she
    waives the right to counsel, the defendant will still be
    bound by all the normal rules of procedure and that
    counsel would be familiar with these rules;
    (e) that the defendant understands that there are possible
    defenses to these charges that counsel might be aware of,
    and if these defenses are not raised at trial, they may be
    lost permanently; and
    (f) that the defendant understands that, in addition to
    defenses, the defendant has many rights that, if not timely
    asserted, may be lost permanently; and that if errors occur
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    and are not timely objected to, or otherwise timely raised
    by the defendant, these errors may be lost permanently.
    Pa.R.Crim.P. 121(A)(2); Blakeney, supra at 655; Starr, supra
    at 1335.
    
    Id. at 262-63.
    We also emphasized our Supreme Court’s directive that it is “the trial
    judge who [is] ultimately responsible for ensuring that the defendant is
    questioned about the six areas discussed above and for determining whether
    the defendant was indeed making an informed and independent decision to
    waive counsel.” Commonwealth v. Davido, 
    868 A.2d 431
    , 437 (Pa. 2005)
    (citation and quotation marks omitted). Accordingly, it is the trial judge who
    has “the duty to ensure that a defendant’s right to counsel was protected.”
    
    Id. Once a
    defendant expresses a desire to represent himself, the failure
    “to conduct a thorough, on-the-record colloquy before allowing a defendant
    to proceed to trial pro se constitutes reversible error.” Commonwealth v.
    Clyburn,         
    42 A.3d 296
    ,       300-01    (Pa.   Super.   2012);   see   also
    Commonwealth v. Patterson, 
    931 A.2d 710
    (Pa. Super. 2007).
    Based on this legal precedent, we concluded in our September 16,
    2013 memorandum decision that the trial court in Appellant’s case failed to
    conduct an adequate colloquy to ensure Appellant’s waiver of his right to
    counsel was valid.             Instead, the court incorrectly applied a totality of the
    circumstances analysis.1                See Commonwealth v. Houtz, 
    856 A.2d 119
    ,
    ____________________________________________
    1
    As evidence of this fact, we noted the trial court’s statement that “the
    record, read in its entirety, demonstrates that [Appellant] was offered
    counsel but intelligently and understandingly rejected that offer.” Trial Court
    (Footnote Continued Next Page)
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    130 (Pa. Super. 2004); see also Commonwealth v. Payson, 
    723 A.2d 695
    , 704 (Pa. Super. 1999). We emphasized that the court was required to
    colloquy Appellant on all six areas set forth in Rule 121, yet based on the
    portions of the December 16, 2011 hearing 
    quoted supra
    , it was obvious
    that the court failed to do so. Specifically, we emphasized that the court did
    not inform Appellant of the nature and elements of charges pending against
    him, permissible range of punishments, possible defenses, and the danger of
    permanently waiving his right to assert certain defenses and other rights if
    _______________________
    (Footnote Continued)
    Opinion (TCO), 11/15/12, at 5. We also emphasized the following language
    utilized by the trial court in supporting the above-stated conclusion:
    The [c]ourt held a lengthy discussion on December 16, 2011,
    with [Appellant] regarding his rights, including the right to
    continue with his appointed counsel’s representation and his
    right to self[-]representation. Unfortunately, [Appellant] was
    not cooperative with the [c]ourt during this discussion.
    However, [Appellant] made it abundantly clear that he refused
    to continue with his appointed counsel’s representation. The
    [c]ourt informed [Appellant] that should he choose to proceed
    pro se, he would be bound by all of the rules of procedure that
    lawyers are bound by. During this discussion with the [c]ourt,
    [Appellant] read and signed a WAIVER OF COUNSEL form, which
    indicated that [Appellant] had been informed of the offenses
    against him and had been advised of his right to secure a lawyer
    at his own expense or have one appointed for him. In addition
    to its discussion with [Appellant] and securing execution of the
    WAIVER OF COUNSEL form, the [c]ourt appointed standby
    counsel to be available to [Appellant] for consultation and advice
    during the proceedings. Based on a complete review of the
    discussion which occurred on December 16, 2011, the [c]ourt
    believes that [Appellant’s] waiver of counsel was knowing,
    voluntary and intelligent.
    
    Id. at 5-6
    (citations to the record omitted).
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    not raised at trial. We further determined that the fact that Appellant was
    “not cooperative,” the     court’s appointment of standby counsel, and
    Appellant’s completion of a written colloquy did not dispel the court’s
    obligation to conduct a full, on-the-record colloquy. See Commonwealth
    v. Brazil, 
    701 A.2d 216
    , 219 (Pa. 1997) (“Whether standby counsel is
    ultimately appointed or not, and irrespective of the quality of representation
    achieved at trial, when a defendant indicates a desire to waive his right to
    counsel, a full waiver colloquy must be conducted.”); Commonwealth v.
    Baker, 
    464 A.2d 496
    , 499 (Pa. Super. 1983) (“A form providing for the
    simple written waiver of counsel, without an on-the-record inquiry, will not
    suffice as an alternative means to assuring valid waivers.”). We noted that
    this was especially true regarding the written colloquy, as the court
    misinformed Appellant that signing the form “means that you don’t want
    [Attorney] Yessler.”   N.T. Hearing, 12/16/11, at 9.   We reasoned that the
    court’s misstatement made it unclear whether Appellant signed the form
    with the understanding that he was waiving his right to counsel, or whether
    he did so merely to confirm that he did not want Attorney Yessler to
    represent him.
    In sum, we concluded in our September 16, 2013 memorandum that
    the court did not comply with the colloquy requirements of Rule 121 at the
    December 16, 2011 hearing.        Moreover, after that hearing, Appellant
    repeatedly filed pro se documents requesting that counsel be appointed
    which the court either denied or disregarded. Thus, we found it clear that
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    Appellant’s waiver of counsel was not knowing, intelligent, and voluntary.
    Accordingly, we vacated his judgment of sentence and remanded for a new
    trial.
    On September 30, 2013, the Commonwealth filed an application for
    reargument, which this Court denied on November 6, 2013.                    The
    Commonwealth then filed a petition for allowance of appeal with our
    Supreme Court.        On August 19, 2014, the Supreme Court vacated our
    September 16, 2013 decision and remanded for us to reconsider our
    disposition under Commonwealth v. Lucarelli, 
    971 A.2d 1173
    (Pa. 2009).
    We now do so herein.
    In Lucarelli, the defendant was arrested and charged with various
    offenses.     
    Id. at 1176.
       Prior to trial, he retained the services of three
    different attorneys, who all ultimately petitioned to withdraw. 
    Id. After one
    such petition to withdraw was filed by counsel, Lucarelli filed a pro se
    “Petition for Due Process Violation and Attorney Misconduct.” 
    Id. However, at
    the hearing on that motion, Lucarelli confusingly insisted he did not want
    his attorney to withdraw.        
    Id. Nevertheless, the
    court permitted that
    counsel to withdraw, and advised Lucarelli to retain another attorney. 
    Id. Lucarelli did
    not do so. Instead, at a later hearing, he again appeared
    pro se and informed the court that he wanted a public defender. 
    Id. However, when
    he was provided an application to obtain court-appointed
    counsel, he did not complete it and appeared pro se at the next court
    proceeding.      
    Id. at 1176-1177.
        Lucarelli then failed to appear for jury
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    selection, causing the court to continue trial and issue a bench warrant for
    his arrest. 
    Id. at 1177.
    The bench warrant was later lifted, and a fourth attorney was
    appointed   as   Lucarelli’s   standby   counsel.   
    Id. However, Lucarelli
    subsequently informed the court “he did not wish to proceed alone before a
    jury.” 
    Id. Accordingly, the
    court reduced his bail from $100,000 to $80,000
    so that Lucarelli could obtain counsel. 
    Id. Nevertheless, Lucarelli
    appeared
    pro se for both jury selection and trial, and was unable to provide any
    reason for his failure to retain counsel. 
    Id. On appeal,
    our Supreme Court held that Lucarelli had forfeited his
    right to counsel.   In reaching this decision, the Court began by discussing
    the distinction between waiver and forfeiture:
    Waiver is “an intentional and voluntary relinquishment of a
    known right.” By contrast, forfeiture, as defined by the Third
    Circuit, does not require that the defendant intend to relinquish a
    right, but rather may be the result of the defendant's “extremely
    serious misconduct” or “extremely dilatory conduct.”
    
    Id. at 1179
    (citations omitted). The Court then concluded that “[Rule] 121
    and its colloquy requirements do not apply to situations where forfeiture is
    found.” 
    Id. It reasoned
    that,
    [t]o hold otherwise would permit a recalcitrant defendant to
    engage in the sort of obstructive behavior that mandates the
    adoption of the distinction between forfeiture and waiver in the
    first instance. Should an unrepresented defendant choose not to
    engage in the colloquy process with the trial court, were there no
    provision for forfeiture of counsel, that defendant could
    impermissibly clog the machinery of justice or hamper and delay
    the state's efforts to effectively administer justice. Such a result
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    would be untenable. We reject [Lucarelli’s] suggestion that the
    Commonwealth must demonstrate that Appellee “knowingly and
    intelligently” engaged in conduct that had the inevitable effect of
    impairing his constitutional right to counsel. We hold today
    that where a defendant's course of conduct demonstrates
    his or her intention not to seek representation by private
    counsel, despite having the opportunity and financial
    wherewithal to do so, a determination that the defendant
    be required to proceed pro se is mandated because that
    defendant has forfeited the right to counsel.
    
    Id. (emphasis added).
    Applying this holding to the facts of Lucarelli, the Court concluded
    that Lucarelli had forfeited his right to counsel for the following reasons:
    [Lucarelli’s] behavior, over a course of 8½ months, was
    sufficiently obstructive to mandate a conclusion of forfeiture
    because he engaged in extremely dilatory conduct. [Lucarelli]
    had more than eight months to prepare for trial; had the
    financial means to retain counsel; did retain counsel on
    several occasions, although the attorneys were permitted
    to withdraw when the attorney-client relationship
    deteriorated; was given access to $20,000 by the trial
    court some five weeks before the commencement of trial
    for the purpose of retaining counsel; and failed to offer an
    explanation for not having retained counsel by the start of
    trial. [Lucarelli] simply decided not to retain private
    counsel because he did not wish to spend the money.
    Contrary to the Superior Court's conclusion, we hold that the
    trial court acted properly in directing [Lucarelli] to proceed to
    trial pro se. Thus, we hold further that the Superior Court
    committed an error of law in failing to recognize that [Lucarelli’s]
    pattern of behavior constituted extremely dilatory conduct,
    sufficient to result in the forfeiture of his right to counsel.
    
    Id. at 1180
    (footnote omitted).
    For the reasons stated infra, we find Lucarelli distinguishable from the
    facts of the instant case. Notably, unlike the defendant in Lucarelli, here,
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    Appellant was eligible for court-appointed counsel.2                         As the above-
    emphasized language in Lucarelli indicates, our Supreme Court’s conclusion
    that Lucarelli’s conduct “was sufficiently obstructive to mandate a conclusion
    of forfeiture” hinged on the fact that Lucarelli could afford counsel (and, at
    one point during the proceedings, was given access to $20,000 to acquire
    counsel),        yet      continuously         failed   to   retain   representation   without
    explanation.         
    Lucarelli, 971 A.2d at 1180
    .               The same is not true in the
    present case; Appellant had court-appointed counsel, and nothing in the
    record suggests that he could afford – and simply chose not to retain – a
    private attorney.
    Moreover, in Lucarelli, the defendant had three privately retained
    attorneys who withdrew before he began appearing for court proceedings
    ____________________________________________
    2
    Our Court highlighted this same distinction in Commonwealth v. Kelly, 
    5 A.3d 370
    , 379 n.7 (Pa. Super. 2010) (noting that Lucarelli “deal[t] with
    forfeiture as a result of [the] defendant’s dilatory conduct,” but differed from
    Kelly because “Kelly … was eligible for court-appointed counsel”). In Kelly,
    we chose not to rely on Lucarelli to determine if Kelly’s conduct was
    sufficiently dilatory to constitute forfeiture of his right to court-appointed
    counsel, instead looking to federal case law for guidance on that question.
    
    Id. at 379
    (relying on U.S. v. Fazzini, 
    871 F.2d 635
    , 641-42 (7th Cir. 1989),
    cert. denied, 
    493 U.S. 982
    (1989) (finding defendant waived right to court-
    appointed counsel where he had been appointed four different attorneys with
    whom he was displeased), and U.S. v. Moore, 
    706 F.2d 538
    (5th Cir. 1983),
    cert. denied, 
    464 U.S. 859
    (1983) (finding defendant forfeited right to
    counsel after rejecting three court-appointed attorneys, and being informed
    that his failure to cooperate with the fourth appointed attorney would result
    in waiver of his right to court-appointed counsel)).
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    pro se.     To the contrary, here, Attorney Yessler was Appellant’s first, and
    only, court-appointed attorney. This fact not only distinguishes Appellant’s
    case from Lucarelli, but also from other decisions by our Court issued in the
    wake of Lucarelli. See 
    Kelly, 5 A.3d at 381
    (finding Kelly forfeited his right
    to counsel where he had been “unwilling to cooperate” with three court-
    appointed attorneys); Commonwealth v. Thomas, 
    879 A.2d 246
    , 258 (Pa.
    Super. 2005) (finding defendant “forfeited his right to counsel through his
    pattern of serious       misconduct, abuse, threats, and        utter   failure   to
    collaborate” with five attorneys the court appointed to represent him).
    Finally, the conduct of the defendant in Lucarelli was clearly more
    dilatory than Appellant’s conduct in the present case. Namely, Lucarelli had
    three different attorneys with whom he refused to cooperate.            He alleged
    misconduct against one of those attorneys, yet at a hearing on that motion,
    he confusingly insisted he did not want that counsel to withdraw. Lucarelli
    also informed the court that he wanted appointed counsel, yet failed to fill
    out   the    requisite   forms.   Moreover,   despite   being   provided    ample
    opportunity, and funding, to retain private counsel, Lucarelli unexplainably
    failed to do so and continued to appear pro se. On one occasion, he failed to
    appear for court at all, requiring the court to continue the case and issue a
    warrant for Lucarelli’s arrest. Lucarelli’s obstructive conduct hampered the
    disposition of his case for over eight months.
    To the contrary, here, Appellant expressed his displeasure with his first
    court-appointed attorney at a pretrial status hearing. He provided various
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    reasons       why       he     did    not      wish    to      proceed   with   Attorney   Yessler’s
    representation.           When the trial court characterized Appellant’s conduct as
    evincing his desire to waive his right to counsel, Appellant did not refuse to
    participate in the colloquy initiated by the court. See N.T. Hearing,
    12/16/12, at 7-8.             Instead, he simply asked a question about whether he
    could “get some kind of information” about the rules he must follow when
    proceeding pro se.              
    Id. at 8.
          After Appellant’s question, the court never
    returned to the oral colloquy, instead discussing other matters and then
    directing Appellant to sign the written colloquy if he did not “want [Attorney]
    Yessler.”       
    Id. at 9.
           Following the December 16, 2012 hearing, Appellant
    proceeded pro se and, other than his filing of two pretrial motions asking the
    court to appoint counsel, there is no indication that Appellant behaved in any
    way which delayed the progression of his case or the start of his trial, at
    which he represented himself.                     Based on these facts, we conclude that
    Appellant’s behavior was not “extremely dilatory conduct, sufficient to result
    in the forfeiture of his right to counsel.” 
    Lucarelli, 971 A.2d at 1180
    .
    Accordingly, we conclude that Lucarelli is distinguishable and does
    not compel a conclusion that Appellant forfeited his right to counsel.3
    ____________________________________________
    3
    We also note that the facts of Appellant’s case are distinguishable from
    those in Kelly and Thomas. In Thomas, the defendant was appointed five
    different attorneys prior to the start of his trial. He then “refused to be
    present at the trial to assist his latest counsel, and attempted to take back
    his trial preparation materials from counsel.” 
    Thomas, 879 A.2d at 258
    .
    On the second day of trial, the defendant threatened to physically harm his
    attorney, as well as counsel’s family. 
    Id. at 258-59.
    Based on the
    (Footnote Continued Next Page)
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    Additionally, based on the rationale set forth in our September 16, 2013
    memorandum 
    (reiterated, supra
    ), we conclude that the trial court did not
    comply with the colloquy requirements of Rule 121 at the December 16,
    2011 hearing. Thus, the record does not establish that Appellant knowingly,
    intelligently, and voluntarily waived his right to counsel. Because Appellant
    neither forfeited, nor validly waived, that right, we are constrained to vacate
    his judgment of sentence and remand for a new trial.
    Upon remand, the court shall determine if Appellant wishes to be
    represented by Attorney Yessler, or proceed pro se. If he desires to proceed
    pro se, the court must conduct a full and thorough waiver colloquy pursuant
    _______________________
    (Footnote Continued)
    defendant’s “extremely serious, abusive, and threatening misconduct,” we
    concluded that he forfeited his right to counsel. 
    Id. at 259.
    In Kelly, the defendant was appointed two attorneys and was
    unwilling to work with either of them, resulting in the postponement of his
    trial. 
    Kelly, 5 A.3d at 381
    . When the court appointed a third attorney, it
    warned Kelly that his failure to cooperate with that counsel “would result in
    [his] representing himself pro se at trial.” 
    Id. Nevertheless, Kelly
    again
    failed to cooperate with his third attorney and sought to have a fourth
    counsel appointed. 
    Id. at 381-82.
    Kelly treated each of his attorneys with
    disdain and claimed they were ineffective in representing him. 
    Id. at 381-
    82. Based on this behavior, we concluded that Kelly forfeited his right to
    counsel. 
    Id. at 382.
    Here, Appellant’s conduct does not compare with the defendants’
    behavior in Thomas and Kelly.            Appellant informed the court of his
    displeasure with his first court-appointed attorney. Nothing in the record
    indicates he was disdainful, threatening, or abusive toward counsel.
    Appellant’s conduct did not result in postponements or delays of the court
    proceedings. Therefore, neither Thomas nor Kelly compels us to conclude
    that Appellant forfeited his right to court-appointed counsel.
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    J-S45003-13
    to Rule 121. If, on the other hand, Appellant desires to be represented by a
    court-appointed attorney other than Attorney Yessler, he must file a “motion
    for change of counsel” and state “substantial reasons” for seeking that
    change. See Pa.R.Crim.P. 122(C).
    Judgment     of   sentence   vacated.   Case   remanded    for   further
    proceedings. Jurisdiction relinquished.
    Judgment Entered.
    Joseph D. Seletyn, Esq.
    Prothonotary
    Date: 11/21/2014
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