Kimble, R. v. Laser Spine Institute, LLC ( 2020 )

J-A01019-20
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
ROBERT KIMBLE, ADMINISTRATOR : IN THE SUPERIOR COURT OF
AND PERSONAL REPRESENTATIVE : PENNSYLVANIA
OF THE ESTATE OF SHARON KIMBLE :
AND ROBERT KIMBLE IN HIS OWN :
RIGHT :
:
:
v. :
: No. 617 EDA 2019
:
LASER SPINE INSTITUTE, LLC, :
LASER SPINE INSTITUTE :
PHILADELPHIA, LASER SPINE :
INSTITUTE OF PENNSYLVANIA, LLC, :
GLENN RUBENSTEIN, M.D., :
:
:
APPEAL OF: LASER SPINE :
INSTITUTE, LLC, :
Appeal from the Judgment Entered January 17, 2019
In the Court of Common Pleas of Chester County Civil Division at No(s):
No. 16-00569
ROBERT KIMBLE, ADMINISTRATOR : IN THE SUPERIOR COURT OF
AND PERSONAL REPRESENTATIVE : PENNSYLVANIA
OF THE ESTATE OF SHARON KIMBLE :
AND ROBERT KIMBLE IN HIS OWN :
RIGHT :
:
:
v. :
: No. 618 EDA 2019
:
LASER SPINE INSTITUTE, LLC, :
LASER SPINE INSTITUTE :
PHILADELPHIA, LASER SPINE :
INSTITUTE OF PENNSYLVANIA, LLC, :
GLENN RUBENSTEIN, M.D., :
:
:
APPEAL OF: GLENN RUBENSTEIN, :
M.D., :
J-A01019-20
Appeal from the Judgment Entered January 17, 2019
In the Court of Common Pleas of Chester County Civil Division at No(s):
No. 16-00569
BEFORE: NICHOLS, J., MURRAY, J., and COLINS, J.*
MEMORANDUM BY MURRAY, J.: Filed: April 9, 2020
Laser Spine Institute, LLC, Laser Spine Institute Philadelphia, Laser
Spine Institute of Pennsylvania, LCC (collectively, LSI) and Glenn Rubenstein,
M.D. (Dr. Rubenstein) (collectively, Appellants) appeal from the judgment
entered in favor of Appellee Robert Kimble (Kimble) in his own right and as
administrator and personal representative of the estate of Sharon Kimble
(Decedent). After careful consideration, we affirm Appellants’ liability, but
vacate the judgment and remand to the trial court for a new trial limited to
the issue of damages.
Kimble and Decedent married in 2003, and following a divorce in 2012,
remarried later that same year. Throughout the course of their marriage,
Decedent suffered from debilitating back pain for which she took numerous
narcotic and other pain medications. In 2013, Decedent sought treatment for
her back from LSI.
On January 29, 2014, Decedent underwent spine surgery at LSI’s
Wayne, Pennsylvania operating facility. Dr. Rubenstein was Decedent’s
anesthesiologist. The surgery began around 7:20 a.m. and ended around
____________________________________________
* Retired Senior Judge assigned to the Superior Court.
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8:40 a.m. Decedent was discharged approximately two hours later at 10:40
a.m. LSI instructed Decedent to return in two days, on January 31, 2014, for
a post-operative checkup. Because Kimble and Decedent did not live in the
area, they stayed at a nearby hotel where she could recuperate until her post-
operative appointment.
At 4:49 p.m. on the day of the surgery, Kimble called the hotel’s front
desk seeking emergency assistance because Decedent was not breathing.
Hotel staff, followed by the police and emergency medical personnel, went to
Decedent’s hotel room where they found her unresponsive, with no vital signs.
Emergency personnel transported Decedent to the local hospital where she
was pronounced dead.
Decedent’s autopsy revealed the presence of pulmonary edema, a
condition commonly observed in drug deaths involving opiates. The toxicology
report also revealed the presence of multiple opioids and several central
nervous system depressants (CNSDs), including Dilaudid, Flexiril, Oxycontin
or Oxycodone, and Donnatal. Based on these findings, the coroner concluded
that Decedent’s cause of death was the “synergistic” effect of multiple CNSDs
in her blood.
Kimble initiated the underlying matter on January 26, 2016 by filing a
writ of summons on his own behalf and on behalf of Decedent’s estate. On
July 26, 2017, Kimble filed a complaint in which he raised claims under the
Pennsylvania Wrongful Death and Survival Acts, 42 Pa.C.S.A. §§ 8301-8302,
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against Appellants. The case eventually proceeded to trial, from March 19
through March 28, 2018. On March 28, 2018, the jury returned a verdict in
favor of Kimble and apportioned liability between LSI and Dr. Rubenstein 65%
and 35%, respectively. The jury awarded Kimble 10 million dollars in
Wrongful Death Act damages and 10 million dollars in Survival Act damages.
Appellants filed timely post-trial motions. On December 28, 2018, the
trial court granted Appellants’ request for judgment notwithstanding the
verdict (JNOV) as to Kimble’s 10 million dollar Survival Act award, denied
Appellants’ request for JNOV as to the 10 million dollar Wrongful Death Act
award, and denied Appellants’ post-trial motion in all other respects. On
January 17, 2019, the trial court entered judgment in favor of Kimble and
against Appellants. Appellants’ timely appeal followed.
Four of the five issues LSI raises in their appellate brief are identical to
the issues Dr. Rubenstein presents in his appellate brief. The sole issue unique
to LSI is their first issue. Therefore, we reproduce LSI’s statement of the
questions involved, as it encompasses all of the issues Appellants raise on
appeal:
1. Whether Laser Spine Institute LLC, Laser Spine Institute of
Pennsylvania, LLC, and Laser Spine Institute-Philadelphia are
entitled to JNOV and vacation of the judgment, where none of the
three were found liable by the jury and, thus, there was no basis
for the Prothonotary to enter judgment against them?
2. Whether [Appellants] are in any event entitled to JNOV as a
result of [Kimble]’s failure to present sufficient evidence of a
standard of care, breach, causation and damages against Dr.
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Rubenstein or any evidence to establish that [LSI is] vicariously
liable for his conduct?
3. Whether [Appellants] are entitled to JNOV or a new trial where
the only theory [Kimble] pursued against “Laser Spine Institute”
was that it was vicariously liable for Dr. Rubenstein’s conduct and,
thus, the jury’s apportionment of 65% liability against “Laser
Spine Institute” was not based on sufficient evidence and/or was
against the weight of the evidence?
4. Whether [Appellants] are entitled to a new trial as a result of
the trial court’s errors regarding use, and cross-examination of
[Kimble] about, [Decedent]’s Protection from Abuse Order and the
Kimbles’ divorce decree?
5. Whether [Appellants] are entitled to JNOV, a new trial or
remittitur as a result of [Mr. Kimble]’s failure to offer sufficient
evidence to prove damages and where the weight of the evidence
does not support the verdict under Pennsylvania’s Wrongful Death
Act?
LSI’s Brief at 5-6.
First, LSI argues that the trial court erred in entering judgment against
Laser Spine Institute, LLC, Laser Spine Institute Philadelphia, and Laser Spine
Institute of Pennsylvania, LLC because the jury returned a verdict against
“Laser Spine Institute” and did not specifically list each of the three
aforementioned entities on the verdict slip. LSI contends that consequently,
the judgment entered against Laser Spine Institute, LLC, Laser Spine Institute
Philadelphia, and Laser Spine Institute of Pennsylvania, LLC is void.
In rejecting this claim, the trial court explained:
Defense trial counsel specifically requested and agreed to
vicarious liability for all three (3) of the named Laser Spine entities
. . . and agreed to collectively refer to them on the verdict slip as
“Laser Spine Institute” and repetitively and collectively referred to
them throughout trial and post-trial as “Laser Spine Institute” or
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“LSI.” Defense trial counsel sought non-suit on behalf of “Laser
Spine Institute” at the close of Plaintiffs’ case and DID NOT seek
a directed verdict on behalf of each individual corporate defendant
prior to jury discharge because of any now claimed misnomer
issue . . . Furthermore, [d]efense trial counsel waived contesting
any inconsistent verdict . . . by not raising it prior to discharge of
the trial jury. Finally, this issue is again waived since it was not
presented in a timely post-trial motion.
Trial Court Order, 2/22/19, at 1 n.1.
We agree with the trial court’s determination that LSI failed to preserve
this issue for appellate review because they did not raise it in their post-trial
motions. See Pa.R.C.P. 227.1(b)(2) (“[P]ost-trial relief may not be granted
unless the grounds therefor . . . are specified in the motion. . . . Grounds not
specified are deemed waived[.]”). Moreover, even if LSI had not waived this
issue, the record is replete with instances demonstrating that the parties
commonly referred to Laser Spine Institute, LLC, Laser Spine Institute
Philadelphia and Laser Spine Institute of Pennsylvania, LLC in the collective as
“Laser Spine Institute” or “LSI.” As the trial court states, the verdict slip, to
which both parties agreed and LSI did not object, refers to Laser Spine
Institute, LLC, Laser Spine Institute Philadelphia and Laser Spine Institute of
Pennsylvania, LLC collectively as “Laser Spine Institute.” Proposed Verdict
Sheet of Defendants Laser Spine Institute Philadelphia, Laser Spine Institute
Pennsylvania, Laser Spine Institute LLC and Glen Rubenstein, M.D., 3/27/18;
N.T., 3/28/18, at 2. Likewise, in their memorandum of law in support of their
post-trial motions, LSI repeatedly referred to Laser Spine Institute, LLC, Laser
Spine Institute Philadelphia and Laser Spine Institute of Pennsylvania, LLC
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collectively as LSI. See generally Memorandum of Law in Support of
Defendants Laser Spine Institute, LLC, Laser Spine Institute Philadelphia and
Laser Spine Institute of Pennsylvania, LLC Post-Trial Motions, 6/7/18.
Thus, the record supports the trial court’s determination that throughout
the entirety of trial, both the parties and trial court considered Laser Spine
Institute, LLC, Laser Spine Institute Philadelphia and Laser Spine Institute of
Pennsylvania, LLC to be one entity, “Laser Spine Institute” or “LSI,” and
referred to them as such. LSI’s attempts to argue otherwise are disingenuous
and belied by the record.
Second, Appellants challenge the trial court’s decision to deny their
request for judgment notwithstanding the verdict (JNOV). We analyze issues
relating to JNOV according to the following standard:
The propriety of a JNOV is a question of law, and therefore, our
scope of review is plenary. Foster v. Maritrans, Inc., 790 A.2d
328, 330 (Pa. Super. 2002). When the denial of JNOV is
challenged on the basis that the evidence was such that no two
reasonable minds could disagree that the outcome should have
been rendered in favor of the movant, as here, this Court reviews
the evidentiary record and must conclude “that the evidence was
such that a verdict for the movant was beyond peradventure.”
Reott v. Asia Trend, Inc., 7 A.3d 830, 835 (Pa. Super. 2010).
Moreover,
In reviewing a trial court’s decision whether or not to
grant judgment in favor of one of the parties, we must
consider the evidence, together with all favorable inferences
drawn therefrom, in a light most favorable to the verdict
winner. Our standards of review when considering motions
for a directed verdict and judgment notwithstanding the
verdict are identical. We will reverse a trial court’s grant or
denial of a [JNOV] only when we find an abuse of discretion
or an error of law that controlled the outcome of the case.
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Further, the standard of review for an appellate court is the
same as that for a trial court.
Reott, 7 A.3d at 835.
Corvin v. Tihansky, 184 A.3d 986, 990 (Pa. Super. 2018).
Appellants argue that the trial court erred in failing to grant JNOV.
Specifically, Appellants assert that Kimble did not establish a prima facie case
of negligence against Dr. Rubenstein because Kimble failed to present
evidence establishing the applicable standard of care. Consequently,
Appellants contend that Kimble was unable to establish a breach of the
standard of care or causation, i.e., that a breach of the standard of care caused
Decedent’s death. LSI further argues that they are entitled to JNOV because
Kimble did not establish that they were vicariously liable for Dr. Rubenstein’s
conduct. LSI asserts that Kimble failed to prove LSI was Dr. Rubenstein’s
employer.
Before we address the merits of Appellants’ arguments, we must
determine whether the claims were preserved for review. We have stated:
This Court requires a motion for directed verdict during trial as
a prerequisite to a post-trial motion for JNOV based on the state
of the evidence. Thomas Jefferson Univ. v. Wapner, 903 A.2d
565, 570 (Pa. Super. 2006). This approach has the salutary effect
of submitting the issue to the trial judge for initial evaluation
during trial, when the proofs are still fresh. Commonwealth v.
U.S. Mineral Prods., 927 A.2d 717, 725 (Pa. Cmwlth. 2007).
The right to seek JNOV likewise is preserved if the moving party
requests, and is denied, a binding jury instruction. See Pa.R.C.P.
227.1(b)(1); Hayes v. Donohue Designer Kitchen, Inc., 818
A.2d 1287, 1291 n.4 (Pa. Super. 2003) (“[C]ases indicate that in
order to preserve the right to request a JNOV post-trial[,] a litigant
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must first request a binding charge to the jury or move for directed
verdict at trial.”). Thomas Jefferson, 903 A.2d at 570.
Tihansky, 184 A.3d at 990-91.
Here, the trial court concluded that Appellants waived their right to raise
post-trial a motion for JNOV:
[Appellants] . . . contend that they have preserved their rights
to request JNOV by way of proposed binding jury instructions.
Although [Appellants] did submit a proposed directed verdict
charge (See “requests for binding instructions . . .” at paragraphs
1., 2. and 3., filed March 16, 2018 at docket reference number
185), counsel were informed that the [c]ourt was not inclined to
give non-standard jury instructions. (See N.T. 3/27/2018 at page
40.) There was no formal denial of those specific instructions
pursued by counsel for [Appellants] nor were any specific denial
rulings made of record. (See N.T. 3/27/2018 pages 24 through
42; N.T. 3/28/2018 pages 2 through 6; pages 79 through 82;
pages 89-90). Despite the filing of the request for binding
instructions, the absence of a specific request and ruling and/or
objection on the binding instruction request does not preserve the
issues for JNOV. See Thomas Jefferson University v. Wapner,
903 A.2d 565 (Pa. Super. 2006); see also Faherty v. Gracias,
874 A.2d 1239 (Pa. Super. 2005); Corvin v. Tihansky, 184 .A.3d
986 (Pa. Super. 2018). [Appellants] failed to make objection,
including at the conclusion of the [c]ourt’s final charge to the jury
and prior to the discharge of the jury. [Appellants] have failed to
preserve their right to JNOV.
Trial Court Order, 12/31/18, at 3 n.2. Kimble likewise argues that Appellants
have failed to preserve their JNOV claims.
Following careful review of the record, we agree with both the trial court
and Kimble that Appellants have waived nearly all of their JNOV claims. First,
there is no dispute that Appellants never moved for a directed verdict on any
issue. Appellants claim that they preserved their right to seek JNOV by
moving for non-suit at the close of Kimble’s case-in-chief. See LSI’s Brief at
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27 n.15. While Appellants did motion for non-suit at the close of Kimble’s
case, the only grounds that Appellants specified in the oral motion was that
Kimble failed to present evidence that Dr. Rubenstein was an agent or
employee of LSI, and thus Kimble could not establish vicarious liability on
behalf of LSI. See N.T., 3/26/18, at 53-54. Appellants, however, ultimately
conceded that Dr. Rubenstein was an employee of LSI. N.T., 3/28/18, at 52.
Thus, LSI plainly stated that they no longer contest the only basis upon which
they had previously moved for non-suit. See id. As Appellants did not move
for nonsuit on any other basis, a motion for nonsuit cannot serve as the means
by which they preserved their right to move for JNOV.
Second, Appellants failed to preserve their right to move for JNOV by
requesting a binding instruction. The record reflects that prior to trial,
Appellants filed proposed points for charge that included three instructions
generally stating that the jury’s verdict “must be for the Defendants . . . and
against the Plaintiffs.” Request for Binding Instructions and in the Alternative,
Points for Charge of Defendants, Laser Spine Institute of Philadelphia, Laser
Spine Institute of Pennsylvania, Laser Spine Institute, LLC, and Glen
Rubenstein, M.D., 3/16/18, ¶¶ 1-3. It is these three points of charge upon
which Appellants base their assertion that they preserved their JNOV claim.
At the conclusion of evidence in this case, the parties conferred before
the trial court to discuss jury instructions. Noting that all sides had submitted
their points of charge, the trial court permitted each party to raise specific
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objections regarding the opposing party’s jury instructions. See N.T.,
3/27/18, at 24-32. The court and the parties then proceeded to conduct a
detailed assessment of the instructions of both sides. See id. On numerous
occasions, Appellants’ counsel raised objections to several of Kimble’s points
of charge. See id. at 24-40. The trial court sustained Appellants’ objections
in certain instances and denied them in several others. See id.
When the issue of non-standard instructions arose, the following
occurred:
THE COURT: What about [Appellants’] instructions?
[Kimble’s Counsel]: Your Honor, I have them right here. And
with the exception -- most of them are standard. There are
several, however, that I take objection to.
THE COURT: If they’re not standard, I usually don’t give them.
[Kimble’s Counsel]: If you’re not going to be giving any of the
non-standard instructions, then I think we are okay.
Id. at 40.
As stated above, the trial court found that because Appellants did not
specifically request the inclusion of the binding instructions in the points of
charge following trial, “[t]here was no formal denial of those specific
instructions pursued by counsel for [Appellants] nor were any specific denial
rulings made of record.” Trial Court Order, 12/31/18, at 3 n.2. We agree.
The trial court did not deny Appellants’ proposed binding instructions.
Instead, the court stated that it “usually” does not give non-standard
instructions. N.T., 3/27/18, at 40. Thus, not only did the trial court not make
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an explicit ruling with respect to the specific binding instructions at issue, at
no point during this post-trial conference did Appellants attempt to seek the
inclusion of the binding instructions in the court’s points of charge. This Court
has made clear that “if the [trial] court rules against a particular jury charge,
that party need not ‘take exception’ to the ruling.” Faherty v. Gracias, 874
A.2d 1239, 1249 (Pa. Super. 2005); see also Jones v. Montefiore Hosp.,
431 A.2d 920, 923 n.5 (Pa. 1981) (stating that “[a]lthough no specific
objection was made at trial to the charge given, appellants’ exception to the
trial court’s refusal to charge as requested on causation was sufficient to put
that charge before us for appellate review”). In this case, however, the record
does not include an objection or exception, and therefore, a ruling against the
particular binding jury instructions Appellants submitted prior to trial. See
Faherty, 874 A.2d at 1249 (stating that mere submission of a particular
charge is not enough; “a ruling must be made”).
Accordingly, the record indicates that the trial court did not deny
Appellants’ binding instructions. Appellants, through their own inaction,
indicated that they decided not to seek inclusion, in the points of charge, of
the binding instructions that they submitted before trial, despite the clear
opportunity and ability to do so. Consequently, there was never a ruling
denying any binding instructions. We thus conclude that Appellants did not
preserve their right to seek JNOV on any claim post-trial.
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Third, Appellants argue that they are entitled to a new trial because the
evidence was insufficient to support a verdict reflecting that LSI was 65%
liable for Decedent’s death. Appellants assert that because Kimble’s claim
against LSI was one of vicarious liability, and thus, LSI and Dr. Rubenstein
were not joint tortfeasors, LSI could not be 65% liable for Decedent’s death
and the trial court erred by allowing the jury to apportion liability between LSI
and Dr. Rubenstein on the verdict slip. Appellants emphasize that they are
not challenging the wording of the verdict slip.
Our Supreme Court has explained the theory of vicarious liability:
The rules of vicarious liability respond to a specific need in the law
of torts: how to fully compensate an injury caused by the act of
a single tortfeasor. Upon a showing of agency, vicarious liability
increases the likelihood that an injury will be compensated, by
providing two funds from which a plaintiff may recover. If the
ultimately responsible agent is unavailable or lacks the ability to
pay, the innocent victim has recourse against the principal. If the
agent is available or has means to pay, invocation of the doctrine
is unnecessary because the injured party has a fund from which
to recover.
Keffer v. Bob Nolan’s Auto Serv., Inc., 59 A.3d 621, 637 (Pa. Super. 2012)
(quoting Mamalis v. Atlas Van Lines, Inc., 560 A.2d 1380, 1383 (Pa.
1989)). Furthermore,
The system of contribution among joint tortfeasors . . . has arisen
completely apart from the system of vicarious liability and
indemnity and meets an entirely distinct problem: how to
compensate an injury inflicted by the acts of more than one
tortfeasor. Unlike the liability of a principal, the liability of a joint
tortfeasor is direct (because the tortfeasor actually contributed to
the plaintiff’s injury) and divisible (since the conduct of at least
one other also contributed to the injury).
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Mamalis, 560 A.2d at 1383 (quotation and citation omitted).
Here, the verdict slip asked the jury to apportion liability between LSI
and Dr. Rubenstein and was likely flawed. However, Appellants are not
entitled to relief. Pursuant to Mamalis and Keffer, LSI could not be 65%
liable for Decedent’s death. Rather, based on the trial court’s vicarious liability
instruction and the jury’s finding that Dr. Rubenstein was negligent, LSI is
100% liable for Decedent’s death under a vicarious liability theory. See
Keffer, 59 A.3d at 637. Regardless of the mistake on verdict slip, LSI was
100% liable for Decedent’s death. Appellants’ general, unsupported
assertions that they were prejudiced by increased damages that resulted from
the trial court permitting the jury to apportion liability between LSI and Dr.
Rubenstein on the verdict slip are unavailing. Indeed, Appellants cite no
authority that supports this proposition.
To the extent Appellants are challenging the wording on the verdict slip,
this claim is waived. Immediately prior to closing arguments, Appellants’
counsel specifically expressed that he had no issue with the verdict slip:
THE COURT: Here are the verdict slips.
(A discussion was held off the record.)
[Kimble’s Counsel]: Thank you, your Honor.
[Appellants’ Counsel]: Fine, your Honor.
[Kimble’s Counsel]: The jury verdict slip is acceptable to the
plaintiffs.
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THE COURT: Good. And you too, [Appellants’ Counsel]; is that
correct?
[Appellants’ Counsel]: That is correct, your Honor.
THE COURT: Good.
N.T., 3/28/18, at 2.
The record reflects that Appellants raised no issue with the verdict slip
at trial. Consequently, Appellants cannot challenge the propriety of the verdict
slip on appeal. See Oxford Presbyterian Church v. Weil-McLain Co., 815
A.2d 1094, 1105 (Pa. Super. 2003) (holding that the appellant’s failure to
object to the verdict slip at trial waived a challenge to it on appeal). Thus,
Appellants third issue lacks merit.
Fourth, Appellants argue that the trial court abused its discretion in
excluding documentation of the 2012 protection from abuse (PFA) order
Decedent obtained against Kimble and the couple’s divorce decree from the
same year. Appellants sought to utilize this evidence to explore the specific
nature of the marital discord that existed between Kimble and Decedent.
Appellants assert that the exclusion of this evidence was an abuse of discretion
because it was relevant for the jury in awarding non-economic damages to
Kimble.
We recognize:
When we review a trial court’s ruling on admission of evidence,
we must acknowledge that decisions on admissibility are within
the sound discretion of the trial court and will not be overturned
absent an abuse of discretion or misapplication of law. In addition,
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for a ruling on evidence to constitute reversible error, it must have
been harmful or prejudicial to the complaining party.
Lykes v. Yates, 77 A.3d 27, 32 (Pa. Super. 2013) (quotations and citation
omitted). “An abuse of discretion is not merely an error of judgment. It
requires a showing of manifest unreasonableness, partiality, ill-will, or such
lack of support as to be clearly erroneous. Under this standard, the party
challenging the trial court’s discretion on appeal bears a heavy burden.” SLT
Holdings, LLC v. Mitch-Well Energy, Inc., 217 A.3d 1248, 1251 (Pa. Super.
2019) (quotations and citation omitted).
Prior to Kimble’s testimony, the trial court addressed Appellants’
counsel’s cross-examination of Kimble regarding his relationship with
Decedent, the PFA order, and the divorce decree:
THE COURT: . . . This is an order and in case I really wasn’t clear,
if [Appellants’ Counsel] is going to question your client about the
nature of their relationship in order to present evidence to the --
prior to her death in order for the jury to determine what your
client is entitled to for wrongful death after her death, then he can
ask questions, this gives him the legal basis to ask the questions
in good faith. And he is stuck with the answer unless he can
properly prove it.
How [Kimble] wants to answer is up to him. If he wants to
deny it, that he didn’t have a conviction, if he wants to deny that
the order says what the order says, and [Appellants’ Counsel] is
able to properly establish it, it will be devastating. I thought I was
pretty clear about that.
N.T., 3/22/18, at 11. In other words, while the trial court was willing to permit
Appellants’ counsel to question Kimble about the PFA and divorce, Appellants
were limited to Kimble’s answers. See id. The trial court would not permit
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Appellants’ counsel to use the PFA order or the divorce decree to contradict
Kimble’s testimony or get into the specific details pertaining to the allegations
underlying those documents because the allegations were hearsay. See N.T.,
3/19/18, at 16.
Appellants’ Counsel cross-examined Mr. Kimble as follows:
[BY Appellants’ Counsel]:
Q. Well, let me ask it this way. Was there not at the time of your
wife’s death, in fact, a protection from abuse order still in effect
against you?
[Kimble’s Counsel]: Objection.
THE COURT: Overruled.
THE WITNESS: Yes.
BY [Appellants’ Counsel]:
Q. Okay. And that protection from abuse order arose from events
that occurred in 2011; is that right? I think it was 11-11, as a
matter of fact.
A. I guess. I don’t know. I don’t know what time it happened.
Q. What do you remember about what happened? Tell us about
the events that led to your former wife, Ms. Kimble, filing and
requesting that the court enter an order against you protecting
her from abuse?
[Kimble’s Counsel]: Objection.
THE COURT: Sustained.
* * *
BY [Appellants’ Counsel]:
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Q. Was there -- well, let me ask you this, do you recall that at
some point in time around the time -- you told us that you were
divorced, correct?
A. Yeah, we were divorced, but we got, you know --
Q. I understand that. And that divorce decree became final in
early 2012; is that right?
A. Yeah.
Q. Oh. Now, do you recall the events preceding Ms. Kimble filing
for divorce which also involved a claim that you had abused her in
some fashion?
A. I don’t understand what you’re talking about.
* * *
Q. Tell me about the events that led up to Sharon Kimble filing
for the divorce?
A. To be honest with you, I don’t know why she filed for divorce.
I didn’t even know she filed for divorce. I’m being truthful with
you.
Q. That's okay. There was a divorce decree entered against you,
correct?
A. Yes, sir. That I don’t know. I’m serious. I don’t know.
Q. Well, as part of that decree you were ordered, essentially half
of your paycheck was going to Ms. Kimble, correct?
A. Well, I didn’t find that out until the divorce was final.
Q. Okay. And the basis for her filing for divorce against you was
what, sir?
[Kimble’s Counsel]: Objection.
THE COURT: Sustained.
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[Appellants’ Counsel]: May I show him the document, your
Honor?
[Kimble’s Counsel]: No.
THE COURT: No.
BY [Appellants’ Counsel]:
Q. Sir, you’re telling us you got a divorce decree that indicated
that essentially there was a distribution of property essentially at
that time, correct?
A. Right.
* * *
Q. Okay. And you do not remember what the basis for the entry
of this order was?
[Kimble’s Counsel]: Objection.
THE WITNESS: No, I don’t. I can’t --
THE COURT: Hold on. Overruled.
BY [Appellants’ Counsel]:
Q. Do you know the basis for the entry of this order against you,
sir?
[Mr. Kimble’s Counsel]: Objection.
THE COURT: Overruled.
THE WITNESS: I don’t understand what you’re trying to say.
* * *
[BY Appellants’ Counsel]:
Q. Okay. At some point you became aware that there was a
judgment of divorce entered against you; is that right?
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A. Right.
Q. Okay. And do you recall when you learned that did you read
the decree?
A. I don’t know if I did or not.
Q. Okay.
[Appellants’ Counsel]: Well, if I -- may I refer to it now, your
Honor.
[Kimble’s Counsel]: No. Objection.
THE COURT: You going to rule and then object?
[Kimble’s Counsel]: Objection, your Honor.
THE COURT: Sustained.
BY [Appellants’ Counsel]:
Q. If I suggested to you that there was a finding that the divorce
was granted on certain grounds of gross neglect and extreme
cruelty, would you have any reason to disagree with that, sir?
[Kimble’s Counsel]: Objection.
THE WITNESS: Was I --
THE COURT: Sustained.
BY [Appellants’ Counsel]:
Q. You’re telling us, sir, you have absolutely no understanding of
why that divorce decree was entered against you?
A. No, I don't, sir.
[Kimble’s Counsel]: Your Honor, again, objection. It’s like beating
a dead horse here. Same question.
THE COURT: No it is not. Overruled.
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BY [Appellants’ Counsel]:
Q. I think you answered but we couldn’t hear it.
A. No, I don’t have no recollection of what it was.
N.T., 3/22/18, at 68-77.
Thus, the jury heard testimony indicating that Decedent obtained a PFA
order against and a divorce from Kimble in 2012, approximately two years
before her death. The trial court precluded the jury from hearing testimony
regarding the specific allegations that lead to the PFA and divorce. The trial
court also precluded Appellants’ counsel from confronting Kimble with the
documentation of the PFA and divorce. Appellants, however, fail to cite any
authority to support their argument that they were prejudiced by the trial
court’s decision not to allow Appellants’ counsel to confront Kimble with the
specific allegations underlying the PFA and divorce.
Evidence pertaining to marital discord is relevant in a wrongful death
action, as it relates to the damages for society and comfort that are available
in a wrongful death action. See Rettger v. UPMC Shadyside, 991 A.2d 915,
932-33 (Pa. Super. 2010), appeal denied, 15 A.3d 491 (Pa. 2011)
(Explaining that in wrongful death action, members of the decedent’s family
may recover for the value of decedent’s services, which “includes society and
comfort”). The record reflects that the jury heard evidence of marital discord
in the form of Kimble’s testimony acknowledging that Decedent obtained a
PFA order and a divorce, and the PFA order was in effect at the time of
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Decedent’s death. Although we agree with Appellants’ assertion that evidence
of marital discord is relevant in a wrongful death action, Appellants have not
provided us with any authority from this Court or our Supreme Court indicating
that they were prejudiced by the trial court’s decision to exclude the specifics
underlying the PFA order or divorce. Accordingly, we cannot conclude that
the trial court abused its discretion.1
Finally, Appellants argue that the 10 million dollar damages award to
Kimble was so excessive that it shocked the conscience, and the trial court
erred in failing to vacate the award. Appellants contend they are entitled to
either a new trial or remittitur.
With respect to damages under the Wrongful Death Act, this Court has
stated:
The purpose of the Wrongful Death Statute, 42 Pa.C.S.A. § 8301,
is to compensate the decedent’s survivors for the pecuniary losses
they have sustained as a result of the decedent’s death . . . . This
includes the value of the services the victim would have rendered
____________________________________________
1 Based on our resolution of this issue, we decline to reach the parties’
arguments as to whether the PFA order and divorce decree, which were from
Ohio, would have been inadmissible as unauthenticated documents from
another state. We note that the versions of the PFA order and divorce decree
in the record are merely copies, and are not original or certified publications
of the documents. See Memorandum of Law in Support of Defendants Laser
Spine Institute, LLC, Laser Spine Institute Philadelphia and Laser Spine
Institute of Pennsylvania, LLC Post-Trial Motions, 6/7/18, Exhibits A and B.
These copies are not accompanied by a certificate of authenticity from the
officer in custody of the record as required for the admission of out-of-state
public records. See 42 Pa.C.S.A. § 5328(a), see also Pa.R.E. 902(4). Thus,
even concluding, arguendo, that Appellants were prejudiced by the exclusion
of the PFA order and divorce decree, they would not be admissible as they
appear in the record before this Court.
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to his family if he had lived. . . . A wrongful death action does not
compensate the decedent; it compensates the survivors for
damages which they have sustained as a result of the decedent’s
death.
Under the wrongful death act the widow or family is entitled, in
addition to costs, to compensation for the loss of the contributions
decedent would have made for such items as shelter, food,
clothing, medical care, education, entertainment, gifts and
recreation.
Hatwood v. Hosp. of the Univ. of Pa., 55 A.3d 1229, 1235 (Pa. Super.
2012) (quotations and citation omitted).
Appellants assert that Kimble did not present evidence at trial that he
suffered any economic loss as a result of Decedent’s death. Appellants argue
that Kimble’s claim for damages relates only to non-economic losses, which
are not recoverable under the Wrongful Death Act. Kimble does not dispute
that he did not provide evidence of economic loss. Nevertheless, Kimble
asserts that he is entitled to damages for loss of society and comfort under
the Wrongful Death Act.
As Kimble argues, this Court has upheld damages under the Wrongful
Death Act for loss of society and comfort:
“Damages for wrongful death are the value of the decedent’s life
to the family, as well as expenses caused to the family by reason
of the death.” Slaseman v. Myers, 455 A.2d 1213, 1218 (Pa.
Super. 1983). Thus, members of the decedent’s family
enumerated in the Wrongful Death Act, see 42 Pa.C.S.[A.] §
8301(b), may recover not only for medical, funeral, and estate
administration expenses they incur, but also for the value of his
services, including society and comfort. See id.; see also
Machado v. Kunkel, 804 A.2d 1238, 1245 (Pa. Super. 2002)
(“[T]he definition of compensable services for the purpose of the
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[wrongful] death statute is similar to the definition of consortium
as that term is applied in other negligence cases.”).
Hatwood, 55 A.3d 1229, 1235 (emphasis added, citations modified) (quoting
Rettger, 991 A.2d at 932-33).
Based on Hatwood, we agree that damages for loss of society and
comfort are available under the Wrongful Death Act. Therefore, we conclude
that Appellants are not entitled to a new trial or remittitur based on the jury’s
decision to award damages solely for loss of society and comfort. See id.
Accordingly, we turn to Appellants’ claim that the 10 million dollar damage
award in this case was so excessive as to necessitate a new trial.
Based upon our scrutiny of the record, including the trial transcripts,
post-trial proceedings, and the parties’ briefs, we conclude that Appellants are
entitled to a new trial based on the excessiveness of the damage award. It is
well-settled that:
[t]he grant or refusal of a new trial because of the
excessiveness of the verdict is within the discretion of the trial
court. This [C]ourt will not find a verdict excessive unless it is so
grossly excessive as to shock our sense of justice. We begin with
the premise that large verdicts are not necessarily excessive
verdicts. Each case is unique and dependent on its own special
circumstances and a court should apply only those factors which
it finds to be relevant in determining whether or not the verdict is
excessive.
Tillery v. Children’s Hosp. of Philadelphia, 156 A.3d 1233, 1246 (Pa.
Super. 2017) (quotations and citation omitted).
Moreover:
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In evaluating a claim that a verdict is against the weight of the
evidence, Pennsylvania courts employ a shocks-the-conscience
litmus. The trial judge’s authority to award a new trial on weight-
of-the-evidence grounds is narrowly circumscribed on account of
the principle that credibility questions are exclusively for the fact
finder. The matter is couched as discretionary in the trial court,
with its role in the assessment being afforded primacy in view of
its substantially closer vantage to the evidentiary presentation as
compared to that of an appellate court. Relief is available in an
appellate court only if it can be said that the trial court acted
capriciously or palpably abused its discretion.
Com., Dept. of Gen. Servs. v. U.S. Mineral Prods. Co., 956 A.2d 967, 973-
74 (Pa. 2008).
In this case, the jury heard limited evidence from both Kimble and his
son regarding the nature of the relationship between Kimble and Decedent.
They spoke generally of Kimble’s sadness following Decedent’s death and
testified that Kimble had to move in with his mother because he did not like
living alone. N.T., 3/22/18, at 21, 22-24, 33, 58-59.
The trial court, in rejecting Appellants’ claim relating to the
excessiveness of the damages award, stated:
The wrongful death claim award does not shock the conscience of
the [c]ourt and is supported by the weight of the evidence. The
evidence of record clearly is sufficient to support the jury’s
wrongful death verdict. How much is a marital relationship worth
to a surviving spouse? We leave that determination to the wisdom
of a jury. To compare verdicts of other juries/fact finders in order
to determine an appropriate award herein strikes at the
independence of the jury process.
Trial Court Order, 2/22/19, at 5 n.1.
While we do not disagree with the above statement, our independent
review of the trial court’s decision and the record leads us to conclude that
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the trial court abused its discretion in failing to vacate the damages award.
First, the trial court’s decision reflects no examination of the testimony
presented at trial relating to non-economic damages. The standard of review
for a claim of excessive damages requires the trial court to assess the evidence
presented by the parties in reaching its conclusion as to whether the damages
the jury awarded were appropriate. See U.S. Mineral Prods. Co., 956 A.2d
at 973-74. In this respect, the trial court only provided a general assertion
stating that “[t]he evidence of record clearly is sufficient to support the jury’s
wrongful death verdict.” Trial Court Order, 2/22/19, at 5 n.1. Because Kimble
did not present evidence of economic damages arising from Decedent’s death,
and the evidence he presented related to non-economic damages was limited,
we cannot say, on this record, that the evidence supports the 10 million dollar
damages award.
Second, as Appellants point out, the 10 million dollar damages award in
this case was far greater than other wrongful death awards for loss of society
and comfort that this Court has affirmed. See, e.g., Tong-Summerford v.
Abington Mem’l Hosp., 190 A.3d 631, 652 (Pa. Super. 2018) (affirming a
1.5 million dollar wrongful death award for medical malpractice that caused
the death of an 88-year-old parent/grandparent); Hatwood, 55 A.3d at 1241
(upholding a jury award for 1.5 million dollars for loss of society and comfort
for medical malpractice that occurred during delivery that caused a child to
die from complications of cerebral palsy 17 months after birth); Rettger, 991
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A.2d at 932-33 (affirming a jury’s award of $2.5 million for loss of society and
comfort where decedent was unmarried, had no children or dependents, and
provided limited services in his parents’ home on weekends). Contrary to the
trial court’s assertion, this Court has previously looked to other decisions in
determining the appropriateness of a wrongful death award. See Tong-
Summerford, 190 A.3d at 652 (concluding that the 1.5 million dollar wrongful
death award was “consistent with other Pennsylvania verdicts for wrongful
death claims”). In this case, the 10 million dollars awarded to Kimble was
well in excess of the awards in the above-referenced cases.
Based on the trial court’s failure to examine the evidence in this case in
addressing Appellants’ challenge to the excessiveness of the jury’s 10 million
dollar award, and the award’s lack of consistency with other wrongful death
verdicts in Pennsylvania, particularly for damages for loss of society and
comfort, we conclude that the award was excessive.
In sum, we affirm Appellants’ liability to Kimble, but vacate the
judgment entered against Appellants and remand to the trial court for a new
trial limited to the issue of damages.
Affirmed in part and vacated in part. Judgment vacated. Case
remanded. Jurisdiction relinquished.
Judge Colins joins the memorandum.
Judge Nichols notes dissent.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 4/9/20
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