Com. v. Rodriguez, O. ( 2016 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellee
v.
ORLANDO PORTFOLIO RODRIGUEZ,
Appellant No. 962 MDA 2015
Appeal from the PCRA Order May 18, 2015
In the Court of Common Pleas of Berks County
Criminal Division at No(s): CP-06-CR-0002896-2012,
CP-06-CR-0002898-2012
BEFORE: BENDER, P.J.E., SHOGAN, and PLATT,* JJ.
MEMORANDUM BY SHOGAN, J.: FILED MARCH 08, 2016
Appellant, Orlando Portfolio Rodriguez,1 appeals pro se from the order
entered on May 18, 2015, that denied his petition filed pursuant to the Post
Conviction Relief Act (“PCRA”), 42 Pa.C.S. §§ 9541-9546. We affirm.
The PCRA court set forth the relevant factual background of this case
as follows:
In Informations filed on July 10, 2012, [Appellant] was
charged under Docket No. 2896-12 with one (1) count of
Possession of a Controlled Substance1 and one (1) violation of
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*
Retired Senior Judge assigned to the Superior Court.
1
Appellant’s name is spelled Orlando Portfolio Rodriguez, Orlando Portfilio
Rodriguez, and Orlando Portfllio Rodriguez throughout the certified record.
As the docketing statement lists Appellant’s name as Orlando Portfolio
Rodriguez, that is the spelling we utilize in our disposition.
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the General Lighting Requirements2 of the Motor Vehicle Code.
Under Docket No. 2898-12, [Appellant] was charged with one
(1) count of Persons Not to Possess, Use, Manufacture, Control,
Sell or Transfer Firearms3 (hereinafter “Persons Not to Possess
Firearms”), one (1) count of Firearms Not to be Carried without
a License,4 one (1) count of Conspiracy to Commit Firearms Not
to be Carried without a License,5 one (1) count of Possession of
a Controlled Substance,6 and one (1) additional violation of the
General Lighting Requirements7 of the Motor Vehicle Code.
1
35 P.S. § 780-113(a)(16).
2
75 PA. CONS. STAT. § 4303(b).
3
18 PA. CONS. STAT. § 6105(a)(1).
4
18 PA. CONS. STAT. § 6106(a)(1).
5
18 PA. CONS. STAT. § 903(a)(1).
6
35 P.S. § 780-113(a)(16).
7
75 PA. CONS. STAT. § 4303(b).
On August 1, 2012, Jay Nigrini, Esquire (hereinafter “trial
counsel”) filed Omnibus Pretrial Motions on [Appellant’s] behalf
under both dockets. In those motions, trial counsel sought
suppression of the evidence. The Court held a hearing on
[Appellant’s] motions on September 7, 2012. Thereafter, the
Court issued FINDINGS OF FACT AND CONCLUSIONS OF LAW
and denied [Appellant’s] pretrial motions on September 24,
2012.
Following bench trials held on July 29, 2013, [Appellant]
was found guilty of all counts under both dockets. On October
18, 2013, the Court sentenced [Appellant] to concurrent terms
of no less than eleven and a half (11½) to no more than twenty-
three (23) months on the Persons Not to Possess Firearms and
Firearms Not to be Carried without a License counts under
Docket No. 2898-12. [Appellant] was also ordered to complete a
seven (7) year probationary term on the Conspiracy count at the
expiration of his prison terms.8[,] 9 No post-sentence motions or
direct appeals were filed.
8
Under Docket No. 2898-12, [Appellant] was also
sentenced to a one (1) year probationary term on
the Possession count to be served concurrently with
the seven (7) year probationary term. [Appellant]
was also ordered to pay a $25 fine for his Motor
Vehicle Code violation.
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9
Under Docket No. 2896-2012, [Appellant] was
sentenced to a concurrent one (1) year probationary
term on the Possession count and ordered to pay an
additional $25 fine for his Motor Vehicle Code
violation.
[Appellant] filed a pro se MOTION FOR POST CONVICTION
COLLLATERAL [sic] RELIEF (hereinafter “PCRA petition”) on June
13, 2014. J. Allen Daringer, Esquire, was appointed to represent
[Appellant] on June 18, 2014, regarding the disposition of his
PCRA petition. Attorney Daringer was directed by this Court to
file, after careful review of the record and the PCRA petition,
either an amended PCRA petition, pursuant to Pennsylvania Rule
of Criminal Procedure 905, detailing the [Appellant’s] eligibility
for relief or a “No-Merit” Letter, pursuant to Commonwealth v.
Turner, 544 A.2d 927 (Pa. 1988) and Commonwealth v. Finley,
550 A.2d 213 (Pa. Super. 1988), detailing the reasons why this
Court should allow him to withdraw as counsel.
PCRA counsel reviewed the entire official record and
researched relevant and applicable law. Based upon that review,
on March 9, 2015, PCRA counsel filed a “No-Merit” Letter,
pursuant to Turner and Finley, requesting leave to withdraw as
counsel. In the “No-Merit” Letter, counsel expressed that, in his
professional judgment, there are no genuine issues of material
fact that [Appellant] can raise to show that his claims have
arguable merit. Following an independent review, it is also the
opinion of this Court that [Appellant’s] PCRA petition is lacking in
merit and no purpose would be served by any further proceeding
in this matter.
Order and Notice of Intent to Dismiss, 4/21/15, at 1-3.
The PCRA court filed its notice of intent to dismiss Appellant’s PCRA
petition pursuant to Pa.R.Crim.P. 907 and permitted Attorney Daringer to
withdraw. On May 11, 2015, Appellant filed a pro se response. The PCRA
court reviewed Appellant’s response, and in an order filed on May 18, 2015,
it dismissed Appellant’s PCRA petition without a hearing. Appellant filed a
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timely notice fo appeal. Both Appellant and the trial court have complied
with Pa.R.A.P. 1925.
On appeal, Appellant raises three questions for this Court’s
consideration, which are presented, verbatim, as follows:
1). DID THE TRIAL COURT ERR AS A MATTER OF LAW WHEN
DENYING APPELLANT”S MOTION TO SUPPRESS EVIDENCE IN
VIOLATION OF HIS STATE AND FEDERAL RIGHTS TO BE FREE
FROM UNREASONABLE SEARCHES AND SEIZURES WITHOUT
REASONABLE SUSPICION THAT HE WAS ENGAGED IN CRIMINAL
ACTIVITY, ARRESTED WITHOUT PROBABLE CAUSE THAT HE HAD
COMMITTED OR WAS COMMITTING A CRIME AND WHERE HIS
VEHICLE WAS SEARCHED WITHOUT PROBABLE CAUSE, SEARCH
WARRANT OR ANY EXIGENT CIRCUMSTANCES ?
2). DID APPELLANT SUFFER A DENIAL OF EFFECTIVE
ASSISTANCE OF COUNSEL AT TRIAL, SENTENCING, DIRECT
APPEAL AND PCRA REVIEW ?
3). DID THE PCRA COURT ERR IN DISMISSING APPELLANT’S
PCRA ACTION WITHOUT AN EVIDENTIARY HEARING WHERE IT’S
JULY 15, 2015 OPINION MEMORANDUM MISCONSTRUES FACTS
CONTAINED IN APPELLANT’S RESPONSE TO THE PROPOSED
DISMISSAL ?
Appellant’s Brief at 3.
When reviewing the propriety of an order denying PCRA relief, we
consider the record “in the light most favorable to the prevailing party at the
PCRA level.” Commonwealth v. Stultz, 114 A.3d 865, 872 (Pa. Super.
2015) (quoting Commonwealth v. Henkel, 90 A.3d 16, 20 (Pa. Super.
2014) (en banc)). This Court is limited to determining whether the evidence
of record supports the conclusions of the PCRA court and whether the ruling
is free of legal error. Commonwealth v. Rykard, 55 A.3d 1177, 1183 (Pa.
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Super. 2012). We grant great deference to the PCRA court’s findings that
are supported in the record and will not disturb them unless they have no
support in the certified record. Commonwealth v. Rigg, 84 A.3d 1080,
1084 (Pa. Super. 2014). Moreover, we point out that “[t]here is no absolute
right to an evidentiary hearing on a PCRA petition, and if the PCRA court can
determine from the record that no genuine issues of material fact exist, then
a hearing is not necessary.” Commonwealth v. Jones, 942 A.2d 903, 906
(Pa. Super. 2008) (quoting Commonwealth v. Barbosa, 819 A.2d 81 (Pa.
Super. 2003)).
In Appellant’s first claim of error, he purports to challenge the denial of
his pretrial motion to suppress evidence. However, we are constrained to
point out that this issue is not properly before this Court. An issue is waived
“if the petitioner could have raised it but failed to do so before trial, at trial,
during unitary review, on appeal, or in a prior state postconviction
proceeding.” 42 Pa.C.S. § 9544(b). Because Appellant did not pursue this
challenge in a direct appeal, the claim has been waived.2
In his second issue on appeal, Appellant alleges several instances of
ineffective assistance of counsel. Appellant claims counsel did not raise the
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2
We note also an alternative basis for finding waiver insofar as Appellant did
not include this issue in his Pa.R.A.P. 1925(b) statement. Issues not
included in a court-ordered statement of errors complained of on appeal
pursuant to Pa.R.A.P. 1925(b) are waived. Commonwealth v. Castillo,
888 A.2d 775, 780 (Pa. 2005).
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vindictiveness of the police, obtain reports and testimony from Officer Klatt,
contest constructive possession, and file an appeal. Appellant’s Brief at 11-
12.
Counsel is presumed effective, and it is the defendant’s burden to
prove ineffectiveness. Commonwealth v. Martin, 5 A.3d 177, 183 (Pa.
2010). To overcome this presumption, Appellant must demonstrate that:
(1) the underlying claim has arguable merit; (2) counsel did not have a
reasonable basis for his actions or failure to act; and (3) the petitioner
suffered prejudice as a result of counsel’s deficient performance. Id. An
appellant’s claim fails if he cannot meet any one of these prongs. Id.
In the case at bar, with respect to the claim of vindictiveness and
failure to question Officer Klatt, Appellant has not made any argument to
satisfy his burden under the three-pronged test set forth above. “Claims of
ineffective assistance of counsel are not self-proving.” Commonwealth v.
Wharton, 811 A.2d 978, 986 (Pa. 2002). In order to be entitled to relief,
Appellant must set forth individually and discuss substantively each prong of
the test outlined above. Here, however, Appellant has presented only
unsupported accusations and bald claims of ineffectiveness. Such claims do
not satisfy the burden of establishing ineffectiveness. Id. at 986-987
(citing Commonwealth v. Bracey, 95 A.2d 935, 940 (Pa. 2001)).
Accordingly, these claims are waived. Commonwealth v. Steele, 961 A.2d
786, 797-799 (Pa. 2008).
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As noted, Appellant argues that trial counsel failed to challenge
constructive possession. Appellant’s Brief at 11. However, we must point
out that Appellant did not raise this issue in his Pa.R.A.P. 1925(b)
statement, and therefore, the issue is waived. Castillo, 888 A.2d at 780.3
Appellant’s final claim of ineffective assistance of counsel is that
counsel did not file an appeal. Appellant’s Brief at 12. “Before a court will
find ineffectiveness of counsel for failing to file a direct appeal, the defendant
must prove that he requested an appeal and that counsel disregarded that
request.” Commonwealth v. Knighten, 742 A.2d 679, 682 (Pa. Super.
1999). However, the rule in Knighten has been modified, and we note that
counsel also has a duty to “adequately consult with the defendant as to the
advantages and disadvantages of an appeal where there is reason to think
that a defendant would want to appeal.” Commonwealth v. Bath, 907
A.2d 619, 623 (Pa. Super. 2006) (citations omitted). This constitutional
duty to consult arises “when counsel has occasion to believe either (1) that a
rational defendant would want to appeal (for example, because there are
non-frivolous grounds for appeal), or (2) that this particular defendant
reasonably demonstrated to counsel that he was interested in appealing.”
Commonwealth v. Touw, 781 A.2d 1250, 1254 (Pa. Super. 2001) (quoting
Roe v. Flores–Ortega, 528 U.S. 470, 480 (2000)). An appellant may
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3
Moreover, Appellant has not provided relevant argument, citation to the
record, citation to authority, or any support for this claim.
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establish a duty to consult by identifying issues that “rise above frivolity”
and have potential merit for further review. Bath, 907 A.2d at 623
(citations omitted).
The PCRA court addressed this issue as follows:
[Appellant’s] argument appears to be based on trial
counsel’s failure to file a direct appeal. However, [Appellant]
never argued or provided any proof that he requested trial
counsel file a direct appeal. In fact, the only reference to trial
counsel’s performance in [Appellant’s] pro se PCRA petition is a
brief mention on page 7 to a case which [Appellant] described as
‘counsel was ineffective for failing to file direct appeal from
conviction.’ “Before a court will find ineffectiveness of counsel for
failing to file a direct appeal, the defendant must prove that he
requested an appeal and that counsel disregarded that request.”
Commonwealth v. Knighten, 742 A.2d 679, 682 (Pa. Super.
1999). Furthermore, any other allegations of trial counsel’s
ineffectiveness will not be addressed because [Appellant’s]
general claims are without reference to evidence in the record or
specific facts. “Such an undeveloped argument, which fails to
meaningfully discuss and apply the standard governing the
review of ineffectiveness claims, simply does not satisfy
[Appellant’s] burden of establishing that he is entitled to [PCRA]
relief.” Commonwealth v. Bracey, 795 A.2d 935, 940 n.4 (Pa.
2001).
Order and Notice of Intent to Dismiss, 4/21/15, at 7.
We agree with the PCRA court that Appellant’s claim is meritless, and
we conclude that Appellant is entitled to no relief. Appellant failed to
illustrate what non-frivolous issues he wanted to raise, aside from bald
claims of error, or to establish that he reasonably demonstrated an interest
in filing a direct appeal. Touw, 781 A.2d at 1254; Bath, 907 A.2d at 623.
Moreover, to the extent that Appellant claims that PCRA counsel was
ineffective, we conclude that this claim fails. Again, Appellant provides only
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bald allegations and accusations without any meaningful support.
Accordingly, this claim is waived. Wharton, 811 A.2d at 986; Steele, 961
A.2d at 797-799.
Finally, Appellant claims that the PCRA court erred in dismissing his
petition without a hearing. We disagree. As stated above, Appellant had no
right to an evidentiary hearing. Jones, 942 A.2d at 906. If the PCRA
determines from the record that no genuine issues of material fact exist, a
hearing is not necessary. Id.
As we discussed earlier, Appellant’s counsel was permitted to withdraw
pursuant to Turner/Finley because the PCRA court agreed that there were
no meritorious claims Appellant could bring. Moreover, we agree with the
PCRA court that Appellant did not present meritorious issues in his pro se
PCRA petition. As such, we discern no error in the PCRA court denying
Appellant’s PCRA petition without a hearing. Jones, 942 A.2d at 906.
After review, we conclude that Appellant is entitled to no relief.
Accordingly, we affirm the order denying his PCRA petition.
Order affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 3/8/2016
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