In Re: P.G.F., Appeal of: K.F. ( 2020 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
IN RE: P.G.F : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
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APPEAL OF: K.F., NATURAL FATHER :
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:
:
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: No. 1284 WDA 2019
Appeal from the Order Entered August 7, 2019
In the Court of Common Pleas of Bedford County Orphans’ Court at
No(s): No. 3 AD 2018
BEFORE: BOWES, J., LAZARUS, J., and PELLEGRINI, J.*
DISSENTING MEMORANDUM BY BOWES, J.: FILED JANUARY 27, 2020
I respectfully dissent. While I agree that the certified record supports
the statutory grounds to terminate the parental rights of K.F. (“Father”) to
P.G.F., pursuant to 23 Pa.C.S. § 2511(a) and (b), I believe that the majority’s
discussion of court-appointed counsel’s legal-interest analysis misses the
mark. As I discuss infra, I would conclude that P.G.F.’s desire to continue to
live with T.G.H. (“Mother”) and her husband (“Husband”) has no bearing on
the determinative question whether the child prefers to preserve or terminate
Father’s parental rights. Moreover, I do not believe that the fact that now-
seven-year old P.G.F. is unaware that Father, with whom he is casually
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* Retired Senior Judge assigned to the Superior Court.
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acquainted, is his birth parent provides a sufficient basis to impute P.G.F.’s
legal interest.
By memorandum dated March 13, 2019, this Court vacated the order
granting the petition filed by Mother to involuntarily terminate Father’s
parental rights to P.G.F. and remanded the case to the orphans’ court with the
following instructions:
On remand, we direct the orphans’ court to re-appoint legal
counsel for Child forthwith. Counsel must attempt to ascertain
Child’s preferred outcome as to Father by directly interviewing
him, following any direction to the extent possible, and advocating
in a manner that comports with Child’s legal interests. Once
Child’s preferred outcome is identified, counsel shall notify the
orphans’ court whether termination of Father’s parental rights is
consistent with Child’s legal interests. If Child’s preferred
outcome is consistent with the result of the prior termination
proceedings, the orphans’ court shall re-enter its September 11,
2018, termination order as to Father. If the preferred outcome is
in conflict with the prior proceeding, the orphans’ court shall
conduct a new termination/goal change hearing as to Father to
provide Child’s legal counsel an opportunity to advocate on behalf
of Child’s legal interests.
Interest of P.G.F. No. 1464 WDA 2018, unpublished memorandum at 11
(Pa.Super. filed March 13, 2019) (citation omitted).
Upon remand, the orphans’ court reappointed Carol Ann Rose, Esquire
“as legal counsel/guardian ad litem” and directed her to interview P.G.F. in
order to determine “his preferred outcome/legal interest in this case.” Order,
5/1/19. Attorney Rose subsequently interviewed P.G.F. and drafted a letter
summarizing that exchange. During the ensuing hearing, the orphans’ court
read the contents of the letter into the record. After Attorney Rose informed
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the court that she did not believe that she had “any conflict serving as both
guardian and legal counsel in this case,” Father’s counsel questioned her about
the interview with P.G.F. and her ultimate determination that she did not have
a conflict of interest. N.T., 8/7/19, at 4-7, 8-20. While the majority is satisfied
with Attorney Rose’s inquiry, I am not.
Two Supreme Court cases inform my perspective of the proper
examination of Attorney Rose’s representation of P.G.F.’s legal interest. In In
re Adoption of L.B.M., 161 A.3d 172, 174 (Pa. 2017) (plurality), the justices
unanimously held that 23 Pa.C.S. § 2313(a) requires that counsel be
appointed to represent the child’s legal interest, which it defined as
“synonymous with the child’s preferred outcome,” in a contested involuntary
termination proceeding. A division among the justices arose concerning
whether one attorney may simultaneously represent a child’s legal interest
and best interests. However, the High Court subsequently held that a
guardian ad litem who is an attorney may only serve as legal counsel when
there is no conflict between the child’s legal interest and best interests. See
In re T.S., 192 A.3d 1080, 1092 (Pa. 2018).
As applied to this case, Attorney Rose may act in her dual capacity as
guardian ad litem and legal counsel if P.G.F.’s preference as to the outcome
of the termination of parental rights proceedings aligns with his best interest.
Thus, as a threshold matter, Attorney Rose was required to determine P.G.F.’s
preference regarding whether to terminate Father’s parental rights, which the
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orphans’ court determined, did in fact, serve his best interest. While Attorney
Rose presented several reasons in support of her determination that no
conflict existed between the legal and best interests in this case, she did not
state that P.G.F. had a preference as to the outcome of the termination
proceedings. Indeed, Attorney Rose neglected to ask P.G.F. this precise
question. Instead, she gleaned the child’s preference from his various
relationships and interactions with Mother, Husband, and paternal
grandmother, “Grammy.” Similarly, in sustaining Attorney Rose’s legal-
interest determination, the majority relied upon the child’s purported
preference to remain in Mother’s physical custody as a basis to infer a
preferred outcome of the termination proceeding. As noted, supra, these
concerns are not relevant to the determination of P.G.F.’s legal interest.
I reproduce the pertinent aspects of the majority’s analysis for ease of
discussion: “Attorney Rose consulted with Child and determined that Child’s
preferred outcome was to remain with Mother and Husband. In fact, Child
became upset when considering the possibility of not living with Mother and
Husband. Child identified Husband as his father and did not seem to
remember Father at all.” Majority Memorandum at 7 (citations to record
omitted). It continued, “When asked if he knew anyone by Father’s name,
Child could only recall a classmate who shares the same name as Father. He
did not appear to recall spending any time with [F]ather. He identified
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Husband’s parents as his own grandparents.” Id. at 7-8 (citations to record
omitted).
At the outset, I note that, to the extent that Attorney Rose’s statements
that P.G.F. did not remember Father, recall his name, or recollect spending
time with Father during Christmas 2017, may be relevant to the determination
of the child’s legal interest, I submit they have little support in the certified
record. For instance, P.G.F.’s inability to recall Father or identify him by name
must be considered in light of Mother’s previous testimony that P.G.F. referred
to Father by his first name or as “Grammy’s” friend. N.T. 7/31/18, at 31-32.
Mother also testified as to P.G.F.’s interaction with Father over the Christmas
holiday. She stated, “[P.G.F.] went to Christmas and when [he] came home,
I asked him . . . [d]id [K.F.] talk to you? And he said, not really.” Id. at 31.
Thus, notwithstanding Attorney Rose’s reporting of her interview with P.G.F.,
the record indicates that the child is aware of Father, whom he knows by
name, even if he is not conscious of Father’s status as a birth parent.
Furthermore, I observe that the majority’s statement regarding P.G.F.’s
relationship with Husband’s parents is inaccurate. While the majority indicates
that P.G.F. identified Husband’s parents as his own grandparents, in actuality,
P.G.F. identified his maternal and paternal grandmothers as “Nanny and
Grammy,” respectively, and referred to Husband’s parents as “Mr. and Ms.
Harris.” See N.T., 8/7/19 at 5. Thus, that component of the majority’s
analysis holds no sway.
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Beyond the foregoing observations regarding the lack of clarity
concerning P.G.F.’s awareness of Father and interactions with his paternal
grandmother, the twin cruces of my dissent are that Attorney Rose neglected
her primary obligation of determining her client’s legal interest, i.e. whether
to advocate in favor of severing or preserving Father’s rights, and the majority
incorrectly invoked P.G.F.’s preference to continue to reside with Mother in
support of its legal-interest determination. As it relates to the latter point, it
is beyond argument that the child’s preference regarding physical custody is
not suggestive, much less determinative, of his legal interest. The question
is not whether P.G.F. preferred to remain in the same household as Mother
and Husband, but whether he prefers to sever Father’s parental rights.
Further, as Mother’s custodial rights were never at issue, and there was
no possibility that P.G.F. would be removed from Mother’s home in these
proceedings, we cannot infer the child’s legal interest from his desire to
continue living with Mother. P.G.F.’s preferences regarding Mother’s physical
custody are immaterial to the essential issue concerning his legal interest, i.e.,
P.G.F.’s preferred outcome of the termination proceedings.
Next, in reference to Attorney Rose’s representation of P.G.F.’s legal
interest, it is clear from the certified record that Attorney Rose specifically
avoided asking P.G.F. his preferred outcome, although she confirmed that the
nearly seven-year-old was able to express a preference at the time of the
interview, and it was her mandate as legal counsel to advocate in favor of that
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preference.1 N.T., 8/7/19, at 16. During the remand hearing, Attorney Rose
described her hesitation to cross this threshold, even when improperly
couched in terms of physical custody.
I was not able to say to [P.G.F.] that [Father] is his biological
Father and that’s an option. If you want to live with your biological
father who is not [Husband], then that’s an option. I don’t think
I have the authority or the right to say that to him because he,
[P.G.F.] did not understand that. Like, [P.G.F.] did not understand
that [Husband] was not his daddy. And when he told me that he
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1 Notwithstanding my colleagues’ protestation to the contrary, this case does
not present the “unique circumstances” that we considered in In re Adoption
of C.J.A., 204 A.3d 496, 502 (2019). It is beyond cavil that, “there can be
no conflict between an attorney’s duty to advance a subjective preference on
the child’s part which is incapable of ascertainment.” In re T.S., 192 A.3d
1080, 1090 (Pa. 2018). We verified this foundational principle in In re C.J.A.,
where legal counsel determined that, “due to the age and maturity of Child
along with the fact that he did not know Father was his biological father, [she]
was unable to explain [to him] the termination of parental rights proceeding
and/or discuss the potential adoption by Fiancé.” In re C.J.A., at 502 (citing
counsel’s brief). Thus, consistent with our High Court’s determination in In
re T.S., the In re C.J.A. Court concluded, that even though counsel did not
inquire about her client’s preferred outcome or advise him of the family
dynamic, she “discharged her duty as Child’s counsel to the best of her ability
based on his age, mental condition, and emotional condition.” In re C.J.A.,
supra at 502.
In my view, it is unwise to invoke our decision in In re C.J.A., to excuse
Attorney Rose’s performance herein, without first acknowledging the singular
differences between the two cases vis-à-vis our Supreme Court’s holding in
In re T.S. In contrast to the facts of In re C.J.A., the certified record bears
out that the maturity and emotional conditions of P.G.F. did not create a
comparable obstacle to counsel’s ability to ascertain the child’s preference. In
fact, as highlighted in the body of my dissent, Attorney Rose specifically
confirmed that P.G.F. was capable of expressing a preference when she
interviewed him. N.T., 8/7/19, at 16. Nevertheless, she declined to ask him
about his preferred outcome, and instead, assigned to him a preference based
on her inquires about physical custody. For these reasons, the majority’s
reliance upon In re C.J.A. is unconvincing.
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didn’t know who [Father] was, do I tell him[?] [W]ell – I would
have to explain to him why [Father] wasn’t in his life and I don’t
think I have any right to say well, . . . “Mommy kept Daddy away
from you.” And I’m not going to destroy these kids that I’m
guardian of. I don’t think that’s my Job. I really don’t.
Id. at 16-17.
While Attorney Rose’s desire to exercise her authority judiciously is
laudable, it is a misstatement of law for her to say that she has no right to
disclose family confidences to P.G.F. In reality, it is attorney Rose’s principal
obligation as legal counsel to ascertain P.G.F.’s legal interest and promote it.
Thus, at a minimum, she must provide P.G.F. with the necessary facts to
enable him to articulate any preference he has about the outcome of the
termination proceedings. That is, counsel should gently explain to P.G.F. the
adoption proceedings, identify K.F. as P.G.F.’s legal father, and ask the child
if he has a preferred outcome.2
In contested involuntary termination proceedings, the representation of
the child’s legal interest is preeminent. As the Supreme Court set forth in In
re Adoption of L.B.M., supra and In re T.S., supra, § 2313(a) compels the
orphans’ court to appoint counsel to represent P.G.F.’s legal interest in this
contested involuntary termination proceeding and permits an attorney
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2 If Mother is concerned about the potential for emotional harm to P.G.F.
because a relative stranger will inform P.G.F. of the radical change to his prior
understanding of the family dynamic, Mother could advise her son, in the first
instance, of the situation that she created by concealing Father’s status for
seven years.
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guardian ad litem to represent that preeminent interest if no conflict exists
between the legal interest and best interests. Indeed, the Adoption Act does
not require the appointment of a guardian ad litem or a representation of the
child’s best interests in these circumstances.
Attorney Rose’s representation falls short of the statutory mandate
provided in § 2313(a) because she elected to forego the one question that she
was obligated to pose to her client, i.e., whether he wanted to sever or
preserve Father’s parental rights. Accordingly, she neglected to eliminate the
potential for a conflict between advocating for P.G.F.’s still-undisclosed legal
interest and what she deemed to be in his best interests.
Furthermore, Attorney Rose’s apprehension concerning her authority to
disclose to P.G.F. the thorny family dynamic is misplaced. I highlight that
Mother implicitly granted Attorney Rose the authority to advise P.G.F. of the
facts by filing the contested petition to involuntarily terminate Father’s
parental rights, and thus, triggering an examination of P.G.F.’s legal interests.
Similarly, having made the determination that P.G.F. is capable of proffering
a preference, to the extent that it is necessary for Attorney Rose to expose
unpleasant truths in order to perform her primary professional obligation of
representing P.G.F.’s legal interest pursuant to § 2313(a), the facts must be
revealed.
In summary, rather than rely upon the unreliable responses proffered
by the child under the confusing trappings of Mother’s physical custody, I
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believe that Attorney Rose must present to P.G.F. the relevant facts, including
the fact that the person known to him as K.F. or “Grammy’s friend” is his
father, and that the orphans’ court must terminate K.F.’s parental rights in
order for Husband to complete the adoption. Whether Attorney Rose feels it
necessary to expound upon the nature of Father’s absence in order to provide
her client sufficient information to articulate a preferred outcome, if any, is up
to her professional judgment.
As the majority declines to require Attorney Rose to actually ascertain
P.G.F.’s legal interest and represent it as mandated by § 2313(a), I
respectfully dissent.
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