Com. v. Toby, D. ( 2023 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT OP 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
DENNIS TOBY :
:
Appellant : No. 1415 MDA 2022
Appeal from the PCRA Order Entered September 20, 2022
In the Court of Common Pleas of York County Criminal Division at No(s):
CP-67-CR-0003199-2003
BEFORE: OLSON, J., McCAFFERY, J., and COLINS, J.*
MEMORANDUM BY OLSON, J.: FILED JUNE 08, 2023
Appellant, Dennis Toby, appeals pro se from the September 20, 2022
order entered in the Court of Common Pleas of York County, denying his
petition filed pursuant to the Post Conviction Relief Act (“PCRA”), 42 Pa.C.S.A.
§§ 9541-9546. We affirm.
This Court previously summarized the procedural history as follows:
On July 16, 2004, a jury convicted Appellant of third-degree
murder, robbery, burglary, and receiving stolen property.[1] The
[trial] court sentenced Appellant on August 25, 2004, to an
aggregate term of 27½ - 55 years' imprisonment. This Court
affirmed the judgment of sentence on September 8, 2006, and
our Supreme Court denied allowance of appeal on March 20, 2007.
See Commonwealth v. Toby, 911 A.2d 187 (Pa. Super. 2006),
appeal denied, [] 919 A.2d 956 ([Pa.] 2007). On June 4, 2007,
Appellant timely filed a PCRA petition, for reinstatement of his
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* Retired Senior Judge assigned to the Superior Court.
1 18 Pa.C.S.A. §§ 2502(c), 3701(a)(1), 3502(a), and 3925(a), respectively.
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direct appeal rights nunc pro tunc due to counsel's failure to file a
timely [concise statement of errors complained of on appeal
pursuant to Pennsylvania Rule of Appellate Procedure 1925(b)] on
direct appeal. The [PCRA] court granted relief on July 12, 2007,
and Appellant filed a nunc pro tunc notice of appeal on July 17,
2007. On July 8, 2008, this Court affirmed [Appellant’s judgment
of sentence]. See Commonwealth v. Toby, 959 A.2d 975(Pa. Super. 2008). Our Supreme Court subsequently granted
Appellant's petition for allowance of appeal on December 17,
2008, and remanded the case to this Court for consideration of a
jury instruction issue. See Commonwealth v. Toby, [] 963 A.2d
902 ([Pa.] 2008). This Court again affirmed the judgment of
sentence on March 31, 2009, and our Supreme Court denied
allowance of appeal on October 15, 2009. See Commonwealth
v. Toby, 974 A.2d 1193 (Pa. Super. 2009), appeal denied, [] 982
A.2d 65 ([Pa.] 2009). On August 2, 2010, Appellant timely filed
a pro se PCRA petition; however, Appellant withdrew the petition
on December 13, 2010. Appellant then filed a pro se PCRA petition
on September 8, 2011, and the PCRA court denied relief on
September 26, 2011. This Court affirmed [the order denying
Appellant’s PCRA petition] on June 29, 2012, and our Supreme
Court denied allowance of appeal on November 20, 2012. See
Commonwealth v. Toby, 53 A.3d 944 (Pa. Super. 2012), appeal
denied, [] 57 A.3d 70 ([Pa.] 2012). On [] March 7, 2016,
Appellant filed [a] petition for writ of habeas corpus in the civil
division [of the Court of Common Pleas of York County.] The
[trial] court treated Appellant's petition as a PCRA petition and
transferred [the matter] to Appellant's existing criminal docket.
The [PCRA] court ultimately dismissed the petition as untimely on
June 6, 2016.
Commonwealth v. Toby, 2017 WL 1078737, at *1 (Pa. Super. Mar. 22,
2017) (unpublished memorandum). On March 22, 2017, this Court affirmed
the order dismissing Appellant’s PCRA petition as untimely, and our Supreme
Court denied allowance of appeal on September 27, 2017. Commonwealth
v. Toby, 2017 WL 1078737, at *2, appeal denied, 171 A.3d 1289 (Pa. 2017).
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On February 23, 2022, Appellant filed pro se the instant PCRA petition.2
On May 3, 2022, the PCRA court provided notice to Appellant of its intent to
dismiss his PCRA petition pursuant to Pennsylvania Rule of Criminal Procedure
907 and advised Appellant that he had 20 days from the date of the notice in
which to file a response. Rule 907 Notice, 5/3/22. On May 11, 2022, Appellant
filed pro se a response to the PCRA court’s Rule 907 notice.3 Appellant’s
response to the Rule 907 notice set forth arguments in support of his
substantive claims of ineffective assistance of trial counsel and an illegal
sentence, which he originally raised in his pro se PCRA petition. Appellant’s
Objections to Rule 907 Notice, 5/11/22. On June 3, 2022, the PCRA court
denied Appellant’s petition. In its order denying Appellant’s petition, the PCRA
court stated that the petition was denied “[f]or the reasons stated in the
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2 Although Appellant’s PCRA petition was time-stamped as having been
received by the PCRA court on March 1, 2022, we deem Appellant’s PCRA
petition as having been filed on February 23, 2022, which is the post-mark
date on the envelope Appellant used to submit his petition to the PCRA court.
Commonwealth v. Jones, 700 A.2d 423, 426 (Pa. 1997) (explaining that,
pursuant to the well-established principle, commonly referred to as the
“prisoner mailbox rule,” a document is deemed filed on the date an inmate
deposits the mailing with prison authorities or places it in the prison mailbox).
3Appellant’s response was time-stamped as having been received on May 17,
2022, but the envelope used to submit the response was post-marked May
11, 2022. Therefore we deem the response as having been filed on May 11,
2022. Jones, 700 A.2d at 426.
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attached [o]pinion[.]”4 PCRA Court Order, 6/3/22. Appellant did not file an
appeal challenging the June 3, 2022 order.
On August 15, 2022, Appellant filed pro se a motion to reinstate his
appeal rights nunc pro tunc, asserting that he did not receive a copy of the
opinion that purportedly accompanied the June 3, 2022 order denying his
PCRA petition. Appellant’s submission also asserted that, in “early June
2022,” he filed a notice of appeal of the order dismissing his PCRA petition but
did not receive an acknowledgement from this Court that his notice of appeal
was docketed.5 On September 20, 2022, the PCRA court vacated its June 3,
2022 order and, in an amended order, denied Appellant’s petition.6 In its
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4This opinion does not appear in the record as having been filed by the PCRA
court in conjunction with the June 3, 2022 order.
5 A review of the PCRA court docket does not indicate that a notice of appeal
was received by, or filed with, the PCRA court in June 2022. Moreover,
Appellant did not attach a copy of the notice of appeal to his motion to
reinstate his appeal rights nunc pro tunc. Further review fails to reveal that
this Court received, or docketed, a notice of appeal from Appellant in June
2022.
Additionally, Appellant’s pro se motion to reinstate his appeal rights nunc pro
tunc was time-stamped as having been received on August 22, 2022, but the
envelope used to submit the response was post-marked August 15, 2022.
Therefore, we deem Appellant’s pro se motion as having been filed on August
15, 2022. Jones, 700 A.2d at 426.
6 In its opinion that accompanied the amended order denying Appellant’s
petition, the PCRA court explained that it vacated the June 3, 2022 order and
subsequently denied Appellant’s PCRA petition vis-a-vis an amended order
because the PCRA court, due to a filing error, was unaware of Appellant’s pro
se response to the Rule 907 notice at the time it issued the June 3, 2022
dismissal order. PCRA Opinion, 9/20/22, at 4 n.1.
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amended order, the PCRA court denied Appellant’s petition “[f]or the reasons
stated in the attached [o]pinion[.]” PCRA Court Amended Order, 9/20/22.
The opinion that accompanied, and was filed with, the amended order
explained that Appellant’s petition was denied because it was untimely and
without exception to the PCRA jurisdictional time-bar. PCRA Court Opinion,
9/20/22, at 4-6. This appeal followed.7
In his pro se brief, Appellant raises two issues for our review that, in
sum, challenge the legality of his sentence.8 Appellant’s Brief at 7
(unpaginated).
Preliminarily, we examine the procedural posture of the case sub judice
as it implicates this Court’s jurisdiction. Commonwealth v. Grove, 170 A.3d
1127, 1136-1137 (Pa. Super. 2017) (stating, “[t]his Court may consider the
issue of jurisdiction sua sponte” (original quotation marks and citation
omitted)), appeal denied, 185 A.3d 967 (Pa. 2018).
Generally, a trial court or PCRA court, upon notice to the parties, “may
modify or rescind any order within 30 days of its entry [provided] no appeal
from such order has been taken or allowed.” 42 Pa.C.S.A. § 5505. Section
5505, however, “must be read in conjunction with a court's inherent powers
to amend its records, to correct mistakes of the clerk or other officer of the
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7 Both Appellant and the PCRA court complied with Rule 1925.
8We do not set forth verbatim Appellant’s two issues because we conclude,
as explained more fully infra, that the instant PCRA petition was untimely and
without exception.
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court, inadvertencies of counsel, or supply defects or omissions in the record,
even after the lapse of the term” provided no appeal has been taken.
Commonwealth v. Klein, 781 A.2d 1133, 1135 (Pa. 2001) (original
quotation marks and citation omitted); see also Commonwealth v.
Holmes, 933 A.2d 57, 65 (Pa. 2007) (stating that, “the limits of jurisdiction
enshrined in Section 5505 do not impinge on that time-honored inherent
power of courts” to correct patent errors).
In the case sub judice, the PCRA court, on June 3, 2022, denied
Appellant’s pro se petition for collateral relief. The order denying Appellant’s
petition referred to an attached opinion as setting forth the reasons for the
denial of Appellant’s petition, but an opinion was not attached to, or filed with,
the June 3, 2022 order (nor was an opinion made part of the certified record).
Upon receipt of Appellant’s August 15, 2022 pro se motion to reinstate his
appeal rights nunc pro tunc, the PCRA court self-diagnosed a breakdown in
the judicial system, noting that Appellant’s reply to the PCRA court’s Rule 907
notice was improperly handled, leaving the PCRA court unaware of Appellant’s
response before dismissing his most recent PCRA petition. Thereafter, the
PCRA court vacated its June 3, 2022 order denying Appellant’s petition and,
upon consideration of Appellant’s response to the Rule 907 notice, denied
Appellant’s PCRA petition in an amended order on September 20, 2022.
Under these circumstances, the PCRA court exercised its inherent
powers, outside the 30-day period following the June 3, 2022 order, to correct
mistakes that occurred in the issuance of said order. Klein, 781 A.2d at 1135.
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First, the PCRA court, upon reflection, noted that Appellant, in fact, filed a
response to the Rule 907 notice and that the PCRA court, because it was
unaware of the filing, failed to consider Appellant’s response before denying
the petition. The intended purpose of, and the importance of, a Rule 907
notice and a petitioner’s opportunity to respond to the impending dismissal
would be rendered superfluous if a PCRA court did not first consider a timely
response filed by a petitioner before ultimately disposing of the petition.9 See
Pa.R.Crim.P. 907(1) (signifying that, the contents of a response may give rise
to a PCRA court granting leave to file an amended petition or conducting an
evidentiary hearing before disposing of a request for collateral relief). Second,
the June 3, 2022 order denying Appellant petition referred to, and
incorporated, an opinion that purportedly set forth the reasons for the denial
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9 This Court recently explained the purpose of a Rule 907 notice and the
importance of the opportunity for a petitioner to file a response as follows:
[T]he purpose of a Rule 907 pre-dismissal notice is to allow a
petitioner an opportunity to seek leave to amend his[, or her,]
petition and correct any material defects[, with] the ultimate goal
being to permit merits review by the PCRA court of potentially
arguable claims. The response to the Rule 907 notice is an
opportunity for a petitioner [or] his[, or her,] counsel to object to
the dismissal and alert the PCRA court of a perceived error,
permitting the [PCRA] court to discern the potential for
amendment.
Commonwealth v. Vo, 235 A.3d 365, 372 (Pa. Super. 2020) (citations and
original brackets omitted).
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of the petition, but an opinion was not, in fact, attached to, or filed with, said
order nor was a copy of an opinion provided to Appellant.
Upon realizing the breakdown in the judicial system and vacating the
June 3, 2022 order, the PCRA court subsequently denied Appellant’s petition,
after consideration of his response to the Rule 907 notice, in an amended
order, on September 20, 2022. Thereafter, Appellant filed a timely notice of
appeal on September 27, 2022. See Pa.R.A.P. 903(a) (stating that, a notice
of appeal “shall be filed within 30 days after the entry of the order for which
the appeal was taken”). As such, we now turn to a review of the September
20, 2022 amended order denying Appellant’s petition as untimely and without
exception.
Proper appellate review of a PCRA court’s dismissal of a petition is
limited to an examination of “whether the PCRA court’s determination is
supported by the record and free of legal error.” Commonwealth v. Miller,
102 A.3d 988, 992 (Pa. Super. 2014) (citation omitted). “The PCRA court’s
findings will not be disturbed unless there is no support for the findings in the
certified record.” Commonwealth v. Lawson, 90 A.3d 1, 4 (Pa. Super.
2014) (citations omitted). “This Court grants great deference to the findings
of the PCRA court, and we will not disturb those findings merely because the
record could support a contrary holding.” Commonwealth v. Hickman, 799
A.2d 136, 140 (Pa. Super. 2002) (citation omitted). In contrast, we review
the PCRA court’s legal conclusions de novo. Commonwealth v. Henkel, 90
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A.3d 16, 20 (Pa. Super. 2014) (en banc), appeal denied, 101 A.3d 785 (Pa.
2014).
It is well-established that “[i]f a PCRA petition is untimely, neither [an
appellate court] nor the [PCRA] court has jurisdiction over the petition [and,
w]ithout jurisdiction, [courts] simply do not have the legal authority to
address the substantive claims.” Commonwealth v. Reid, 235 A.3d 1124,
1143 (Pa. 2020), citing Commonwealth v. Chester, 895 A.2d 520 (Pa.
2006). To be timely filed, a PCRA petition, including second and subsequent
petitions, must be filed within one year of the date a petitioner’s judgment of
sentence becomes final. 42 Pa.C.S.A. § 9545(b)(1). “A judgment becomes
final at the conclusion of direct review, including discretionary review in the
Supreme Court of the United States and the Supreme Court of Pennsylvania,
or at the expiration of the time for seeking the review.” 42 Pa.C.S.A.
§ 9545(b)(3). The PCRA’s jurisdictional time restriction is constitutionally
sound. Commonwealth v. Cruz, 852 A.2d 287, 292 (Pa. 2004).
Here, as discussed supra, Appellant filed a direct appeal nunc pro tunc
on July 17, 2007. Ultimately, this Court affirmed the judgment of sentence
on March 31, 2009, and our Supreme Court denied allowance of appeal on
October 15, 2009. Toby, 974 A.2d at 1193, appeal denied, 982 A.2d at 65.
As such, Appellant’s judgment of sentence became final on January 13, 2010,
upon expiration of the time for seeking discretionary review with the Supreme
Court of the United States. U.S. Sup. Ct. R. 13(1) (stating, “A petition for a
writ of certiorari seeking review of a judgment of a lower state court that is
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subject to discretionary review by the state court of last resort is timely when
it is filed with the Clerk within 90 days after entry of the order denying
discretionary review.”); see also 42 Pa.C.S.A. § 9545(b)(3)(stating, “a
judgment becomes final at the conclusion of direct review, including
discretionary review in the Supreme Court of the United States and the
Supreme Court of Pennsylvania, or at the expiration of time for seeking the
review”). Therefore, Appellant’s pro se PCRA petition filed on February 23,
2022, more than 12 years after his judgment of sentence became final, is
patently untimely.
If a PCRA petition is untimely filed, the jurisdictional time-bar can only
be overcome if the petitioner alleges and proves one of the three statutory
exceptions, as set forth in 42 Pa.C.S.A. § 9545(b)(1). Commonwealth v.
Spotz, 171 A.3d 675, 678 (Pa. 2017). The three narrow statutory exceptions
to the one-year time-bar are as follows: “(1) interference by government
officials in the presentation of the claim; (2) newly[-]discovered facts; and (3)
an after-recognized constitutional right.” Commonwealth v. Brandon, 51
A.3d 231, 233-234 (Pa. Super. 2012), citing 42 Pa.C.S.A. § 9545(b)(1)(i-iii).
A petition invoking an exception to the jurisdictional time-bar must be filed
within one year of the date that the claim could have been presented. 42
Pa.C.S.A. § 9545(b)(2). If a petitioner fails to invoke a valid exception to the
PCRA time-bar, courts are without jurisdiction to review the petition and
provide relief. Spotz, 171 A.3d at 676.
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Here, in denying Appellant’s petition, the PCRA court held that
“[Appellant raised] issues based on [claims of] ineffective assistance of
counsel and [an] unlawful sentence. [Appellant] failed to show the existence
of any exception to the time[-]bar[.]” PCRA Court Opinion, 9/20/22, at 6
(record citation omitted). Upon review, we concur with the PCRA court, and
the record supports, that Appellant failed to set forth allegations in support of
one of the three exceptions enumerated in Section 9545(b)(1). Reid, 235
A.3d at 1144 (reiterating that, “[t]he PCRA petitioner bears the burden of
proving the applicability of one of the exceptions”); see also Appellant’s Pro
Se PCRA Petition, 2/23/22; Appellant’s Pro Se Response to Rule 907 Notice,
5/11/22. Therefore, we discern no error or abuse of discretion in the PCRA
court’s dismissal of Appellant’s pro se PCRA petition as untimely and without
exception to the jurisdiction time-bar. Consequently, the PCRA court lacked
jurisdiction to review Appellant’s PCRA petition, and we may not review the
substance of the petition on appeal.
Order affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 06/08/2023
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