Com. v. Hagens, K. ( 2016 )

J-S18041-16
NON-PRECEDENTIAL DECISION – SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
Appellee :
:
v. :
:
KEVIN MARK HAGENS, :
:
Appellant : No. 1156 MDA 2015
Appeal from the Judgment of Sentence May 4, 2015,
in the Court of Common Pleas of Lancaster County,
Criminal Division, at No(s): CP-36-CR-0000111-2014
CP-36-CR-0000114-2014
BEFORE: BOWES, LAZARUS, and STRASSBURGER,* JJ.
MEMORANDUM BY STRASSBURGER, J.: FILED MAY 13, 2016
Kevin Mark Hagens (Appellant) appeals from the judgment of sentence
imposed on May 4, 2015, following his convictions for various offenses
relating to the sexual abuse of his great-nieces. Upon review, we affirm.
At docket number CP-36-CR-0000111-2014 (111-2014), Appellant was
charged with involuntary deviate sexual intercourse (IDSI), unlawful contact
with a minor, and corruption of minors for acts committed upon O.H., born
in February 2007. At docket number CP-36-CR-0000114-2014 (114-2014),
Appellant was charged with indecent assault, unlawful contact with a minor,
and corruption of minors for acts committed upon A.K., born in February
2002.1
1
On January 23, 2014, the Commonwealth filed a notice to consolidate the
cases for trial pursuant to Pa.R.Crim.P. 582(B)(1).
*Retired Senior Judge assigned to the Superior Court.
J-S18041-16
On November 4, 2013, the Commonwealth filed a motion to permit
testimony by O.H. and A.K. by contemporaneous alternative method
pursuant to 42 Pa.C.S. § 5985. The Commonwealth subsequently filed two
petitions to admit testimony under the tender years hearsay exception, 42
Pa.C.S. § 5985.1, and the court held hearings on the petitions on December
1, 2014, and January 20, 2015. Relevant to this appeal, the court allowed,
inter alia, the admission of certain hearsay statements made by O.H. to S.P.
as substantive evidence at trial.
A jury trial was held from January 28-30, 2015, after which Appellant
was found guilty of all charges. He was sentenced to an aggregate term of
18 to 36 years of imprisonment. Specifically, at docket number 111-2014,
Appellant was sentenced to concurrent terms of imprisonment of 16 to 32
years on the charges of IDSI and unlawful contact with a minor, as well as a
concurrent term of imprisonment of two to four years for the corruption-of-
minors charge. At docket number 114-2014, Appellant was sentenced to
concurrent terms of imprisonment of two to four years for the charges of
indecent assault, unlawful contact with minors, and corruption of minors.
The aggregate sentences imposed at each docket number were to be served
consecutively to one another, for a total aggregate sentence of 18 to 36
years of imprisonment.2
2
Appellant was ordered to undergo an evaluation by the Sexual Offenders
Assessment Board (SOAB) pursuant to the Sex Offender Registration and
-2-
J-S18041-16
On May 13, 2015, Appellant filed post-sentence motions, which the
trial court denied on June 2, 2015. Appellant then filed timely a notice of
appeal to this Court. On July 6, 2015, the trial court directed Appellant to
file a concise statement of errors complained of on appeal pursuant to
Pa.R.A.P. 1925(b), and one was filed. The court filed its opinion pursuant to
Pa.R.A.P. 1925(a) on August 3, 2015.
On appeal, Appellant presents the following issues for our
consideration:
I. Was an aggregate sentence of eighteen years to thirty-six
years [of] incarceration an abuse of the court’s discretion and
so manifestly excessive as to constitute too severe a
punishment and clearly unreasonable under the
circumstances of this case, as it was not consistent with the
protection of the public, the gravity of the offenses and the
rehabilitative needs of [Appellant] where [Appellant] did not
cause the victims any physical harm, was not found to meet
the criteria for that of a[n SVP] and was unlikely to reoffend
and the [c]ourt inappropriately prejudged the case?
II. Did the [c]ourt err in admitting the testimony of S.P.
regarding O.H.’s alleged statement to her, where the
Notification Act (SORNA), 42 Pa.C.S. §§ 9799.10-9799.41. According to the
trial court,
On April 8, 2015, the Office of the District Attorney
received the evaluation conducted by the SOAB[, which]
determined that Appellant did not meet the criteria of a[ sexually
violent predator (SVP)]. With this recommendation, the District
Attorney’s Office notified the [c]ourt on April 8, 2015, that it
would not be filing a praecipe for an SVP hearing. Accordingly,
the case was scheduled for sentencing.
Trial Court Opinion, 8/3/2015, at 3 (citation omitted).
-3-
J-S18041-16
circumstances of O.H.’s statement did not provide sufficient
indicia of reliability as required by 42 Pa.C.S. §[]5985.1[?]
Appellant’s Brief at 6 (suggested answers omitted).
With regard to Appellant’s first issue, we observe the following.
Challenges to the discretionary aspects of sentencing do not
entitle an appellant to review as of right. An appellant
challenging the discretionary aspects of his sentence must
invoke this Court’s jurisdiction by satisfying a four-part test:
We conduct a four-part analysis to determine: (1) whether
appellant has filed a timely notice of appeal, see Pa.R.A.P.
902 and 903; (2) whether the issue was properly
preserved at sentencing or in a motion to reconsider and
modify sentence, see Pa.R.Crim.P. 720; (3) whether
appellant’s brief has a fatal defect, Pa.R.A.P. 2119(f); and
(4) whether there is a substantial question that the
sentence appealed from is not appropriate under the
Sentencing Code, 42 Pa.C.S.[] § 9781(b).
Commonwealth v. Griffin, 65 A.3d 932, 935 (Pa. Super. 2013) (some
citations omitted) (quoting Commonwealth v. Evans, 901 A.2d 528, 533
(Pa. Super. 2006)).
Instantly, Appellant has filed timely a notice of appeal, presented his
claim in a post-sentence motion, and included a statement pursuant to Rule
2119(f) in his brief. Thus, we now consider whether he has raised a
substantial question worthy of appellate review.
A substantial question exists where an appellant advances
a colorable argument that the trial court’s actions were
inconsistent with a specific provision of the sentencing code, or
contrary to the fundamental norms underlying the sentencing
process. In determining whether a substantial question exists,
[o]ur inquiry must focus on the reasons for which the appeal is
sought in contrast to the facts underlying the appeal, which are
-4-
J-S18041-16
necessary only to decide the appeal on the merits. Additionally,
we cannot look beyond the statement of questions presented
and the prefatory 2119(f) statement to determine whether a
substantial question exists.
Commonwealth v. Provenzano, 50 A.3d 148, 154 (Pa. Super. 2012)
(internal quotation marks, citations, and emphasis omitted).
Appellant challenges the consecutive nature of his sentences. In
support of his challenge, Appellant points to certain mitigating factors
present herein and argues that the trial court inappropriately “prejudged”
the case with regard to the sentence Appellant would receive upon being
convicted.
A court’s exercise of discretion in imposing a sentence
concurrently or consecutively does not ordinarily raise a
substantial question. Rather, the imposition of consecutive
rather than concurrent sentences will present a substantial
question in only the most extreme circumstances, such as where
the aggregate sentence is unduly harsh, considering the nature
of the crimes and the length of imprisonment.
To make it clear, a defendant may raise a substantial
question where he receives consecutive sentences within
the guideline ranges if the case involves circumstances
where the application of the guidelines would be clearly
unreasonable, resulting in an excessive sentence;
however, a bald claim of excessiveness due to the
consecutive nature of a sentence will not raise a
substantial question.
Commonwealth v. Caldwell, 117 A.3d 763, 769 (Pa. Super. 2015)
(citations and internal quotation marks omitted; emphasis in original).
The criminal conduct at issue herein related to the sexual abuse of
Appellant’s two great-nieces and resulted in convictions of one count each of
-5-
J-S18041-16
IDSI and indecent assault, two counts of unlawful contact with a minor, and
two counts of corruption of minors. Appellant received concurrent terms of
imprisonment for each set of convictions as they related to the separate
victims; his sentences were consecutive only in that his aggregate term of
two to four years of imprisonment imposed at docket number 114-2014 was
to be served following his aggregate term of 16 to 32 years of imprisonment
imposed at docket number 111-2014. Considering the nature of the crimes
at issue and the length of imprisonment imposed, we conclude that this is
not a case wherein the court’s decision to impose consecutive sentences
raises a substantial question. See Commonwealth v. Austin, 66 A.3d
798, 809 (Pa. Super. 2013) (noting that “[i]n seeking a reduction in his
aggregate sentence, [the a]ppellant [wa]s seeking a further ‘volume
discount’” and concluding that, in light of the criminal conduct at issue and
the length of imprisonment, the appellant did not present a substantial
question with respect to the trial court’s decision to impose certain
sentences consecutively).
Likewise, we conclude that Appellant’s argument based on mitigating
factors fails to raise a substantial question. It is unclear whether Appellant
argues that the court failed to consider mitigating factors altogether or failed
to consider them adequately. We note, however, that the sentencing court
had the benefit of a presentence investigation report (PSI). “Where the
sentencing court had the benefit of a [PSI], we can assume the sentencing
-6-
J-S18041-16
court ‘was aware of relevant information regarding the defendant’s character
and weighed those considerations along with mitigating statutory factors.’”
Griffin, 65 A.3d at 937 (quoting Commonwealth v. Devers, 546 A.2d 12,
18 (Pa. 1988)). Moreover, the factors Appellant sets forth were discussed at
sentencing, N.T., 5/4/2015, at 2-6, 10-11, and presented in a sentencing
memorandum submitted by Appellant. Defense Sentencing Memorandum,
4/29/15, at unnumbered pages 3-5. Thus, we interpret Appellant’s
argument to be that the court failed to consider mitigating factors
adequately. “‘[T]his Court has held on numerous occasions that a claim of
inadequate consideration of mitigating factors does not raise a substantial
question for our review.’” Commonwealth v. Disalvo, 70 A.3d 900, 903
(Pa. Super. 2013) (quoting Commonwealth v. Downing, 990 A.2d 788,
794 (Pa. Super. 2010)). Appellant fails to convince us that such a claim
raises a substantial question in this case.
Finally, assuming arguendo that Appellant’s claim regarding the court’s
alleged “prejudgment” of the case raises a substantial question, we conclude
that it has no merit. In so doing, we adopt the well-reasoned analysis
provided by the Honorable David L. Ashworth on pages 13 to 17 of his Rule
1925(a) opinion, filed August 3, 2015, and we incorporate it herein. Trial
Court Opinion, 8/3/2015, at 13-17. Thus, Appellant is not entitled to relief
on his discretionary-aspects-of-sentence claim.
-7-
J-S18041-16
In his second issue, Appellant contends that the trial “[c]ourt erred in
admitting the testimony of S.P. regarding O.H.’s alleged statement to her,
where the circumstances of O.H.’s statement did not provide sufficient
indicia of reliability as required by 42 Pa.C.S. §[]5985.1.” Appellant’s Brief
at 17. Appellant argues that, at the hearing held on December 1, 2014, S.P.
repeatedly testified that O.H. never talked to S.P. about whether Appellant
“had done anything to O.H.,” but in S.P.’s interview with the Lancaster
County Children’s Alliance, which was also played during the hearing, S.P.
stated that “two of her cousins were sexually abused,” both cousins told her,
and O.H. told her that Appellant “had licked her girl part.” Id. at 19.
Appellant contends that “[t]his blatant discrepancy and contradiction
certainly calls into question the reliability of O.H.’s alleged statement and
whether or not O.H. ever even made such a statement to S.P.” Id. We
disagree.
Generally, the admissibility of evidence is a matter of trial
court discretion and a ruling thereon will only be reversed upon a
showing that the trial court abused that discretion. An abuse of
discretion may not be found merely because an appellate court
might have reached a different conclusion, but requires a result
of manifest unreasonableness, or partiality, prejudice, bias, or
ill-will, or such lack of support so as to be clearly erroneous.
Hearsay is generally inadmissible at trial unless it falls into
an exception to the hearsay rule. [T]he Tender Years Statute
creates an exception to the hearsay rule in recognition of the
fragile nature of the victims of childhood sexual abuse.
The Tender Years Statute provides an exception to the
hearsay rule, in pertinent part, as follows:
-8-
J-S18041-16
(a) General rule.—An out-of-court statement made by a
child victim or witness, who at the time the statement
was made was 12 years of age or younger, describing
any of the offenses enumerated in 18 Pa.C.S. Ch[] … 31
(relating to sexual offenses), … not otherwise
admissible by statute or rule of evidence, is admissible
in evidence in any criminal or civil proceeding if:
(1) the court finds, in an in camera hearing, that the
evidence is relevant and that the time, content
and circumstances of the statement provide
sufficient indicia of reliability; and
(2) the child either:
(i) testifies at the proceeding; or
(ii) is unavailable as a witness.
42 Pa.C.S. § 5985.1.
Regarding 42 Pa.C.S. § 5985.1(a)(1), this Court has
previously stated that [i]ndicia of reliability include: the
spontaneity of the statements, consistency in repetition, the
mental state of the declarant, use of terms unexpected in
children of that age and the lack of a motive to fabricate.
Commonwealth v. Barnett, 50 A.3d 176, 182-83 (Pa. Super. 2012)
(internal quotation marks, footnote, and some citations omitted).
Upon review, we conclude that Appellant’s argument misses the mark.
Specifically, Appellant takes issue with the statement made by O.H. to S.P.,
arguing that it does not provide sufficient indicia of reliability pursuant to the
tender years hearsay exception. Appellant supports his argument, however,
by pointing to the conflict between S.P.’s testimony provided at the
December 1, 2014 hearing and S.P.’s statements made during the interview
-9-
J-S18041-16
with the Lancaster County Children’s Alliance played during the hearing.
Appellant has failed to demonstrate, and we fail to see, how the
inconsistency in S.P.’s statements provides a basis upon which to conclude
that the underlying statements made by O.H. are unreliable pursuant to the
multi-factored test outlined above. Indeed, such inconsistency has no
bearing on that determination. For this reason, Appellant’s argument does
not entitle him to relief.
Judgment of sentence affirmed.
Judge Lazarus joins.
Judge Bowes concurs in the result.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 5/13/2016
- 10 -
Circulated 04/19/2016 03:07 PM
IN THE COURT OF COMMON PLEAS OF LANCASTER COUNTY, PENNSYLVANIA
CRIMINAL
c
COMMONWEALTH OF PENNSYLVANIA
v. Nos. 0111-2014, 0114-2014
KEVIN MARK HAGENS
C-)
:·.:s:,,
~>
OPINION SUR Pa. R.A.P. 1925(a) (J)
-i
rn !
::::) C.J
BY: ASHWORTH, J., AUGUST 3, 2015
c.::
:< c, . .)
Kevin Mark Hagens has filed a direct appeal to the Superior Court of ~
~--
Pennsylvania from the judgment of sentence imposed on May 4, 2015, as finalized by
the denial of Appellant's post sentence motion on June 2, 2015. This Opinion is written
pursuant to Rule 1925(a) of the Pennsylvania Rules of Appellate Procedure, and for the
following reasons, this Court requests that this appeal be dismissed.
I. Background
The relevant facts and procedural history may be summarized as follows.
Appellant was arrested on October 3, 2013, and charged at Information No. 0111-2014
with the offenses of involuntary deviate sexual intercourse, unlawful contact with
minors, and corruption of minors,1 for acts committed upon the juvenile female victim
O.H. (DOB 2/20/07), between February 1, 2013, and July 31, 2013. At Information No.
0114-2014, Appellant was charged with indecent assault, unlawful contact with minor,
118
Pa. C.S.A. § 3123(b), 18 Pa. C.S.A. § 6318(a)(1), and 18 Pa. C.S.A. § 6301(a)(1)(i),
respectively.
and corruption of minors,2 for acts committed upon the juvenile female victim AK. (DOB
2/25/02), between February 1, 2013, and July 31, 2013. These victims were
Appellant's great-nieces. On January 23, 2014, the Commonwealth filed a notice to
consolidate these two cases for trial, pursuant to Pa.R.Crim.P. 5828(1 ).
On November 4, 2013, the Commonwealth filed a motion to permit testimony by
O.H. and AK. by contemporaneous alternative method, pursuant to the "Pennsylvania
Uniform Child Witness Testimony by Alternative Methods Act," 42 Pa. C.S.A § 5985.
Following a hearing on November 27, 2013, the Commonwealth's motion was granted.
On November 26, 2014, the Commonwealth filed a petition to admit testimony
under the "tender years hearsay exception," 42 Pa. C.S.A § 5985.1. A "tender years"
hearing was held on December 1, 2014. An order was entered on December 10, 2014,
granting the Commonwealth's petition and allowing, inter a/ia, the admission of certain
hearsay statements made by victims AK. and O.H. to S.P. (DOB 12/23/01) as
substantive evidence at trial.
On January 14, 2015, the Commonwealth filed a petition to admit additional out-
of-court statements under the "tender years hearsay exception." A second "tender
years" hearing was held on January 20, 2015, to address, inter alia, certain hearsay
statements made by AK. and O.H. to witnesses M.C. (DOB 1/13/06) and AJ. (DOB
2/25/00). (See January 20, 2015, Tender Years Hearing at 3-4.) The statements were
declared admissible as substantive evidence under the "tender years hearsay
exception."
218
Pa. C.S.A. § 3126(a)(7), 18 Pa. C.S.A. § 6318(a)(1), and 18 Pa. C.S.A. §
6301 (a)(1 )(i), respectively.
2
The case proceeded to a jury trial before the undersigned on January 28, 2015,
and concluded on January 30, 2015, with a verdict of guilty on all charges. Following
the verdict, sentencing was deferred pending a pre-sentence investigation. A further
order was entered on February 2, 2015, directing Appellant to undergo an evaluation by
the Pennsylvania Sexual Offenders Assessment Board (SOAB) pursuant to 42 Pa.
C.S.A. § 9799.24, for purposes of determining whether he qualified as a "sexually
violent predator" (SVP) pursuant to the Sex Offender Registration and Notification Act
(SORNA), 42 Pa. C.S.A. §§ 9799.10-9799.41, because of his guilty verdict on the
predicate offenses of unlawful contact with a minor and IDSI.
On April 8, 2015, the Office of the District Attorney received the evaluation
conducted by the SOAB. The Board determined that Appellant did not meet the criteria
of an SVP. (N.T., Sentencing at 2, 15.) With this recommendation, the District
Attorney's Office notified the Court on April 8, 2015, that it would not be filing a praecipe
for an SVP hearing. Accordingly, the case was scheduled for sentencing.
On May 4, 2015, Appellant appeared for sentencing.4 At Information No. 0111-
2014, the Court imposed concurrent sentences of 16 to 32 years incarceration for the
IDSI and unlawful contact with minor charges, plus concurrent sentences of 2 to 4 years
3A
sexually violent predator is defined as "[a] person who has been convicted of a
sexually violent offense as set forth in [42 Pa. C.S.A. § 9795.1 (relating to reqistrationl] and who
is determined to be a sexually violent predator under [42 Pa. C.S.A. § 9795.4 (relating to
assessments)] due to a mental abnormality or personality disorder that makes the person likely
to engage in predatory sexually violent offenses." 42 Pa. C.S.A. § 9792.
4A
"Defense Sentencing Memorandum" was filed on April 29, 2015, and was considered
by the Court prior to sentencing on May 4, 2015.
3
for the corruption of minors. (N.T., Sentencing at 12-13.) Restitution in the amount of
$3,828.15 was imposed (Id. at 13), as well as fees and costs.
At Information No. 0114-2014, Appellant received concurrent sentences of two to
four years for indecent assault, unlawful contact with minors, and corruption of minors
charges. (N.T., Sentencing at 13.) These concurrent sentences were made
consecutive to the sentences at No. 0111-2014, for an aggregate sentence of 18 to 36
years incarceration. (Id.) Restitution in the amount of $2,937.06 was imposed (Id.), as
well as fees and costs.
Appellant was RRRI ineligible and his ineligibility was not waived by the
Commonwealth. (N.T., Sentencing at 13-14; see also Sentencing Order.) Appellant
was advised at sentencing of his lifetime registration obligations pursuant to SORNA,
supra, as a Tier Ill sexual offender. (Id. at 14-15.)
Appellant filed timely post-sentence motions on May 13, 2015,5 to which the
Commonwealth responded on May 29, 2015. By Order entered on June .2, 2015,
Appellant's post-sentence motions to modify sentence and to set aside verdict were
denied. The motion to withdraw as counsel was granted by separate order on June 2,
2015. Appellant was represented at trial, sentencing, and post-sentence by privately
retained counsel, Kristen L. Weisenberger, Esquire.
A timely notice of appeal to the Superior Court of Pennsylvania was filed on July
2, 2015. Pursuant to this Court's directive, Appellant filed a statement of matters
complained of on appeal, in which Appellant raises the following two issues: (1) "[a]n
5Appellant's
post-sentence motion included a motion to modify sentence, a motion to set
aside verdict/new trial, and a motion to withdraw as counsel.
4
aggregate sentence of eighteen to thirty-six years incarceration was an abuse of the
court's discretion and was so manifestly excessive as to constitute too severe a
punishment and [was] clearly unreasonable under the circumstances of this case"; and
(2) "[t]he court erred in admitting the testimony of S.P. regarding O.H.'s alleged
statement to her, where the circumstances of O.H.'s statement did not provide sufficient
indicia of reliability as required by 42 Pa. C.S. § 5985.1." (See Concise Statement at 1J1l
1-2.)
II. Discussion
A. Discretionary Aspect of Sentence
Appellant's initial argument on appeal relates to his sentencing. The individual
sentences imposed by this Court on Appellant are within the permissible statutory
maximums and, therefore, clearly are legal sentences. Appellant asserts that the
aggregate sentence nonetheless is a manifestly excessive one and clearly
unreasonable under the circumstances of this case. With this issue, Appellant is
challenging the discretionary aspect of his sentencing. Commonwealth v. Griffin, 65
A.3d 932, 935 (Pa. Super. 2013). Such challenges must be raised in a post-sentence
motion or during the sentencing proceedings, or they are waived. Id. See also Pa.
R.A.P. 302(a). Appellant did raise this claim in his motion to modify sentence;
therefore, this claim is preserved for appeal.
However, even when the discretionary aspects of a judgment of sentence are
properly challenged, there is no automatic right to appeal. Commonwealth v. Moury,
5
992 A.2d 162, 170 (Pa. Super. 2010) (citing Commonwealth v. Sierra, 752 A.2d 910,
912 (Pa. Super. 2000)). Two requirements must be met before such a challenge will be
heard on the merits. First, the appellant must set forth a concise statement of the
reasons relied upon for allowance of appeal with respect to the discretionary aspects of
his sentence. Id. (citing Pa. R.A.P. 2119(f)). Second, he must show that "there is a
substantial question that the sentence appealed from is not appropriate under the
Sentencing Code, 42 Pa. C.S.A. § 9781(b)." Id. (quoting Commonwealth v. Evans,
901 A.2d 528, 533 (Pa. Super. 2006)). The determination of whether a particular issue
raises a substantial question is to be evaluated on a case-by-case basis. Id. (citing
Commonwealth v. Paul, 925 A.2d 825, 828 (Pa. Super. 2007)). Generally, however,
in order to establish a substantial question, the appellant must show actions by the
sentencing court that were either (1) inconsistent with a specific provision of the
Sentencing Code or (2) contrary to the fundamental norms underlying the sentencing
process. Id. (citing Sierra, supra at 912-13). Only then do the facts require a grant of
allowance of appeal of the discretionary aspects of the sentence.
In this case, Appellant has filed with this Court a timely statement of matters
complained of on appeal in which he raises a discretionary aspect of sentence claim.
will assume for purposes of this appeal that Appellant will likewise satisfy the
requirements of Pa. R.A.P. 2119(f) by filing a separate concise statement with the
Superior Court. Additionally, Appellant has averred that the trial court imposed a
sentence in violation of a particular provision of the Sentencing Code. Specifically,
Appellant claims a sentence of 18 to 36 years incarceration was not consistent with the
6
protection of the public, the gravity of the offenses, and the rehabilitative needs of the
criminal defendant, as required by 42 Pa. C.S.A. § 9721(b).6 (See Statement of Errors
at ,I 1.) Thus, as Appellant has challenged his sentence imposed under 42 Pa. C.S.A.
§ 9721(b), which is a specific provision of the Sentencing Code, he has raised a
substantial question on appeal and I will address the merits of Appellant's discretionary
aspect of sentence claim.
I begin by noting that sentencing is within the sound discretion of the trial court
and will not be disturbed absent an abuse of discretion. Commonwealthv. Wall, 592
Pa. 557, 564, 926 A.2d 957, 961 (2007). An abuse of discretion is more than an error
in judgment. A sentencing court has not abused its discretion "unless the record
discloses that the judgment exercised was manifestly unreasonable, or the result of
partiality, prejudice, bias or ill-will." Id. (quoting Commonwealth v. Smith, 543 Pa. 566,
571, 673 A.2d 893, 895 (1996)).
In considering whether a sentence was manifestly excessive or unreasonable
the appellate court must give great weight to the sentencing judge's discretion, as he or
she is in "the best position to determine the proper penalty for a particular offense
based upon an evaluation of the individual circumstances before it." Wall, supra at
565, 926 A.2d at 961 (quoting Commonwealth v. Ward, 524 Pa. 48, 568 A.2d 1242,
6Section
9721(b) provides in pertinent part:
In selecting from the alternatives set forth for subsection (a) the court shall
follow the general principle that the sentence imposed should call for
confinement that is consistent with the protection of the public, the gravity
of the offense as it relates to the impact on the life of the victim and on the
community, and the rehabilitative needs of the defendant. ...
42 Pa. C.S.A. § 9721(b).
7
1243 (1990)). See also Commonwealth v. Ellis, 700 A.2d 948, 958 (Pa. Super. 1997)
(noting that the sentencing court is in the best position to measure various factors such
as the nature of the crime, the defendant's character, and the defendant's display of
remorse, defiance or indifference).
In clarifying the proper standard of appellate review of a sentencing court's
imposition of sentence, our Supreme Court has noted:
Simply stated, the sentencing court sentences flesh-and-blood
defendants and the nuances of sentencing decisions are difficult
to gauge from the cold transcript used upon appellate review.
Moreover, the sentencing court enjoys an institutional advantage
to appellate review, bringing to its decisions an expertise,
experience, and judgment that should not be lightly disturbed.
Even with the advent of the sentencing guidelines, the power of
sentencing is a function to be performed by the sentencing court.
. . . Thus, rather than cabin the exercise of a sentencing court's
discretion, the guidelines merely inform the sentencing decision.
Wall, supra at 565, 926 A.2d at 961-62 (footnote omitted; citations omitted).
The assertion that Appellant's sentence is manifestly excessive and an abuse of
the court's discretion is without any support in the record or the facts of this case.
Given the number of criminal acts committed in this case against two minor victims, as
well as Appellant's total exposure as far as lawful maximums and potential consecutive
sentences, the judgment exercised in this case was neither manifestly unreasonable,
nor the result of partiality, prejudice, bias or ill-will, and, as such, the Court did not
abuse its discretion. The sentence imposed was neither "clearly unreasonable" nor so
manifestly excessive as to constitute too severe a punishment. See Commonwealth v.
Mouzon, 571 Pa. 419, 430-31, 812A.2d 617, 625 (2002).
8
Reduced to its essence, Appellant's sole claim on appeal is that the only
"reasonable" sentence that he could have received for his six crimes at the two dockets
is one that runs entirely concurrently. Appellant was facing sentencing on charges
against two minor victims. The number of victims could not be ignored by making the
sentences at the two Informations concurrent with one another.
Although Pennsylvania's system stands for individualized sentencing, the court is
not required to impose the "minimum possible" confinement. Walls, supra at 570, 926
A.2d at 965. In fact, our appellate courts have expressed disapproval of routinely
running sentences concurrently lest criminals receive a "volume discount" for their
separate criminal acts. See Commonwealth v. Austin,66 A.3d 798, 808 (Pa. Super.
2013) (citing Commonwealth v. Hoag, 445 Pa. Super. 455, 665 A.2d 1212 (1995)
(stating an appellant is not entitled to "volume discount" for his crimes by having all
sentences run concurrently)). Consecutive sentences will be overturned only if the
sentence imposed was "clearly unreasonable." Commonwealth v. Fiascki, 886 A.2d
261, 264 (Pa. Super. 2005). "A sentence is 'clearly unreasonable' if it 'violates the
requirements and goals of the [Sentencing] Code."' Id.Long standing precedent recognizes that 42 Pa. C.S.A. § 9721 affords the
sentencing court discretion to impose its sentence concurrently or consecutively to
other sentences being imposed at the same time or to sentences already imposed,
upon consideration of the individual circumstances concerning the defendant and the
many crimes he committed. See Commonwealth v. Johnson,961 A.2d 877, 880 (Pa.
Super. 2008) (citing Commonwealth v. Marts, 889 A.2d 608, 612 (Pa. Super. 2005)).
9
See also Commonwealth v. Dodge, 77 A.3d 1263, 1277 (Pa. Super. 2013)
(sentencing theft defendant to consecutive sentences for each victim was not abuse of
discretion).
It should be noted that the sentences on each Information were made
concurrent. However, as explained to Appellant at his sentencing, "[t]hese were two
separate and distinct victims for which the defendant is being held responsible." (N.T.,
Sentencing at 13.) This Court's decision to impose some consecutive sentences rather
than all concurrent sentences resulted from a dispassionate, balanced and scrupulous
review of the entire record in this case. Appellant's sentence was neither so manifestly
excessive as to constitute too severe a punishment nor unreasonable given the number
of victims and the circumstances of the cases.
Appellant further claims that the Court failed to impose an individualized
sentence which took into consideration Appellant's circumstances. ( See Statement of
Errors at 1J 1.) Specifically, Appellant argues that the Court failed to consider certain
factors that would have mitigated against a sentence in the state correctional institution.
Appellant cites the fact that he "did not cause the victims any physical harm, was not
found to meet the criteria for that of a sexually violent predator, and was unlikely to
reoffend." (Id.; see also Post-Sentence Motion at 1J1J 10, 12-14.)
It is clear that in fashioning this sentence the Court did consider the individual
circumstances concerning Appellant and the many crimes he committed. As noted at
the sentencing hearing, the Court took into account the following factors: Appellant's
age (46); his family history (father of two adult daughters); his adult criminal record
10
which included convictions for possession with intent to deliver in 1992 and robbery in
2009; his educational background, having earned his GED and his COL, and having
attended school for his HVAC certification; his alcohol and substance abuse history,
starting with his use of alcohol and marijuana at the age of 12, cocaine at the age of 19,
and crack cocaine at the age of 38; and his employment history. (N.T., Sentencing at
10-11; see also Pre-Sentence Investigation Report.)
It is also clear from the record that this Court carefully considered the entire pre-
sentence investigation report. (N.T., Sentencing at 11.) As our Superior Court noted:
Since the sentencing court had and considered a presentence report,
this fact alone was adequate to support the sentence, and due to the
court's explicit reliance on that report, we are required to presume that
the court properly weighed the mitigating factors present in the case.
Commonwealth v. Boyer, 856 A.2d 149 (Pa. Super.2004). In Boyer,
we stated: 'In imposing sentence, the trial court is required to consider
the particular circumstances of the offense and the character of the
defendant. The trial court should refer to the defendant's prior criminal
record, age, personal characteristics, and potential for rehabilitation.
However, where the sentencing judge had the benefit of a presentence
investigation report, it will be presumed that he or she was aware of the
relevant information regarding the defendant's character and weighed
those considerations along with mitigating statutory factors .... '
Commonwealth v. Fowler, 893 A.2d 758, 766-67 (Pa. Super. 2006).
Furthermore, the Court took into consideration Appellant's comments at the
sentencing hearing and his letter of March 2, 2015, to the Court, as well as defense
counsel's comments on behalf of Appellant. (N.T., Sentencing at 5-7.) To the extent
that Appellant argues that the trial court did not adequately consider these mitigating
factors which were presented in the pre-sentence investigation report and by counsel,
such a claim is not supported by the record and, in any case, does not raise a
11
substantial question. Commonwealth v. Hanson, 856 A.2d 1254, 1257-58 (Pa. Super.
2004).
Appellant also contends that the sentence was not consistent with the protection
of the public, the gravity of the offenses, and his rehabilitative needs. ( See Statement
of Errors at,-[ 1.) I begin by noting that when "sentencing an appellant, the trial court is
permitted to consider the seriousness of the offense and its impact on the community."
Commonwealth v. Roden, 730 A.2d 995, 998 (Pa. Super. 1999). Appellant committed
crimes of violence which placed people's lives in danger and created a risk of bodily
injury, or at the very least significant psychological and psychiatric damage to the minor
victims in this case. (N.T., Sentencing at 11.) This sentence will protect the public
because, for a period of 18 years, Appellant will not have access to children for sexual
purposes.
Appellant suggests that "there is not an undue risk of repeated criminal behavior
that would require total confinement." (See Post-Sentence Motion at,-[ 14.) The fact
that Appellant disagrees with the sentencing court's conclusion regarding his
rehabilitative potential does not render the sentence imposed an abuse of discretion.
See Commonwealth v. Gibson, 716 A.2d 1275, 1279 (Pa. Super. 1998). Appellant is
a risk to commit crimes if not incarcerated. This sentence will serve the rehabilitative
needs of Appellant, in that he was made eligible for "all programs, vocational,
educational, psychiatric or psychological programs that [Appellant] chooses to
participate in." (N.T., Sentencing at 13.) Appellant was provided an adequate time to
become rehabilitated and the tools to achieve rehabilitation before his is released from
incarceration.
12
Lastly, Appellant asserts that the Court "inappropriately prejudged [Appellant's]
case and informed [Appellant] prior to the start of trial that he would sentence him to at
least 16 years if he was found guilty at trial." (See Statement of Errors at ,r 1.) This is
not an accurate representation of my comments made to Appellant one week prior to
trial:
THE COURT: . . . Mr. Hagens, ... counsel have spoken to me in
chambers about where we are with the status of this case. It is
scheduled to begin and to go to trial beginning next Wednesday.
Before we do so, however, I want to make sure we are all on
the same page.
I have been provided with a copy of the sentencing guidelines
and the worksheet. I want to make sure that you are making an
informed decision as to how you wish to proceed, sir.
Obviously, you have the right to a jury trial. I do not in any way,
shape, or form, want to dissuade you or convince you otherwise, but I
want to make sure that you are making an informed decision as to the
consequences of whatever decision you choose to make.
Do you understand that, sir?
THE DEFENDANT: Yes, Your Honor.
THE COURT: All right. The guidelines that I have been provided
indicate that the charges, as they presently have been filed and as
they have been presented to the jury, on Docket No. 111 of '14, Count
1 is involuntary deviate sexual intercourse, a felony of the first degree.
Count 2 is unlawful contact with a minor, sexual offenses, and that's a
Felony 1 as well.
Both of those, because of a prior record score of five, have a
standard range guideline of 192 months to the statutory limit. And as
a Felony 1, the statutory limit would be 20 years in jail.
MS. MANSFIELD: If I may, Count 1 is 40 years.
THE COURT: It's 40 years, you're correct. That's right.
According to the sentencing guidelines, the low end of the
guidelines would be 16 years. So in the event that this case proceeds
to trial and in the event that you are found guilty, I am the person who
is responsible for imposing sentence.
13
Absent a very compelling reason to the contrary, most, if not
all, of my sentences are within the standard range guidelines.
So in this case, I would begin a sentence with 16 years. That
would be the bottom end or the low end of any sentence that I would
impose. To that I would add any other sentences that I think are
appropriate.
It is also my practice, and it is no secret that it is the practice
of most judges, that if multiple individuals, victims, are involved, then
I hold people responsible for their actions with regard to those
individual victims.
In other words, I do not think a defendant, any defendant,
should be entitled to a volume discount simply because there are
numerous victims.
So you would be held responsible. In the event that you are
found guilty by a jury, you would be held responsible for each
individual victim in these cases.
Now, I have not gone through and done the math and
purposely not spent a great deal of time with that because I am
sitting as the judge in this case and I want to hear the testimony.
I want to make sure that you understand that as long as the
IDSI, the involuntary deviate sexual intercourse, and the unlawful
contact with minor charges, Felony 1 s, as long as they remain as
part of this case, my evaluation of what the appropriate sentence
should be would begin at the low end of the guidelines, 16 years,
and go up from there.
Do you understand that, sir?
THE DEFENDANT: Yes, Your Honor.
THE COURT: So that any sentence that would be imposed, in the
event that you are found guilty, would in all likelihood start at 16 years
and go upwards, depending on the other charges and depending on
all of the other circumstances.
Do you understand that, sir?
THE DEFENDANT: Yes, Your Honor.
THE COURT: Is there anything else at this time that counsel would
like to add to any of that?
MS. MANSFIELD: The Commonwealth has extended an offer to
reduce the charge of involuntary deviate sexual intercourse, the
charge Your Honor indicated carries the 16 years, to an indecent
14
assault, which would leave -- we would agree to reduce that charge
and offer him a total sentence for both dockets of seven to 14 years,
plus a consecutive probationary tail, which we didn't discuss the
specifics. Probably somewhere around five or ten years' consecutive
probation.
That is the current Commonwealth's offer on this case. I just
wanted to make that clear on the record.
THE COURT: All right. Mr. Hagens, has your attorney discussed this
with you?
THE DEFENDANT: Yes, Your Honor.
THE COURT: And she has conveyed to you the offer of seven to 14
years?
THE DEFENDANT: Yes, Your Honor.
THE COURT: All right. Do you wish to discuss this in more detail
with your attorney or have you made a decision as to how you are
going to proceed?
THE DEFENDANT: Your Honor, we're going to meet later this week
and discuss it.
THE COURT: Okay. Mr. Hagens, the reason we're having this
discussion is I want to make sure that you make an informed decision.
As I have said from the very beginning, you have the right to do
whatever you choose to do. But at a later time I do not want you or
your attorney or anyone else to come back and say, well, I guess I
should have made a different decision or I didn't understand the
consequences of my decision.
Now, I'm the referee. My goal is to provide the level playing
field. I have no reason to encourage one side or the other to do
whatever they don't want to do.
My job is to make sure everybody is well informed. My job is
to make sure that the law is applied properly and that this case is
decided properly.
So this discussion is being had because I do not want, in the
event that you are convicted -- here's the bottom line. In the event
that you are convicted, I do not want you at a later time to come back
and say that you did not understand what the consequences were of
your decision. I do not want you at a later time to come back and
suggest that your attorney didn't discuss this with you.
15
I don't want you to come back at a later time and say that the
Commonwealth did not make an offer to you in this case that you had
the opportunity to evaluate and to accept and then chose to reject.
I want to make sure that you understand that given the
guidelines which I am required to review, and that if I go substantially
below or above the guidelines, in all instances that I can think of, if I
have no justification for doing so, I would be reversed by the appellate
courts.
So I am telling you that looking at these guidelines, if you are
convicted, in all likelihood we would start at 16 years and go up from
there, as the low end of any sentence that would be imposed.
You now understand why we're having this discussion; correct?
THE DEFENDANT: I understand, Your Honor.
(N.T., Tender Years Hearing at 4-12.)
As this exchange indicates, my intention was never to dissuade Appellant from
asserting his constitutional right to a trial. I did, however, want Appellant to understand
the sentencing constraints to which I would be subject. Every sentencing court is
legislatively obligated to "consider any guidelines for sentencing and resentencing
adopted by the Pennsylvania Commission on Sentencing." See 42 Pa. C.S.A. §
9721(b). See also Commonwealth v. Childs, 445 Pa. Super. 32, 37, 664 A.2d 994,
996 (1995) (trial court must exercise its sentencing discretion in accordance with the
applicable provisions of the Sentencing Code). If a court departs from the sentencing
guidelines, it must articulate its reasons on the record. Id. See also Commonwealth v.
Warren, 84 A.3d 1092 (Pa. Super. 2014).
For the felony one crimes of IDSI and unlawful conduct with a minor, which each
carry an offense gravity score of 14, the sentencing guidelines recommend a minimum
standard range sentence of 16 years incarceration for a criminal defendant with a prior
record score of five. 42 Pa. C.S.A. § 9721(b). I simply cautioned Appellant that, absent
16
compelling reasons to sentence in the mitigated range, he would most likely receive a
minimum standard range guideline sentence. This was not improper.
In fact, what I was trying to avoid, did in fact happen when, in his post-sentence
motion, Appellant argued that his sentence should be reduced because he was
"originally offered a plea of only seven years in a state correctional facility" (see Post-
Sentence Motion at ,r 12) - a plea which he rejected after being fully informed of my
sentencing obligations should Appellant go to trial and be convicted by a jury. (N.T.,
Tender Years Hearing at 4-12.) With this argument, Appellant was asking me to
consider the plea negotiations in formulating a sentence. Plea negotiations are not a
factor that the Court should consider in formulating a sentence. Rather, a trial court
must exercise its sentencing discretion in accordance with the applicable provisions of
the Sentencing Code. See 42 Pa. C.S.A. § 9721(b).
In conclusion, Appellant's assertion that his sentence is manifestly excessive and
an abuse of the court's discretion is without any support in the record or the facts of this
case. Given the criminal acts committed in this case against two different minor victims,
as well as Appellant's total exposure as far as lawful maximums and potential
consecutive sentences, the judgment exercised in this case was neither manifestly
unreasonable, nor the result of partiality, prejudice, bias or ill-will, and, as such, the
Court did not abuse its discretion. The sentence imposed was neither "clearly
unreasonable" nor so manifestly excessive as to constitute too severe a punishment.
See Commonwealth v. Mouzon, 571 Pa. 419, 430-31, 812 A.2d 617, 625 (2002).
17
B. Admissibility of Evidence
Appellant's next issue concerns an evidentiary ruling. Specifically, Appellant
contends that "[t]he court erred in admitting the testimony of S.P. regarding O.H.'s
alleged statement to her, where the circumstances of O.H.'s statement did not provide
sufficient indicia of reliability as required by 42 Pa. C.S. § 5985.1." (See Concise
Statement at 1r,J 1-2.)
Admission of evidence is within the sound discretion of the trial court and will not
be reversed absent an abuse of that discretion. Commonwealth v. Kriner, 915 A.2d
653, 656 (Pa. Super. 2007). An abuse of discretion requires "not merely an error of
judgment, but where the judgment is manifestly unreasonable or where the law is not
applied or where the record shows that the action is a result of partiality, prejudice, bias
or ill will." Commonwealth v. Charlton, 902 A.2d 554, 559 (Pa. Super 2006) (quoting
Commonwealth v. Widmer, 560 Pa. 308, 322, 744 A.2d 745, 753 (2000)).
Appellant's primary objection to admission of the proffered testimony was that it
was inadmissible hearsay. Hearsay is defined as an out-of-court statement offered into
evidence to prove the truth of the matter asserted therein. Commonwealth v. Phillips,
879 A.2d 1260, 1262 (Pa. Super. 2005); Pa R.E. 801(c). The hearsay rule in
Pennsylvania is established by statute: "Hearsay is not admissible except as provided
by these rules, by other rules prescribed by the Pennsylvania Supreme Court or by
statute." Commonwealth v. Robertson, 874 A.2d 1200, 1210 (Pa. Super. 2005); Pa
R.E. 802.
18
Appellant contends that the testimony of S.P. regarding the child victim O.H.'s
alleged statement to her constituted hearsay not qualifying for admission under any
recognized exception. The tender years exception to the rule against hearsay, set forth
in 42 Pa. C.S.A. § 5985.1, allows statements made by a child victim of sexual assault to
be admitted into evidence, if the statements are relevant and the time, content and
circumstances of the statement provide sufficient indicia of reliability. Commonwealth
v. Lyons, 833 A.2d 245, 255 (Pa. Super. 2003). Essentially, "[t]he tender years statute
creates an exception to the hearsay rule in recognition of 'the fragile nature of young
victims of sexual abuse."' Commonwealth v. Curley, 910 A.2d 692, 697 (Pa. Super.
2006) (quoting Commonwealth v. Lukowich, 875 A.2d 1169, 1172 (Pa. Super. 2005)).
The statutory requirements for the admission of such testimony are set forth in
42 Pa. C.S.A. § 5985.1, and are as follows:
(a) General rule.-An out-of-court statement made by a child victim
or witness, who at the time the statement was made was 12 years
of age or younger, describing any of the offenses enumerated in ...
31 (relating to sexual offenses), ... not otherwise admissible by
statute or rule of evidence, is admissible in evidence in any criminal
or civil proceeding if:
(1) the court finds, in an in camera hearing, that the evidence is
relevant and that the time, content and circumstances of the
statement provide sufficient indicia of reliability; and
(2) the child either:
(i) testifies at the proceeding; or
(ii) is unavailable as a witness
42 Pa. C.S.A. § 5985.1(a). See Kriner, 915 A.2d at 656.
A hearing was held on December 1, 2014, to determine whether the statements
made by the victim child, O.H., to third parties should be admitted under the tender
years exception to the hearsay rule. At the hearing, the Commonwealth presented the
19
testimony of Candra Misal, S.P., Shannon Honaker, and the forensic interviewer at the
Lancaster County Children's Alliance,7 Kari Stanley. (N.T., Tender Years Hearing at 4,
23, 44, and 66, respectively.) The Commonwealth also introduced the DVD of Ms.
Stanley's interview with O.H. (Id. at 72.)
Following the hearing, I granted, on the record, the Commonwealth's petition to
admit the out-of-court statements of O.H., including the testimony of Kari Stanley and
the videotape of her interview with the child victim, O.H., pursuant to the tender years
exception to the hearsay rule because the statutory criteria of§ 5985.1 were met: (1)
the victim was under the age of 12 when she made the out-of-court statements; (2) the
victim's statements pertained to one of the statutorily mandated groups of subject
offenses; (3) the evidence was relevant; and (4) the time, content, and circumstances of
the statements provided sufficient indicia of reliability. (N.T., Tender Years Hearing,
December 1, 2014, at 99.)
On appeal, Appellant claims the circumstances of O.H.'s statement to S.P. did
not provide sufficient indicia of reliability. (See Concise Statement at ,m 1-2.) The
factors to be considered by a trial court in determining whether the child declarant was
likely to be telling the truth when the statement was made include: "the spontaneity of
the statements, consistency in repetition, the mental state of the declarant, use of terms
unexpected in children of that age and the lack of a motive to fabricate.'' Kriner, 915
A.2d at 657 n.3 (quoting Commonwealth v. Delbridge, 578 Pa. 641, 855 A.2d 27, 46
7Lancaster County Children's Alliance is a child advocacy center where investigations of
child abuse are conducted through forensic interviews of children who have been referred either
by the Children & Youth Agency or a law enforcement agency. The aim is to minimize the
number of interviews a child must endure surrounding allegations of child abuse.
20
(2003)). In the instant case, although the language used by O.H. was age appropriate,
her description of how she and Appellant were positioned when he "licked her girl part"
is not an event that a six-year-old child would be expected to know or speak of without
the experiences that she described. (N.T., Trial at 136-40, 151.) There is no evidence
that the victim's mental state was anything other than normal. Moreover, prior to the
initial disclosure, the parties "got along fine" (N.T., Trial at 301), and there was no
motive for the child to fabricate the statements.
Lastly, O.H.'s actions and statements that followed were completely
spontaneous and remained consistent to each person with whom she spoke - her
cousin, S.P. (N.T., Trial at 161, 163), her cousin, M.C. (Id. at 225), her cousin, Mac.C.
(Id. at 385), her aunt, Candra Misal (Id. at 248, 250), her uncle, Nathan Penwell (Id. at
293, 299), and Kari Stanley. These circumstances combined to provide sufficient
indicia of reliability of O.H.'s statements and there was no trial court error in ruling that
the testimony of S.P. that her cousin, O.H., told her that "Uncle Kevin" had "licked her
girl parts" was admissible under the tender years exception to the hearsay rule. (Id. at
161, 163.)
Ill. Conclusion
For the reasons set forth above, this Court respectfully requests that Kevin Mark
Hagen's judgment of sentence be affirmed and his appeal dismissed.
Accordingly, I enter the following:
21
IN THE COURT OF COMMON PLEAS OF LANCASTER COUNTY, PENNSYLVANIA
CRIMINAL
COMMONWEALTH OF PENNSYLVANIA
v. No. 0111 - 2014, 0114-2014
KEVIN MARK HAGENS
ORDER
AND NOW, this 3rd day of August, 2015, the Court submits this Opinion pursuant
to Rule 1925(a) of the Pennsylvania Rules of Appellate Procedure.
j1 VI L. ASHWORTH
JUDGE
Copies to: Susan E. Moyer, Assistant District Attorney
Diana C. Kelleher, Assistant Public Defender