Brittain, P. v. Hope Enterprises , 163 A.3d 1029 ( 2017 )


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  • J-A02011-16
    
    2017 PA Super 148
    PATRICIA BRITTAIN A.K.A., PATRICIA           IN THE SUPERIOR COURT OF
    MAINES, ADMINISTRATOR OF THE                       PENNSYLVANIA
    ESTATE OF BARBARA ANN MAINES
    Appellant
    v.
    HOPE ENTERPRISES FOUNDATION
    INCORPORATED, AND/OR HOPE
    ENTERPRISE INC., AND/OR WILLIAM
    BIRT, AND/OR HEATHER PETERS
    AND/OR SELECTIVE INSURANCE
    COMPANY OF AMERICA
    Appellees                 No. 875 MDA 2015
    Appeal from the Order April 21, 2015
    In the Court of Common Pleas of Luzerne County
    Civil Division at No: 10467-CV-2010
    PATRICIA BRITTAIN A.K.A., PATRICIA           IN THE SUPERIOR COURT OF
    MAINES, ADMINISTRATOR OF THE                       PENNSYLVANIA
    ESTATE OF BARBARA ANN MAINES
    Appellant
    v.
    HOPE ENTERPRISES FOUNDATION
    INCORPORATED, AND/OR HOPE
    ENTERPRISE INC., AND/OR WILLIAM
    BIRT, AND/OR HEATHER PETERS
    AND/OR SELECTIVE INSURANCE
    COMPANY OF AMERICA
    Appellees                 No. 950 MDA 2015
    Appeal from the Judgment Entered April 30, 2015
    In the Court of Common Pleas of Luzerne County
    J-A02011-16
    Civil Division at No: 10467-CV-2010
    BEFORE: PANELLA, J., STABILE, J., and FITZGERALD, J.*
    OPINION BY STABILE, J.                                      FILED MAY 17, 2017
    In these consolidated appeals, Patricia Brittain, a.k.a. Patricia Maines
    (“Brittain” or “Appellant”), as Administrator of the Estate of Barbara Ann
    Maines, appeals from the order of the Court of Common Pleas of Luzerne
    County entered April 21, 2015, finding that Brittain was not entitled to a new
    trial limited to a determination of punitive damages,1 and from the judgment
    entered on April 30, 2015. Brittain argues that the trial court erred in failing
    to hold a new trial limited to the award of punitive damages assessed
    against Appellee, Hope Enterprises Incorporated (“Hope”), and in failing to
    calculate and include post-judgment interest for compensatory damages
    from the date of the jury’s verdict.             Appellees, Hope and William Birt
    (“Birt”), did not file cross-appeals. However, on July 27, 2015, they filed an
    “Emergency Application to Remand to the Trial Court for Hearing on Newly-
    Discovered Evidence Regarding Possible Fraud on the Court with Regard to
    Plaintiff’s Wrongful Death Claim” (“Emergency Application”).         After careful
    review, we remand for the trial court to decide the issues raised in the
    Emergency Application.
    ____________________________________________
    *
    Former Justice specially assigned to the Superior Court.
    1
    Brittain’s appeal from the April 21 order is an interlocutory appeal by
    permission. See 42 Pa.C.S.A. § 702(b); Pa.R.A.P. 1311(b).
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    By way of background, on October 15, 2012, a jury returned a verdict
    in this wrongful death and survival action2 stemming from the death of 31-
    year old Barbara Ann Maines (“Barbara”), a resident of a Hope group home
    who suffered from cerebral palsy and was unable to speak or walk. Barbara
    was a passenger in a van operated by Hope employee Birt that collided with
    a vehicle operated by Appellee, Heather Peters (“Peters”).3           Barbara
    subsequently died from a lacerated liver that was not timely reported. The
    jury found Hope and Birt negligent and awarded Appellant, in her capacity as
    administrator of the Barbara’s estate, a total of $3,018,628.86 in damages.
    The award consisted of $2,018,628.86 in wrongful death damages for
    medical bills, funeral expenses, and loss of services, to benefit Sharon
    Moyer—represented to be Barbara’s mother, and $1,000,000 for survival
    damages to Barbara’s estate. The jury also awarded $100,000 in punitive
    damages against Hope only. After appeal to and remand from this Court, we
    directed the trial court to conduct proceedings to determine the amount of
    delay damages to which Appellant was entitled.
    On April 21, 2015, a hearing was held before the trial court at which
    time the court anticipated wrapping up pending matters to calculate delay
    damages in accord with our directive.            N.T., Hearing, 4/21/15, at 2.
    ____________________________________________
    2
    42 Pa.C.S.A. §§ 8301 (wrongful death) and 8302 (survival).
    3
    Prior to trial, Peters’ insurance carrier tendered Peters’ $15,000 liability
    limits. The jury did not attribute any negligence to Peters.
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    Instead, Appellant’s counsel argued that Appellant still was entitled to a new
    trial limited to the issue of punitive damages. The trial court disagreed, did
    not proceed to calculate delay damages, and certified for appeal the issue of
    whether Appellant was entitled to a new trial on delay damages as a
    controlling issue of law.
    Immediately after that hearing, Appellant’s counsel apparently hand
    wrote a praecipe directing the prothonotary to enter judgment in favor of
    Brittain and Barbara in their individual capacities, despite the fact that the
    verdict was entered only in favor of the estate and Brittain as administrator
    of the estate. Id. at 64. Appellant’s praecipe also requested that judgment
    be entered against two nonparties to this suit, Selective Insurance Company
    of America (“Selective”) and the Hope Foundation, Inc. (“Hope Foundation”).
    N.T., Hearing, 4/28/15, at 3-4.
    Selective posted the appeal bond from the judgment entered in this
    case. Id. at 10-11.     In accordance with Pa.R.A.P. 1734(c), liability against
    a surety may be enforced on application in the lower court. The record does
    not reflect that Appellant made any such application before entering
    judgment against Selective.     It is not clear on what basis Appellant filed
    judgment against the Hope Foundation. Appellees’ counsel filed motions to
    strike these judgments.
    On April 28, 2015, the trial court reconvened the hearing to entertain
    Appellees’ motion to strike the judgments and to consider the assessment of
    delay damages. Id. at 2. At the hearing, Appellees represented that they
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    were prepared to make payment on the judgment once it was properly
    entered. Id. at 17.     Appellees asked to pay the judgment into court and
    requested a hearing regarding distribution to establish the proper parties to
    the case, in an effort to avoid future issues claiming they made payment to
    the wrong entities. Id. at 17-18. Appellant’s counsel strenuously objected,
    pointing out to the court that only he and his clients would be payees on the
    check.    Id. at 21-22. He explained he would put the money into his trust
    account and file appropriate paperwork in the county where the estate was
    raised and where a judge would decide distribution. Id. In response, the
    trial court explained it was obligated to determine the amount of delay
    damages under this Court’s remand order.          The court would then decide
    what to do with counsel’s information. Id. at 25.
    After discussing delay damages, the trial court asked Appellees’
    counsel if there was a legitimate concern as to whether the money would be
    paid out wrongfully.     Id. at 30.       In response, counsel for Appellees
    presented the petition for probate and grant of letters filed in Columbia
    County,    reflecting   that   Brittain     was   Barbara’s   sister,   despite
    acknowledgement by Appellant’s counsel during trial in Luzerne County that
    Brittain was Barbara’s aunt. Id. at 30, Exhibit 2. Appellees’ counsel then
    explained that Barbara’s mother, Sharon Moyer, had renounced her right to
    administer Barbara’s estate because she was not competent.          Id. at 31.
    Barbara’s siblings likewise renounced. Id. Counsel explained that although
    Sharon Moyer was not competent, there was no evidence that a legal
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    guardian had been appointed for her. Id. Therefore, it was not clear how
    money from Barbara’s estate would be distributed.        Id.   Counsel further
    explained that during trial Sharon Moyer was identified as Barbara’s
    biological mother, yet was identified in the application for letters of
    administration as Barbara’s sister.      Id. at 34.     Additionally, Marcella
    Rheppard and Leslie Gross were identified as Barbara’s sisters in the
    application for letters of administration, yet they were her aunts. Id.
    Edward Maines, apparently Barbara’s uncle, likewise was represented as her
    brother in the application for letters of administration. Id. The trial court
    found these revelations to be shocking. Id.
    In response, Appellant’s counsel admitted there was an error in the
    application for letters of administration, but regardless, represented to the
    court that he would not distribute any money without an order from the
    Columbia County Court where Barbara’s estate was opened. Id. at 35-36.
    It was counsel’s opinion that the trial court had no jurisdiction to decide
    where the money went, and he would seek an order from the Columbia
    County Court directing distribution of Barbara’s estate. Id. at 36.
    The trial court stated that no court in this Commonwealth would allow
    issuance of a check under circumstances where letters may have been
    fraudulently or improvidently granted.    Id. at 37.   It was the trial court’s
    opinion that the Columbia County Court was the tribunal to review the
    propriety of Brittain’s appointment as administrator and to direct disposition
    of the verdict proceeds. However, the court noted it would be careless for
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    the trial court to simply have the money paid over to the administrator. Id.
    at 37, 40-41.   Appellant’s counsel strenuously objected once again to the
    trial court not ordering that the money be paid and represented that not a
    single cent of the money would be paid until there was a further order of
    court. Id. at 41-42. The trial court reiterated its concern with the estate,
    and noted that if Sharon Moyer is the only biological heir as mother of
    the decedent, she would be entitled to the entire wrongful death award.
    Id. at 44 (emphasis added).       Nonetheless, the court indicated that with
    respect to an estate, a personal representative must act on its behalf and
    any judgment would have to be payable to the personal representative and
    not to the estate itself. Id. at 44-45.
    Following a recess, there were extensive discussions and arguments
    on delay damages and post-judgment interest. Id. at 45-60. The trial court
    then announced what it would order by way of judgment.         First, the trial
    court struck the judgments entered against Selective and the Hope
    Foundation as having been inappropriately entered and having been entered
    while a motion for delay damages was outstanding. Id. at 63. The court
    likewise struck the individual judgments.   Id. at 64.   It then ordered that
    “judgment be entered in favor of Patricia Brittain, a.k.a. Patricia Maines,
    administrator of the estate of Barbara Ann Maines, plaintiff, and against
    Hope Enterprises, Inc. and William Birt, defendants, in the initial amount of
    $3,018,628.87.” Id. at 65. The court added delay damages calculated at
    $157,463.04, for a total judgment in favor of plaintiff and against the
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    defendants in the amount of $3,176,091.90, plus interest and costs.          Id.
    Further, the trial court ordered that “judgment be entered in favor of Patricia
    Brittain, a.k.a. Patricia Maines, administrator of the estate of Barbara Ann
    Maines, plaintiff, and against Hope Enterprises, Inc. in the amount of
    $100,000 constituting the punitive damages award plus interest and costs as
    permitted by law.”4        Id. at 66.     The court then indicated it knew of no
    authority that would allow the judgment to be paid into court, as this was
    not an interpleader action. Id. The court deferred to the jurisdiction of the
    Columbia County Court to review the matters that had been raised, and
    indicated there was nothing to prevent a judgment debtor from seeking
    emergency consideration of matters of great concern before the proper
    tribunal. Id. at 66-67.
    Appellees’ counsel once again voiced his concern about making
    payment directly to plaintiffs after which the court encouraged counsel to
    include a stipulation with regard to payment of the judgment monies. Id. at
    70. Ultimately, Appellant’s counsel indicated that he would not agree to any
    stipulation and would file that day a writ of execution and would take proper
    appeals. Id. at 74. In response, Appellees’ counsel requested, based upon
    ____________________________________________
    4
    The jury slip awarding punitive damages is silent as to whether these
    damages were awarded in connection with the wrongful death action, the
    survival action, or both. We presume these damages were awarded in
    connection with the survival action, as Pennsylvania does not permit the
    award of punitive damages in a wrongful death action. See Harvey v.
    Hassinger, 
    461 A.2d 814
    , 815-816 (Pa. Super. 1983).
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    the comments by Appellant’s counsel, a brief stay of execution to resolve the
    matter. Id. at 75. Appellant’s counsel reconfirmed that he would execute
    on the judgments as soon as he left court that day. Id. At that point, the
    trial court indicated it would enter its order that afternoon and would decide
    whether counsel had to come in for an emergency motion for stay. Id. at
    76.   The trial court explained it had tried to create a framework as an
    accommodation on how monies would be paid. However, if the parties were
    not able to come to terms, the court would not order payment, since that
    would set off a whole other series of issues.     Id.   The trial court again
    encouraged counsel to revisit the matter and announced its availability in
    chambers should counsel reach an accord. Id.
    At no time during the April 21 or April 28, 2015 hearings did the issue
    ever arise, nor did the facts suggest, that Sharon Moyer—represented at trial
    to be Barbara’s biological mother—was not legally entitled to bring or
    recover on a wrongful death action as Barbara’s parent.
    The trial court’s April 28, 2015 orders were entered on the trial court
    docket on April 30, 2015. Brittain filed appeals from both the April 21 and
    April 30 orders challenging the denial of a new trial on punitive damages and
    the failure of the trial court to calculate and include in the judgment post-
    judgment interest.
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    On July 27, 2015, Appellees filed in this Court their Emergency
    Application.     On July 29, we issued an order providing seven days for
    Appellant to respond. Appellant timely filed an answer on August 5, 2015.5
    In their Emergency Application, Appellees represented that they had
    discovered     evidence    strongly    suggesting   that   Brittain    misrepresented
    material facts in her application for letters of administration that, if proven,
    would establish that none of Barbara’s living family members—including
    Sharon Moyer, identified by Brittain at trial to be Barbara’s mother—had
    legal standing to assert a wrongful death claim under Pennsylvania’s
    wrongful death statute. Emergency Application at ¶ 3.                 More specifically,
    Appellees represented that after the initial discrepancies were found and
    brought to the trial court’s attention, they further discovered in reviewing
    documents filed in the Orphan’s Court in Snyder County that Barbara had
    been legally adopted by her maternal grandmother, Madeline Maines,
    thereby terminating Sharon Moyer’s parental rights. Emergency Application
    at ¶ 25. October 2000 documents from the Snyder County Orphan’s Court
    indicated that Barbara was adjudicated incapacitated and that her sister,
    ____________________________________________
    5
    Prior to Appellees’ filing of the Emergency Application, Appellant was
    represented by Michael J. Pisanchyn, Jr., Esquire. On July 31, 2015, Howard
    J. Bashman, Esquire, entered his appearance as co-counsel for Appellant,
    and subsequently filed the August 5, 2015 answer as well as Appellant’s
    brief.
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    Brittain, was appointed her legal guardian.         These documents further
    confirmed that Barbara was not capable of providing “services” to anyone,
    including her then legal parent, Madeline Maines. Emergency Application at
    ¶¶ 26, 28. Appellees argue that because Barbara had no spouse or children
    at the time of her death and because her parent Madeline Maines was
    deceased, no one had standing to recover the $2,000,000 in wrongful death
    damages. Appellees contended that if these facts were correct, the entire
    wrongful death and survival verdict and judgment must be set aside.6
    Emergency Application at ¶ 41.
    Even more troubling is Appellees’ averment that on April 30, 2015, two
    days after their court hearing, Brittain’s counsel, Michael J. Pisanchyn, Jr.,
    filed a “Petition to Distribute Funds” with the Court of Common Pleas of
    Columbia County, Emergency Application at ¶ 36,7 and took a 48% fee
    before depositing the judgment proceeds with the Columbia County Court of
    Common Pleas. Emergency Application at ¶ 36, n. 11. This is problematic
    on many levels.       First, it appears counsel took these fees before securing
    court approval. Further, it is not clear whether these fees were paid only for
    ____________________________________________
    6
    Appellees maintain that much of the testimony in the wrongful death action
    influenced damages awarded in the survival action. We offer no opinion as
    to that argument, leaving that issue for the trial court upon remand.
    7
    It is not clear whether counsel’s representation to the trial court, pledging
    that no funds would be distributed without a court order, was subject to an
    agreeable stipulation.
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    the wrongful death damages or for both wrongful death and survival
    damages.       If there is merit to Appellees’ Emergency Application, it is
    uncertain whether counsel is entitled to any fees.      Moreover, as Appellees
    aver, it is questionable whether Brittain or her counsel advised the Columbia
    County Orphans’ Court that Sharon Moyer’s parental rights were terminated
    by virtue of her legal adoption by Madeline Maines, even though it is alleged
    Brittain and her family members were uniquely aware of this familial history.
    Emergency Application at ¶ 39.
    Citing Hornick v. Bethlehem Mines Corp., 
    165 A. 36
    , 37 (Pa. 1933),
    Appellees argue that this newly-discovered evidence entitles them to a new
    trial.   They contend this evidence was discovered after trial, it could not
    have been obtained at trial by reasonable diligence, it is not cumulative or
    offered to impeach credibility, and it will likely compel a different result. If
    Appellees’    averments   are   confirmed,    they   assert,   their   Emergency
    Application has substantial merit and this Court should remand this matter
    to the trial court to consider this after-discovered evidence.
    Appellant counters that we should deny Appellees’ application and
    address the issues raised in Appellant’s brief.      She claims Appellees have
    waived any challenge to Appellant’s capacity to sue because they failed to
    assert a challenge by preliminary objection or in answer to Appellant’s
    complaint.     Appellant’s Answer in Opposition, 8/5/15, at 2 (citing Drake
    Mfg. Co. v. Polyflow, Inc., 
    109 A.3d 250
    , 257-58 (Pa. Super. 2015)).
    Further, she argues Appellees raised questions about Barbara’s familial
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    relationships at the April 28, 2015 hearing but did not file an appeal or
    cross-appeal from the April 30, 2015 orders entered following the hearing.
    
    Id.
       Appellant also complains that the “alleged ‘possible fraud’” Appellees
    complain of “is not the type of fraud that is sufficient to reopen a judgment
    based on supposedly newly discovered evidence.”                
    Id.
     at 9-10 (citing and
    quoting Simpson v. Allstate Ins. Co., 
    504 A.2d 335
    , 337 (Pa. Super.
    1986)).
    With regard to the lack of a cross-appeal, we acknowledge that
    Appellees requested during the April 28, 2015 proceeding that the court
    conduct a hearing.        However, the request was made in reference to the
    demand by Appellant’s counsel that payment be made to Appellant, because
    it was not clear if a legal guardian had been appointed to receive funds on
    behalf of Sharon Moyer, the wrongful death beneficiary.                N.T., Hearing,
    4/28/15, at 31. This is far different from the contention now being raised in
    Appellees’    Emergency       Application      that,   based   upon   after-discovered
    evidence, Sharon Moyer was not Barbara’s legal parent and, therefore,
    Appellant was not entitled to bring a wrongful death action on her behalf.8
    If, as Appellees contend, this after-discovered evidence became known to
    them only after the April 28 hearing, then they in fact are entitled to have
    ____________________________________________
    8
    See 42 Pa.C.S.A. § 8301(b), which provides in relevant part that “the right
    of action [for wrongful death] created by this section shall exist only for the
    benefit of the spouse, children or parents of the deceased.”
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    the trial court hold a hearing on their Emergency Application. The lack of a
    cross appeal does not defeat their application.
    We also reject Appellant’s suggestion that the alleged possible fraud is
    not the type of fraud warranting reopening a judgment.          As Appellees’
    correctly recognize, our Supreme Court has held that “[c]ourts, when
    appealed to, will prevent the triumph of fraud, and, where a judgment has
    been obligated by fraud, no court will permit its records and processes to be
    the instruments of infamy.”     Appellees’ Brief at 16 (quoting Sallada v.
    Mock, 
    121 A. 54
    , 55 (Pa. 1923)). See also Commonwealth v. Harper,
    
    890 A.2d 1078
    , 1082 (Pa. Super. 2006) (“courts simply will not countenance
    fraud, and when a decision is obtained through its use, the court retains the
    inherent power to rescind that decision”).
    Appellant argues that only “‘extrinsic’ fraud, and not ‘intrinsic’ fraud,
    can be used to reopen an otherwise final judgment.” Appellant’s Reply Brief
    at 23 (citing McEvoy v. Quaker City Cab Co., 
    110 A. 366
     (Pa. 1920)).
    While Appellant accurately states the law, we disagree with her assertion
    that the fraud alleged by Appellees does not constitute extrinsic fraud. As
    our Supreme Court explained in McEvoy:
    By the expression ‘extrinsic or collateral fraud’ is meant some
    act or conduct of the prevailing party which has prevented a fair
    submission of the controversy. . . . Where the alleged perjury
    relates to a question upon which there was a conflict, and it was
    necessary for the court to determine the truth or falsity of the
    testimony, the fraud is intrinsic, and is concluded by the
    judgment, unless there be a showing that the jurisdiction of the
    court has been imposed upon, or that by some fraudulent act of
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    the prevailing party the other has been deprived of an
    opportunity for a fair trial.
    Id. at 368. See also Black's Law Dictionary 686 (8th ed. 2004) (defining
    “extrinsic fraud” as “[d]eception that is collateral to the issues being
    considered in the case; intentional misrepresentation or deceptive behavior
    outside the transaction itself (whether a contract or a lawsuit), depriving one
    party of informed consent or full participation”). Further,
    Extrinsic fraud operates, not upon the matter pertaining to the
    judgment, but the manner in which it is procured[.]
    In 34 Corpus Juris, 282, it is stated that “fraud practiced upon
    the court is always ground for vacating the judgment, as where
    the court is deceived or misled as to the material circumstances,
    or its process is abused, resulting in the rendition of a judgment
    which would not have been given if the whole conduct of the
    case had been fair.”
    Willetts v. Willetts, 
    96 Pa. Super. 198
    , 206 (Pa. Super. 1929) (citation
    omitted).
    In her Amended Complaint, Appellant represented that Sharon Moyer
    was Barbara’s mother. Amended Complaint at ¶ 3. Sharon Moyer testified
    as if she were Barbara’s mother and offered no hint that Barbara had been
    adopted by Madeline Maines.          As Appellees observe, “In pleadings,
    testimony and briefs in the trial court and this court, [Appellant] referred to
    Sharon Moyer as [Barbara’s] mother.” Appellees’ Brief at 17 (with footnote
    8, identifying instances at trial referring to Sharon Moyer as Barbara’s
    mother). The status of Sharon Moyer as Barbara’s mother, and her standing
    to pursue a wrongful death claim, was collateral to the issue being
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    considered in the underlying action. Appellant’s conduct in misrepresenting
    Sharon Moyer’s status prevented a fair submission of the controversy
    because her parental rights had in fact been terminated, stripping her of
    standing to pursue a wrongful death action. See, e.g., E.T.S. v. S.L.H., 
    54 A.3d 880
    , 883 (Pa. Super. 2012) (“[a] decree of adoption terminates forever
    all relations between a child and his biological parents and severs the child
    entirely from its own family tree and engrafts it upon its new parentage.”).
    Further, there was no conflict in the testimony offered by Sharon Moyer or
    her siblings, including Appellant, with regard to the relationship between
    Barbara and Sharon Moyer that required the court to determine the truth or
    falsity of the testimony.     In fact, there was no question as to the
    relationship. As the trial judge observed, “[T]he [c]ourt’s clear recollection
    was that [Sharon Moyer] was identified as the biological mother of the
    decedent.” N.T., Hearing, 4/28/15, at 34. Therefore, we reject Appellant’s
    assertion that any “possible fraud” was intrinsic.   See McEvoy, 110 A. at
    368.
    Also supporting our conclusion that the fraud was extrinsic is the fact
    Appellant changed course in her Columbia County Petition for Distribution
    where she represented to that court that Sharon Moyer was Barbara’s
    “biological mother.” Petition for Distribution, 4/30/15, at ¶¶ 2, 20, 24. That
    Sharon Moyer was Barbara’s biological mother has no legal significance in
    light of the fact Barbara was adopted by the now-deceased Madeline Maines,
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    Sharon Moyer’s mother. E.T.S. v. S.L.H., 
    supra.
     By stating a “fact” that
    has no legal consequence, it appears Appellant is attempting to conceal the
    fact that no one, including Sharon Moyer, had legal standing to pursue the
    wrongful death action, the proceeds of which are a subject of the petition to
    distribute.
    We conclude that knowingly maintaining a wrongful death action on
    behalf of someone for whom that right of action does not exist prevents a
    fair submission of the controversy and constitutes fraud on the court that
    warrants setting aside the judgment wrongly obtained. Further, for reasons
    already explained, we reject the argument that Appellees waived a challenge
    to Appellant’s capacity to sue on procedural grounds.
    Based on Appellees’ Emergency Application, we find that a remand is
    warranted. However, this matter is complicated by the fact that, according
    to the Emergency Application, Appellant’s counsel already has filed a petition
    for distribution before the Columbia County Orphan’s Court, where Barbara’s
    estate has been opened. It is not known whether Appellees are entitled to
    notice of those proceedings, if they have been given notice, whether they
    are participating in those proceedings, or whether they would be permitted
    to intervene.   The question therefore arises whether the orphans’ court or
    the trial court has jurisdiction over the questions relating to distribution or
    standing in this wrongful death and survival action.
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    While the jurisdiction of the orphans’ court is mandatory with respect
    to certain matters, that court may also exercise jurisdiction over other
    matters where there are substantial questions concerning anything within its
    mandatory jurisdiction. See 20 Pa.C.S.A. §§ 711, 712. It is clear that the
    orphans’ court must approve any settlement or compromise of a survival
    action. Moore v. Gates, 
    580 A.2d 1138
    , 1141 (Pa. Super. 1990) (en banc).
    If a lawsuit has been filed, however, then court approval of a survival action
    can be obtained either in the orphans’ court or in any other court in which
    the action is pending. 20 Pa.C.S.A. § 3323(b). On the other hand, where
    the only heirs entitled to recover for the wrongful death of a decedent are
    competent adults, they may settle their claims without court approval. Id.
    In this case, where a wrongful death and survival action has been tried
    to verdict, either the trial court or the orphans’ court may consider issues
    relating to distribution of the judgment proceeds or standing. While either
    the orphans’ court or trial court may pass upon the distribution of the
    judgment proceeds in a wrongful death and survival action, it is known that
    local rules of court commonly direct which division of court is to hear these
    matters, typically dependent upon whether the matters have been settled or
    tried to verdict. In this case, as stated, distribution and resolution of issues
    raised by Appellees may be heard in either the trial court or the orphans’
    court.
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    Again, this matter is somewhat complicated because appeals are
    currently pending from orders of the trial court in Luzerne County and,
    according to the Emergency Application, a petition for distribution has been
    filed with the Orphans’ Court of Columbia County.       It would appear that
    presently we have two courts involved in a matter with overlapping issues.
    For sake of order and judicial efficiency, these proceedings need to be
    coordinated.      Since the matters raised by the Appellees’ Emergency
    Application go to the core of the trial proceedings, it would make sense that
    the trial court decide the application.   If Appellees’ Emergency Application
    proves meritorious, action affecting the judgments would be required by the
    trial court that would, in turn, necessarily affect the proceedings before the
    orphans’ court.     It would seem that the orphans’ court should stay any
    distribution proceedings pending the outcome of any after-discovered
    evidence proceedings before the trial court.
    Appellees’ Emergency Application granted as outlined above.        Case
    remanded for further proceedings before the trial court consistent with this
    Opinion. In light of our disposition, we decline to reach the issues raised by
    Appellant.     In the event the trial court determines there is no merit to
    Appellees’ Emergency Application, Appellant may reassert her issues before
    this Court.
    - 19 -
    J-A02011-16
    Appellees’   Emergency   Application   granted.   Case   remanded.
    Jurisdiction relinquished.
    Judgment Entered.
    Joseph D. Seletyn, Esq.
    Prothonotary
    Date: 5/17/2017
    - 20 -
    

Document Info

Docket Number: Brittain, P. v. Hope Enterprises No. 875 MDA 2015

Citation Numbers: 163 A.3d 1029

Filed Date: 5/17/2017

Precedential Status: Precedential

Modified Date: 1/12/2023