Com. v. Raboin, T. ( 2019 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
THOMAS AUGUST RABOIN, :
:
Appellant. : No. 976 WDA 2018
Appeal from the Judgment of Sentence Entered, June 11, 2018,
in the Court of Common Pleas of Allegheny County,
Criminal Division at No(s): CP-02-CR-0009844-2017.
BEFORE: OTT, J., KUNSELMAN, J., and MUSMANNO, J.
MEMORANDUM BY KUNSELMAN, J.: FILED AUGUST 29, 2019
Thomas August Raboin appeals from the judgment of sentence imposed
following his conviction of involuntary deviate sexual intercourse with a child,
unlawful contact with a minor, indecent assault person less than 13 years of
age, endangering the welfare of a child, corruption of minors, and indecent
exposure.1 We affirm.
In January of 2011, Raboin began dating K-L.B. and moved in to the
home that she shared with her three minor daughters. Raboin, K-L.B., and
her three daughters later moved to a home in Verona, Pennsylvania. Raboin,
whom the children referred to as “Uncle Tommy,” lived with the family for
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1 See 18 Pa.C.S.A. §§ 3123(b), 6318(a)(1), 3126(a)(7), 4304(a)(1),
6301(a)(1), and 3127(a).
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three years. A.W., K-L.B.’s eldest daughter, was in kindergarten when Raboin
first moved in with the family, and in second grade when he moved out. On
occasion, K-L.B. would leave the children in Raboin’s care. During several of
these occasions, Raboin summoned A.W. to the bathroom and molested her
in the shower. Raboin’s relationship with K-L.B. ended in the spring of 2014,
and he moved out of the residence.
In 2017, A.W. told K-L.B. that she had been sexually abused by Raboin.
K-L.B. immediately contacted the police. A.W. thereafter underwent a forensic
interview where she described the abuse. The forensic interview was
videotaped. Detective Dale Canofari watched the forensic interview from
behind a one-way mirror. Based on the information A.W. provided in the
forensic interview, Detective Canofari prepared a police report, and sought an
arrest warrant. Raboin was arrested and charged with the above-described
offenses.
The matter proceeded to a jury trial. The trial court summarized the
relevant trial testimony as follows:
Following a competency hearing, in which the eleven-year-
old victim in this case, A.W., was deemed to be competent, she
testified that [Raboin] molested her. A.W. testified that in
kindergarten through second grade she lived with her mother,
sisters, and [Raboin], who was her mother’s boyfriend at the time.
[Raboin] would watch her when her mother had to go to work or
school. She testified that [Raboin] would get in the shower and
tell her to get in with him. Once inside the shower, “he would sit
in the back and I would stand in front of him and he would lick my
private.” She said this happened more than one time. She said
that she complied with him “because he was much taller and he
had once pushed my mother.” She testified that when she said
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“her privates” she meant her vagina. She also testified that
[Raboin] made her [sit on his lap and] “hold his private and push
up and down.” She testified that his private part was his penis.
After she pushed up and down for a while, clear stuff would start
coming out. She tried to pull away at times, but [Raboin] would
grab on to her and pull her back in. [Raboin] told her several
times not to tell anyone. She testified that she was afraid that
Appellant would hurt her if she talked. Ultimately, she told her
mother, [K-L.B.], about what [Raboin] had done when her mother
tried to check her for ticks.
Next, [K-L.B.], testified that she began dating [Raboin] in
2011 and [Raboin] moved in shortly thereafter. The two parted
ways in 2014 when A.W. was in third grade. In the beginning of
the relationship, [Raboin] would cook, help bathe the children, put
them to bed, and drive them to and from school. After a while,
[K-L.B.] observed that [Raboin] favored [A].W. and didn’t want
much to do with the other two. In one instance, [Raboin] told the
other two children that they were too dirty to touch him. [K-L.B.]
further testified that on July 1, 2017, following a family reunion
where the children had been playing in the woods all day, she
noticed that everyone had ticks on them. She thoroughly checked
each of her children for additional ticks. [K-L.B.] testified that
A.W. became adamant that [K-L.B.] not undress her. [K-L.B.]
asked A.W. if something had happened to her that she did not
want her own mother to check her for ticks, and A.W. “looked
down and away and said no very quietly.” [K-L.B.] asked if A.W.
was sure, and A.W. asked if her sisters needed to be in the room
for this conversation. Once alone with her mother, A.W. said that
“Tommy in Verona” took her into the shower with him and licked
her “down there.” After A.W. disclosed, [K.L.B.] called 911 and
reported it to the police. At the time of the disclosure, [K-L.B.]
had no contact with [Raboin,] and was dating a different
individual.
[Raboin] testified that he was never alone with the kids. He
testified that several other people lived in the home and that one
of them would usually be home to manage the children’s needs.
In the spring of 2014, he left the residence due to the weight of
his parenting responsibilities and other stressors within the
relationship. [Raboin] denied that A.W. was ever in the shower
with him and further denied performing any sexual acts on A.W.
Trial Court Opinion, 11/14/18, at 3-4 (some formatting altered).
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At trial, defense counsel questioned A.W. and Detective Canofari
regarding the statements A.W. made during the forensic interview. During
the rebuttal phase of the Commonwealth’s case, the trial court permitted the
video of the forensic interview to be played to the jury, over a defense
objection. The trial court also permitted K-L.B. to testify, over a defense
objection, regarding the statements A.W. made to her when she disclosed the
sexual abuse. At the conclusion of the trial, the jury convicted Raboin of all
charges. On June 11, 2018, the trial court sentenced him to an aggregate
prison term of fourteen to thirty-four and one-half years, followed by five
years of probation. Raboin filed a post-trial motion, which the trial court
denied. He thereafter filed a timely notice of appeal. Both Raboin and the
trial court complied with Pa.R.A.P. 1925.
Raboin raises the following issues for our review:
1. Whether the trial court erred in permitting the video of the
forensic examination of [A.W.] to be played in its entirety
during the Commonwealth’s rebuttal phase of the trial?
2. Whether the trial court erred in ruling that statements made by
[A.W.] to her mother identifying [Raboin] as her assailant were
admissible?
Appellant’s brief at 4 (unnecessary capitalization omitted).
Raboin’s issues implicate the trial court’s authority to admit or exclude
evidence. Our standard of review concerning the admissibility of evidence is
well-settled:
The admission of evidence is solely within the discretion of the
trial court, and a trial court’s evidentiary rulings will be reversed
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on appeal only upon an abuse of that discretion. An abuse of
discretion will not be found based on a mere error of judgment,
but rather occurs where the court has reached a conclusion that
overrides or misapplies the law, or where the judgment exercised
is manifestly unreasonable, or the result of partiality, prejudice,
bias or ill-will.
Commonwealth v. Woodard, 129 A.3d 480, 494 (Pa. 2015).
In his first issue, Raboin contends that the trial court abused its
discretion by overruling his objection to the admission of the forensic interview
video during the rebuttal phase of the Commonwealth’s case. The admission
of rebuttal testimony is within the sound discretion of the trial court, and the
appropriate scope of rebuttal evidence is defined by the evidence that it is
intended to rebut. Commonwealth v. Ballard, 80 A.3d 380, 401-02 (Pa.
2013). Rebuttal is proper where facts discrediting the proponent’s witnesses
have been offered. Id. Additionally, Pa.R.E. 613(c) governs the use of a
witness’s prior consistent statement to rehabilitate, and provides as follows:
Evidence of a witness’s prior consistent statement is admissible
to rehabilitate the witness’s credibility if the opposing party is
given an opportunity to cross-examine the witness about the
statement and the statement is offered to rebut an express or
implied charge of:
(1) fabrication, bias, improper influence or motive, or faulty
memory and the statement was made before that which
has been charged existed or arose; or
(2) having made a prior inconsistent statement, which the
witness has denied or explained, and the consistent
statement supports the witness’s denial or explanation.
Pa.R.E. 613(c).
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Raboin claims that the forensic interview video should not have been
admitted as a prior consistent statement because the interview video did not
predate A.W.’s initial accusations against him, which Raboin claims were
fabricated. Raboin relies on Commonwealth v. Bond, 190 A.3d 664 (Pa.
Super. 2018), which was decided two days after his judgment of sentence was
imposed. In Bond, a panel of this Court addressed a similar admissibility
challenge to the forensic interview video of the child-victim. The defendant,
who was the boyfriend of the child’s mother, claimed the child fabricated her
allegations of sexual abuse because she did not like the defendant living with
her family, and the child was upset about her separation from her natural
father, who was incarcerated. The defendant argued that the trial court erred
in admitting the forensic interview video as a prior consistent statement under
Pa.R.E. 613(c) because the interview did not predate the child’s alleged motive
to fabricate the sexual abuse. The Bond Court agreed, and determined that
the trial court erred in admitting the forensic interview video under Rule 613(c)
because the child’s statements in the interview video were not made before
the alleged fabrication. Bond, 190 A.3d at 670.2
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2Here, the trial court and the Commonwealth both acknowledge that, under
Bond, the admission of the forensic video as a prior consistent statement may
have been error. However, the trial court concludes that any such error was
harmless. Trial Court Opinion, 11/14/18, at 10-11. Raboin spends a
considerable portion of his brief arguing that the error was not harmless. We
need not address whether the admission of the video was harmless error, as
we conclude, infra, that the video was admissible on other grounds.
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Notably, Raboin does not discuss, or even acknowledge, the additional
ruling by the Bond Court that, even though the forensic interview video was
not admissible as a prior consistent statement under Rule 613(c), it was
nevertheless admissible as a remainder of a recorded statement under Pa.R.E.
106. Bond, 190 A.3d at 673. Rule 106 provides that “[i]f a party introduces
all or part of a . . . recorded statement, an adverse party may require the
introduction, at that time, of any other part--or any other . . . recorded
statement--that in fairness ought to be considered at the same time.” The
Bond Court reasoned that, “[g]iven the extent to which defense counsel relied
on the [i]nterview [v]ideo during her cross-examination of the victim, the
prosecution was entitled to introduce [c]hild’s entire account of the assault in
order to provide full context.” Id. at 674.
Here, defense counsel thoroughly cross-examined A.W. at trial
regarding the forensic interview in general, as well as specific statements she
made in the interview. See N.T. Trial, 3/11/18, at 67-69, 71, 73, 79-80.
Defense counsel also cross-examined Detective Canofari regarding his
recollection of specific statements that A.W. made in the forensic interview,
which the detective watched through a one-way mirror. See id. at 158-62,
164. Defense counsel further questioned the detective regarding his police
report, which he made based on A.W.’s statements in the forensic interview.
See id. at 160. Given that defense counsel repeatedly questioned A.W. and
Detective Canofari regarding the forensic interview, and attempted to create
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inconsistencies between A.W.’s trial testimony and her statements in the
forensic interview, we conclude that the Commonwealth was entitled to
introduce A.W.’s entire account of the assault in order to provide full context.
See Bond, 190 A.3d at 674. Accordingly, even if the trial court abused its
discretion by admitting the video of A.W.’s forensic video under rule 613(c) as
a prior consistent statement, we conclude that the video was nonetheless
admissible under Rule 106 as a remainder of a recorded statement. See
Commonwealth v. Fant, 146 A.3d 1254, 1265 n.13 (Pa. 2016) (holding that
“appellate courts are not limited by the specific grounds raised by the parties
or invoked by the court under review, but may affirm for any valid reason
appearing as of record”). Thus, no relief is due on Raboin’s first issue.
In his second issue, Raboin contends that the trial court abused its
discretion in overruling his objection to K-L.B.’s hearsay testimony regarding
A.W.’s out-of-court statements identifying Raboin as her abuser. The
Pennsylvania Rules of Evidence define hearsay as “a statement that (1) the
declarant does not make while testifying at the current trial or hearing; and
(2) a party offers into evidence to prove the truth of the matter asserted in
the statement.” Pa.R.E. 801(c). “Hearsay is not admissible except as
provided by [the Pennsylvania Rules of Evidence], by other rules prescribed
by the Pennsylvania Supreme Court, or by statute.” Pa.R.E. 802.
The testimony in question consists of the following:
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[K-L.B.]: I told her that if something had happened, she needed
to tell me. I said, “If someone’s done something to you, I need
to know.” All she said was, “Tommy in Verona.”
....
[The Prosecutor]: What did [A.W.] say to you about [Raboin]?
[K-L.B.]: She said, “Tommy in Verona.” So I asked her what he
did.
[The Prosecutor]: Tommy in Verona?
[K-L.B.]: Yes.
....
[The Prosecutor]: Ms. [B.,] what does [A.W.] tell you after she
answers the question “Tommy in Verona?”
[K-L.B.]: I asked her what he had done, and she said that when
she would come home from school, he would not let her go to the
bathroom until it was time for him to get a shower; that he would
make her go in with him and clean herself up and then he would
lick her down there until she felt like she had to pee and she would
make him stop.
N.T. Trial, 3/9/18, at 102-03, 107.
Following defense counsel’s objection, the court indicated that hearsay
statements, like K-L.B.’s testimony regarding A.W.’s out-of-court disclosures,
are generally admissible (1) under the Tender Years Act (“TYA”), 42 Pa.C.S.A.
§ 5985.1; (2) under Rule 613(c) as a prior consistent statement;3 or (3) not
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3 The trial court essentially concedes that, pursuant to Bond, K-L.B.’s
testimony regarding A.W.’s hearsays statements was not admissible as a prior
consistent statement under Rule 613(c). See Trial Court Opinion, 11/14/18,
at 9.
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for the truth of the matter asserted, but rather to show “the circumstances
under which the child disclosed and . . . what prompted mom to take the next
step of calling the detective and taking her for a forensic interview and so on.”
N.T. Trial, 3/9/18, at 125-26; see also id. at 102 (where the trial court
initially ruled that K-L.B.’s testimony regarding A.W.’s hearsay statements was
admissible to show that a “prompt report” was made).4
We first address the admissibility of K-L.B.’s testimony under the TYA.
In Pennsylvania, the TYA creates an exception to the hearsay rule for victims
of childhood sexual abuse because of their fragile nature. See
Commonwealth v. G.D.M., Sr., 926 A.2d 984, 988 (Pa. Super. 2007).
Pursuant to section 5985.1, the Commonwealth must provide notice of its
intent to invoke the TYA, and the trial court must conduct an in camera hearing
to determine if there is sufficient indicia of reliability to admit the out-of-court
statements. See 42 Pa.C.S.A. § 5985.1(a)(1), (b). Courts consider various
factors to determine whether the statements are reliable, including “the
spontaneity of the statements, consistency in repetition, the mental state of
the declarant, use of terms unexpected in children of that age and the lack of
a motive to fabricate.” Commonwealth v. Walter, 93 A.3d 442, 451 (Pa.
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4 While the record is somewhat unclear as to the specific basis for the trial
court’s admission of K-L.B.’s testimony regarding A.W.’s out-of-court
statements, we may affirm for any valid reason appearing as of record. Fant,
146 A.3d at 1265 n.13.
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2014) (quoting Commonwealth v. Delbridge, 855 A.2d 27, 34 n.8 (Pa.
2003)).
Raboin maintains that the challenged statements were not admissible
under the TYA because he received no notice from the Commonwealth
advising him of its intention to introduce the out-of-court statements, as
required by section 5985.1(b). Appellant’s Brief at 26.
The trial court acknowledges that the Commonwealth failed to provide
the requisite statutory notice. The trial court additionally acknowledges that
it did not conduct an in camera hearing, as required by section 5985.1(a)(1).
However, the trial court reasons that any error in admitting the statements
under the TYA was harmless because it conducted a competency hearing and
found A.W.’s statements to be relevant, spontaneous, consistent, and that
“the time, content, and the circumstances of the statements provided
sufficient indicia of reliability.” See Trial Court Opinion, 11/14/18, at 7; see
also id. at 8 (where the trial court indicated that it “had no concerns with
A.W.’s mental state at trial, and that she “lacked a motive to fabricate her
testimony,” as “[Raboin] had long removed himself from the residence”).
We cannot agree with the trial court’s determination that A.W.’s
statements were admissible under the TYA. Even assuming arguendo that
subsection (a)(1) of the statute was satisfied, there is no indication in the
record that the Commonwealth gave Raboin statutory notice of its intent to
invoke the TYA exception in advance of trial. On the contrary, the
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Commonwealth conceded at trial that no notice was provided. N.T. Trial,
3/9/18, at 125. The language of subsection (b) is clear: in the event that
notice is not provided, the statements “shall not be received into evidence.”
42 Pa.C.S.A. § 5985.1(b); see also Commonwealth v. Crossley, 711 A.2d
1025, 1028 (Pa. Super. 1998) (“Since it is only by the authority of the [TYA]
that this otherwise inadmissible evidence is deemed admissible, . . . a lack of
notice negates the benefit § 5985.1 provides to the Commonwealth’s case.”).
Accordingly, as no statutory notice was provided to Raboin, the TYA exception
does not justify the trial court’s decision to admit K-L.B.’s testimony regarding
A.W.’s out-of-court statements
We next consider whether K-L.B.’s testimony regarding A.W.’s hearsay
statements was admissible to explain the “course of conduct.” “‘Course of
conduct’ narratives often include out-of-court statements that are not offered
for the truth of the matter asserted therein. Commonwealth v. Dent, 837
A.2d 571, 581 (Pa. Super. 2003). Thus, an out-of-court statement offered to
explain a course of conduct is not hearsay. Id. at 577. Frequently, the
statements are also non-essential to the prosecution’s case, or the declarant
testifies at trial, or the defendant opened the door to the admission of the
evidence, or the admission of the statements was deemed harmless error.”
Id. at 581.
The trial court maintains that K-L.B.’s testimony regarding A.W.’s
statements was “not offered for the truth of the matter asserted, but to
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establish how and why the delayed report came about and the reason [K-L.B.]
called the police and ultimately took her daughter for a forensic interview.”
See Trial Court Opinion, 11/14/18, at 9-10. The trial court additionally points
out that it provided the jury with a limiting instruction regarding K-L.B.’s
testimony, cautioning its members not to consider the hearsay statements for
the truth of the matter asserted. Id. at 8-9. The trial court acknowledges
that it incorrectly instructed the jury that it could consider the statements for
the limited purpose of assessing A.W.’s credibility, and that it should have
instead instructed the jury to consider the statements “to explain the
subsequent course of conduct.” Id. at 10. However, the trial court maintains
that, from a juror’s perspective, this distinction is de minimus. Id.
Here, the record reflects that, as part of Raboin’s defense, he challenged
A.W.’s credibility based on her three-year delay in reporting the sexual abuse.
See N.T. Trial, 3/12/18, at 255, 257, 264. Additionally, the trial court
instructed the jury that “[A.W.’s failure to complain promptly and the nature
and explanation for that failure are factors bearing on the believability of her
testimony and must be considered by you in light of all of the evidence in the
case. Id. at 294-95. Given that the jury was specifically charged with
evaluating the circumstances surrounding the three-year delay in reporting
the abuse, we conclude that K-L.B.’s testimony regarding A.W.’s reluctance to
disclose the abuse, as well as the manner in which K-L.B. coaxed A.W. into
revealing the abuse, was admissible to explain the course of conduct of
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K-L.B.’s prompt disclosure of the abuse upon learning about it. Indeed,
defense counsel acknowledged at trial that he “knew [the Commonwealth]
would have to explain why it took three years.” N.T. Trial, 3/9/18, at 126.
Moreover, even if the admission K-L.B.’s testimony regarding A.W.’s
hearsay statements was error, we conclude that such error was harmless.
Harmless error exists if the Commonwealth proves either: (1) the error did
not prejudice the defendant or the prejudice was de minimis; (2) the
erroneously admitted evidence was merely cumulative of other untainted
evidence which was substantially similar to the erroneously admitted
evidence; or (3) the properly admitted and uncontradicted evidence of guilt
was so overwhelming and the prejudicial effect of the error was so insignificant
by comparison that the error could not have contributed to the verdict.
Commonwealth v. Fulton, 179 A.3d 475, 493 (Pa. 2018).
Raboin argues that the admission of K-L.B.’s testimony regarding A.W.’s
hearsay statements “was not harmless as the Commonwealth utilized these
statements, in conjunction with the improperly admitted forensic examination,
to improperly rehabilitate A.W., but also supplement what she testified to.”
Appellant’s Brief at 26. While Raboin acknowledges that the trial court gave
the jury a limiting instruction, he argues that he is entitled to a new trial
because the instruction “was insufficient to cure the error and the prejudice of
the admission of this testimony of [K.L.B.].” Id. at 27. We disagree.
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Here, K-L.B.’s testimony was merely cumulative of other untainted
evidence which was substantially similar to the challenged testimony. A.W.
testified at trial that she told K-L.B. that Raboin sexually abused her in the
shower. See N.T. Trial, 3/9/18, at 49-50, 53. A.W. also repeatedly stated in
her forensic interview that she told her mother that Raboin had sexually
abused her when they lived in Verona.5 Forensic Interview, 7/6/17, at 12-13,
29-30, 32. Moreover, whereas K-L.B.’s description of the abuse was brief,
A.W. explained, in graphic detail, how Raboin molested her, both at trial and
in her forensic interview. Thus, K-L.B’s testimony was clearly cumulative of
A.W.’s testimony. Finally, the trial court specifically instructed the jury that
they could not consider the statements that A.W. made to K-L.B. for the truth
of the matters asserted. See See Commonwealth v. Chmiel, 30 A.3d 1111,
1147 (Pa. 2011) (“The jury is presumed to have followed the court’s
instructions.”) (citation omitted)). Accordingly, we conclude that any error in
the admission of K-L.B.’s testimony regarding A.W.’s out-of-court statements
was harmless beyond a reasonable doubt, and Raboin is not entitled to relief
on this claim. See Commonwealth v. Green, 162 A.3d 509, 519 (Pa. Super.
2017) (en banc) (“Not all errors at trial . . . entitle an appellant to a new trial,
and the harmless error doctrine, as adopted in Pennsylvania, reflects the
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5As previously discussed, the video of the forensic interview was admissible
under Rule 106.
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reality that an accused is entitled to a fair trial, not a perfect trial.” (citation
omitted)).
Judgment of sentence affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 8/29/2019
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