Com. v. Stump, A. ( 2019 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
ANTHONY CHRISTOPHER STUMP :
:
Appellant : No. 1095 MDA 2018
Appeal from the Judgment of Sentence Entered June 4, 2018
In the Court of Common Pleas of Dauphin County Criminal Division at
No(s): CP-22-CR-0005215-2015,
CP-22-CR-0005658-2017
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
ANTHONY CHRISTOPHER STUMP :
:
Appellant : No. 1338 MDA 2018
Appeal from the Judgment of Sentence Entered June 4, 2018
In the Court of Common Pleas of Dauphin County Criminal Division at
No(s): CP-22-CR-0005658-2017
BEFORE: BOWES, J., SHOGAN, J., and KUNSELMAN, J.
MEMORANDUM BY BOWES, J.: FILED JANUARY 24, 2019
Anthony Christopher Stump appeals from judgment of sentence entered
June 4, 2018, at two criminal dockets. Appellant’s counsel, Damian J.
DeStefano, Esquire, has moved to withdraw pursuant to Anders v.
California, 386 U.S. 738, (1967), and Commonwealth v. Santiago, 978
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A.2d 349 (Pa. 2009). We quash the appeal filed at 1338 MDA 2018, grant
counsel’s motion to withdraw, and affirm.
The charges at criminal docket no. 5215-2015 stem from an incident
where Appellant strangled his victim with both hands and struck a three-year-
old child. On October 5, 2016, Appellant pled guilty to one count each of
simple assault, recklessly endangering another person (“REAP”), and
disorderly conduct. The court sentenced him in the aggregate to twelve
months of intermediate punishment, with the first three months to be spent
on house arrest, a consecutive term of twenty-four months of probation, $230
in restitution, and a fine of ten dollars. On June 28, 2017, Appellant’s
probation was revoked, he was made work-release eligible, and sentenced to
county prison for three to twelve months.
Several months later, on October 9, 2017, Appellant was charged with
forgery and criminal attempt-theft by deception at criminal docket no. 5658-
2017. He pled guilty to forgery and no contest to the theft charge. Sentencing
was deferred to June 2, 2018, which was the date scheduled for revocation of
his probation at docket no. 5215-2015 based on the commission of the new
offenses.
At the June 2, 2018 sentencing hearing, the court sentenced Appellant
to a split sentence on both the forgery and theft counts at docket no. 5658-
2017. At Phase I, Appellant was sentenced to one to two years imprisonment
at a state correctional facility. The Phase II sentence was two years of
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probation to run consecutively, and a $100 fine. On the revocation at docket
no. 5215-2015, the court sentenced Appellant to serve the balance of his back
time, which was calculated to be ten months after credit for time served. At
count I (simple assault), he was sentenced to serve the one-month-plus-one-
day balance of his sentence; at count II (REAP), he was sentenced to twenty-
four months of probation to run consecutive to the sentence at count I; and
at count III (disorderly conduct), twelve months of probation, consecutive to
count II and count I, for a total probationary term of three years. 1
Appellant did not file a post-sentence motion at either docket number.
Appellant filed a timely pro se notice of appeal from the June 4, 2018 order
that imposed sentences at both criminal trial court dockets: no. 5215-2015
and no. 5658-2017.2 In response to the court’s Pa.R.A.P. 1925(b) order,
counsel for Appellant filed a statement of intention to file an Anders brief.
Counsel identified one issue of arguable merit in the Anders brief: “Did the
trial court abuse its discretion when sentencing Appellant at his sentencing
and revocation?” Appellant’s brief at 7 (unnecessary capitalization and
underlining omitted).
Before we can consider the issues identified in the Anders brief, we
must first address whether we have jurisdiction to entertain the consolidated
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1 The sentencing order was entered on the docket on June 4, 2018.
2It appears from the dockets that an identical notice of appeal from the order
entered at both criminal docket numbers was docketed at each number.
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appeals. See Commonwealth v. Borrero, 692 A.2d 158, 159 (Pa.Super.
1997) (permitting appellate court to sua sponte examine its jurisdiction).
Appellant filed one pro se notice of appeal from the June 4, 2018 order entered
at two criminal docket numbers. Such a practice was proscribed in our
Supreme Court’s recent decision in Commonwealth v. Walker, 185 A.3d
969 (Pa. 2018). On June 1, 2018, our Supreme Court decided in Walker that
in future cases[,] Rule 341(a) will, in accordance with its Official
Note, require that when a single order resolves issues arising on
more than one lower court docket, separate notices of appeal
must be filed. The failure to do so will result in quashal of the
appeal.
Id. at 977.
The appeal herein was filed on June 27, 2018, almost four weeks after
the Supreme Court’s decision in Walker, and thus, Walker governs.
Consequently, this Court issued an order directing Appellant to show cause
why the appeal should not be quashed pursuant to Walker. Appellant did not
file a response. Rather, Appellant filed a “Notice of Appeal Nunc Pro Tunc,”
purporting to be an appeal from judgment of sentence at docket no. 5658-
2017 only, which was subsequently docketed in this Court and assigned a new
appellate docket number: 1338 MDA 2018. This Court consolidated the two
appeals sua sponte on August 24, 2018, and deferred the Walker issue to
this panel for consideration.
We decline to quash the instant appeals based on Walker. Admittedly,
the first appeal docketed at 1095 MDA 2018 relates to more than one docket
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and one judgment of sentence, a practice prohibited under Walker. However,
Appellant filed the notice of appeal pro se, even though he was represented
by counsel. The clerk of courts correctly docketed the notice of appeal. In
Commonwealth v. Williams, 151 A.3d 621, 623 (Pa.Super. 2016), we held
that when the pro se filing is a notice of appeal, it is to be docketed and acted
upon. We reasoned that, “[b]ecause a notice of appeal protects a
constitutional right, it is distinguishable from other filings.” Id. at 624.
However, Pa.R.Crim.P. 576(A)(4) provides that when counseled defendants
file pro se documents, the proper procedure is to note the filing on the docket
and forward it to counsel. Where, as here, the pro se filing is a notice of
appeal, counsel of record should be provided with a copy of the notice of
appeal to enable counsel to timely correct any errors.3
Under these circumstances, we find that the clerk of court’s failure to
forward a copy of Appellant’s defective pro se notice of appeal to counsel of
record should be deemed, at least in part, a breakdown in the system. See
Commonwealth v. Rodriguez, 174 A.3d 1130, 1139 (Pa.Super. 2017)
(finding clerk of court’s denial of post-sentence motion that contravened
court’s extension to be a breakdown in the system); see also
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3 In his motion to withdraw, counsel pled that Appellant filed a pro se notice
of appeal without notifying him or listing him on the certificate of service.
Motion to Withdraw as Counsel, 10/3/18, at ¶5. Counsel also attributed the
improperly filed appeal to the fact that Appellant proceeded pro se. See id.
at ¶11.
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Commonwealth v. Perry, 820 A.2d 734 (Pa.Super. 2003) (holding clerk of
court’s failure to follow the criminal rules constitutes a breakdown in the court
process). Thus, we will presume that had counsel received the defective
notice, he would have done what should have been done, and filed separate
appeals from the two judgments of sentence. Thus, we decline to quash the
appeal filed at 1095 MDA 2018 based on Walker.4
Before we address the merits of this appeal, we must determine whether
counsel has complied with the procedures provided in Anders and its progeny.
Commonwealth v. Goodwin, 928 A.2d 287, 290 (Pa.Super. 2007) (en
banc). Counsel who wishes to withdraw must file a petition stating that he
has made a conscientious examination of the record and determined that an
appeal would be frivolous. Commonwealth v. Wright, 846 A.2d 730, 736
(Pa.Super. 2004). Counsel must also provide a copy of the Anders brief to
the appellant and inform him of the right to proceed pro se. See
Commonwealth v. Daniels, 999 A.2d 590, 594 (Pa.Super. 2010) (holding
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4 Appellant’s second appeal, docketed at 1338 MDA 2018, was an attempt to
correct the Walker problem. However, it was filed more than thirty days after
judgment of sentence, and was thus facially untimely. See Pa.R.A.P. 903(a).
Although Appellant labeled it a nunc pro tunc notice of appeal, our review of
the trial court docket indicates that Appellant did not seek nunc pro tunc relief.
Without an express grant of nunc pro tunc relief, the appeal period was not
tolled. See Commonwealth v. Dreves, 839 A.2d 1122, 1127 (Pa.Super.
2003) (en banc). Accordingly, we quash that appeal as untimely filed.
However, since we have concluded that Appellant’s pro se notice of appeal
filed at 1095 MDA 2018 should not be quashed, the defective second notice of
appeal does not affect our disposition.
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counsel must inform client via letter of right to proceed once counsel moves
to withdraw and attach copy to petition).
The Anders brief must
(1) provide a summary of the procedural history and facts, with
citations to the record; (2) refer to anything in the record that
counsel believes arguably supports the appeal; (3) set forth
counsel’s conclusion that the appeal is frivolous; and (4) state
counsel’s reasons for concluding that the appeal is frivolous.
Counsel should articulate the relevant facts of record, controlling
case law, and/or statutes on point that have led to the conclusion
that the appeal is frivolous.
Commonwealth v. Santiago, 978 A.2d 349, 361 (Pa. 2009).
Counsel informed Appellant via correspondence dated October 3, 2018,
that he would seek permission to withdraw from the appeal. He also advised
him that he would file an Anders brief with this Court, that Appellant had the
right to retain new counsel, or to file a brief in response to the Anders brief.
In his motion to withdraw filed the same day, counsel represented that he had
thoroughly examined the record, as well as all applicable law, and determined
that an appeal would be frivolous. Motion to Withdraw, 10/3/18, at ¶14.
Counsel provided Appellant with a copy of the motion to withdraw, together
with a copy of the Anders brief. Based on the record before us, we find that
counsel complied with the procedural requirements of Anders/Santiago.
Substantively, counsel’s brief complies with the mandated procedure for
withdrawing as counsel. Counsel identified one issue as having arguable
merit, namely the sentences imposed. The brief contained the required
summary of the facts and procedural history, references to the record and
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applicable law, and counsel’s reasons in support of his belief that the appeal
was frivolous. Counsel explained why the sentences imposed on the forgery
and attempt counts at docket no. 5658-2015, both first-degree
misdemeanors, were not illegal.
Counsel also addresses the discretionary aspects of the sentences
imposed.5 We note that challenges to the discretionary aspects of sentence
are not appealable as of right. Commonwealth v. Leatherby, 116 A.3d 73,
83 (Pa.Super. 2015). In order to invoke this Court’s jurisdiction over such a
claim, an appellant must (1) file a timely notice of appeal; (2) properly
preserve the issue at sentencing or in a motion to reconsider and modify the
sentence; (3) comply with Pa.R.A.P. 2119(f), which requires a separate
concise statement in the appellate brief of the reasons relied upon for
allowance of appeal with respect to the discretionary aspects of a sentence;
and (4) present a substantial question that the sentence appealed from is not
appropriate under the Sentencing Code, 42 Pa.C.S. § 9781(b). Id.
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5 The sentencing court was aware of the guideline ranges and that the
sentence could be either a county or state sentence. Counsel noted that the
court had the benefit of a presentence investigation report that detailed
Appellant’s lack of compliance with drug and alcohol and mental health
treatment, and the court expressed its belief that greater resources were
available for those issues in a state sentence. The court reviewed the
applicable guidelines, the grading of the offenses, Appellant’s criminal history,
together with the fact that Appellant was difficult to supervise, and imposed a
sentence that it believed would address those concerns.
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We agree with the Commonwealth that any challenge to the
discretionary aspects of sentence was waived for failure to file a timely post-
sentence motion or object at sentencing. See Pa.R.Crim. 720(A)(1); see also
Commonwealth v. Griffin, 65 A.3d 932, 935 (Pa.Super. 2013) (holding
objections to discretionary aspects of sentence are generally waived if not
raised at sentencing or preserved in a post-sentence motion). Thus, we find
any discretionary sentencing claim to be wholly frivolous on that basis.
With regard to the revocation sentence, counsel noted that the court
had available to it any of the sentencing options that existed when Appellant
was originally sentenced. See 42 Pa.C.S. § 9771(b); see also
Commonwealth v. Nyberg, 121 A.3d 1133 (Pa.Super. 2015). This was the
second time Appellant was being revoked. Counsel offered reasons why the
revocation sentence was not illegal. Again, the failure to file a post-sentence
motion is fatal to any discretionary sentencing challenge to the revocation
sentence. We find that counsel satisfied the substantive requirements of
Anders.
After conducting a full examination of all the proceedings as required
under Anders, we cannot discern any non-frivolous issues to be raised on
appeal. See Commonwealth v. Dempster, 187 A.3d 266, 273 (Pa.Super.
2018) (en banc). We therefore grant counsel's motion to withdraw and affirm
the June 4, 2018 judgments of sentence.
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Damian J. DeStefano, Esquire’s motion to withdraw as counsel is
granted. Appeal quashed at 1338 MDA 2018. Judgment of sentence affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 01/24/2019
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