Tejada, R. v. Gonzalez Cert. Nurse ( 2015 )


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  • J-S73002-14
    NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
    RICKY TEJADA,                                    IN THE SUPERIOR COURT OF
    PENNSYLVANIA
    Appellant
    v.
    CERTIFIED NURSE PRACTITIONER
    GONZALEZ OF SCI SMITHFIELD,
    Appellee                  No. 622 MDA 2014
    Appeal from the Order March 4, 2014
    In the Court of Common Pleas of Huntingdon County
    Civil Division at No(s): 2013-01439
    BEFORE: BOWES, WECHT, and MUSMANNO, JJ.
    MEMORANDUM BY BOWES, J.:                         FILED FEBRUARY 10, 2015
    Ricky Tejada appeals the order entered on March 4, 2014, wherein the
    trial court overruled his objection to Appellee’s1 petition for discovery of his
    medical and mental health records from the correctional facility where he is
    incarcerated. We affirm.
    Appellant is currently serving an aggregate term of twenty to forty
    years incarceration for attempted homicide, aggravated assault, simple
    assault, and reckless endangerment in connection with the shooting of Luis
    Villatoro. See Commonwealth v. Tejada, 
    834 A.2d 619
    (Pa.Super. 2003).
    Lynn Gonzalez (“Nurse Gonzalez”) is a certified nursing practitioner who
    ____________________________________________
    1
    As the caption accurately reflects, Appellant initiated this action against
    certified nursing practitioner Gonzalez of SCI Smithfield. That party is
    identified in the certified record as Lynn Gonzalez.
    J-S73002-14
    administers health care to prisoners, presumably pursuant to a contract with
    the Department of Corrections or the individual correctional facilities. While
    incarcerated at SCI Camp Hill, Appellant was placed in the restricted housing
    unit. He was subsequently transferred to the equivalent housing unit at SCI
    Smithfield.
    During September 2013, Appellant contacted the medical staff at SCI
    Smithfield to obtain multivitamins and dandruff shampoo pursuant to
    prescriptions2 that he was issued while imprisoned at SCI Camp Hill.
    However, the health care administrator at SCI Smithfield determined that
    Appellant’s prescriptions had been discontinued when Appellant arrived at
    that facility.   Additionally, the health care administrator denied Appellant’s
    request for HIV and hepatitis testing.           Appellant filed a formal grievance
    regarding the administrator’s decisions, and the prison issued a response on
    October 1, 2013, informing him that Nurse Gonzalez reviewed his case and
    determined that no clinical reasons existed to order the requested treatment
    or diagnostic tests.
    ____________________________________________
    2
    Appellant styles the documents authorizing the vitamins and dandruff
    shampoo as prescriptions; however, the prison documents contained in the
    certified record refer to the authorizations interchangeably as prescriptions
    and subscriptions. While nothing in the record suggests that Appellant
    would have required prescriptions to obtain the instant over-the-counter
    medications if he was not incarcerated, we refer to the authorizations as
    prescriptions for consistency.
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    On October 30, 2013, Appellant initiated the underlying proceedings
    by writ of summons.       Thereafter, he filed a request for pre-complaint
    discovery. Nurse Gonzalez objected to the discovery request and countered
    with a rule to file a complaint.   The trial court sustained her objection to
    discovery and issued a rule directing Appellant to file his civil complaint.
    Appellant failed to file a formal complaint; however, on February 6, 2014, he
    filed a self-styled “Pa.R.C.P. 1001 Action” wherein he alleged, albeit
    clumsily, that Nurse Gonzalez (1) fraudulently refused to provide him health
    care; (2) breached an implied contract and fiduciary duty owed to Appellant;
    and (3) inflicted emotional distress. As it relates to the final count regarding
    emotional distress, Appellant specifically alleged that Nurse Gonzalez’s
    actions created in him,
    a despair so fiery [that] a phobia of some sort developed as he
    encountered other medical staff due to such mental anguish. As
    a direct and proximate result of [Nurse Gonzalez’s] actions, he
    has trouble sleeping and lives with the fear that he might die or
    get seriously ill because of [Nurse Gonzalez’s] concept of health
    care.
    Pa.R.C.P. 1001 Action, 2/6/14, at 6-7.
    Additionally, on the same date, Appellant filed an application for relief,
    wherein he averred that (1) he “has a right to diagnosis as well as treatment
    [for] illnesses per 37 Pa.Code 93.12 and 91.2 . . . for cancer[;]” and that
    Appellee injured him by “refusing to not only diagnose, but [also] treat the
    plaintiff for hepatitis[,] which can be fatal.” Application for relief, 2/6/14, 1
    (emphasis in original).   Appellant entreated that the trial court order Ms.
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    Gonzalez to “administer blood tests for diagnostic purposes and competently
    treat any and all illness confirmed forthwith[.]” 
    Id. at 2.
    On February 12, 2014, Nurse Gonzalez issued notice of her intent to
    serve subpoenas to produce documents pursuant to Pa.R.C.P. 4009.22.
    Specifically, Nurse Gonzalez requested, inter alia, Appellant’s medical and
    mental health records and documentation of any grievance and misconduct
    proceedings at SCI-Smithfield relating to this case.       Appellant objected to
    the proposed request, and the trial court overruled the objections on March
    4, 2014. Thereafter, Appellant filed a petition to certify the March 4, 2014
    order as an appealable interlocutory order, presumably pursuant to Pa.R.A.P.
    312.    The trial court denied Appellant’s petition summarily.        Undaunted,
    however, on March 19, 2014, Appellant filed a pro se notice of appeal from
    the March 4, 2014 order.         The trial court did not order Appellant to file a
    concise statement of errors complained of on appeal pursuant to Pa.R.A.P.
    1925(b). Instead, the trial court issued a one-page memorandum wherein it
    concluded that the March 4, 2014 order was an interlocutory order and
    requested that this Court dismiss the appeal. The trial court did not address
    the merits of Appellant’s assertion that the information was privileged. 3
    ____________________________________________
    3
    Indeed, the trial court interpreted Appellant’s argument as asserting that
    the medical and mental health records that Nurse Gonzalez sought were
    irrelevant.
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    Meanwhile, prior to filing the notice of appeal, Appellant filed a motion
    for a protective order seeking to prevent Nurse Gonzalez from reviewing the
    requested documents.    That motion was also denied, and Nurse Gonzalez
    ultimately served the proposed subpoenas. She indicates in her brief that
    SCI-Smithfield subsequently produced part of Appellant’s health records
    along with documentation that Appellant had surreptitiously destroyed the
    remainder of his medical file while examining it on October 15, 2014.
    Appellant levels one question for our review, which we restate for
    clarity as follows: Whether the trial court erred in overruling Appellant’s
    objection to Nurse Gonzalez’s notice to issue a subpoena to produce
    documents relating to, inter alia, Appellant’s medical and mental health
    records at SCI-Smithfield. See Appellant’s brief at 5.
    At the outset, we confront whether the March 4, 2014 order overruling
    Appellant’s objection to Nurse Gonzalez’s discovery request was appealable.
    The March 4, 2014 order is neither final nor appealable as of right.     See
    Gormley v. Edgar, 
    995 A.2d 1197
    , 1200 (Pa.Super. 2010) (generally, order
    compelling discovery is not final); Pa.R.A.P. 311 and 341.       Additionally,
    Appellant does not challenge the trial court’s denial of his request to appeal
    the interlocutory order by permission pursuant to Rule 312.       Instead, he
    asserts that the March 4, 2014 order is reviewable as a collateral order
    pursuant to Pa.R.A.P. 313.    He supplemented this position in subsequent
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    correspondence with this Court that we initiated sua sponte to determine the
    propriety of this appeal.
    Discovery orders involving claims of privilege are subject to Rule 313.
    
    Id. In In
    re W.H., 
    25 A.3d 330
    , 334-335 (Pa.Super. 2011), we
    summarized the pertinent considerations as follows:
    Under Pennsylvania law, an appeal may be taken only from an
    interlocutory order appealable as of right, a final order, a
    collateral order, or an interlocutory order by permission.
    Radakovich v. Radakovich, 
    846 A.2d 709
    , 714 (Pa.Super.
    2004); Pa.R.A.P. 311, Pa.R.A.P. 312, Pa.R.A.P. 341. [The order]
    is not a final order or a interlocutory order appealable by right or
    permission[.      Hence,] we must determine whether it is
    reviewable as a collateral order.
    Our Supreme Court codified the collateral order doctrine
    into Pa.R.A.P. 313. Rule 313 provides as follows:
    (a) General rule. An appeal may be taken as of right
    from a collateral order of an administrative agency or a lower
    court.
    (b) Definition. A collateral order is an order separable
    from and collateral to the main cause of action where the right
    involved is too important to be denied review and the question
    presented is such that if review is postponed until final judgment
    in the case, the claim will be irreparably lost.
    Pa.R.A.P. 313.
    In addition, the In re W.H. Court continued,
    The “collateral order doctrine” exists as an
    exception to the finality rule and permits immediate
    appeal as of right from an otherwise interlocutory order
    where an appellant demonstrates that the order appealed
    from meets the following elements: (1) it is separable
    from and collateral to the main cause of action; (2) the
    right involved is too important to be denied review; and
    (3) the question presented is such that if review is
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    postponed until final judgment in the case, the claimed
    right will be irreparably lost. See Pa.R.A.P. 313; see
    also Witt v. LaLonde, 
    2000 Pa. Super. 347
    , 
    762 A.2d 1109
    , 1110 (Pa.Super. 2000) (citations omitted).
    In Re J.S.C., 
    851 A.2d 189
    , 191 (Pa.Super. 2004).             Our
    Supreme Court has directed that Rule 313 be interpreted
    narrowly so as not to swallow the general rule that only final
    orders are appealable as of right. Geniviva v. Frisk, 
    725 A.2d 1209
    , 1214 (Pa. 1999). To invoke the collateral order doctrine,
    each of the three prongs identified in the rule’s definition must
    be clearly satisfied. J.S. v. Whetzel, 
    860 A.2d 1112
    , 1117
    (Pa.Super. 2004).
    In re W.H., supra at 335.
    In Dougherty v. Heller, 
    97 A.3d 1257
    (Pa.Super. 2014) (en banc),
    this Court recently confronted a similar issue, and concluded that an appeal
    from an order denying a motion for a protective order regarding whether to
    videotape a deposition satisfied Rule 313. In Dougherty, a self-described
    public figure sued a journalist for critical remarks published in a column that
    the journalist authored. While the journalist later retracted the comments
    and issued an apology in the hardcopy publication, she delayed removing
    her original statements from her Facebook page, and the story remained
    accessible on a third-party website for approximately two years.        During
    discovery, the journalist desired to videotape Dougherty’s deposition
    testimony.    Dougherty objected to the use of video on the ground that
    potentially embarrassing or inflammatory portions of the recording could be
    released to the public. Thereafter, Dougherty filed a motion for protective
    order, which the trial court denied.
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    Prior to reviewing the merits of the ensuing appeal, we reasoned that
    (1) the assertion of a privacy interest in pretrial discovery was separable
    from the underlying defamation claim; (2) privacy rights “[fall] within the
    class of rights that are too important to be denied review[;]” and (3) the
    privacy interest would be irreparably lost absent collateral review.       
    Id. at 1262-1263
    (quoting Melvin v. Doe, 
    836 A.2d 42
    , 50 (Pa. 2003)). Thus, we
    concluded that Dougherty’s invocation of his privacy interest was suitable for
    collateral review.
    Herein, similar to the scenario we addressed in Dougherty, the order
    overruling Appellant’s objection to Nurse Gonzalez’s discovery request
    satisfies Rule 313. First, Appellant’s assertion of a privacy interest in pretrial
    discovery is clearly separable from his fraud, breach of contract, and
    intentional infliction of emotional distress claims.   Stated simply, we need
    not examine the merits of Appellant’s underlying claims in order to
    determine the extent of his privacy interest in his medical and mental health
    records. Second, mindful of the protection this Court has afforded the right
    to privacy in pretrial discovery, we find that Appellant’s privacy interests in
    his medical and mental health records are sufficiently important to warrant
    collateral review of a discovery ruling.    See 
    Dougherty, supra
    (collecting
    cases) Rhodes v. USAA Cas. Ins. Co., 
    21 A.3d 1253
    , 1258 (Pa.Super.
    2011) (collateral review of discovery order involving purportedly privileged
    material); J.S. v. Whetzel, 
    860 A.2d 1112
    , 1117 (Pa.Super. 2004)
    (witness’s privacy interest in income was suitable for collateral review);
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    Commonwealth v. Alston, 
    864 A.2d 539
    , 546 (Pa.Super. 2004) (collateral
    review of privacy interests relevant to pretrial psychiatric evaluation).
    Finally, we observe that Appellant’s requested relief, i.e., precluding
    Nurse Gonzalez from accessing his medical and mental health records, might
    be irreparably lost if review is postponed until the civil case is resolved. As
    we explained in 
    Dougherty, supra
    at 1263 (citations omitted), “The nature
    of a litigant's privacy interest is similar to a defamation defendant’s First
    Amendment right to anonymity, or a litigant's property interest in a trade
    secret. In each case, an appellant seeks to keep private or secret what may
    otherwise become public, and in each case, the loss of privacy or secrecy
    would be irreparable.” Thus, we must address the propriety of the trial court
    order directing Appellant to reveal his medical and mental health records at
    this preliminary stage of the civil litigation.         Once the confidential
    information is released, the effect of the trial court’s decision on Appellant’s
    privacy rights cannot be negated. As we conclude that the March 4, 2014
    order satisfied all three prongs of the collateral order doctrine, this appeal is
    proper.
    The following legal principle frames our review of the discovery
    request.   “Generally, in reviewing the propriety of a discovery order, our
    standard of review is whether the trial court committed an abuse of
    discretion. However, to the extent that we are faced with questions of law,
    our scope of review is plenary.” 
    Gormley, supra
    at 1202.
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    Characterizing his cause of action against Nurse Gonzalez as an
    impairment of contract, Appellant asserts that the discovery request for his
    psychiatric records and files concerning infectious diseases was tantamount
    to an irrelevant “fishing expedition” that was performed in “bad faith[.]”
    Appellants brief at 10.         He continues that the court’s discovery order
    impermissibly infringed on his right of confidentiality pursuant to Pa.R.C.P.
    4011 (a)(c) and (d).4          Relying on Pa.R.C.P. 4012, regarding protective
    orders, he further contends that the trial court erred in failing to limit the
    scope of discovery and order that the matter of his medical and mental
    health records were not subject to disclosure. 
    Id. at 10-11.
    Additionally,
    Appellant alludes to 42 Pa.C.S §§ 5929 and 5944 concerning the respective
    statutory privileges covering the physician/patient and psychologist/patient
    ____________________________________________
    4
    Pa.R.C.P. 4011, styled Limitation of Scope of Discovery, provides as
    follows:
    No discovery, including discovery           of   electronically   stored
    information, shall be permitted which
    (a) is sought in bad faith;
    ....
    (c) is beyond the scope of discovery as set forth in Rules 4003.1
    through 4003.6;
    (d) is prohibited by any law barring disclosure of mediation
    communications and mediation documents[.]
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    relationships.5     However, Appellant’s precise argument relative to these
    provisions is unclear.
    ____________________________________________
    5
    Those statutes, which apply to depositions and witnesses in civil cases,
    provide as follows:
    § 5929. Physicians not to disclose information
    No physician shall be allowed, in any civil matter, to disclose any
    information which he acquired in attending the patient in a
    professional capacity, and which was necessary to enable him to
    act in that capacity, which shall tend to blacken the character of
    the patient, without consent of said patient, except in civil
    matters brought by such patient, for damages on account of
    personal injuries.
    [. . . .]
    § 5944. Confidential communications to psychiatrists or licensed
    psychologists
    No psychiatrist or person who has been licensed under the act of
    March 23, 1972 (P.L. 136, No. 52), . . . to practice psychology
    shall be, without the written consent of his client, examined in
    any civil or criminal matter as to any information acquired in the
    course of his professional services in behalf of such client. The
    confidential    relations  and    communications     between     a
    psychologist or psychiatrist and his client shall be on the same
    basis as those provided or prescribed by law between an
    attorney and client.
    42 Pa.C.S. §§ 5929, 5944. We observe that § 5929, which creates the
    physician/patient privilege, expressly provides that the privilege is waived in
    civil matters for personal injury. Although this provision is potentially
    applicable herein, since Appellant’s artless pro se pleadings sought damages
    in assumpsit rather than tort, we forgo a mechanical application of § 5929 to
    waive the confidentiality of Appellant’s prison medical file. Section 5944
    does not contain a similar waiver provision.
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    Nurse Gonzalez counters that, by alleging specific medical and mental
    health injuries in       his complaint,        Appellant waived the   privileges of
    confidentiality that he seeks to invoke. This argument is founded upon our
    holding in Kraus v. Taylor, 
    710 A.2d 1142
    (Pa.Super. 1998), appeal
    dismissed as improvidently granted, 
    743 A.2d 451
    (Pa. 2000) (per curiam)
    and 
    Gormley supra
    .            In Kraus, the plaintiff-appellant sued Taylor for
    negligence after the automobile Taylor was operating struck Kraus while
    Kraus was attempting to cross a road at approximately 12:00 a.m. Kraus
    sought damages for, inter alia, permanent injuries stemming from the
    collision.   During the ensuing jury trial, Taylor presented Kraus’s medical
    records to establish that Kraus suffered from chronic drug and alcohol abuse
    and submitted evidence that Kraus’s blood alcohol content exceeded 0.25
    percent when the collision occurred.             As it relates to the issue that is
    pertinent in the case at bar, Kraus invoked the statutory privileges outlined
    in “50 P.S. § 7111 (confidentiality of records of treatment in publicly funded
    mental facilities), 71 P.S. § 1690.108 (confidentiality of records of drug and
    alcohol abuse treatment), and 42 Pa.C.S. § 5944 (confidentiality of
    communications to licensed psychologists)” to preclude the evidence of his
    prolonged substance abuse. 
    Id. at 1144.6
    In overruling the objections, the
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    6
    In addition, Kraus asserted that, as a pedestrian, evidence of his
    intoxication at the time of the accident was irrelevant. The trial court
    rejected this position, and we affirmed the court’s ruling on appeal.
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    trial court concluded that Kraus impliedly waived the statutory privileges of
    confidentiality by filing a personal injury suit that placed his life expectancy
    at issue.
    On appeal, we were tasked with determining whether the evidence of
    Kraus’s history of drug and alcohol abuse was admissible.        We held that
    Kraus waived the confidentiality provisions expressed in the Mental Health
    Procedures Act (“MHPA”) and the Judicial Code. Specifically, we reasoned,
    Allowing appellant to pursue a claim for permanent injury,
    while simultaneously barring appellees from access to appellant's
    long history of drug and alcohol abuse, would be manifestly
    unfair and grossly prejudicial. We cannot believe that the
    Pennsylvania General Assembly intended to allow a plaintiff to
    file a lawsuit and then deny a defendant relevant evidence, at
    plaintiff's ready disposal, which mitigates defendant's liability.
    Rather the General Assembly must have intended the privileges
    to yield before the state's compelling interest in seeing that truth
    is ascertained in legal proceedings and fairness in the adversary
    process. Accordingly, we conclude that appellant impliedly
    waived the various statutory privileges he asserts by filing this
    lawsuit. Because the records were not privileged and it was
    within the court's discretion to admit the evidence, the trial court
    committed no reversible error in admitting the records of
    appellant's chronic alcohol and drug abuse.
    
    Id. at 1145
    (quotation marks and citations omitted). Hence, Kraus stands
    for the proposition that, since a plaintiff’s prolonged substance abuse effects
    the length of time the person is expected to live, it can be properly admitted
    at trial to refute the use of standard life expectancy charts for purposes of a
    future-wage-loss claim.
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    Similarly, in 
    Gormley, supra
    , we addressed whether the plaintiff in a
    personal injury action to recover damages for injuries sustained in a motor
    vehicle accident was required to produce certain medical records.              The
    plaintiff invoked the confidentiality provisions contained in § 7111(a) of the
    MHPA, the Mental Health and Mental Retardation Act of 1966, the
    Pennsylvania Drug and Alcohol Abuse Control Act, and § 5944 of the Judicial
    Code which we 
    reproduced supra
    .             After determining that the plaintiff’s
    reliance upon the first three provisos was misplaced, we concluded that the
    privilege   relating   to   a   patient’s   confidential   communications   with    a
    psychologist applied to that case, but was waived because the plaintiff
    placed her mental health at issue by seeking damages for anxiety.                  We
    reasoned,
    “The purpose of the psychologist/patient privilege is to aid in the
    effective treatment of the client by encouraging the patient to
    disclose information fully and freely without fear of public
    disclosure.” Zane v. Friends Hospital, [
    836 A.2d 25
    , 33 (Pa.
    2003)]. The privilege is based upon a strong public policy
    designed to encourage and promote effective treatment and to
    insulate the client's private thoughts from public disclosure.
    Kalenevitch v. Finger, 407 Pa.Super. 431, 
    595 A.2d 1224
          (1991). This Court holds this privilege in the highest regard,
    recognizing that such confidential statements are the key to the
    deepest, most intimate thoughts of an individual seeking solace
    and treatment. However, such confidential communications are
    only protected to the same extent as those between an attorney
    and his client. The privilege is not absolute; it may be waived.
    Our Commonwealth Court in Rost v. State Board of
    Psychology, 
    659 A.2d 626
    , 629 (Pa.Cmwlth.1995), held that
    the privilege may be waived in civil actions “where the client
    places the confidential information at issue in the case.” In those
    circumstances, the client himself or herself has turned the key to
    voluntarily unlock those privileged communications.
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    Id. at 1204
    (footnote omitted).      Thereafter, we held, “Ms. Gormley
    directly placed her mental condition at issue when she alleged that she
    suffered from anxiety as a result of the accident. . . . It would clearly
    be unfair for a party to seek recovery for anxiety if that mental health
    issue predated the accident.” 
    Id. at 1206.
    Instantly, Nurse Gonzalez asserts that Appellant’s purported injuries
    stemming from her alleged failure to diagnose and treat his hypothetical
    conditions and infections, which he feared were terminal, and her allegedly
    improper   refusal   to   supply   the   requested   dandruff    shampoo     and
    multivitamins opened the door to her discovery of Appellant’s pertinent
    medical and mental health files. Referring to the perspective we reiterated
    in Gormley, Nurse Gonzalez posits that a plaintiff cannot initiate a lawsuit
    and then deny the defendant access to relevant evidence that would
    mitigate the defendant’s liability. Nurse Gonzalez’s brief at 2 (unpaginated).
    For the following reasons, we agree.
    In Octave ex rel. Octave v. Walker, 
    103 A.3d 1255
    (Pa. 2014), a
    case involving the applicability of the confidentiality provisions articulated in
    the MHPA, our Supreme Court addressed whether, and under what
    circumstances, a plaintiff to a civil action may waive statutory confidentiality
    protections.   In that case, the plaintiff, the wife of the decedent, filed a
    complaint in her own right and on behalf of the decedent. The lawsuit stems
    from an incident in which the decedent jumped under the trailer section of a
    moving tractor-trailer rig. While the decedent survived the initial incident,
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    the mental and physical trauma rendered him incapacitated, and he later
    died from his injuries.
    Following an inquiry of disinterested eyewitnesses, the Pennsylvania
    State Police issued a report finding that the decedent had attempted to
    commit suicide by jumping under the trailer of the truck. Nevertheless, the
    plaintiff filed the underlying lawsuit alleging, inter alia, that the Pennsylvania
    Department of Transportation (“DOT”) and the operator of the truck were
    negligent. As reported by the High Court, “The complaint alleged [decedent]
    suffered a number of mental and physical injuries as a result of the incident
    and sought damages.” 
    Id. at 1256.
    The defendants filed a motion for leave
    to access and copy sealed files pertaining to the decedent’s involuntary
    commitments pursuant to the MHPA. The trial court denied the motion, the
    Commonwealth Court reversed, and our Supreme Court granted allocatur.
    Framing the issue as a case of first impression, the High Court
    examined this Court’s holdings in Kraus and Gormley in relation to the
    prevailing perspective of our sister jurisdictions and federal courts applying
    state law. Noting that it viewed evidentiary privileges “to be in derogation of
    the search for truth, and . . .    generally disfavored[,]” the Court held, “a
    patient waives his confidentiality protections under the MHPA where, judged
    by an objective standard, he knew or reasonably should have known his
    mental health would be placed directly at issue by filing the lawsuit.” 
    Id. at -
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    1262.7 The Court applied the newly-announced standard to the facts of the
    case therein and concluded that, in filing the suit against the defendants, the
    plaintiff knew that the defendants would invoke the police report as evidence
    that the decedent attempted to commit suicide by jumping under the truck’s
    trailer. The Court opined, “[the police report] put appellants on notice that if
    they filed a civil action, appellees would likely advance a suicide defense and
    use [the decedent’s] purported mental infirmity in order to absolve them of
    any liability.” 
    Id. at 1263.
    While the instant case does not implicate the MHPA, our Supreme
    Court’s rationale applies herein. Similar to the High Court’s perspective of
    the facts in Octave ex rel. 
    Octave, supra
    , we find that Appellant in the
    case at bar knew or reasonably should have known that his medical and
    mental health records would be placed directly at issue by filing the lawsuit
    against Nurse Gonzalez. Specifically, Appellant complained, inter alia, that
    Nurse Gonzalez caused him to suffer severe emotional distress based on her
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    7
    The Supreme Court implored trial courts to “use great caution in accepting
    this form of implicit waiver [in light of] the importance of the confidentiality
    protections afforded by the MHPA[.]” Octave ex rel. Octave v. Walker,
    
    103 A.3d 1255
    , 1263 (Pa. 2014).             The High Court also praised the
    Commonwealth Court for directing that the mental health records were only
    subject to in camera review. 
    Id. at 1264.
    Although the present case does
    not concern the MHPA, we recognize that the trial court did not expressly
    limit Appellant’s records to in camera review. Inasmuch as the basis and
    scope of Appellant’s assertion of confidentiality are unfocused, the trial
    court’s failure to limit review of the records to an in camera inspection does
    not alter our disposition.
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    J-S73002-14
    fraudulent refusal to provide him health care. He also sought damages for
    Nurse Gonzalez’s alleged failure to detect cancer or diagnose potential
    hepatitis and HIV infections. However, Appellant not only failed to assert if
    or when he developed any of the foregoing conditions, he also failed to
    document when he developed the fiery despair, phobia, and insomnia that
    he attributes to Nurse Gonzalez’s actions.   Thus, Appellant was on notice
    that, when he filed the civil action against Nurse Gonzalez, she would likely
    assert the absence of any diagnoses as a defense to liability for the alleged
    refusal to provide health care, and rely upon the dearth of records
    documenting Appellant’s claimed injury to absolve herself from any exposure
    to damages associated with the potentially specious lawsuit.
    Thus, pursuant to our High Court’s rationale in Octave ex rel.
    
    Octave, supra
    and our holdings in Kraus and Gormley, Appellant implicitly
    waived any claims of privilege regarding the discovery of his relevant
    medical and mental health records. We therefore affirm the trial court order
    overruling Appellant’s objection to Nurse Gonzalez’s discovery request.
    Order affirmed.
    Judgment Entered.
    Joseph D. Seletyn, Esq.
    Prothonotary
    Date: 2/10/2015
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