Dean, M. v. Bowling Green-Brandywine ( 2018 )


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  • J-A28022-17
    
    2018 Pa. Super. 196
    MELISSA DEAN, INDIVIDUALLY AND  :          IN THE SUPERIOR COURT OF
    AS CO-ADMINISTRATOR OF THE      :               PENNSYLVANIA
    ESTATE OF ANDREW E. JOHNSON     :
    AND CLIFTON EDWARD JOHNSON,     :
    INDIVIDUALLY AND AS CO-         :
    ADMINISTRATOR OF THE ESTATE OF  :
    ANDREW E. JOHNSON               :
    :
    Appellants      :          No. 963 EDA 2017
    :
    :
    v.                    :
    :
    :
    BOWLING GREEN-BRANDYWINE,       :
    CRC HEALTH GROUP, INC. (AND/OR) :
    D/B/A CRC HEALTH GROUP,         :
    MOHAMMAD ALI KHAN, M.D., ASIM   :
    KHURSHID RANA, M.D.,            :
    JENNERSVILLE REGIONAL HOSPITAL, :
    JAMES DUNCKLEE, M.D., JENNIFER  :
    M. PLUMB M.D., SOUTHERN         :
    CHESTER COUNTY EMERGENCY        :
    ROOM ASSOCIATES, P.C.           :
    Appeal from the Judgment Entered March 22, 2017
    In the Court of Common Pleas of Chester County
    Civil Division at No(s): 2014-11603
    BEFORE: GANTMAN, P.J., PANELLA, J., and DUBOW, J.
    OPINION BY PANELLA, J.                                FILED JULY 2, 2018
    In this appeal, we must determine whether the trial court properly
    granted nonsuit based upon the application of the limited immunity provision
    of the Mental Health Procedures Act (“MHPA” or “the Act”). The limited
    immunity provision of the MHPA, 50 P.S. § 7114, is intended “to provide
    limited civil and criminal immunity to those individuals and institutions
    J-A28022-17
    charged with providing treatment to the mentally ill.” Farago v. Sacred
    Heart General Hospital, 
    562 A.2d 300
    , 303 (Pa. 1989). To this end, § 7114
    provides that those who are engaged in treating or examining a patient “under
    the act” cannot be held liable absent “willful misconduct or gross negligence.”
    The Act applies, in relevant part, to the “voluntary inpatient treatment
    of mentally ill persons.” 50 P.S. § 7103. The Act does not define the term
    “mentally ill person.” Furthermore, no party to this appeal has identified any
    case law that explicitly addresses the definition of “mentally ill person” or
    “mental illness” under the MHPA. The Department of Human Services has
    issued regulations defining “Mental illness” as
    [t]hose disorders listed in the applicable APA Diagnostic and
    Statistical Manual; provided, however, that mental retardation,
    alcoholism, drug dependence and senility do not, in and of
    themselves, constitute mental illness. The presence of these
    conditions, however, does not preclude mental illness.
    55 Pa. Code § 5100.2.
    In contrast, the MHPA explicitly defines “treatment.” “Treatment shall
    include diagnosis, evaluation, therapy, or rehabilitation needed to alleviate
    pain and distress and to facilitate the recovery of a person from mental illness
    and shall also include care and other services that supplement treatment and
    aid or promote such recovery.” 50 P.S. § 7104. This definition evinces the
    legislature’s intent to define “treatment” broadly, so that it includes “medical
    care coincident to mental health care.” Allen v. Montgomery Hospital, 
    696 A.2d 1175
    , 1179 (Pa. 1997). Thus, “the General Assembly decided to
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    ameliorate certain risks by granting limited immunity to doctors and hospitals
    who have undertaken the treatment of the mentally ill, including treatment
    for physical ailments pursuant to a contract with a mental health facility to
    provide such treatment.” 
    Id. Here, the
    trial court applied this statutory framework in the following
    manner. Andrew Johnson was twenty-three years old when he voluntarily
    applied for admission to Bowling Green Brandywine Treatment Center
    (“Brandywine”). Johnson was suffering from addiction to opiates and
    benzodiazepines, which had been prescribed for back injuries suffered in an
    ATV accident. Less than ten days after he was admitted, he was found
    unresponsive on the floor of his room at Brandywine. He subsequently passed
    away.
    Johnson’s    parents,    Melissa       Dean   and   Clifton   Johnson,   as   co-
    administrators of Johnson’s estate and in their respective individual capacities,
    filed a complaint alleging Johnson’s death was caused by medical malpractice
    on the part of Brandywine and associated defendants. Of relevance to this
    appeal, three defendants, Mohammad Ali Khan, M.D., Asi Khurshid Rana,
    M.D., and Jennifer Plumb, M.D.,1 asserted in new matter that they could not
    ____________________________________________
    1 Dr. Plumb passed away after this lawsuit was initiated. While her estate was
    substituted as party to this proceeding, we will refer to Dr. Plumb for ease of
    reading.
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    be held liable for anything less than “gross negligence” under the MHPA. Two
    of the remaining defendants,2 Brandywine and James Duncklee, M.D., did not
    initially raise this defense in their answers.
    The case proceeded to trial. Appellants presented their case primarily
    through the expert testimony of George Glass, M.D. Dr. Glass reviewed the
    medical records from Johnson’s stay at Brandywine, and opined the
    defendants had all breached their duty of care to Johnson by failing to
    recognize symptoms suggesting Johnson was at high risk for cardiac arrest.
    Similarly, Appellants presented the expert testimony of Crystal
    Fizpatrick, R.N., A.P.N., Ph.D. Dr. Fitzpatrick opined on the care provided by
    nurses employed by Brandywine. Specifically, she testified Brandywine
    breached the standard of care by not ensuring a Registered Nurse was on site
    at all times. Furthermore, she opined the Licensed Practical Nurses who were
    on site did not do enough to convince Dr. Khan to have Johnson transferred
    to emergency care the night before he died.
    Edward Goldenberg, M.D., provided expert testimony regarding the
    cause of Johnson’s death. He opined Johnson died from a cardiac arrhythmia
    caused by deficient potassium levels and side effects of the medications in his
    system.
    ____________________________________________
    2   Defendant Jennersville Regional Hospital settled prior to trial.
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    Johnson’s parents each testified, as did economic expert Royal Bunin.
    Each of these witnesses provided testimony relevant to damages.
    Finally, Appellants called Elizabeth Caterbone, L.P.N., as a hostile
    witness. Appellants questioned Nurse Caterbone regarding her decisions while
    treating Johnson. In particular, she testified to the steps that were taken
    during Johnson’s final hours of life.
    Appellants rested, and Dr. Khan, Dr. Rana, and Dr. Plumb moved for the
    entry of an involuntary nonsuit. They argued Appellants had failed to present
    evidence capable of establishing willful misconduct or gross negligence.
    Brandywine and Dr. Duncklee requested permission to amend their pleadings
    to raise the defense of limited immunity under the MHPA.
    The trial court initially denied Brandywine’s and Dr. Duncklee’s request
    to amend their pleadings. However, it later reconsidered, noting that
    Appellants could not establish undue prejudice, as the pleadings of Dr. Khan,
    Dr. Rana, and Dr. Plumb had notified Appellants that the issue would be
    litigated. Furthermore, the court concluded the MHPA applied to Appellants’
    claims based upon the evidence presented. Finally, the court determined
    Appellants had failed to present evidence capable of establishing that any of
    the defendants had been grossly negligent in their care of Johnson. As a result,
    the court granted nonsuit to all of the remaining defendants.
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    The trial court denied Appellants’ motion to remove the nonsuit and
    Appellants filed this timely appeal.3
    A nonsuit is only proper if the court,
    viewing the evidence and all reasonable inferences arising
    from it in the light most favorable to the plaintiff, could not
    reasonably conclude that the elements of the cause of
    action had been established. Furthermore, all conflicts in
    the evidence must be resolved in the plaintiff’s favor.
    Harvey v. Rouse Chamberlin, Ltd., 
    901 A.2d 523
    , 526 (Pa. Super. 2006)
    (citation omitted). Nonsuit is granted in circumstances where a contrary result
    would be based upon mere conjecture. See 
    id. We may
    affirm the trial court’s
    order on any basis, regardless of the reasoning relied upon by the trial court.
    See Shearer v. Naftzinger, 
    747 A.2d 859
    , 861 (Pa. 2000). “We will reverse
    only if the trial court abused its discretion or made an error of law.” 
    Harvey, 901 A.2d at 526
    (citation omitted).
    ____________________________________________
    3 Appellants’ notice of appeal cites the February 22, 2017 order refusing to lift
    the nonsuit as the order from which they appeal. “Orders denying post-trial
    motions … are not appealable. Rather, it is the subsequent judgment that is
    the appealable order when a trial has occurred.” Harvey v. Rouse
    Chamberlin Ltd., 
    901 A.2d 523
    , 525 n.1 (Pa. Super. 2006) (citation
    omitted). We treat a motion to remove a nonsuit as a post-trial motion. See
    Billig v. Skvarla, 
    853 A.2d 1042
    , 1048 (Pa. Super. 2004). Here, judgment
    was entered by praecipe on March 22, 2017; thus, Appellants’ notices of
    appeal were mislabeled. Despite their errors, we will address the appeal
    because judgment has been entered on the verdict. See Mount Olivet
    Tabernacle Church v. Edwin L. Wiegand Division, 
    781 A.2d 1263
    , 1266
    n.3 (Pa. Super. 2001). We have corrected the caption accordingly.
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    Appellants first claim the trial court erred in concluding the MHPA applied
    to this case. They correctly argue that Johnson’s drug addictions do not, by
    themselves, constitute mental illness under the Act. See 55 Pa. Code §
    5100.2.4 They further argue the court could not find that Johnson suffered
    from mental illness or that he was diagnosed or treated for mental illness at
    Brandywine without considering improper evidence.
    The limited immunity provisions of the MHPA constitute an affirmative
    defense. See Heifetz v. Philadelphia State Hospital, 
    393 A.2d 1160
    , 1162
    n.5 (Pa. 1978) (noting “immunity from suit is an affirmative defense”). See
    also Pa.R.Civ.P. 1030(a) (defining immunity from suit as an affirmative
    defense). Thus, the defendants, as the parties asserting the defense of limited
    immunity, bore the burden of proof on this issue at trial. See Beato v. Di
    Pilato, 
    106 A.2d 641
    , 643 (Pa. Super. 1954). Even more relevant here, in
    order to receive the benefit of a nonsuit, they were required to establish the
    complete absence of any reasonable dispute of material fact regarding its
    application.
    ____________________________________________
    4 We are troubled that the current definition of “Mental illness” provided in the
    Code excludes alcoholism and drug dependency. See 55 Pa. Code §
    5100.2. In light of current scientific research, as well as the recent addition
    of “addictive disorders” to the American Psychiatric Association’s Diagnostic
    and Statistic Manual V, we suggest that the Department of Human Services
    revise                  this                   definition.                   See
    https://www.nimh.nih.gov/health/topics/substance-use-and-mental-
    health/index.shtml (discussing substance use disorder as mental illness) (last
    visited June 29, 2018).
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    J-A28022-17
    The court provided the following as the basis for its decision:
    I think the record discloses that Mr. Johnson, upon presentation
    at Bowling Green, was noted to have a history of psychiatric
    treatment for bipolar disorder and ADHD. Somewhere in the
    record there was a note that he had tried Depakote and Lithium
    and that didn’t work for him, but that he was on Xanax, which
    seemed to work, at least as to another complaint of anxiety. I’m
    not sure anxiety is a physical ailment.
    The diagnosis was carried in his chart. And while not confirmed by
    any of the doctors, was confirmed by his mother. So it was not
    made up about an actual diagnosis and medications were ordered
    on an as-needed basis, including Clonidine as needed for anxiety
    and/or withdrawal symptoms.
    He was transported on an emergent basis, after four days at
    Bowling Green, over to Jennersville Hospital after he reported that
    he could not move or see and that he didn’t feel right. The nursing
    note from November 26th indicated he returned from Jennersville
    Hospital and appeared agitated and confused. And his mother
    called and expressed concern about her son’s state of mind and
    confusion after speaking with him at the hospital.
    He was transported again to Jennersville after making remarks
    that he was not going to be in the commercial and that they were
    just doing an infomercial after the ambulance arrived. And there
    is some note for November 26th in the evening note that he was
    hallucinating at times.
    That continued into the following day, as noted by Dr. Khan on
    the 27th where he noted that Mr. Johnson had been hallucinating,
    seeing shadows and was incoherent. And he ordered a psych
    consult at that point. Dr. Rana, the psychiatrist, evaluated him on
    the 28th and made a diagnosis after looking at the psychiatric
    history and family history of a mood disorder, as well as an anxiety
    disorder, ruling out several other things and prescribing
    Neurontin.
    …
    Now, as to whether Bowling Green fits within the definition of
    facility, I think the record, as it was produced during trial, had
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    sufficient evidence that, in fact, Bowling Green, as part of its
    program, provides inpatient psychiatric care.
    It seems to me that Dr. Khan was overall responsible for the
    health of his patients and residents, is responsible for making sure
    that they have proper psychiatric treatment consistent with the
    level of care offered by that institution. And in the exercise of that
    duty, he made an explicit referral to Dr. Rana. And it is clear to
    me that his actions and Dr. Rana’s actions are immunized for
    purposes of this case. And Bowling Green, being such a facility, is
    likewise immunized.
    The gentleman was twice admitted to Jennersville and seen by Dr.
    Duncklee and then by Dr. Plumb. They apparently had, not
    everything, they may not have had the Methadone medication,
    but they did have a history when they looked at him.
    The court also … did not see that the Act required a doctor to run
    out and confirm all medical history on admission. At any rate, in
    a matter of days there was a psychiatric referral and a diagnosis,
    The court was persuaded that Jennersville, Dr. Duncklee and Dr.
    Plumb were all immunized for the same reasons.
    Trial Court Opinion, 3/17/17, at 10-13 (citation omitted).
    We begin with Appellants’ claims against Dr. Rana, as this constitutes
    the most straightforward application of the MHPA. Appellants’ expert, Dr.
    Glass, testified that Dr. Khan referred Johnson to Dr. Rana for a psychiatric
    evaluation. See N.T., 11/1/16, at 78. Dr. Rana believed his only duty towards
    Johnson was to determine whether Johnson had “a comorbid psychiatric
    disorder that need[ed] to be addressed.” 
    Id., at 79.
    In fact, Dr. Glass’s
    criticism of Dr. Rana centered on his belief Dr. Rana’s care was too
    compartmentalized; he opined Dr. Rana should have utilized his general
    medical knowledge to recognize that Johnson was in physical distress. See,
    eg., 
    id. -9- J-A28022-17
    Dr. Rana diagnosed Johnson “with mood disorder, anxiety disorder, et
    cetera, [and] opioid substance abuse induced mood.” 
    Id., at 78.
    As a result,
    he started treating Johnson with Neurontin, which can be used to treat bipolar
    disorders. See 
    id., at 79.
    Thus, by Appellants’ own evidence, Dr. Rana was engaged in the
    “diagnosis, evaluation, therapy, or rehabilitation” of mental illness in Johnson.
    The trial court did not err in concluding Dr. Rana was covered by the limited
    immunity provided by the MHPA.
    The application of the MHPA to the remaining defendants is less clear,
    and indeed, presents a somewhat novel issue. Defendants and the trial court
    rely upon Johnson’s intake forms to support the conclusion that the remaining
    defendants were involved in treating Johnson’s mental illness.
    However, the intake forms cut both ways. While they indicated Johnson
    had a “Current Mental Health diagnosis” of “Bipolar, ADHD,” they also
    indicated Johnson was not currently taking any medication for these
    diagnoses, nor was he under the care of a psychiatrist. In addition, the
    “[r]eason for admission” is “[t]o get off the pills.” Under “Assessment and Plan
    of Treatment,” only two items are identified: “Benzo detox protocol” and
    “Methadone Taper.” Thus, the forms do not support an inference that
    Brandywine understood Johnson to be suffering from mental illness or that
    Brandywine intended to treat Johnson for mental illness.
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    The timeline established by Appellants’ witnesses does not support the
    conclusion that the remaining defendants interpreted the intake forms as
    requiring treatment of Johnson’s mental illness. Indeed, Johnson was not
    referred to Dr. Rana for a psychiatric consult until approximately eight days
    after he was admitted to Brandywine on November 20, 2012. While not
    conclusive, this evidence certainly can support an inference that Brandywine
    did not view Johnson as suffering from mental illness for the first week after
    he was admitted.
    Regarding Dr. Duncklee and Dr. Plumb, emergency room physicians who
    treated Johnson after he had been transferred from Brandywine to Jennersville
    Hospital by ambulance, the record is similarly inconclusive. Johnson was
    transferred to Jennersville on November 25, 2012, with a chief complaint of
    “PAIN-MULTIPLE SITES (NO KNOWN INJURY).” Dr. Duncklee’s clinical
    impression was “1. Vaso-Vagal Syncope 2. Drug Abuse.” The recorded medical
    history for Johnson does not indicate any mental illness.
    On the other hand, Dr. Duncklee noted that Johnson occasionally had “a
    bizarre affect with some rambling, specifically when he was approached with
    the fact that he tested positive for meth[]amphetamines.” Johnson was
    returned to Brandywine with instructions to have a follow up appointment with
    his family physician.
    Thus, at the time Johnson was seen by Dr. Duncklee, Brandywine had
    not treated for or diagnosed him with mental illness. He had not yet seen Dr.
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    Rana. The record is therefore far from clear that Dr. Duncklee diagnosed or
    treated Johnson for mental illness.
    Dr. Duncklee argues that he is entitled to limited immunity under the
    Act pursuant to Allen. In that case, Anne Allen was admitted to Norristown
    State Hospital for treatment of mental health issues. 
    See 696 A.2d at 1176
    .
    She was subsequently transferred to Montgomery Hospital “pursuant to a
    contractual agreement through which Montgomery Hospital would provide
    medical treatment for mental patients from Norristown State Hospital.” 
    Id. Physicians at
    Montgomery Hospital suspected that her psychiatric
    medications were causing her medical ailments, and “removed the patient
    from all but one of her prescribed psychotropic drugs.” 
    Id. Allen was
    subsequently found hanging six inches from the floor with a bed restraint
    around her neck. She suffered permanent brain damage from the incident.
    See 
    id. Montgomery Hospital
    contended it was entitled to limited immunity
    under the MHPA. Allen argued that limited immunity applied only to mental
    health treatments, not the medical treatment undertaken by Montgomery
    Hospital.
    Our Supreme Court held that Montgomery Hospital was entitled to
    limited immunity, as, “[a]t that time, the patient was mentally ill and was in
    acute need of medical care.” 
    Id., at 1179.
    Thus, Montgomery Hospital’s
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    medical treatment of Allen was treatment intended to assist Allen in her
    recovery from mental illness. See 
    id. Allen is
    clearly distinguishable. Allen directs that once a patient is being
    treated for psychiatric issues, any contemporaneous medical treatment must
    be considered part and parcel of the psychiatric treatment. In contrast, at the
    time Dr. Duncklee saw Johnson, there is no evidence that Brandywine or any
    other medical facility or professional was currently treating him for mental
    health issues. Nor is there any evidence that Dr. Duncklee was even aware of
    Johnson’s psychiatric history. We therefore conclude the trial court erred in
    applying limited immunity under the MHPA to Johnson’s claims against Dr.
    Duncklee.
    The circumstances surrounding Dr. Plumb’s care for Johnson are similar,
    but not identical, to Dr. Duncklee’s. On November 26, 2012, Johnson was once
    again transferred from Brandywine to the Jennersville Hospital emergency
    room. And once again, this transfer occurred before Dr. Rana’s psychiatric
    assessment.
    In contrast, the “Chief Complaint” listed on his medical record was
    “CONFUSION – NEW ONSET.” Also, Dr. Plumb indicated Johnson’s medical
    history included bipolar disorder. However, Dr. Plumb’s clinical impression was
    “Substance Abuse.” Dr. Plumb returned Johnson to Brandywine with
    instructions to follow-up with Brandywine for his “SUBSTANCE ABUSE.”
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    While the circumstances surrounding Dr. Plumb’s care are more
    favorable to a finding that she was engaged in treating Johnson for mental
    health issues beyond his narcotic addictions, we cannot conclude the
    circumstances are such that no reasonable jury could find otherwise. Dr.
    Plumb did not propose a diagnosis of mental illness, nor did she offer any
    treatment for mental illness. These circumstances, combined with the absence
    of any evidence Brandywine was contemporaneously treating Johnson for
    mental health issues, would be sufficient to allow a reasonable jury to find
    that Dr. Plumb was not engaged in treating Johnson for, or medically treating
    him in conjunction with treatment for, mental illness. The trial court erred in
    holding to the contrary.
    Appellants only asserted vicarious liability claims against Southern
    Chester County Emergency Room Associates based upon the actions of Dr.
    Duncklee and Dr. Plumb. Since we have determined the court erred in
    dismissing the claims against Drs. Duncklee and Plumb, we must also reinstate
    the vicarious liability claim against Chester County Emergency Room
    Associates.
    This leaves only the application of the Act to Appellants’ claims against
    Dr. Khan and Brandywine. They were caring for Johnson both before and after
    Dr. Rana’s psychiatric consult. As discussed, there is no evidence Johnson was
    being treated for mental illness prior to Dr. Rana’s consult. Furthermore, we
    conclude that, due to Dr. Rana’s diagnosis and treatment of Johnson’s mental
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    illness, Dr. Khan and Brandywine’s actions after the psychiatric consult are
    covered by the limited immunity provisions of the MHPA.
    Thus, we must determine whether Appellants’ claims against Dr. Khan
    and Brandywine are based upon circumstances arising after Dr. Rana’s
    consult. If they are, the limited immunity provisions of the Act apply. If not,
    the trial court erred in granting nonsuit.
    Dr. Glass, Appellants’ standard of care expert, provided several
    incidents where he believed that Dr. Khan failed to properly treat Johnson.
    Several of these incidents were prior to the psychiatric consult. However, a
    review of Dr. Glass’s testimony reveals the primacy of Dr. Khan’s failure to
    acquiesce to Johnson’s transfer to an emergency room the night before he
    died:
    Q.   Do you have an opinion with regards to Dr. Khan not
    sending or telling the nurses to absolutely not send
    [Johnson] to either the ER or another facility on the evening
    of the 28th?
    A.   My opinion is that, had they sent him, he wouldn’t have
    died. Somebody would have looked at him. He would have
    gotten more intensive care. The nurses, I think, were very
    involved with him, but there is a limit to their abilities in that
    facility. The next step was not checked.
    N.T., 11/1/16, at 86-87 (emphasis supplied).
    Thus, Dr. Glass opined that the causative breach of Dr. Khan’s standard
    of care occurred after the psychiatric consult. As a result, the limited immunity
    provisions of the MHPA applied to Appellants’ claim against Dr. Khan.
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    Similarly, Appellants provided the following expert testimony on the
    actions of Brandywine’s nurses relative to the expected standard of care:
    A.    …
    [T]he biggest role for a nursing staff, they are the eyes and
    ears. The nurses are staffed 24/7 in any of these kinds of
    facilities. They are eyes and ears for the provider panel.
    When they can’t be there to watch them, the nurses are
    there. And because of that, nurses are – one of their roles
    is to be advocate – to advocate for the patient, to make sure
    that the patient has his needs met, be it medical or custodial
    or whatever else.
    And to see it – I do realize that the – what they received
    from the medical staff was that he shouldn’t be transferred
    to the – sent to the ER or transferred out or whatever else,
    but looking at the pure numbers of his vital signs of how he
    was behaving and his recent history of how he was, there
    should have been a heavier advocacy happening for the
    patient on his behalf by the nurses.
    Q.    That would be to go to the ER?
    A.    Yeah. Simply that, yeah.
    N.T., 11/2/16, at 80-81. Once again, this testimony focuses on conduct that
    occurred after the psychiatric consult, and is therefore subject to the limited
    immunity provisions of the MHPA.
    Taken as a whole, we conclude limited immunity properly applies to the
    Appellants’ claims against Dr. Rana, Dr. Khan, and Brandywine. In contrast,
    limited immunity does not apply to Appellants’ claims against Dr. Duncklee,
    Dr. Plumb, and Southern Chester County Emergency Associates, P.C. This is
    not, however, the end of our analysis.
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    Appellants argue the trial court erred in allowing Dr. Duncklee and
    Brandywine to amend their pleadings after Appellants had rested. After
    Appellants had finished presenting their case-in-chief, both Dr. Duncklee and
    Brandywine requested leave to amend their pleadings to include the defense
    of limited immunity under the MHPA. After initially denying permission, the
    court ultimately determined Appellants had been placed on notice of the
    defense when the other defendants had pled it, and therefore there would be
    no prejudice to Appellants in permitting the amendments.
    Given our conclusion that Dr. Duncklee is not entitled to limited
    immunity under the Act, the issue of whether he should have been allowed to
    raise the issue is moot. In contrast, we have concluded Brandywine is entitled
    to the defense of limited immunity. We therefore must determine whether the
    court erred in allowing Brandywine to raise the issue.
    Generally, a party may amend a pleading to add a new defense, so long
    as he obtains consent from the adverse party or leave of court. See Pa.R.C.P.
    1033. “Leave to amend … should be liberally granted at any stage of the
    proceedings unless there is an error of law or resulting prejudice to an adverse
    party.” Hill v. Ofalt, 
    85 A.3d 540
    , 557 (Pa. Super. 2014) (citation omitted).
    The rule of liberal leave to amend is premised upon a preference to have
    claims decided on their merits as opposed to strict enforcement of legal
    technicalities. See 
    id. - 17
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    Application of this rule here is not straightforward. Brandywine waited
    until after Appellants had finished presenting evidence before requesting leave
    to amend their pleadings to raise the issue of limited immunity. The trial court
    initially declined leave to amend. The court properly noted that under normal
    circumstances, the late amendment would be unduly prejudicial.
    However, the court was persuaded otherwise by the circumstances of
    this case. It noted that Dr. Khan, Brandywine’s agent, had timely pled the
    defense of limited immunity. As a result, Appellants had been placed on notice
    of the issue prior to trial. Appellants did not argue, and do not argue on appeal,
    that application of limited immunity to Brandywine involved factual issues
    distinct from the application to Dr. Khan or any of the other defendants.
    Rather, Appellants argue they were deprived of their procedural rights
    to challenge the affirmative defense. This argument does not avail them any
    relief. As noted, Dr. Khan and other defendants timely raised the issue. A
    review of the trial court dockets does not reveal any preliminary objections
    filed by Appellants to Dr. Khan’s pleading. Indeed, Appellants filed their
    answer to Dr. Khan’s new matter within seven days. It was therefore
    reasonable for the trial court to assume Appellants would have similarly
    responded to Brandywine if Brandywine had timely raised the issue in new
    matter.
    Under these circumstances, we cannot conclude the trial court abused
    its discretion. Appellants had notice that a defendant associated with
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    Brandywine had raised the issue of limited liability. As a result, it was
    reasonable for the trial court to find minimal to no prejudice to Appellants.
    Since the rule favors liberal leave to amend, the court did not err.
    In their final issue, Appellants argue the trial court erred in “sua sponte
    raising the MHPA for Dr. Duncklee and the Estate of Dr. Plumb.” We need not
    address this issue, as we have concluded that limited immunity is not
    applicable to Dr. Duncklee or Dr. Plumb. Thus, this issue is moot.
    In sum, we conclude the trial court properly granted nonsuit to Dr. Rana,
    Dr. Khan, and Brandywine. We reverse the grant of nonsuit to Dr. Duncklee,
    Dr. Plumb, and Southern Chester County Emergency Associates, P.C.
    Judgment affirmed in part and reversed in part. Case remanded for
    proceedings consistent with this opinion. Jurisdiction relinquished.
    Judgment Entered.
    Joseph D. Seletyn, Esq.
    Prothonotary
    Date: 7/2/18
    - 19 -
    

Document Info

Docket Number: 963 EDA 2017

Judges: Dubow, Gantman, Panella

Filed Date: 7/2/2018

Precedential Status: Precedential

Modified Date: 10/19/2024