Com. v. Glenn, C. ( 2023 )


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  • J-S01037-23
    NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
    COMMONWEALTH OF PENNSYLVANIA                  :   IN THE SUPERIOR COURT OF
    :        PENNSYLVANIA
    :
    v.                                :
    :
    :
    CHRISTOPHER DALE GLENN                        :
    :
    Appellant                  :   No. 534 WDA 2022
    Appeal from the Judgment of Sentence Entered April 6, 2022
    In the Court of Common Pleas of Beaver County
    Criminal Division at No(s): CP-04-CR-0000329-2022
    BEFORE:      BENDER, P.J.E., KUNSELMAN, J., and COLINS, J.
    MEMORANDUM BY COLINS, J.:                               FILED: May 16, 2023
    Christopher Dale Glenn appeals from the judgment of sentence imposed
    following him pleading guilty to possessing a firearm as a prohibited person
    and receiving stolen property.1 For these offenses, Glenn was aggregately
    sentenced to five to ten years of imprisonment.2 On appeal, Glenn’s counsel
    contends that there are no non-frivolous issues to raise on his behalf and has
    correspondingly filed a petition to withdraw from representation and an
    Anders      brief.   See   Anders      v.      California,   
    386 U.S. 738
       (1967);
    ____________________________________________
       Retired Senior Judge assigned to the Superior Court.
    1See 18 Pa.C.S. § 6105(a), (a.1)(1.1) (first-degree felony) and 18 Pa.C.S. §
    3925(a), respectively.
    2 In addition to this term of imprisonment, appearing to originate as a
    negotiated plea agreement, see Plea Hearing, 4/6/22, at 3-9, Glenn was
    sentenced to a consecutive “period of reentry supervision of 12 months[.]” 61
    Pa.C.S. § 6137.2(b).
    J-S01037-23
    Commonwealth v. Santiago, 
    978 A.2d 349
     (Pa. 2009). After reviewing the
    record, both through the lens of the Anders brief and independently, we
    affirm Glenn’s judgment of sentence and additionally grant counsel’s petition
    to withdraw.
    Although somewhat difficult to discern given the sparse record, Glenn
    admitted to having illegally possessed a firearm and stolen vehicle while in
    Beaver County, Pennsylvania, on February 16, 2022. See Plea Hearing,
    4/6/22, at 11-14. According to the affidavit of probable cause, police officers
    were called to Anthony Gilbert’s house after Gilbert informed them that Glenn
    had refused to leave his residence. See Affidavit of Probable Cause, 2/16/22,
    at 1. Gilbert also conveyed that Glenn had brandished a firearm. See 
    id.
    Following his arrest, police confirmed that, in addition to being the subject of
    multiple extradition requests, Glenn had been convicted of several prior felony
    offenses. See id., at 2.
    Corresponding with both a written and oral plea colloquy, Glenn pleaded
    guilty to the two above-named crimes and was sentenced on April 6, 2022.
    While still represented by counsel, Glenn filed a pro se, hand-written motion
    to withdraw his guilty plea, which was dated April 8, 2022, date-stamped by
    the United States Postal Service on April 18, 2022, and filed in the lower court
    on April 19, 2022.
    Glenn filed a counseled notice of appeal from his judgment of sentence
    on May 3, 2022. Instead of filing a concise statement of errors complained of
    on appeal, Glenn’s counsel submitted, in a filing dated May 17, 2022, a
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    statement of intent to file an Anders/Santiago brief, pursuant to Pa.R.A.P.
    1925(c)(4). Independently, Glenn, pro se, filed his own concise statement of
    errors complained of on appeal in a document dated May 19, 2022, and filed
    May 25, 2022. In his pro se concise statement, Glenn asserts that he received
    ineffective assistance of counsel. In addition, Glenn avers that he was not
    guilty of receiving stolen property, and as to the firearms offense, he had a
    valid necessity defense.3
    Prior to our substantive consideration of identified or latent appellate
    issues,   we    must    first   consider   counsel’s   petition   to   withdraw.   See
    Commonwealth v. Garang, 
    9 A.3d 237
    , 240 (Pa. Super. 2010) (citation
    omitted). The submission of an Anders brief demonstrates counsel’s belief
    that the current appeal is frivolous. Accordingly, to withdraw from
    representation, counsel must avail himself or herself of a well-defined set of
    procedures. Specifically, counsel is required to:
    (1) petition the court for leave to withdraw stating that after
    making a conscientious examination of the record, counsel has
    determined the appeal would be frivolous;
    (2) file a brief referring to any issues that might arguably support
    ____________________________________________
    3 As the record reflects that he was represented by counsel at both junctures,
    Glenn’s pro se filings, i.e., the motion to withdraw his guilty plea and his
    statement of errors complained of on appeal, are legal nullities, “having no
    legal effect.” Commonwealth v. Nischan, 
    928 A.2d 349
    , 355 (Pa. Super.
    2007) (citation omitted); see also Commonwealth v. Ali, 
    10 A.3d 282
    , 293
    (Pa. 2010) (“[A]ppellant was represented by counsel on appeal, so his pro se
    Rule 1925(b) statement was a legal nullity.”) (citation omitted). Neither
    Glenn’s counsel (by way of adoption or amendment) nor the lower court acted
    on Glenn’s filings.
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    the appeal, but which does not resemble a no-merit letter; and
    (3) furnish a copy of the brief to the defendant and advise him of
    his right to retain new counsel, proceed pro se, or raise any
    additional points [counsel] deems worthy of this Court’s attention.
    Commonwealth v. Edwards, 
    906 A.2d 1225
    , 1227 (Pa. Super. 2006)
    (citation omitted).
    As established in Santiago, our Supreme Court further refined the
    Anders requirements, necessitating that counsel:
    (1) provide a summary of the procedural history and facts, with
    citations to the record;
    (2) refer to anything in the record that counsel believes arguably
    supports the appeal;
    (3) set forth counsel’s conclusion that the appeal is frivolous; and
    (4) state counsel’s reasons for concluding that the appeal is
    frivolous. Counsel should articulate the relevant facts of record,
    controlling case law, and/or statutes on point that have led to the
    conclusion that the appeal is frivolous.
    978 A.2d at 361. Substantial compliance with these enumerated requirements
    is legally sufficient. See Commonwealth v. Redmond, 
    273 A.3d 1247
    , 1252
    (Pa. Super. 2022) (citation omitted). If counsel has adhered to Anders and
    its progeny, this Court must thereafter “conduct a simple review of the record
    to ascertain if there appear on its face to be arguably meritorious issues that
    counsel, intentionally or not, missed or misstated.” Commonwealth v.
    Dempster, 
    187 A.3d 266
    , 272 (Pa. Super. 2018) (en banc).
    Our review of counsel’s submissions compels a conclusion that there has
    been minimal compliance with Anders. Counsel’s petition to withdraw as
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    counsel merely cross references the Anders brief and does not evidence any
    kind of conscientious examination of the record. See Petition to Withdraw as
    Counsel, filed 10/7/22, at 2.4 Moreover, the Anders brief simply states that
    counsel “reviewed the transcript of [Glenn’s] plea and sentencing. [Counsel]
    has reviewed the lower court file and the client case file.” Anders Brief, at 9.
    As to the brief’s other contents, counsel cursorily highlights the limited
    appellate claims one may raise after accepting a guilty plea and summarily
    concludes that there are no meritorious issues present. In its entirety, this
    section, which serves to demonstrate the frivolousness of the present appeal,
    spans approximately one page in length. In addition, the “facts” section of the
    Anders brief solely discusses the procedural history of this case (with some
    ____________________________________________
    4  Counsel filed this more recent petition with an appended “notice of rights”
    letter directed to Glenn after being ordered by this Court to do so, having only
    filed an Anders brief and single-page petition to withdraw in the first instance.
    Notwithstanding that original omission, counsel’s most recent submission
    signals that Glenn received all relevant filings and information. In the “notice
    of rights” letter, Glenn is apprised that he may retain new counsel, proceed
    pro se, or raise any additional issues before this Court. As such, counsel has
    satisfied that corresponding Anders requirement.
    Instead of filing a response to the Anders brief, Glenn filed a pro se motion
    for appointment of appellate counsel, which, like his pro se concise statement,
    also appears to assert claims of ineffective assistance of counsel. As best can
    be discerned, such contentions appear to be exclusively germane to a Post
    Conviction Relief Act (“PCRA”) petition. See 42 Pa.C.S. § 9543(a)(2)(ii); see
    also Commonwealth v.
    Holmes, 79
     A.3d 562, 576 (Pa. 2013) (stating,
    generally, that ineffective assistance claims are to be deferred to PCRA review
    unless: (1) the trial court addresses a claim of ineffectiveness that is apparent
    from the record and meritorious; or (2) the defendant knowingly and
    expressly waives his right to to seek PCRA review). Glenn’s filing was denied
    by this Court per curiam.
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    J-S01037-23
    overview of Glenn’s plea colloquy) and does not contain a single fact
    underpinning Glenn’s crimes.
    Although we do not condone counsel’s marginal effort in outlining and
    analyzing legal or factual issues that may be present in this appeal, our review
    of this case has not been materially hampered. Accordingly, we find that
    counsel has nominally complied with Anders, and we therefore proceed to
    review the substantive claims addressed in counsel’s brief.
    In short, the Anders brief concludes that there are no presentable
    issues to argue before this Court. Specifically, Counsel indicates that there
    was nothing jurisdictionally infirm as to the trial court’s acceptance of Glenn’s
    guilty plea nor was there any evidence that the court imposed an illegal
    sentence. Moreover, counsel avers that Glenn’s guilty plea, both in its oral and
    written form, was constitutionally and procedurally valid.
    “Generally, a plea of guilty amounts to a waiver of all defects and
    defenses except those concerning the jurisdiction of the court, the legality of
    the sentence, and the validity of the guilty plea.” Commonwealth v. Reichle,
    
    589 A.2d 1140
    , 1141 (Pa. Super. 1991) (citations omitted).5
    ____________________________________________
    5 Under certain circumstances, a defendant that has taken a guilty plea would
    not be precluded from challenging the discretionary aspects of his sentence,
    therefore providing another potential avenue for relief on appeal. However,
    here, Glenn pleaded guilty to, and received the benefit of, an agreement that
    specified particular penalties. As such, this negotiated agreement forecloses
    review of the discretionary aspects of his sentence. See Commonwealth v.
    Brown, 
    982 A.2d 1017
    , 1018-19 (Pa. Super. 2009).
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    As to jurisdiction, “[t]he complaint and criminal information both recite
    the situs of the offense as occurring in Beaver County, Pennsylvania.” Anders
    Brief, at 9; see also Plea Hearing, 4/6/22, at 11 (outlining the court’s inquiry
    into whether Glenn was present in Beaver County when he committed his
    crimes). “[E]ach court of common pleas within this Commonwealth possesses
    the same subject matter jurisdiction to resolve cases arising under the
    Pennsylvania Crimes Code[.]” Commonwealth v. Bethea, 
    828 A.2d 1066
    ,
    1075 (Pa. 2003). Much like counsel, we see no jurisdictional basis for Glenn
    to contest his guilty plea.
    On the question of whether the court imposed an illegal sentence,
    Glenn’s firearm conviction was graded as a first-degree felony, see 18 Pa.C.S.
    § 6105(a.1)(1.1), and the receiving stolen property charge was determined
    to be a third-degree felony, see 18 Pa.C.S. § 3903(a.1) (specifying
    automobiles). As to the former crime, Glenn admitted that he “had been
    convicted of an offense that prohibited [him] from otherwise having or
    possessing a firearm.” Plea Hearing, 4/6/22, at 12; 18 Pa.C.S. § 6105(b).
    The court imposed a five-to-ten-year term of incarceration at the former
    offense and a concurrent three-and-a-half-to-seven-year term at the latter
    conviction. The maximum sentence for a first-degree felony is twenty years
    of incarceration, see 18 Pa.C.S. § 1103(1), and seven years of incarceration
    for a third-degree felony, id., at § 1103(3). In accordance with these statutory
    precepts, the court did not exceed its authority in imposing either of Glenn’s
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    discrete sentences. See Commonwealth v. Berry, 
    887 A.2d 479
    , 483 (Pa.
    Super. 2005) (citations omitted).
    Regarding the sufficiency of Glenn’s guilty plea, “[a] defendant wishing
    to challenge the voluntariness of a guilty plea on direct appeal must either
    object during the plea colloquy or file a motion to withdraw the plea within ten
    days of sentencing. Failure to employ either measure results in waiver.”
    Commonwealth v. Lincoln, 
    72 A.3d 606
    , 609-10 (Pa. Super. 2013)
    (citations omitted). There is no evidence that Glenn objected to his guilty plea
    during the colloquy and, as stated supra, Glenn’s filing of a pro se motion to
    withdraw was a legal nullity.6
    Even if a plea-related claim was not waived, the record establishes
    Glenn’s knowing acquiesce to the plea’s contents. Under Pennsylvania Rule of
    Criminal Procedure Rule 590, a voluntary and knowing guilty plea must
    contain a colloquy that, at a minimum, ascertains the following:
    1. Does the defendant understand the nature of the charges to
    which he or she is pleading guilty or nolo contendere?
    2. Is there a factual basis for the plea?
    3. Does the defendant understand that he or she has the right to
    trial by jury?
    4. Does the defendant understand that he or she is presumed
    innocent until found guilty?
    5. Is the defendant aware of the permissible range of sentences
    ____________________________________________
    6We reiterate, but express no opinion on, Glenn’s ability to subsequently seek
    PCRA relief as it relates to his desire to having his guilty plea withdrawn.
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    and/or fines for the offenses charged?
    6. Is the defendant aware that the judge is not bound by the terms
    of any plea agreement tendered unless the judge accepts such
    agreement?
    Pa.R.Crim.P. 590, Comment.
    In utilizing these interrogatories as guideposts, there was sufficient
    exploration into all six. The court explicitly delved into the elements of the two
    pleaded-to crimes and Glenn’s factual involvement in having committed those
    crimes. See Plea Hearing, 4/6/22, at 6-8. The court repeatedly confirmed
    Glenn’s understanding of the crimes’ elements and his illicit actions. See, e.g.,
    id., at 8. In addition, Glenn stated that he understood his “right to a jury
    trial[.]” Id., at 5. Glenn also acknowledged the presumption that he was
    innocent until proven guilty. See id., at 5-6. Furthermore, Glenn indicated
    that he was aware of the maximum and minimum sentences that he could
    face. See Guilty Plea Colloquy, at 3. And, finally, Glenn conveyed that he
    understood that his agreement with the Commonwealth “is not binding on the
    [c]ourt unless or until [it] decide[s] to accept it[.] Plea Hearing, 4/6/22, at 5.
    We emphasize that most, if not all, of these six inquiries are reflected,
    in some way, in both written and oral form. Additionally, Glenn responded
    “yes” to the questions of whether he had ample opportunity to consult with
    his attorney prior to entering the plea and whether he was satisfied with his
    attorney’s representation. See Guilty Plea Colloquy, at 4. Therefore, we find
    that Glenn was fully apprised of his rights had he chosen to proceed to trial
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    and fully assented to the plea agreement that was presently before him.
    As required by Anders, we have independently reviewed the record to
    determine whether any other non-frivolous issues exist. We, however, have
    found no other legally viable claim for Glenn to have pursued in this direct
    appeal.
    With no other non-frivolous issues apparent and having analyzed the
    entire contents of the Anders brief, we grant counsel's petition to withdraw
    and affirm Glenn’s judgment of sentence.
    Petition to withdraw from representation granted. Judgment of sentence
    affirmed.
    Judgment Entered.
    Joseph D. Seletyn, Esq.
    Prothonotary
    Date: 5/16/2023
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