Com. v. Hernandez, A. ( 2020 )

J-S13036-20
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
ALEXIS HERNANDEZ :
:
Appellant : No. 1481 MDA 2019
Appeal from the Judgment of Sentence Entered May 30, 2018
In the Court of Common Pleas of Lebanon County Criminal Division at
No(s): CP-38-CR-0000302-2017
BEFORE: STABILE, J., DUBOW, J., and PELLEGRINI, J.*
MEMORANDUM BY PELLEGRINI, J.: FILED MARCH 31, 2020
Alexis Hernandez (Hernandez) appeals nunc pro tunc from the judgment
of sentence imposed following his conviction by a jury in the Court of Common
Pleas of Lebanon County (trial court) of one count each of attempted homicide,
person not to possess a firearm, recklessly endangering another person, and
two counts of aggravated assault.1 We affirm.
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* Retired Senior Judge assigned to the Superior Court.
1 18 Pa.C.S. §§ 901(a), 2501(a), 6105(a)(1), 2705, 2702(a)(1) and
2702(a)(4), respectively.
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I.
This case arises from shootings that occurred in the late night hours on
New Year’s Eve, December 31, 2016, involving Hernandez, an unidentified
companion, and the victims, Adrian Rodriguez (Rodriguez) and Larry McSwain
(McSwain). Just before midnight, Rodriguez and McSwain, who were friends
from their time together in the United States Marine Corps,2 went to the Silver
Dollar Bar and drank two beers each. They then went to a nearby house party
with a few women they had met, where Rodriguez took two hits of a marijuana
cigarette. Rodriguez and McSwain were uncomfortable with the drug use at
the party and they left with an unidentified female.
As they were walking towards Rodriguez’s home they were approached
by two men they had never met before, who crossed the street to get in front
of them. The men, Hernandez and his companion, aggressively and
repeatedly asked Rodriguez “you all right?” (N.T. Trial, 3/20/18, at 23).
Rodriguez noticed that Hernandez was holding a pistol in his right hand,
pointed downward. Rodriguez, afraid he would be shot, grabbed Hernandez’s
right forearm and directed the barrel of the gun towards the ground. During
the struggle, Hernandez’s companion punched the left side of Rodriguez’s face
and pulled out tufts of his hair. McSwain was able to take the pistol from
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2McSwain lived in Washington D.C. and was planning to move to Lebanon
County at the time; he instead moved to Chicago, Illinois.
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Hernandez. He told the men that the confrontation was over and to walk
away.
As Rodriguez and McSwain attempted to retreat backwards, Hernandez
covered his hand with a cloth, began yelling that he had another gun and
directed McSwain to put the pistol down. McSwain put the pistol down and
began to run away and Hernandez picked up the gun. Rodriguez continued to
walk near the men as they “fiddled with the gun to clear it” and told McSwain
that he would not run “because they’re cowards.” (Id. at 32). Hernandez
replied “What the fuck you said, motherfucker?” and shot at Rodriguez twice.
(Id.). Hernandez fired three additional shots at Rodriguez and McSwain as
they ran away; neither man was struck by a bullet.
Lebanon City Police Officers responded to the scene and Rodriguez
provided them with a description of the shooter as a thin Hispanic male with
two cornrow braids, wearing all white (shirt, jacket, pants, shoes). Police
observed no signs of intoxication in Rodriguez’s demeanor. Detective William
Walton obtained video footage capturing some of the incident from three
cameras in the area, showing the shooter dressed in all white with braids. In
order to identify the shooter, the detective accessed a fictitious Facebook
account used by police for investigation and searched New Year’s Eve posts
by individuals believed to be involved in criminal activity. Detective Walton
located a post with a photograph matching the description Rodriguez provided
of the shooter, confirmed by the video footage. The detective put Hernandez’s
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picture into a photographic lineup from which Rodriguez immediately identified
Hernandez as the shooter.
Hernandez was arrested and he agreed to speak to Detective Walton
after he was “Mirandized.” Hernandez initially indicated that he did not
remember much from New Year’s Eve because he had been drinking and was
extremely intoxicated. He then flat out denied any involvement in the
incident. He did admit that he was wearing all white that night.
Police Officer James Groy interviewed McSwain at the scene of the
incident about the altercation. However, Detective Walton was never able to
make contact with McSwain. The Commonwealth issued a subpoena for him
to appear at trial and made all travel arrangements on his behalf. It also
asked for special scheduling of the trial to accommodate his travel. When
McSwain failed to appear, Hernandez asked the trial court to issue a “missing
witness” jury instruction. The court declined the request because Hernandez
could have also taken appropriate measures to ensure McSwain’s appearance.
The jury found Hernandez guilty of the above-listed offenses on March
20, 2018. On May 30, 2018, the trial court sentenced Hernandez to an
aggregate term of not less than seventeen and one-half nor more than thirty-
five years’ incarceration. After this Court quashed Hernandez’s initial direct
appeal, the trial court reinstated his direct appeal rights nunc pro tunc on
August 22, 2019. This timely appeal followed. Hernandez and the trial court
complied with Rule 1925. See Pa.R.A.P. 1925(a)-(b).
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II.
Hernandez raises three issues on appeal, contending that the trial court
erred in declining to give the “missing witness” jury instruction at trial, as well
as challenging both the sufficiency and weight of the evidence. (See
Hernandez’s Brief, at 4). We begin by addressing Hernandez’s claim
concerning the lack of a “missing witness” jury instruction.
A.
As previously mentioned, Hernandez asked the trial court to issue a
missing witness jury instruction based on McSwain’s failure to testify for the
Commonwealth at trial. Hernandez argues he was prejudiced because the
jury was not given the option to draw an unfavorable inference against the
Commonwealth for McSwain’s failure to appear because he was an alleged
victim and would have been subject to cross-examination.3
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3 In cases where a trial court denies a defendant’s request for a specific
charge, our review is guided by the following principles:
In reviewing a jury charge, we determine whether the trial court
committed a clear abuse of discretion or an error of law which
controlled the outcome of the case. We must view the charge as
a whole; the trial court is free to use its own form of expression
in creating the charge. Our key inquiry is whether the instruction
on a particular issue adequately, accurately and clearly presents
the law to the jury, and is sufficient to guide the jury in its
deliberations. Moreover,
it is well-settled that the trial court has wide discretion in
fashioning jury instructions. The trial court is not required to give
every charge that is requested by the parties, and its refusal to
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The missing witness instruction directs the jury that it may draw an
inference that an uncalled witness’s testimony would have been unfavorable
to the party that does not produce that witness, in certain limited
circumstances. See Commonwealth v. Miller, 172 A.3d 632, 645–46 (Pa.
Super. 2017). Specifically, the witness must be available to only one of the
parties to a trial; appear to have special information material to the issue; and
have testimony that would not merely be cumulative. See id. However, a
party is not entitled to this instruction if the uncalled witness is equally
available to both parties; there is a satisfactory explanation as to why the
party failed to call the witness; and the witness is not available or not within
the control of the party against whom the negative inference is desired. See
id.In this case, at trial, the Commonwealth explained:
Mr. McSwain chose to not get on the train. He’s not coming.
. . . [H]e chose not to get on the train. We paid for the ticket.
We paid for the hotel. We paid for everything, but he’s not
coming.
* * *
I did everything I could to get [McSwain] here. I can’t
physically take somebody’s body and put them on a train in a
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give a requested charge does not require reversal unless the
appellant was prejudiced by that refusal.
Commonwealth v. Soto, 202 A.3d 80, 98–99 (Pa. Super. 2018), appeal
denied, 207 A.3d 291 (Pa. 2019) (citation omitted).
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timely fashion. We prepaid the [train] ticket. We prepaid the
hotel. I took every effort I could possibly take.
And [McSwain’s] address was provided to Defense counsel.
So this is not someone only available to myself. I highly doubt
Defense went through the Out-Of-State Material Witness
subpoena process himself.
(N.T. Trial, 3/20/18, at 139, 316-317).
Following our review, we discern no merit to Hernandez’s contention
that he was entitled to the missing witness jury instruction. We agree with
the trial court’s conclusion that the defense could have taken steps to ensure
McSwain’s appearance. Furthermore, the record plainly reflects McSwain was
not within the Commonwealth’s control when he refused to appear despite its
subpoena, travel arrangements and scheduling accommodations made for
him. As a result, Hernandez has not demonstrated reversible error with
respect to the trial court’s ruling on the jury instruction.
B.
We next address Hernandez’s claim that the evidence was insufficient
to support his conviction in which he disputes the element of intent.4
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4 Hernandez’s argument conflates weight and sufficiency, which are distinct
claims. To the extent the premise of his sufficiency argument is that
Rodriguez’s statements are inconsistent and his testimony not credible, this
relates to the weight, not the sufficiency of the evidence. See
Commonwealth v. Trinidad, 96 A.3d 1031, 1038 (Pa. Super. 2014)
(variances in testimony go to the credibility of the witnesses and not the
sufficiency of the evidence). In contrast, a sufficiency claim must specify “the
element or elements upon which the appellant alleges that the evidence
was insufficient.” Commonwealth v. Ellison, 213 A.3d 312, 320 (Pa. Super.
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Hernandez asserts that police arrested him based upon the statements of
Rodriguez, which were inconsistent; and that its investigation was not
thorough enough to determine whether Hernandez was, in fact, the shooter.
He further maintains that the Commonwealth failed to establish any motive
for the shooting. He argues that the lack of motive, in conjunction with
Rodriguez’s inconsistent statements, negate the element of intent for the
attempted homicide and aggravated assault offenses. (See Hernandez’s
Brief, at 26-36).
When reviewing a challenge to the sufficiency of the
evidence, we must determine whether the evidence admitted at
trial, and all reasonable inferences drawn therefrom, when viewed
in a light most favorable to the Commonwealth as verdict winner,
support the conviction beyond a reasonable doubt. Where there
is sufficient evidence to enable the trier of fact to find every
element of the crime has been established beyond a reasonable
doubt, the sufficiency of the evidence claim must fail. This
standard applies equally where the Commonwealth’s evidence is
circumstantial.
In conducting this analysis, we do not weigh the evidence
and substitute our judgment for that of the fact-finder.
Additionally, the Commonwealth’s evidence need not preclude
every possibility of innocence in order to prove guilt beyond a
reasonable doubt. The fact-finder is free to believe all, part, or
none of the evidence.
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2019), appeal denied, 220 A.3d 531 (Pa. 2019) (citation omitted; emphasis
added). Although Hernandez improperly conflates the two claims at various
points, we will address them to the extent he has properly developed separate
arguments for each claim. Although he makes general statements challenging
all counts, the only element he clearly specifies is the intent men rea for
attempted murder and aggravated assault.
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Commonwealth v. Knox, 219 A.3d 186, 195 (Pa. Super. 2019) (citations
omitted).
“A person commits an attempt when, with intent to commit a specific
crime, he does any act which constitutes a substantial step toward the
commission of that crime.” 18 Pa.C.S. § 901(a).
A person may be convicted of attempted murder if he takes
a substantial step toward the commission of a killing, with the
specific intent in mind to commit such an act. See 18 Pa.C.S. §§
901, 2502. The substantial step test broadens the scope of
attempted liability by concentrating on the acts the defendant has
done and does not any longer focus on the acts remaining to be
done before the actual commission of the crime. The mens rea
required for first-degree murder, specific intent to kill, may
be established solely from circumstantial evidence. [T]he
law permits the fact finder to infer that one intends the natural
and probable consequences of his acts.
Commonwealth v. Ligon, 206 A.3d 515, 519 (Pa. Super. 2019) (emphasis
added).
“Likewise, the intent necessary to establish the offense of attempted
murder—specific intent to kill—is greater than and necessarily includes the
intentional, knowing, or reckless infliction of serious bodily injury, the intent
required for aggravated assault.” Commonwealth v. Anderson, 650 A.2d
20, 24 (Pa. 1994). “[O]ne cannot kill without inflicting serious bodily injury.
18 Pa.C.S. § 2301.” Id.
We first note our disagreement with Hernandez’s premise that the
Commonwealth was required to establish his motive for the shooting.
Although the Commonwealth was required to prove Hernandez’s specific
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intent to kill, it was not required to show motive. See Commonwealth v.
Shain, 426 A.2d 589, 591 (Pa. 1981) (“In establishing an accused’s guilt in a
homicide case, the prosecutor is not required to show motive.”) (citation
omitted).
With regard to demonstrating Hernandez’s intent to kill, Rodriguez
described the shooting as follows:
Q. [I]n terms of the first shot, how close was the shooter to you?
A. He would have been within like 15 to 20 feet.
Q. And pointed in the air, at the ground, or directly at your body?
A. No, he pointed the gun at me.
Q. And at that point you started to run?
A. Yeah.
Q. In terms of the next shot, again pointed at the air, at the
ground, or directly at you?
A. The first two are the ones I really saw, which is when he was
still in front of me and I saw the muzzle flash. I saw them.
[Hernandez said:] “What the fuck you said, motherfucker,” and
then that’s when I started running. Then the second one, I mean,
I saw the flash from my peripheral, but I can’t say if he was like
actually pointing straight at me. I was kind of running so I didn’t
see that.
Q. But you know for sure there were two shots when he was
pointing it directly at you?
A. Yeah.
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(N.T. Trial, 3/20/18, at 34). Rodriguez further testified that every time he
saw Hernandez fire the gun, he did not point it towards the air or ground;
Hernandez pointed it “directly” at him. (Id. at 69).
Thus, viewing the record in a light most favorable to the Commonwealth
as the verdict winner, there was ample basis for the jury to conclude that
Hernandez intended to kill Rodriguez. The evidence reflects that Hernandez
pointed his loaded gun directly at Rodriguez within close range, that he shot
at Rodriguez twice while they were in close proximity to one another, and that
he continued to shoot at Rodriguez, who was unarmed, as Rodriguez
attempted to flee.5
With regard to Hernandez’s claim concerning the purportedly deficient
police investigation rendering the evidence insufficient, we agree with the trial
court that,
Contrary to [Hernandez’s] argument, we believe the
Commonwealth provided ample evidence of [Hernandez’s]
identity for the jury to find that [he] was the shooter. At trial,
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5 We note that we are not legally persuaded by Hernandez’s contention that
this case is analogous to Commonwealth v. Thomas, 594 A.2d 300 (Pa.
1991). (See Hernandez’s Brief, at 27). In Thomas, “the narrow issue
presented [was] whether proof of appellant’s single punch to [the victim’s]
face was sufficient to support a finding of malice, an element of the crime of
murder of the third degree.” Id. at 303. The Commonwealth conceded that
a single blow, without a weapon, is, ordinarily, not sufficient to establish
malice. Id. at 302. Our Supreme Court reversed the judgment of sentence
because there was “no testimony that appellant’s [single] blow was a powerful
one, merely that it was unexpectedly delivered to a man with a stiff neck.”
Id. Not only are the factual circumstances in Thomas inapposite to those
here, there was a weapon which Hernandez used to repeatedly fire at
unarmed, fleeing victims.
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Rodriguez gave a detailed physical description of the shooter,
including his hair, clothing and ethnicity. He had given a detailed
description to the police, indicating [Hernandez’s] height, build,
age, clothing and hairstyle, by which Detective Walton was able
to find Facebook pictures of a male fitting that description by
looking at posts of individuals known to be involved in criminal
activity, giving close attention to those posted on December 31,
2016. He emailed other police officers to obtain [Hernandez’s]
name. In surveillance footage of the incident, [Hernandez’s] braid
could been seen swinging when he turned his head. The videos
also showed a logo on [Hernandez’s] shirt, just like the shirt worn
by [Hernandez] in the Facebook pictures from that evening.
(Trial Court Opinion, 10/10/18, at 9-10). Based on the foregoing, Hernandez’s
sufficiency claim merits no relief.
C.
In his final issue, Hernandez challenges the weight of the evidence
supporting his conviction. Hernandez reiterates his arguments that there was
a complete lack of a full and proper police investigation; that Rodriguez made
inconsistent statements regarding the number of shots fired at him and the
distance between himself and the shooter; and that there was no motive
established for the shooting. (See Hernandez’s Brief, at 36-41).
We begin by noting:
Because the trial judge has had the opportunity to hear and
see the evidence presented, an appellate court will give the
gravest consideration to the findings and reasons advanced by the
trial judge when reviewing a trial court’s determination that the
verdict is against the weight of the evidence. One of the least
assailable reasons for granting or denying a new trial is the lower
court’s conviction that the verdict was or was not against the
weight of the evidence and that a new trial should be granted in
the interest of justice.
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Furthermore, [i]n order for a defendant to prevail on a
challenge to the weight of the evidence, the evidence must be so
tenuous, vague and uncertain that the verdict shocks the
conscience of the court.
Commonwealth v. Mikitiuk, 213 A.3d 290, 305–06 (Pa. Super. 2019)
(citations omitted). Additionally, it is well-settled that this Court is precluded
from reweighing the evidence and substituting our credibility determinations
for that of the fact-finder. See Commonwealth v. Thompson, 106 A.3d
742, 758 (Pa. Super. 2014).
As the trial court aptly assessed:
[Hernandez] argues that the verdicts were against the
weight of the evidence due to a lack of a full and proper
investigation by police, inconsistent statements made by
Rodriguez, and the lack of an apparent motive for [Hernandez] to
commit these crimes. However . . . we find that the police
conducted a thorough investigation in identifying [Hernandez] as
the perpetrator of these crimes. Any alleged inconsistencies in
Rodriguez’s description of [Hernandez] and/or the sequence of
events and details of the incident were explained at trial. [Defense
counsel] questioned the police officers regarding Rodriguez’s
demeanor at the scene and none of the officers found Rodriguez
unable to provide a thorough accounting at that time. There was
no requirement that the Commonwealth provide evidence of any
specific motive on the part of [Hernandez]. The jury obviously
found the testimony of the Commonwealth’s witnesses to be
credible and disregarded the testimony of [the defense witnesses]
as incredible. Upon review of the evidence, we find nothing to
shock our conscience and we will not disturb the jury’s
determination.
(Trial Ct. Op., at 21-22).
After review of the record, we agree with the trial court’s sound rationale
and find that Hernandez is not entitled to relief on his weight of the evidence
claim. Hernandez requests that we re-weigh the evidence and reassess the
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credibility of Rodriguez, a task that is beyond our scope of review. The jury,
as finder of fact, had the duty to determine the credibility of the testimony
and evidence presented at trial. Hernandez’s final issue merits no relief.
Judgment of sentence affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 03/31/2020
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