Com. v. Tuddles, B ( 2021 )

J-S13006-21
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
BRIAN TUDDLES :
:
Appellant : No. 2635 EDA 2019
Appeal from the Judgment of Sentence Entered August 6, 2019
In the Court of Common Pleas of Northampton County Criminal Division
at No(s): CP-48-CR-0003853-2018
BEFORE: OLSON, J., KING, J., and PELLEGRINI, J.*
MEMORANDUM BY OLSON, J.: FILED AUGUST 13, 2021
Appellant, Brian Tuddles, appeals from the judgment of sentence
entered August 6, 2019, as made final by the denial of his post-sentence
motion to withdraw his guilty plea on August 20, 2019. Appellant’s
court-appointed counsel, Alexander Ward, Esq. (“Attorney Ward”) filed an
Anders1 brief and an accompanying petition to withdraw. We grant
counsel’s petition to withdraw and affirm the judgment of sentence.
A prior panel of this Court summarized the relevant factual and
procedural history of this case as follows:
____________________________________________
* Retired Senior Judge assigned to the Superior Court.
1 Anders v. California, 386 U.S. 738 (1967); see also Commonwealth v.
Santiago, 978 A.2d 349 (Pa. 2009) and Commonwealth v. McClendon,
434 A.2d 1185 (Pa. 1981).
J-S13006-21
On July 2, 2018, [A]ppellant twice punched the victim, his
girlfriend, [Janice Graziano,] with a closed fist, causing the victim
to sustain serious bodily injury. Appellant was charged with
aggravated assault, terroristic threats, simple assault, and
harassment.2 On August 5, 2019, [A]ppellant proceeded to a trial
by jury [represented by Timothy Prendergast, Esq. (“Attorney
Prendergast”) of the Northampton County Public Defender’s
Office]. After the victim testified, [A]ppellant opted to accept a
negotiated plea agreement. On August 6, 2019, [A]ppellant
entered his plea [of guilty to aggravated assault] and was
sentenced by the trial court [to, inter alia, seven to 14 years’
incarceration with credit for time served pursuant to the
negotiated plea agreement]. No post-sentence motions were
filed.
On August 12, 2019, [A]ppellant filed a pro se motion to
withdraw his guilty plea. As [A]ppellant was represented by
counsel, the trial court entered an order referring [A]ppellant’s
pro se motion to his counsel. [Attorney Prendergast] filed a
timely petition to withdraw [Appellant’s] guilty plea on August
15, 2019. The petition was denied by the trial court. []Trial
court order, 8/20/19.[]
Appellant filed a timely notice of appeal. On September 6, 2019,
the trial court ordered [A]ppellant to file a concise statement of
errors complained of on appeal pursuant to Pa.R.A.P. 1925(b).
Counsel filed a timely “statement in lieu of 1925(b) statement[]”
[pursuant to Pa.R.A.P. 1925(c)(4). On September 24, 2019,
t]he trial court filed a statement pursuant to Pa.R.A.P. 1925(a),
[declaring] that there were no allegations of error to address.
Commonwealth v. Tuddles, 2020 WL 2069960, *1 (Pa. Super. 2020)
(unpublished decision) (footnote numbered as in original) (some citation
omitted). Appellant’s case was assigned to a panel, which determined that
Attorney Prendergast’s brief failed to comply with the requirements of
____________________________________________
2 18 Pa.C.S.A. §§ 2702(a)(1), 2706(a)(1), 2701(a)(1), and 2709(a)(1),
respectively.
-2-
J-S13006-21
Anders. Id. at *2. Thus, in its April 29, 2020 memorandum decision, the
panel retained appellate jurisdiction and directed Attorney Prendergast to file
either an advocate’s brief or a compliant Anders brief, together with a
petition to withdraw, within 30 days of the date of the memorandum. Id. at
*3. Attorney Prendergast failed to respond within the required time period.
On November 24, 2020, Attorney Ward notified this Court that he
replaced Attorney Prendergast as counsel to Appellant on this appeal. See
Ward Letter, 11/24/20. He explained that Attorney Prendergast left the
public defender’s office, Attorney Ward was unable to contact Attorney
Prendergast, Appellant’s case file was missing, and Attorney Ward was
coordinating with the District Attorney’s office to obtain relevant case details.
Id. Attorney Ward requested an extension of time to determine an
appropriate course of action. Id. On December 2, 2020, the prior panel
granted Attorney Ward’s request and directed the Prothonotary’s office to
establish an updated briefing schedule and to assign this matter to a new
panel of this Court. Per Curiam Order, 12/2/20.
Attorney Ward filed a petition to withdraw and an accompanying
Anders brief. Within the Anders brief, Attorney Ward raised issues
challenging the discretionary aspects of Appellant’s sentence and the
effectiveness of trial counsel, but ultimately concluded the appeal was wholly
frivolous. Preliminarily, we address Attorney Ward’s petition to withdraw
and accompanying Anders brief.
-3-
J-S13006-21
“When presented with an Anders brief, this Court may not review the
merits of the underlying issues without first passing on the request to
withdraw.” Commonwealth v. Daniels, 999 A.2d 590, 593 (Pa. Super.
2010) (citation omitted). In order to withdraw pursuant to Anders, counsel
must:
(1) petition the court for leave to withdraw[,] stating that after
making a conscientious examination of the record[,] it has been
determined that the appeal would be frivolous;
(2) file a brief referring to anything that might arguably support
the appeal, but which does not resemble a “no merit” letter or
amicus curiae brief; and,
(3) furnish a copy of the brief to defendant and advise him [by
letter] of his right to retain new counsel, proceed pro se[,] or
raise any additional points that he deems worthy of the court's
attention.
Commonwealth v. Millisock, 873 A.2d 748, 751 (Pa. Super. 2005)
(citation omitted) (some formatting edited). The Anders brief “must [meet]
the requirements established by our Supreme Court in Commonwealth v.
Santiago, 978 A.2d 349, 361 ([Pa.] 2009).” Commonwealth v. Harden,
103 A.3d 107, 110 (Pa. Super. 2014) (parallel citation omitted).
Specifically, counsel’s Anders brief must comply with the following
requisites:
(1) provide a summary of the procedural history and facts, with
citations to the record;
(2) refer to anything in the record that counsel believes arguably
supports the appeal;
-4-
J-S13006-21
(3) set forth counsel’s conclusion that the appeal is frivolous;
and
(4) state counsel’s reasons for concluding that the appeal is
frivolous. Counsel should articulate the relevant facts of record,
controlling case law, and/or statutes on point that have led to
the conclusion that the appeal is frivolous.
Id. (citation omitted).
Pursuant to Millisock and its progeny, counsel must provide a copy of
the Anders brief to his or her client along with a letter advising the client of
his or her rights moving forward. Commonwealth v. Orellana, 86 A.3d
877, 880 (Pa. Super. 2014); Millisock, 873 A.2d at 751. Counsel must
attach a copy of the Millisock letter to his or her petition to withdraw. See
id. at 752. Once counsel satisfies the above requirements, “it then becomes
the responsibility of the reviewing court to make a full examination of the
proceedings and make an independent judgment to decide whether the
appeal is in fact wholly frivolous.” Santiago, 978 A.2d at 355 n.5 (citation
and quotation omitted); see also Commonwealth v. Yorgey, 188 A.3d
1190, 1197 (Pa. Super. 2018) (en banc) (holding that the Anders procedure
requires this Court to review “the entire record with consideration first of the
issues raised by counsel. . . . [T]his review does not require this Court to
act as counsel or otherwise advocate on behalf of a party. Rather, it
requires us only to conduct a review of the record to ascertain if[,] on its
face, there are non-frivolous issues that counsel, intentionally or not, missed
or misstated. We need not analyze those issues of arguable merit; just
-5-
J-S13006-21
identify them, deny the motion to withdraw, and order counsel to analyze
them”). It is only when all of the procedural and substantive requirements
are satisfied that counsel will be permitted to withdraw.
Instantly, Attorney Ward satisfied the technical requirements of
Anders and Santiago. In his Anders brief, counsel identified the pertinent
factual and procedural history with appropriate citation to the record.
Counsel identified possible challenges to the trial court denial of Appellant’s
motion to withdraw his guilty plea and to the discretionary aspects of
sentencing that could arguably support an appeal but, ultimately, counsel
concluded that the appeal is frivolous.2 Counsel also attached to his petition
a letter to Appellant fulfilling the notice requirements of Millisock.3
Appellant has not filed a response to counsel’s letter, the Anders brief, or
the petition to withdraw. Accordingly, we proceed to conduct an
independent review of the record to determine whether the appeal is wholly
frivolous.
____________________________________________
2 Attorney Ward also identified that Appellant may want to challenge the
effectiveness of his trial counsel. Anders Brief at 14. Attorney Ward
correctly concluded, however, that such challenge is not cognizable on direct
appeal and must be raised on collateral relief. See Commonwealth v.
Radecki, 180 A.3d 441, 471 (Pa. Super. 2018), citing Commonwealth v.
Grant, 813 A.2d 726 (Pa. 2002).
3 Our review of the record confirms that, while Attorney Ward did not
immediately attach the Millisock letter to his brief and petition submitted on
March 13, 2020, he supplemented his filing three days later with the letter
he mailed to Appellant.
-6-
J-S13006-21
Appellant claims that the trial court erred in denying his post-sentence
request to withdraw his guilty plea. Anders Brief at 10. Appellant asserts
that he was “rushed into pleading guilty by the trial court’s threat to impose
a maximum penalty of 15 to 30 years upon his conviction at trial.” Id.; see
also id. at 6 (Appellant “felt that his ‘back was against a wall’ and that he
had been rushed into taking the plea”).
This Court previously determined:
[o]ur law is clear that, to be valid, a guilty plea must be
knowingly, voluntarily[,] and intelligently entered. There is no
absolute right to withdraw a guilty plea, and the decision as to
whether to allow a defendant to do so is a matter within the
sound discretion of the trial court. To withdraw a plea after
sentencing, a defendant must make a showing of prejudice
amounting to manifest injustice. A plea rises to the level of
manifest injustice when it was entered into involuntarily,
unknowingly, or unintelligently. A defendant's disappointment in
the sentence imposed does not constitute manifest injustice.
A court accepting a defendant's guilty plea is required to conduct
an on-the-record inquiry during the plea colloquy. The colloquy
must inquire into the following areas:
(1) Does the defendant understand the nature of the
charges to which he or she is pleading guilty or nolo
contendere?
(2) Is there a factual basis for the plea?
(3) Does the defendant understand that he or she has the
right to trial by jury?
(4) Does the defendant understand that he or she is
presumed innocent until found guilty?
(5) Is the defendant aware of the permissible range of
sentences and/or fines for the offenses charged?
-7-
J-S13006-21
(6) Is the defendant aware that the judge is not bound by
the terms of any plea agreement tendered unless the
judge accepts such agreement?
Our law presumes that a defendant who enters a guilty plea was
aware of what he was doing. He bears the burden of proving
otherwise.
Commonwealth v. Pollard, 832 A.2d 517, 522-523 (Pa. Super. 2003)
(internal citations and quotations omitted). A written plea colloquy may
supplement an oral colloquy in demonstrating a voluntary plea.
Commonwealth v. Bedell, 954 A.2d 1209, 1216 (Pa. Super. 2008), citing
Commonwealth v. Morrison, 878 A.2d 102, 108 (Pa. Super. 2005); see
also Pa.R.Crim.P. 590(A)(2), Comment (“[N]othing [] would preclude the
use of a written colloquy that is read, completed, signed by the defendant,
and made part of the record of the plea proceedings. This written colloquy
would have to be supplemented by some on-the-record oral examination.”).
Furthermore,
[t]he longstanding rule of Pennsylvania law is that a defendant
may not challenge his guilty plea by asserting that he lied while
under oath, even if he avers that counsel induced the lies. A
person who elects to plead guilty is bound by the statements he
makes in open court while under oath and he may not later
assert grounds for withdrawing the plea which contradict the
statements he made at his plea colloquy.
* * *
A criminal defendant who elects to plead guilty has a duty to
answer questions truthfully. We [cannot] permit a defendant to
postpone the final disposition of his case by lying to the court
and later alleging that his lies were induced by the prompting of
counsel.
-8-
J-S13006-21
Pollard, 832 A.2d at 523–524 (internal citations omitted).
Our independent review of the record indicates that Appellant
executed an in-depth written plea colloquy and underwent an extensive
on-the-record plea colloquy. See N.T. Guilty Plea Hearing, 8/6/19, at 2-11;
see also Guilty Plea Statement. Appellant testified that he understood that
he had no obligation to enter the guilty plea. N.T. Guilty Plea Hearing,
8/6/19, at 5. Appellant affirmed that he was neither threatened nor
promised anything in exchange for his plea, and that he had sufficient time
to talk with counsel who provided satisfactory services. Id. at 6-7.
Appellant further testified that, notwithstanding his failure to take prescribed
medication that morning, he understood the nature of his guilty plea. Id. at
5 and 8. The trial court noted that he was “clear-headed,” “looking me in
the eye,” and “answering all of my questions without hesitation or [the
appearance of] confusion,” thus the trial court determined Appellant
tendered a knowing and intelligent waiver of his rights. Id. at 8-9.
Appellant’s counsel also confirmed his belief that Appellant understood the
nature of his decision. Id. at 9. Appellant proceeded with his guilty plea
and admitted to the underlying events supporting his pleaded charge.4 Id.
____________________________________________
4 The facts supporting the guilty plea were stated as follows:
Commonwealth: Your Honor, on July 2nd, 2018, in Northampton
County, [Appellant] did punch the victim, Janice Graziano,
twice with a closed fist causing a left fractured orbital, [] a
(Footnote Continued Next Page)
-9-
J-S13006-21
at 11. After the trial court imposed its sentence, Appellant attested to his
understanding and acknowledged that it was the exact sentence negotiated
in his agreement with the Commonwealth. Id. at 17.
The record is devoid of any indication that Appellant’s plea rose to a
level of manifest injustice. Pollard, supra. The trial court ensured the
voluntary and intelligent nature of Appellant’s guilty plea through an
extensive exploration of Appellant’s mental health conditions, his
understanding of his available options, and choice to plead guilty rather than
proceed with the jury trial. Based on the thorough, on-the-record colloquy
and supporting written guilty plea statement signed by Appellant, the trial
court found that Appellant entered his guilty plea knowingly, intelligently,
and voluntarily. Appellant cannot now contradict his testimony at the guilty
(Footnote Continued) _______________________
hemorrhage of the right temporal lobe[,] and a
concussion.
Trial Court: And that caused her to suffer serious bodily injury,
lose at least three months of work, and she continues to
suffer from some eyesight difficulty and some memory
deficit.
N.T. Guilty Plea Hearing, 8/6/19, at 10.
When the Appellant hesitated to admit to these facts, the trial court
explained that it could not accept the guilty plea absent sufficient facts to
support the pleaded charge of aggravated assault. Id. at 11. The trial court
further explained that, should Appellant fail to admit sufficient supporting
facts, the jury trial must resume. Id.; see Pa.R.Crim.P. 590(A)(2),
Comment (before accepting a plea, a judge must elicit information to
establish a factual basis for the plea).
- 10 -
J-S13006-21
plea hearing with statements alleging that he felt his “back was against the
wall” and he was “rushed” to enter his guilty plea by alleging threats by the
trial court. Pollard, supra; see also Anders Brief at 6 and 10. Therefore,
the trial court properly denied Appellant’s petition to withdraw his guilty
plea. See Commonwealth v. Broaden, 980 A.2d 124, 129 (Pa. Super.
2009) (noting that courts discourage utilizing guilty pleas as a
sentence-testing device). We conclude that Appellant’s challenge to the trial
court’s refusal to permit the withdrawal of his guilty plea is frivolous.
In his Anders brief, Attorney Ward identified an issue challenging the
discretionary aspects of sentencing for the trial court’s imposition of the
agreed-upon sentence. Appellant, however, knowingly waived this right as
part of his negotiated guilty plea. See Guilty Plea Statement at 5
(answering “yes” to the written question “[d]o you understand that if your
plea deal contains a negotiated sentence, you will not be able to challenge
the discretionary aspects of sentencing on appeal?”). Moreover, our caselaw
makes clear that “where a defendant pleads guilty pursuant to a plea
agreement specifying particular penalties,” the defendant may not
subsequently seek a discretionary appeal based thereon because it “would
undermine the integrity of the plea negotiation process” by depriving the
Commonwealth of its bargained-for penalty. Commonwealth v. Brown,
982 A.2d 1017, 1019 (Pa. Super. 2009). Any challenge to the trial court’s
discretion in accepting a completely negotiated plea, as here, is meritless.
- 11 -
J-S13006-21
We have independently considered the claims identified in counsel’s
Anders brief and determined that those claims are frivolous. Additionally,
after an independent review of the entire record, we see nothing that might
arguably support this appeal. The appeal is therefore wholly frivolous.
Accordingly, we affirm Appellant’s judgment of sentence and grant counsel’s
petition for leave to withdraw.
Petition for leave to withdraw appearance granted. Judgment of
sentence affirmed. Jurisdiction relinquished.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 8/13/2021
- 12 -