Com. v. Rosemond, D. ( 2020 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
DESHAWN ROSEMOND :
:
Appellant : No. 427 WDA 2019
Appeal from the PCRA Order Entered February 7, 2019
In the Court of Common Pleas of Allegheny County Criminal Division at
No(s): CP-02-CR-0002154-1994,
CP-02-CR-0002500-1994, CP-02-CR-0002720-1994,
CP-02-CR-0002721-1994
BEFORE: NICHOLS, J., MURRAY, J., and MUSMANNO, J.
MEMORANDUM BY NICHOLS, J.: FILED MAY 11, 2020
Appellant Deshawn Rosemond appeals pro se from the order dismissing
his serial Post Conviction Relief Act1 (PCRA) petition as untimely. Appellant
invokes the newly discovered fact timeliness exception in Section
9545(b)(1)(ii). Specifically, Appellant claims that he discovered that his
original PCRA counsel was per se ineffective for failing to file a timely petition
for allowance of appeal with our Supreme Court. We affirm.
The underlying facts of this matter are well known to the parties. Briefly,
on May 24, 1995, Appellant was sentenced to an aggregate term of life
imprisonment without parole after he was convicted for two counts of first-
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1 42 Pa.C.S. §§ 9541-9546.
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degree murder and aggravated assault. On direct appeal, this Court affirmed
Appellant’s judgment of sentence, and on December 31, 1997, our Supreme
Court denied Appellant’s petition for allowance of appeal. See
Commonwealth v. Rosemond, 701 A.2d 782 (Pa. Super. 1997)
(unpublished mem.), appeal denied, 705 A.2d 1307 (Pa. 1997).
Because Appellant’s instant petition relates to counsel’s alleged
ineffectiveness in his first PCRA petition, we briefly summarize the underlying
procedural history of that matter. On November 10, 1998, the PCRA court
docketed Appellant’s timely first PCRA petition, which he filed pro se. The
PCRA court appointed Arnold Y. Steinberg, Esq., who filed an amended petition
on Appellant’s behalf. Ultimately, on July 11, 2000, the PCRA court dismissed
Appellant’s petition without a hearing. On appeal, this Court affirmed the
PCRA court’s order denying relief. See Commonwealth v. Rosemond, No.
1351 WDA 2000 (Pa. Super. filed May 7, 2001) (unpublished mem.)
(concluding that Appellant’s ineffectiveness claim against trial counsel and
direct appeal counsel was meritless).
On July 2, 2001, Attorney Steinberg filed a petition for allowance of
appeal nunc pro tunc with the Pennsylvania Supreme Court. See Pet. for
Leave to File a Document Out of Time or Nunc Pro Tunc, 7/2/01. Therein,
Attorney Steinberg stated that the original petition for allowance of appeal
was untimely filed due to his own “miscalculation of time.” Id. at 1. Further,
Attorney Steinberg stated that if the Court denied his petition, then Appellant
would likely “file an additional PCRA Petition, alleging that [PCRA counsel] was
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ineffective for failing to timely file [the] petition for allowance of appeal.” Id.
at 1-2. On September 6, 2001, our Supreme Court denied relief. See Order
Denying Pet. for Leave to File Pet. for Allowance of Appeal Nunc Pro Tunc,
9/6/01.
Appellant subsequently filed several unsuccessful PCRA petitions.2 On
November 27, 2018, the PCRA court docketed Appellant’s instant pro se
petition, his seventh. Therein, Appellant raised the newly discovered fact
exception to the PCRA time bar. Appellant’s Seventh PCRA Pet., 11/27/18, at
4-6. Specifically, Appellant asserted that he was unaware that Attorney
Steinberg failed to file a timely petition for allowance of appeal with the
Pennsylvania Supreme Court after this Court affirmed the dismissal of his first
PCRA petition in 2001. Id. Appellant argued that Attorney Steinberg’s per se
ineffectiveness in connection with his first PCRA petition was a newly
discovered fact that he could not have discovered through the exercise of due
diligence. Id. Further, Appellant asserted that because his claims were based
on the Supreme Court’s decisions in Commonwealth v. Peterson, 192 A.3d
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2 Appellant filed six previous PCRA Petitions. Appellant’s first PCRA Petition
was denied on July 11, 2000, and this Court affirmed the decision on May 7,
2001. See Commonwealth v. Rosemond, 778 A.2d 1247 (Pa. Super. 2001)
(unpublished mem.). Appellant’s second, third, fourth, and fifth PCRA
petitions were dismissed as untimely and this Court affirmed.
Commonwealth v. Rosemond, 855 A.2d 136 (Pa. Super. 2004)
(unpublished mem.); Commonwealth v. Rosemond, 964 A.2d 444 (Pa.
Super. 2008) (unpublished mem.); Commonwealth v. Rosemond, 34 A.3d
226 (Pa. Super. 2011) (unpublished mem.), appeal denied, 42 A.3d 293 (Pa.
2012); Commonwealth v. Rosemond, 82 A.3d 1056 (Pa. Super. 2013)
(unpublished mem.). Appellant’s sixth PCRA petition was dismissed as
untimely, but Appellant did not file an appeal to this Court.
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1123 (Pa. 2018), and Commonwealth v. Bennett, 930 A.2d 1264 (Pa.
2007), he satisfied the requirement of filing his petition “within [sixty] days
[of when] the claim could have been presented.” Id. at 4.
To his petition, Appellant attached four letters that Attorney Steinberg
sent to Appellant in 2002. Id. at Exs. A-D. In his letters, Attorney Steinberg
failed to inform Appellant that he filed an untimely petition for allowance of
appeal, and instead stated that the Supreme Court denied discretionary
review. Id. Appellant also included a copy of the motion Attorney Steinberg
filed with the Supreme Court.
On January 9, 2019, the PCRA court issued a Pa.R.Crim.P. 907 notice of
intent to dismiss Appellant’s petition. The PCRA court docketed Appellant’s
timely response on January 29, 2019. By order dated February 7, 2019, the
PCRA court dismissed Appellant’s petition as untimely.3
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3 The order, which listed all four docket numbers, directed Appellant to file
“an appeal” within thirty days. See Order, 2/7/19.
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Appellant timely filed a pro se notice of appeal,4 which was postmarked
March 4, 2019.5 Appellant subsequently filed a timely court-ordered Pa.R.A.P.
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4Appellant’s notice of appeal listed all four docket numbers. The PCRA court
docketed Appellant’s filing in all four cases and included a copy in each of the
certified records transmitted to this Court on appeal. In Commonwealth v.
Walker, 185 A.3d 969 (Pa. 2018), the Pennsylvania Supreme Court
announced a prospective rule that “the proper practice under [Pa.R.A.P.]
341(a) is to file separate appeals from an order that resolves issues arising on
more than one docket.” Walker, 185 A.3d at 977. In Commonwealth v.
Creese, 216 A.3d 1142 (Pa. Super. 2019), this Court quashed an appeal
where the appellant filed four separate notices of appeal listing all four docket
numbers and held that a notice of appeal may only contain one docket
number. Creese, 216 A.3d at 1143.
However, in Commonwealth v. Stansbury, 219 A.3d 157 (Pa. Super. 2019),
this Court recognized that the failure to file separate notices of appeal may be
excused where there was a breakdown in the operation of the court.
Stansbury, 219 A.3d at 160. In Stansbury, the order being appealed
contained multiple docket numbers and advised the appellant “that he has
thirty days from this day, to file a written notice of appeal to the Superior
Court.” Id. at 159 (emphasis in original). This Court concluded that the PCRA
court’s failure to advise the appellant of the need to file separate notices of
appeal constituted “a breakdown in court operations such that we may
overlook” any Walker defect. Id. at 160.
Here, similar to Stansbury, the PCRA court instructed Appellant to file “an
appeal” within thirty days. See Order, 2/7/19. The PCRA court’s order did
not advise Appellant that he must file separate notices of appeal pursuant to
Walker or that each notice of appeal must bear only one docket number. See
Creese, 216 A.3d at 1144. Under these circumstances, we conclude that the
PCRA court’s failure to properly advise Appellant of his appellate rights
constitutes “a breakdown in court operations such that we may overlook” any
Creese defect. See Stansbury, 219 A.3d at 160. Therefore, Walker and
Creese do not require quashing the appeal.
5 Under the “prisoner mailbox rule,” we deem a pro se prisoner’s legal filings
filed on the date they are delivered to prison authorities for mailing. See
Commonwealth v. Chambers, 35 A.3d 34, 38 (Pa. Super. 2011); see also
Pa.R.A.P. 121(a). Because Appellant’s notice of appeal was placed in the mail
on March 4, 2019, before the thirty-day appeal period had expired, his appeal
was timely.
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1925(b) statement. The PCRA court issued a Rule 1925(a) opinion reiterating
that Appellant’s PCRA petition was untimely. See PCRA Ct. Op., 6/6/19, at 1-
2. However, the PCRA court did not address whether Appellant established
any of the exceptions to the PCRA time bar. Id.
On appeal, Appellant raises the following issues, which we have
reordered as follows:
1. Whether [Appellant’s] one-year time limitation was tempered
by [Appellant’s] assertion of [Section] 9545(b)(1)(ii),
warranting relief as conditioned by such assertion.
2. Whether [Attorney Steinberg provided ineffective assistance of
counsel based on] his failure to file a timely petition for
allowance of appeal before the [Pennsylvania] Supreme Court,
which resulted in the complete deprivation of Appellant’s
appellate review right under Pa.R.Crim.P 904(F)(2),
warrant[ing] relief requested, predicated upon the Supreme
Court’s decision in [Peterson, 192 A.3d at 1123].
3. Whether Appellant’s [Fourteenth] U.S. Constitutional
Amendment right to due process was violated, where there
existed a state based right.
4. Whether [Attorney Steinberg’s] performance or lack thereof,
rendered to the “functional equivalent of having no counsel at
all,” where there was an unjustified failure to file a requested
appeal, rendering [Attorney Steinberg’s] conduct beneath the
range of competence demanded of attorneys in criminal cases,
guaranteed by the Sixth Amendment to the U.S. Constitution
and Article V, Section 9, of the Pennsylvania Constitution.
Appellant’s Brief at IV (some formatting altered).
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Initially, we must address whether Appellant has established a
timeliness exception to the PCRA time bar.6 Appellant contends that Attorney
Steinberg’s failure to file a timely petition for allowance of appeal is a newly
discovered fact. Id. at 8. He asserts that Attorney Steinberg was per se
ineffective, as he “failed to take a procedural step that completely deprived
[A]ppellant of the right to substantive review.” Id. at 8-9. Appellant argues
that he “neither knew of that failure, nor could [he] have discovered it through
the exercise of reasonable diligence.” Id. at 9.
Specifically, Appellant argues that he “did not know about the untimely
filing[,] a fact made clear from the personal letter[s] attached to [his petition]
and established in [Attorney Steinberg’s] June 28, 2001 petition for leave to
file a document out of time or nunc pro tunc.” Id. at 7. Appellant claims that
he “was never provided with a copy of [Attorney Steinberg’s] June 11, 2001
petition for allowance of appeal, nor the June 28, 2001 petition” requesting
nunc pro tunc relief. Id. at 7 (some formatting altered). Further, he asserts
that Attorney Steinberg “did not provide [Appellant] with any information that
would have given rise to a suspicion or belief that the petition was untimely.”
Id. at 12.
Instead, Appellant argues that Attorney Steinberg “purposefully began
to mislead [A]ppellant[,] who is a layman” by stating that the Supreme Court
did not wish to take jurisdiction of his case. Id. Further, he asserts that
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6 Neither party disputes that Appellant’s conviction became final in 1998, and
that Appellant’s instant petition, filed in 2017, is facially untimely.
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Attorney Steinberg continued to send letters in which he used a “deceptive
ploy to avoid informing [A]ppellant of his untimely filing.” Id. at 11. Appellant
asserts that he “never received a copy of the [Pennsylvania Supreme Court’s]
order dismissing his first [PCRA] appeal and he did not know of counsel’s
failure . . . until after the [PCRA’s] one-year deadline had expired.” Id. at 8.
Finally, he asserts that he has met the requirement in Section 9545(b)(2) by
timely filing his petition after our Supreme Court issued its decision in
Peterson. Id. at 15. Therefore, Appellant argues that he has established
the timeliness exception and is entitled to a hearing on his claim. Id. at 8.
The Commonwealth responds that Appellant’s petition is untimely and
that he has failed to establish an exception to the PCRA time bar.
Commonwealth’s Brief at 9. The Commonwealth acknowledges that
“counsel’s failure to file a timely petition for allowance of appeal could be
considered a newly discovered fact for purposes of Section 9545(b)(1)(ii).”
Id. at 12 (citing Commonwealth v. Williamson, 21 A.3d 236, 242 (Pa.
Super. 2011)). However, the Commonwealth asserts that Appellant knew
about the untimely filing in 2002 when Attorney Steinberg informed him that
the Supreme Court did not wish to exercise jurisdiction over his case. Id. at
13. The Commonwealth argues that “[d]espite [Appellant’s] evident
awareness that [Attorney Steinberg] had failed to timely file a petition for
allowance of appeal in 2002, [A]ppellant waited until his current, seventh
petition - filed almost [sixteen] years later - to assert that this failure
constituted abandonment by counsel.” Id. at 13. Therefore, the
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Commonwealth asserts that the PCRA court properly denied relief, as it did
not have jurisdiction to review Appellant’s substantive claims. Id. at 14.
Our standard of review for the dismissal of a PCRA petition is limited to
“whether the record supports the PCRA court’s determination and whether the
PCRA court’s decision is free of legal error.” Commonwealth v. Lawson, 90
A.3d 1, 4 (Pa. Super. 2014) (citation omitted). The timeliness requirement
for a PCRA petition “is mandatory and jurisdictional in nature.”
Commonwealth v. Taylor, 67 A.3d 1245, 1248 (Pa. 2013) (citation
omitted). “A PCRA petition, including a second or subsequent petition, shall
be filed within one year of the date the underlying judgment becomes final.”
Commonwealth v. Valentine, 928 A.2d 346, 348 (Pa. Super. 2007)
(citations omitted). “A judgment is deemed final ‘at the conclusion of direct
review, including discretionary review in the Supreme Court of the United
States and the Supreme Court of Pennsylvania, or at the expiration of time
for seeking the review.’” Id. (quoting 42 Pa.C.S. § 9545(b)(3)).
Courts may consider a PCRA petition filed more than one year after a
judgment of sentence becomes final only if the petitioner pleads and proves
one of the following three statutory exceptions:
(i) the failure to raise the claim previously was the result of
interference by government officials with the presentation of the
claim in violation of the Constitution or laws of this Commonwealth
or the Constitution or laws of the United States;
(ii) the facts upon which the claim is predicated were unknown to
the petitioner and could not have been ascertained by the exercise
of due diligence; or
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(iii) the right asserted is a constitutional right that was recognized
by the Supreme Court of the United States or the Supreme Court
of Pennsylvania after the time period provided in this section and
has been held by that court to apply retroactively.
42 Pa.C.S. § 9545(b)(1)(i)-(iii).
To invoke one of these exceptions, a petitioner must also file his petition
within one year of the date the claim could have been presented. See 42
Pa.C.S. § 9545(b)(2).7 It is the PCRA petitioner’s “burden to allege and prove
that one of the timeliness exceptions applies.” Commonwealth v. Albrecht,
994 A.2d 1091, 1094 (Pa. 2010) (citation and quotation marks omitted).
To establish the newly discovered fact timeliness exception in Section
9545(b)(1)(ii), a petitioner must
demonstrate he did not know the facts upon which he based his
petition and could not have learned those facts earlier by the
exercise of due diligence. Due diligence demands that the
petitioner take reasonable steps to protect his own interests. A
petitioner must explain why he could not have learned the new
fact(s) earlier with the exercise of due diligence. This rule is
strictly enforced. Additionally, the focus of this exception is on
the newly discovered facts, not on a newly discovered or newly
willing source for previously known facts.
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7 Section 9545(b)(2) was amended on October 24, 2018, effective December
24, 2018, and extended the time for filing from sixty days of the date the
claim could have been first presented to one year. The amendment applies
to claims arising on December 24, 2017, or thereafter. See Act of Oct. 24,
2018, P.L. 894, No. 146, § 3. Because Appellant filed the instant PCRA petition
after December 24, 2017, the amended Section 9545(b)(2) applies to
Appellant’s claim.
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Commonwealth v. Brown, 111 A.3d 171, 176 (Pa. Super. 2015) (citations
and quotation marks omitted).
In Commonwealth v. Bennett, 930 A.2d 1264 (Pa. 2007), our
Supreme Court held that the abandonment of a client by counsel constitutes
a “fact” within the meaning of Section 9545(b)(1)(ii). Bennett, 930 A.2d at
1274. For purposes of Section 9545(b)(1)(ii), abandonment means the
complete deprivation of the petitioner’s right to review by a court. See
Peterson, 192 A.3d at 1131; see also Williamson, 21 A.3d at 242 (applying
Bennett and holding that counsel’s failure to file a timely petition for
allowance of appeal could be considered a new fact for purposes of Section
9545(b)(1)(ii)). However, “a petitioner invoking [S]ection 9545(b)(1)(ii)
must still comply with [S]ection 9545(b)(2) by presenting the claim within
[one year] of discovering the new fact.” Williamson, 21 A.3d at 242
(emphasis and citations omitted).
Here, as noted previously, the PCRA court did not address whether
Appellant met the newly discovered fact exception. See PCRA Ct. Op., 6/6/19,
at 1-2. Nonetheless, Appellant has failed to indicate when he learned of
Attorney Steinberg’s failure to file a timely petition for allowance of appeal
with our Supreme Court.8 Therefore, Appellant cannot demonstrate that he
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8Further, our review of the record reveals that, in his third PCRA petition,
Appellant referenced Attorney Steinberg’s nunc pro tunc petition and the
Supreme Court’s order denying relief. See Appellant’s Third PCRA Pet.,
10/11/07, at ¶ 21 (explaining that Attorney Steinberg filed a petition for leave
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filed the instant petition within one year of discovering that fact. See 42
Pa.C.S. § 9545(b)(2); see also Williamson, 21 A.3d at 242.
To the extent Appellant argues that his petition was timely filed after
our Supreme Court’s decision in Peterson, he is not entitled to relief. See
Commonwealth v. Kretchmar, 189 A.3d 459, 467 (Pa. Super. 2018)
(reiterating that “judicial decisions do not constitute new ‘facts’ for purposes
of the newly-discovered [fact] exception set forth in Section 9545(b)(1)(ii),”
and noting that “[n]ew legal decisions can only overcome the PCRA’s
timeliness requirements in the context of Section 9545(b)(1)(iii)” (citing
Commonwealth v. Watts, 23 A.3d 980, 986-87 (Pa. 2011)), appeal denied,
198 A.3d 1046 (Pa. 2018).
Therefore, we conclude that the PCRA court did not err by dismissing
Appellant’s petition without a hearing. See Lawson, 90 A.3d at 4.
Accordingly, we affirm.
Order affirmed.
Judge Musmanno joins the memorandum.
Judge Murray concurs in the result.
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to file a document out of time or nunc pro tunc with the Supreme Court, which
was denied on September 6, 2001). Appellant also claimed that Attorney
Steinberg sent him “misleading letters” and that he never received a copy of
the Supreme Court’s order denying relief. See id. at ¶¶ 39-43.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 5/11/2020
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