Kovalev, S. v. Stepansky, I. ( 2023 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT O.P. 65.37
SERGEI KOVALEV : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
Appellant :
:
:
v. :
:
:
IRINA STEPANSKY, DMD, JOHN DOE : No. 2256 EDA 2022
I, JOHN AND JANE DOES 1-10 :
Appeal from the Order Entered August 12, 2022
In the Court of Common Pleas of Philadelphia County Civil Division at
No(s): 191102324
BEFORE: OLSON, J., NICHOLS, J., and McLAUGHLIN, J.
MEMORANDUM BY McLAUGHLIN, J.: FILED AUGUST 31, 2023
Sergei Kovalev appeals pro se from the order granting Irina Stepansky,
DMD’s motion to dismiss his complaint with prejudice pursuant to
Pennsylvania Rule of Civil Procedure 233.1(a). That rule permits dismissals of
pro se civil actions asserting “the same or related claims which the pro se
plaintiff raised in a prior action against the same or related defendants,” if the
“claims have already been resolved pursuant to a written settlement
agreement or a court proceeding.” Pa.R.C.P. 233.1(a).We affirm.
Background
Kovalev has brought three actions against Dr. Stepansky based on
dental treatment he obtained from her in November 2015.
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The 2017 Philadelphia Case (“2017 State Action”):
Kovalev filed a pro se complaint in 2017 in the Philadelphia County Court
of Common Pleas. The defendants were Dr. Stepansky as well as John Doe;
Health Partners, Inc. and William S. George (its chief executive officer); and
Avesis, Inc. and Chris Swanker (its chief executive officer) (“the 2017
Defendants”). Kovalev claimed he was mutilated during unauthorized dental
procedures performed by Dr. Stepansky and John Doe on two separate dates
— November 20 and 25, 2015. He alleged that he authorized Dr. Stepansky
to perform dental work on one tooth, but she instead removed 11 portions or
surfaces of seven healthy teeth. See 2017 State Action Amended Compl. at
¶¶ 53, 61. He further claimed Dr. Stepansky had injected him with drugs that
caused him to lose consciousness and memory during the procedures, and
that the corporate defendants participated with Dr. Stepansky in a fraudulent
billing scheme. Id. at ¶¶ 58-59, 135. Kovalev asserted 28 causes of action
against the 2017 Defendants, including assault and battery, fraud, false
imprisonment, civil conspiracy, sadistic torture, patient abandonment, breach
of contract for dental care, intentional and negligent misrepresentation,
patient endangerment, breach of fiduciary duties, and human body mutilation.
The 2017 Defendants thereafter filed a notice of intent to enter
judgment of non pros for failure to file a certificate of merit.1 Kovalev
responded by moving to quash the notice, arguing that a certificate of merit
____________________________________________
1 A certificate of merit is required in professional liability cases. See Pa.R.C.P
1042.3.
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was not required. The trial court denied Kovalev’s motions. Finding his
complaint sounded in professional negligence, it ordered him to file a
certificate of merit. Kovalev responded by filing “certificates” claiming no
certificate of merit was required.
Dr. Stepansky then filed preliminary objections for (among other things)
the inclusion of scandalous and impertinent matters. The trial court sustained
the preliminary objections and dismissed the complaint without prejudice.
Kovalev twice sought leave to file an amended complaint but was denied relief.
The court denied his motion with prejudice the second time because he failed
to attach a proposed amended complaint. Kovalev appealed, and this Court
affirmed. See Kovalev v. Stepansky, No. 3220 EDA 2018, 2019 WL 5858070(Pa.Super. 2019) (unpublished mem.). In doing so, we rejected Kovalev’s
assertion that a certificate of merit was not required for his claims against Dr.
Stepansky. Id. at *2. We explained:
Kovalev’s complaint details allegations, including, but not limited
to, improper dental cleaning (¶ 48), removal of portions of teeth
(¶ 55), and not finishing dental work (¶ 60). Although Kovalev’s
complaint contains many bizarre allegations, the underlying claim
involves questions of medical judgment. Accordingly, the trial
court correctly required Kovalev to file the proper certificate. His
refusal to do so has contributed to the failure of his complaint.
It is apparent from our review of the certified record that the trial
court correctly determined Kovalev would not be able to file a
competent complaint, as well as refusing to supply the required
certificate of merit. Therefore, there was no abuse of discretion in
denying his request to file an amended complaint.
Id. at *3 (footnoted omitted).
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Kovalev filed a petition for allowance of appeal with the Pennsylvania
Supreme Court, which was denied on June 30, 2020. See Kovalev v.
Stepansky, 237 A.3d 962 (Table) (Pa. 2020).
The 2019 Federal Action (“2019 Federal Action”):
In November 2019, Kovalev filed a pro se complaint, and later an
amended complaint, against Dr. Stepansky and numerous John and Jane Does
in the U.S. District Court for the Eastern District of Pennsylvania. Kovalev
alleged harm from the same dental work as alleged in the 2017 State Action,
i.e., the work Dr. Stepansky performed on November 20 and 25, 2015. See
2019 Federal Action Amended Compl. at ¶ 30.
Kovalev again claimed that he only requested treatment by Dr.
Stepansky on one tooth but instead she removed 11 portions of seven healthy
teeth without his authorization. Id. at ¶¶ 34, 65. He alleged that he “suffered
from the destruction of his multiple body parts only because Dr. Stepansky
was collecting multiple large health insurance payments for the theft and
destruction of . . . Kovalev’s personal property (his body parts) performed
without his knowledge and without permission.” Id. at ¶ 99. Kovalev further
alleged that Dr. Stepansky injected him with unknown drugs during the
procedures. Id. at ¶ 72. Kovalev asserted numerous state law claims,
including assault and battery, breach of fiduciary duties, unjust enrichment,
fraud and fraudulent misrepresentation, false imprisonment, breach of implied
contract for health care, and negligence. Kovalev also claimed violations of
the Racketeer Influenced and Corrupt Organizations Act (“RICO”), alleging
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that Dr. Stepansky stole his personal property, i.e., his body parts. Id. at ¶¶
147-49, 159.
The U.S. District Court dismissed Kovalev’s amended complaint with
prejudice, concluding that personal injuries were insufficient to state a civil
RICO claim. The court also determined that it lacked diversity jurisdiction over
the remaining state law claims because both Kovalev and Dr. Stepansky were
Pennsylvania citizens. The Third Circuit affirmed the dismissal, but modified
the order to dismiss the state law claims without prejudice. See Kovalev v.
Stepansky, 835 F.App’x. 678 (3d Cir. 2020).
The Instant 2019 Philadelphia Case (“2019 State Action”):
Kovalev instituted the instant action in November 2019 against Dr.
Stepansky, John Doe I, and John and Jane Does 1-10. He once again sought
damages for injuries sustained during his dental treatment on November 20
and 25, 2015. Kovalev alleged that he authorized Dr. Stepansky to perform
dental work on one tooth, but she “remov[ed] without his permission at least
eleven (11) healthy portions from at least seven (7) other healthy teeth, and
she was mutilating [him] without his permission and without any
authorization.” 2019 State Action Compl. at ¶ 43. He further alleged that Dr.
Stepansky injected him with unknown drugs and was committing insurance
fraud. Id. at ¶¶ 47, 57. He asserted claims of, inter alia, assault and battery,
fraud and fraudulent misrepresentation, false imprisonment, reckless
endangerment, unjust enrichment, breach of implied and express contract for
health care, breach of fiduciary duties, negligence, infliction of emotional
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distress, and violations of the Pennsylvania Unfair Trade Practices and
Consumer Protection Law (“UTPCPL”).
Dr. Stepansky filed a notice of intent to enter non pros due to Kovalev’s
failure to file a certificate of merit. Kovalev responded with a document styled
as “Certificate of Merit,” claiming that a certificate of merit was unnecessary
because he did not assert any professional negligence claims.
Dr. Stepansky then moved to strike Kovalev’s “Certificate of Merit,” and
Kovalev filed an amended complaint. The trial court, on January 5, 2021,
granted Dr. Stepansky’s motion to strike Kovalev’s certificate of merit.
Undeterred, Kovalev refiled his certificates of merit, on January 25, 2021,
again stating expert testimony was not necessary.
Ultimately, on March 30, 2022, Dr. Stepansky filed a motion to dismiss
pursuant to Pennsylvania Rule of Civil Procedure 233.1. Dr. Stepansky argued
that Kovalev’s claims in the instant matter were duplicative of those raised in
the 2017 State Action and the 2019 Federal Action. See Mot. to Dismiss,
3/30/22, at ¶¶ 49-50. Dr. Stepansky contended that dismissal was warranted
under Rule 233.1 because the “claims have been resolved by a court
proceeding as [Kovalev] was repeatedly given opportunity to cure his
defective [c]omplaints and file proper [c]ertificates of [m]erit, but [Kovalev]
has repeatedly failed to do so.” Id. at ¶¶ 54-55. On August 12, 2022, the trial
court granted Dr. Stepansky’s motion to dismiss Kovalev’s complaint with
prejudice. This appeal followed.
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Discussion
Kovalev raises the following issues:
1. Whether the lower court erred and/or abused its discretion
by granting [Dr. Stepansky’s] not verified Motion to Dismiss
(containing mostly untruthful and falsified information), in
violation of the Pennsylvania Rule of Civil Procedure 1024?
2. Whether the lower court erred and/or abused its discretion
by granting [Dr. Stepansky’s] motion to dismiss, filed
allegedly pursuant to Pa.R.C.P. 233.1, where such motion
was containing almost exclusively not truthful, false, and
fraudulent matters?
3. Whether the lower court erred and/or abused its discretion
by granting [Dr. Stepansky’s] motion to dismiss, filed
allegedly pursuant to Pa.R.C.P. 233.1, but not a single claim
was previously resolved pursuant to a written settlement
agreement or a court proceeding?
4. Whether the lower court erred and/or abused its discretion
by dismissing the entire current legal action despite the
fact that it had several totally new causes of action
that were never litigated before and were not even
present in any state court legal action?
5. Whether the lower court’s Judge Ann Butchart erred and/or
abused her discretion by not disqualifying herself from
acting in any capacity in this case (even after [Kovalev]
requested that Judge Butchart should not be involved in any
cases handled by [Kovalev]), due to the fact that Judge Ann
Butchart had extrajudicial connections with the insurance
industry involved in providing liability coverage and
specifically liability coverage for some defendants in
[Kovalev’s] legal action?
6. Whether the lower court’s Judge Ann Butchart erred and/or
abused her discretion by violating [Kovalev’s] constitutional
rights when she denied his right to access the courts
through the course of making unjustified and unexplained
prejudicial decisions in all cases where Judge Butchart had
personal connections with the insurance industry involved in
providing coverage for medical malpractice liability?
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Kovalev’s Br. at 3-5 (emphasis in original).
Kovalev first argues that the lower court should have denied Dr.
Stepansky’s motion to dismiss because it was not verified, in violation of
Pennsylvania Rule of Civil Procedure 1024. Id. at 24. According to Kovalev,
the motion was “packed with deceptive and fraudulent statements.” Id.
Pursuant to Pennsylvania Rule of Civil Procedure 1024(a), “[e]very
pleading containing an averment of fact not appearing of record in the
action or containing a denial of fact shall state that the averment or denial is
true upon the signer’s personal knowledge or information and belief and shall
be verified.” Pa.R.C.P. 1024(a) (emphasis added).
Here, Dr. Stepansky’s motion to dismiss did not aver any new facts.
Rather, the motion was based upon Kovalev’s complaints and other filings that
appeared in the various records. Moreover, although Kovalev alleges that the
motion to dismiss was “packed with deceptive and fraudulent statements,” he
fails to identify what those alleged statements were. His first claim fails.
We next address Kovalev’s second, third, and fourth issues together as
they are related. The crux of Kovalev’s argument is that the trial court erred
in granting Dr. Stepansky’s motion to dismiss because none of his previous
claims were “resolved” pursuant to a court proceeding, as required by Rule
233.1. See Kovalev’s Br. at 29. He argues that although his motion to amend
his complaint in the 2017 State Action was denied, the 2017 State Action “was
not dismissed and denial of the motion to amend is not equal to dismissing
[the] entire legal action.” Id. at 31 (emphasis omitted). Kovalev further
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maintains that only his RICO claim in the 2019 Federal Action was resolved
when the Third Circuit affirmed the dismissal of that claim with prejudice. He
argues that his remaining state law claims were never decided in the 2019
Federal Action because the Third Circuit modified the District Court’s decision
to dismiss those claims without prejudice and did not decide those claims on
the merits. Id. at 37-38.
Kovalev also argues that he added three new causes of action in the
current action — breach of implied and express contract for health care, unjust
enrichment, and UTPCPL — that were not present in the 2017 State Action.
Id. at 38-40, 43, 45-46. He therefore argues that “the trial court’s dismissal
of the current legal action was fully inappropriate because such additional
(new) causes of action are representing a totally new litigation with new
causes of action[.]” Id. at 44 (emphasis omitted).
Kovalev further argues that none of his claims are for
professional/dental malpractice, but rather are claims for illegal criminal
activities, intentional tortious acts, frauds, and assault and battery. Id. at 52,
59-60. Therefore, he contends that he was not required to file a certificate of
merit. Id. He also maintains that no final decision was issued in any of his
legal actions “in relevance to any certificate of merit” and the court in 2019
Federal Action was “absolutely silent about any certificate of merit.” Id. at 48-
49.
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On appeal of an order granting a motion to dismiss pursuant to Rule
233.1, “our standard of review is de novo, and our scope of review is plenary.”
Gray v. Buonopane, 53 A.3d 829, 834 (Pa.Super. 2012) (citation omitted).
Pennsylvania Rule of Civil Procedure 233.1 (entitled “Frivolous
Litigation. Pro Se Plaintiff. Motion to Dismiss”) “limits the ability of pro se
plaintiffs to prolong litigation through the filing of serial complaints after the
claims they allege have been resolved.” Id. The Rule provides, in relevant
part:
(a) Upon the commencement of any action filed by a pro se
plaintiff in the court of common pleas, a defendant may file a
motion to dismiss the action on the basis that
(1) the pro se plaintiff is alleging the same or related claims
which the pro se plaintiff raised in a prior action against the
same or related defendants, and
(2) these claims have already been resolved pursuant to a
written settlement agreement or a court proceeding.
Pa.R.C.P. 233.1.
Rule 233.1 is intended to address duplicative pro se litigation. The
explanatory comment to Rule 233.1 states:
It has come to the attention of the Supreme Court that certain
litigants are abusing the legal system by repeatedly filing new
litigation raising the same claims against the same defendant even
though the claims have been previously adjudicated either
through settlement or through court proceedings. New Rule 233.1
provides relief to a defendant who has been subjected to this type
of repetitive litigation. While attorneys are subject to the rules of
disciplinary procedure, no analogous rule exists to curb this type
of abuse when done by a pro se party.
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Pa.R.C.P. 233.1 cmt.
“[N]either the language of the Rule nor the explanatory comment
mandate the technical identity of parties or claims imposed by res judicata or
collateral estoppel; rather, it merely requires that the parties and the claims
raised in the current action be ‘related’ to those in the prior action and that
those prior claims have been ‘resolved.’” Gray, 53 A.3d at 836 (emphasis
omitted). “A complaint is related when it deals with the same subject matter
as a previous complaint.” Coulter v. Lindsay, 159 A.3d 947, 953 (Pa.Super.
2017). “A claim is resolved when there has been a definite decision thereon.”
Id. at 954. Importantly, the Rule does not require the matter to have
progressed to a final judgment on the merits. Gray, 53 A.3d at 836. Rather,
an action is “resolved” if the “pro se litigant is availed of a chance to address
his claim subject to the contractual guarantee of a settlement agreement or
to the procedural safeguards that attend a court proceeding.” Id.Here, the trial court concluded that Dr. Stepansky sufficiently
established the requirements under Rule 233.1. See Trial Court Opinion,
12/6/22, at 8. The court found that the 2017 State Action and the 2019
Federal Action were “related” to the instant case since each action involved
the dental treatment Kovalev received on November 20 and 25, 2015. Id. at
8-9. The court noted that in each action, Kovalev alleged claims of, inter alia,
assault and battery, fraud, false imprisonment, and breach of fiduciary duties.
Id. at 9. The court further pointed out that Kovalev refused to file a proper
certificate of merit in each action. Id.
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Regarding the second prong of Rule 233.1, the trial court found that
Kovalev’s instant claims have already been resolved pursuant to a court
proceeding. Id. The court found that the claims Kovalev asserts in the present
case were already resolved in the 2017 State Action when this Court affirmed
the trial court’s denial of Kovalev’s request to file an amended complaint and
Kovalev’s petition for allowance of appeal was subsequently denied by the
Pennsylvania Supreme Court. Id. Therefore, the court dismissed the instant
action as frivolous. Id.
The record supports the court’s decision. All three cases are related
since they stem from Kovalev’s allegations of dental mistreatment on the
same dates. Dr. Stepansky is the main defendant in each case and the causes
of actions in each case are largely the same. We reject Kovalev’s argument
that he is entitled to relief because he set forth three new causes of action in
the instant case or named slightly different defendants in each action. Relief
pursuant to Rule 233.1 is not limited to identical parties or claims. See Gray,
53 A.3d at 836. Rather, the Rule requires only that the parties and claims be
related to those in the prior action. See id.Moreover, the instant claims were resolved in the 2017 State Action. In
that case, this Court found that Kovalev’s claims sounded in medical
malpractice, and thus required a certificate of merit. We affirmed the trial
court’s order that denied Kovalev’s request to file an amended complaint with
prejudice. Thus, this Court has already determined that Kovalev’s claims fail
without a certificate of merit. In sum, Kovalev’s serial and repetitive litigation
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is precisely the kind that Rule 233.1 sought to address. Therefore, the trial
court properly dismissed Kovalev’s complaint with prejudice and barred him
from filing further pro se litigation under Rule 233.1.
Kovalev’s final two issues claim that the trial judge, Judge Ann Butchart,
should have recused herself from the instant action because she “is involved
in extrajudicial connections with the insurance industry providing coverage for
medical malpractice liability” and her partner worked in the insurance industry
“providing liability/malpractice insurance coverage for some defendants in
[Kovalev’s] cases.” Kovalev’s Br. at 19-20 (emphasis omitted).
“[R]ecusal issues that are not presented at the earliest possible moment
but, instead, are raised for the first time post-trial, are time-barred and
waived.” Lomas v. Kravitz, 170 A.3d 380, 390 (Pa. 2017). “This is so
because the jurist, under such circumstances, may properly assume that the
lack of objection by the litigants reflects the appropriateness of his or her
participation.” Id. (citation omitted).
Here, Kovalev has waived this issue by failing to raise it in the lower
court. Although he claims that he raised a recusal demand to Judge Butchart
in the 2017 State Action, see Kovalev’s Br. at 19, he points to nowhere in the
current record where he raised recusal. Accordingly, this issue is waived. See
Lomas, 170 A.3d at 390; see also Pa.R.A.P. 302(a) (“Issues not raised in
the trial court are waived and cannot be raised for the first time on appeal”).
Order affirmed.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 8/31/2023
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