Com. v. Wroten, C. ( 2021 )


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  • J-A10037-21
    
    2021 PA Super 124
    COMMONWEALTH OF PENNSYLVANIA                 :   IN THE SUPERIOR COURT OF
    :        PENNSYLVANIA
    Appellant               :
    :
    :
    v.                             :
    :
    :
    CHARLES WROTEN                               :   No. 3167 EDA 2018
    Appeal from the Order Entered October 2, 2018
    In the Court of Common Pleas of Philadelphia County Criminal Division at
    No(s): MC-51-CR-0013240-2018
    BEFORE:       PANELLA, P.J., OLSON, J., and COLINS, J.*
    OPINION BY COLINS, J.:                                    FILED JUNE 17, 2021
    The Commonwealth appeals from the order entered in the Court of
    Common Pleas of Philadelphia County (“trial court”) dismissing the refiled
    charges of simple assault, official oppression, and harassment1 against
    Appellee, Charles Wroten. We reverse the trial court’s order and remand for
    trial.
    This matter relates to a February 15, 2018 incident that occurred at 30th
    Street Station in Philadelphia involving Appellee, an on-duty, uniformed officer
    with the Amtrak Police Department, and Darrin Rogers, a train commuter at
    the station. At approximately 4:15 a.m. on the date in question, Appellee
    entered one of the men’s bathrooms at the station and ordered everyone
    present to exit so that cleaning staff could clean the bathroom. Rogers was
    ____________________________________________
    * Retired Senior Judge assigned to the Superior Court.
    1 18 Pa.C.S. §§ 2701(a), 5301(1), and 2709(a)(1), respectively.
    J-A10037-21
    one of the individuals in the bathroom at this time.       The Commonwealth
    alleges that, after escorting Rogers out of the bathroom, Appellee pushed
    Rogers into a corner, punched him in the face, and then told him never to
    return to the station.
    At the July 26, 2018 preliminary hearing in the Philadelphia Municipal
    Court, Rogers testified that he entered a bathroom stall at the station prior to
    catching his 4:47 a.m. train to Jenkintown when he heard someone say that
    the bathroom was closed and everyone inside had to exit. N.T., 7/26/18, at
    6, 10. Rogers stated that he responded by saying that he had just sat down
    and he would exit the stall in a minute. Id. When Rogers exited, he realized
    that the individual who had ordered him out was a police officer, who he
    identified at the preliminary hearing as Appellee. Id. at 6-7, 9. Appellee told
    him again to leave the bathroom, but Rogers insisted that he needed to wash
    his hands.    Id. at 7.   When Rogers attempted to use the sink, Appellee
    grabbed him and told him he was under arrest. Id. at 7-8.
    Appellee then led Rogers out of the bathroom, took him down the
    hallway, and pushed him through a door. Id. at 8. At that point, according
    to Rogers, Appellee “threw me against the wall and he punched me in my
    mouth. And I hit my head against the wall when he did it.” Id. Rogers stated
    that he had a “busted lip” and was bleeding from his mouth and his head was
    hurting for the rest of the day from the impact with the wall. Id. at 10, 19.
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    Rogers stated that, once Appellee told him he was under arrest, he kept
    quiet and did not say anything further. Id. at 9. Following the punch, Appellee
    did not place Rogers into custody but instead:
    He pushed me out the door and told me to get the F out the
    station. I said I got to catch the train, my train to go to work. He
    said go fucking downtown to catch the train from now on; if I catch
    you in here, I’m going to lock you up.
    Id. at 9-10. After he was thrown out of the station, Rogers waited to calm
    down, then called his wife and asked her to come to 30th Street Station to be
    with him while he filed a complaint. Id. at 10.
    Surveillance video footage from cameras in the station was played at
    the preliminary hearing during Rogers’ testimony.        Id. at 7-8.     At the
    conclusion of the hearing, the municipal court dismissed all of the charges
    against Appellee. Id. at 22.
    On August 2, 2018, the Commonwealth filed a notice that it was refiling
    the charges in the trial court. The trial court held a hearing on October 2,
    2018, at which the Commonwealth presented the notes of testimony from the
    preliminary hearing, as well as the surveillance video shown at the prior
    hearing. In addition, the Commonwealth presented the testimony of Sergeant
    McKenna of the Amtrak Police Department, who was Appellee’s supervisor at
    the time of the incident. Sergeant McKenna testified in relevant part that he
    had reviewed the surveillance video of the incident and he would characterize
    it as “[l]evel two . . . [d]isruptive behavior” under the Amtrak Police
    Department’s use-of-force guidelines.      N.T., 10/2/18, at 6-7.      Sergeant
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    McKenna stated that in cases where an officer uses force, the officer is
    required to fill out a written use-of-force form as soon as possible explaining
    his or her reasoning for using the force. Id. at 7-8. Sergeant McKenna stated
    that Appellee did not complete the form as he was required to do and that the
    force used in this incident was not consistent with Amtrak policy. Id. at 8-9.
    Following the hearing, the trial court entered an order denying the
    Commonwealth’s notice to refile and dismissed the charges. In assessing the
    evidence presented by the Commonwealth, the trial court found that Rogers’
    testimony was at times contradictory and that the surveillance video “did not
    provide the full picture [of what happened] and had no audio.” Trial Court
    Opinion, 3/2/20, at 4. The court further noted that the Commonwealth did
    not present evidence that Appellee “had a trait or habit of using force resulting
    in complaints” or that he acted outside of his duty as a police officer. Id. The
    court thus concluded that it was “unable to determine the exact events and
    occurrences that led to the use of force” and therefore the Commonwealth did
    not prove a prima facie case as to any of the charged crimes. Id. This timely
    appeal followed.2
    The Commonwealth raises the following issue for our review:
    Did the lower court err in denying the Commonwealth’s motion to
    refile simple assault, official oppression, and harassment charges
    against [Appellee] based on improper deference to the municipal
    ____________________________________________
    2 The Commonwealth filed its statement of errors complained of on appeal on
    November 16, 2018 pursuant to Pa.R.A.P. 1925(b), and the trial court entered
    an opinion on March 2, 2020.
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    court judge’s decision and explicit weight and credibility
    determinations where the evidence, when viewed in the proper
    light and accepted as true, proved a prima facie case that
    [Appellee] committed these crimes.
    Commonwealth’s Brief at 4.
    Prior to reaching the Commonwealth’s appellate arguments, we must
    first address the claim by Appellee that the certified record lacks competent
    evidence that would have established a prima facie case as to the three
    charges.    Appellee asserts that while the transcript of the Municipal Court
    preliminary hearing and the 30th Street Station surveillance video were
    marked by the Commonwealth’s attorney at the refile hearing before the trial
    court, neither were moved into evidence. Therefore, Appellee argues that the
    notes of Rogers’ testimony and the video were not properly before the trial
    court nor are they before this Court on appeal. In addition, Appellee avers
    that the trial court could not consider the notes of testimony as it was hearsay
    evidence and the Commonwealth did not show that Rogers was unavailable at
    the refile hearing as required to admit former testimony under Rule of
    Evidence 804. See Pa.R.E. 804(a), (b)(1). Relying on Commonwealth v.
    McClelland, 
    233 A.3d 717
     (Pa. 2020), Appellee argues that Rogers’ hearsay
    testimony was therefore not sufficient for the Commonwealth to prove its
    prima facie case.3
    ____________________________________________
    3 Appellee also argues that this Court may not consider the 30th Street Station
    surveillance video based on the fact that it does not appear in the certified
    record and the Commonwealth, as the appellant here, bore the responsibility
    for ensuring the completeness of the record certified by the trial court. See
    (Footnote Continued Next Page)
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    At the beginning of the refile hearing in the trial court, the following
    exchange took place:
    [Assistant District Attorney (“ADA”)]: . . . with the Court’s
    permission?
    THE COURT: Yes.
    [ADA]: I filed a motion, refiled this motion, sent Your Honor a copy
    of the notes and the video that was shown in the [Municipal Court]
    courtroom. I’d just ask that they be -- I know Your Honor’s seen
    the notes, read the notes and seen the video. So I just ask that
    they be marked C-1 and C-2.
    THE COURT: All right. You want C-1 for the notes?
    [ADA]: And C-2 for the video.
    THE COURT: Okay. C-1 is going to be the notes of testimony,
    that’s 7/26/18. And C-2 will be the video.
    [ADA]: Which is two short video clips --
    THE COURT: Okay. And then we --
    [ADA]: Which [defense counsel] has seen and I sent a copy.
    N.T., 10/2/18, at 3-4.
    ____________________________________________
    Pa.R.A.P. 1921, Note. However, upon application of the Commonwealth, this
    Court entered an order directing the trial court to certify and transmit a
    supplemental record containing the video. See Pa.R.A.P. 1926(b)(1) (“If
    anything material to a party is omitted from the record by error, breakdown
    in processes of the court, or accident or is misstated therein, the omission or
    misstatement may be corrected . . . by the trial court or the appellate court
    upon application or on its own initiative at any time; in the event of correction
    or modification by the trial court, that court shall direct that a supplemental
    record be certified and transmitted if necessary[.]”). After the conclusion of
    briefing in this appeal, the trial court transmitted a supplemental certified
    record consisting of a thumb drive that contained the surveillance video
    footage submitted to the trial court. Therefore, the Commonwealth complied
    with its obligation with respect to the certified record, and the surveillance
    video is properly before this Court on appeal.
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    J-A10037-21
    When hearing argument at the refile hearing on whether the charges
    against Appellee should be reinstated, the trial court directed counsel to “just
    focus on what we have that supports or doesn’t support the fact that [the
    charges were] discharged” in the Municipal Court. Id. at 15. The ADA and
    defense counsel then each referenced Rogers’ preliminary hearing testimony
    and the contents of the surveillance video in support of their respective
    positions. Id. at 18-23. In its Rule 1925(a) opinion, the trial court noted
    what the court deemed to be deficiencies in Rogers’ testimony and the
    surveillance video and explained that it was dismissing the charges against
    Appellee because “[t]he evidence [that the] Commonwealth presented at the
    preliminary hearing was insufficient to meet the prima facie requirement.”
    Trial Court Opinion, 3/2/20, at 4.
    While the ADA did not specifically move the preliminary hearing notes
    of testimony and surveillance video into evidence, we do not deem this
    omission as necessitating the exclusion of this evidence from the record. It is
    apparent from the trial court’s statements at the hearing that it accepted these
    items into evidence and considered them to be part of the record for the
    purpose of its analysis. We note that, while Appellee now claims that these
    documents are dehors the record, his counsel explicitly relied upon them at
    the refile hearing to argue that the Commonwealth had not met its burden of
    establishing a prima facie case. Moreover, at no point during the refile hearing
    did defense counsel lodge an objection to the surveillance video or notes of
    testimony, state that he had not had an opportunity to review these items, or
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    argue to the trial court that it could not base its decision on this evidence
    because they were not part of the record. In making the determination that
    these items are part of the certified record in this appeal, we are mindful of
    the relaxed rules of evidence attendant to preliminary hearings and other pre-
    trial criminal proceedings.   See Pa.R.E. 101, Comment (“Traditionally, our
    courts have not applied the law of evidence in its full rigor in proceedings such
    as preliminary hearings . . .”); accord Pa.R.Crim.P. 542, Comment (relating
    to preliminary hearings generally); Pa.R.Crim.P. 1003, Comment (relating to
    preliminary hearings in Philadelphia Municipal Court).
    Furthermore, we disagree with Appellee that Rogers’ testimony cannot
    support a prima facie determination based on the fact that it was not admitted
    under a hearsay exception.          It is well-established that where the
    Commonwealth seeks to establish a prima facie case against the accused after
    charges were dismissed at the preliminary hearing, the Commonwealth may
    proceed “with the same evidence presented at the first hearing or with
    additional evidence.” Commonwealth v. Carbo, 
    822 A.2d 60
    , 67 (Pa. Super.
    2003) (en banc), abrogated on other grounds by Commonwealth v.
    Dantzler, 
    135 A.3d 1109
    , 1112 n.5 (Pa. Super. 2016) (en banc); see also
    Dantzler, 
    135 A.3d at 1112
    ; Commonwealth v. Claffey, 
    80 A.3d 780
    , 789
    (Pa. Super. 2013).      Pursuant to Rule of Criminal Procedure 542, the
    Commonwealth may establish a prima facie case at a preliminary hearing
    through hearsay evidence, “whether written or oral.” Pa.R.Crim.P. 542(E),
    Comment; see also Pa.R.Crim.P. 1003, Comment (relating to preliminary
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    hearings in Philadelphia). However, as our Supreme Court recently held in
    McClelland, “hearsay alone is insufficient to establish a prima facie case at
    a preliminary hearing.” 233 A.3d at 733 (emphasis added).
    The parties have not cited any caselaw to this Court on the issue of
    whether, if the Commonwealth chooses to use the “same evidence presented
    at the first hearing,” Carbo, 
    822 A.2d at 67
    , it may simply rely on the
    transcript of the first hearing or whether it must either present the same
    witnesses for live testimony at the second hearing or submit the transcript
    pursuant to a hearsay exception.4 Even assuming the latter to be so, however,
    Appellee did not object to the inclusion of the notes of testimony in the
    evidentiary record at the refile hearing and therefore there is no basis for the
    exclusion of the notes from the record. See Pa.R.E. 103(a)(1) (party claiming
    error in admission of evidence must object and state specific grounds for
    objection); Commonwealth v. Radecki, 
    180 A.3d 441
    , 455 (Pa. Super.
    2018) (failure to raise contemporaneous objection waives issue on appeal).
    Furthermore, McClelland is not implicated here as the Commonwealth did
    not rely “solely” on the transcript of Rogers’ testimony at the refile hearing,
    ____________________________________________
    4 But cf. Commonwealth v. Perez, ___ A.3d ___, No. 9 EAP 2020 (Pa. filed
    April 29, 2021), slip op. at 3 (noting that at the outset of the refile hearing
    the court of common pleas stated that “it had ‘read the notes of testimony’
    from the first preliminary hearing” and then heard testimony from additional
    witnesses) (citation omitted); Liciaga v. Court of Common Pleas of Lehigh
    County, 
    566 A.2d 246
    , 247 (Pa. 1989) (court of common pleas correctly
    concluded that a district justice erred in finding that a prima facie case was
    not established based “upon [the court of common pleas’] review of the notes
    of testimony of the preliminary hearing”).
    -9-
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    but it also presented the surveillance video footage as well as the testimony
    of Sergeant McKenna. 233 A.3d at 735.
    Turning to the merits of this appeal, we observe that the evidentiary
    sufficiency of the Commonwealth’s prima facie case for a charged crime is a
    question of law as to which our standard of review is de novo and our scope
    of review is plenary. Commonwealth v. Perez, ___ A.3d ___, No. 9 EAP
    2020 (Pa. filed April 29, 2021), slip op. at 16-17. The preliminary hearing is
    not a trial and serves the principal function of protecting the accused’s right
    against an unlawful arrest and detention. Id. at 17. At a preliminary hearing,
    the Commonwealth bears the burden of proving the prima facie case, which
    is met when it “produces evidence of each of the material elements of the
    crime charged and establishes probable cause to warrant the belief that the
    accused committed the offense.”      Commonwealth v. Montgomery, 
    234 A.3d 523
    , 533 (Pa. 2020) (citation omitted); see also Pa.R.Crim.P. 542(D)
    (“At the preliminary hearing, the issuing authority shall determine from the
    evidence presented whether there is a prima facie case that (1) an offense
    has been committed and (2) the defendant has committed it.”). “The evidence
    supporting a prima facie case need not establish the defendant’s guilt beyond
    a reasonable doubt, but must only demonstrate that, if presented at trial and
    accepted as true, the judge would be warranted in permitting the case to
    proceed to a jury.” Montgomery, 234 A.3d at 533.
    In reviewing the determination of whether the Commonwealth met its
    burden of establishing a prima facie case for a charged crime, “the trial court
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    is afforded no discretion in ascertaining whether, as a matter of law and in
    light of the facts presented to it, the Commonwealth has carried its pre-trial,
    prima facie burden to make out the elements of a charged crime.”
    Commonwealth v. Karetny, 
    880 A.2d 505
    , 513 (Pa. 2005). “Hence, we are
    not bound by the legal determinations of the trial court.” Dantzler, 
    135 A.3d at 1112
    . Furthermore, it is inappropriate for the trial court to make weight or
    credibility determinations when assessing whether the Commonwealth
    established a prima facie case. Perez, slip op. at 17.
    “[I]nferences reasonably drawn from the evidence of record which
    would support a verdict of guilty are to be given effect [at a preliminary
    hearing], and the evidence must be read in the light most favorable to the
    Commonwealth’s case.” Id. at 18 (citation omitted). “The use of inferences
    is a process of reasoning by which a fact or proposition sought to be
    established is deduced as the logical consequence from the existence of other
    facts that have been established.” Id. (citation omitted). “The ‘more-likely-
    than-not’ test, must be applied to assess the reasonableness of inferences
    relied upon in establishing a prima facie case of criminal culpability.” Id.
    Upon review, we first observe that the trial court did not apply the
    correct standards to its review of the question of whether the Commonwealth
    met its prima facie burden at the preliminary hearing stage. In finding that
    Rogers’ testimony was “contradictory[] at times” and that the evidence only
    amounted to a “he said she said” case, Trial Court Opinion, 3/2/20, at 4, the
    trial court improperly based its determination on the weight and credibility of
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    the Commonwealth’s evidence, which are not appropriate areas of analysis at
    the preliminary hearing stage. Perez, slip op. at 17. Furthermore, while the
    trial court faulted the Commonwealth for not showing that Appellee had a
    “trait or habit” of using excessive force or that he was acting “outside of his
    duty as a police officer,” Trial Court Opinion, 3/2/20, at 4, proof of these facts
    were not required elements of any of the charged crimes, and therefore these
    factors were irrelevant at the preliminary hearing stage. See Karetny, 880
    A.2d at 513 (stating that a trial court has “no discretion” in determining
    whether the Commonwealth made a prima facie showing of the elements of
    the charged crimes). Finally, to the extent the trial court found the evidence
    against Appellee lacking based on the absence of corroborating witnesses or
    video of the entire sequence of events, the trial court did not view the evidence
    “in the light most favorable to the Commonwealth and instead improperly
    viewed it in the light most favorable to [A]ppellee.” Perez, slip op. at 19-20
    (holding that this Court erred by overlooking evidence that the defendant
    thrust his arm towards the victim moments before the victim started bleeding
    profusely from the neck and instead drawing an inference in favor of the
    defendant that one of the other individuals present may have stabbed the
    victim).
    By contrast, on our review of the evidence presented below, we conclude
    that the Commonwealth established a prima facie case as to each of the three
    charges against Appellee.     With respect to the simple assault charge, an
    individual is guilty of this offense if he “attempts to cause or intentionally,
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    knowingly or recklessly causes bodily injury to another.”         18 Pa.C.S. §
    2701(a)(1).   “The Commonwealth need not establish the victim actually
    suffered bodily injury; rather, it is sufficient to support a conviction if the
    Commonwealth      establishes   an    attempt    to   inflict   bodily   injury.”
    Commonwealth v. Martuscelli, 
    54 A.3d 940
    , 948 (Pa. Super. 2012). “This
    intent may be shown by circumstances, which reasonably suggest that a
    defendant intended to cause injury.” 
    Id.
    “Bodily injury” is defined by statute as “[i]mpairment of physical
    condition or substantial pain.” 18 Pa.C.S. § 2301. Thus, injuries that are
    “trivial in nature,” “noncriminal contact resulting from family stress and
    rivalries,” or a “customary part of modern day living” do not satisfy this
    element. Commonwealth v. Smith, 
    206 A.3d 551
    , 559 (Pa. Super. 2019)
    (citations omitted). “The existence of substantial pain may be inferred from
    the circumstances surrounding the use of physical force even in the absence
    of a significant injury.” Commonwealth v. Ogin, 
    540 A.2d 549
    , 552 (Pa.
    Super. 1988) (en banc). We have held that an individual who aggressively
    grabs the arm of another and pushes her against wall causes bodily injury,
    even though the victim did not require medical attention or miss work as a
    result and only sustained bruises that lasted a few days. In re M.H., 
    758 A.2d 1249
    , 1252 (Pa. Super. 2000). We have likewise held that a punch to
    the face that broke the victim’s glasses and caused pain for several days
    caused a bodily injury.   Commonwealth v. Richardson, 
    636 A.2d 1195
    ,
    1196 (Pa. Super. 1994). Similarly, we have found that a deliberate punch
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    with a closed fist resulting in “slight swelling and pain” was a bodily injury.
    Commonwealth v. Marti, 
    779 A.2d 1177
    , 1181-82 (Pa. Super. 2001).
    Here, Rogers testified that, after Appellee removed him from the station
    bathroom, Appellee “took me down the hallway and pushed me through the
    door” and then “threw me against the wall,” in spite of the fact that Rogers
    was not resisting. N.T., 7/26/18, at 8-9. According to Rogers, Appellee then
    “punched me in my mouth[, a]nd I hit my head against the wall when he did
    it.”   Id. at 8. The punch caused Rogers to bleed from a “busted lip” and
    caused pain in his head from the impact with the wall. Id. at 10, 19.5 In
    addition, Sergeant McKenna of the Amtrak Police Department stated that his
    review of the surveillance video showed that Appellee used “[l]evel two” force
    against Rogers, which was inconsistent with Amtrak policy. N.T., 10/2/18, at
    6-9.
    We conclude that the Commonwealth demonstrated probable cause that
    Appellee committed a simple assault.               The evidence shows that Appellee
    intended to cause bodily injury by pushing him into a corner and punching him
    in the face.      18 Pa.C.S. § 2701(a)(1); Martuscelli, 
    54 A.3d at 948
    .
    Furthermore, the Commonwealth presented prima facie evidence that
    Appellee caused “bodily injury” to Rogers by causing him to bleed from his
    ____________________________________________
    5 We note that while the surveillance video was not required to substantiate
    the charges against Appellee, we have reviewed the video and found it
    consistent with Rogers’ account that Appellee pushed him through a door and
    then into a corner, Appellee then struck Rogers in the face, and Rogers did
    not visibly resist Appellee.
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    J-A10037-21
    mouth and pain in his head. Cf. Marti, 
    779 A.2d at 1181
    ; Richardson, 
    636 A.2d at 1196
    . A fact-finder could reasonably infer from Rogers’ testimony
    about the pain he experienced that his injuries were not “trivial in nature” or
    a “customary part of modern day living.” Smith, 
    206 A.3d at 559
     (citations
    omitted). In any event, even if Rogers were not found to have suffered bodily
    injury, the Commonwealth demonstrated probable cause that Appellee
    “attempt[ed] to cause . . . bodily injury to” Rogers by punching him in the
    mouth.   18 Pa.C.S. § 2701(a)(1); see Richardson, 
    636 A.2d at 1196-97
    (evidence that the appellant approached victim, yelled for him to “get out of
    here,” and struck the victim in the face was sufficient to show that the
    appellant specifically intended to assault the victim and therefore he
    attempted to cause bodily injury under the simple assault statute).
    We likewise find that the Commonwealth demonstrated a prima facie
    case that Appellee committed the offense of official oppression. Under the
    relevant sub-section of the statutory definition of the offense:
    A person acting or purporting to act in an official capacity or taking
    advantage of such actual or purported capacity commits [official
    oppression] if, knowing that his conduct is illegal, he . . . subjects
    another to arrest, detention, search, seizure, mistreatment,
    dispossession, assessment, lien or other infringement of personal
    or property rights.
    18 Pa.C.S. § 5301(1).
    “The evil sought to be prevented by the law against official oppression
    is the unlawful abuse of the power of public officials.” Commonwealth v.
    Checca, 
    491 A.2d 1358
    , 1366 (Pa. Super. 1985). “The statute was broadly
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    drafted to include all opportunities for oppressive use of official power” and
    applies to “numerous situations wherein an official engages in wrongdoing
    while acting in his official capacity,” including “aggressive action against the
    individual.” Id. at 1366-67. We have held “as a general rule that a police
    officer in uniform is cloaked with the authority of his office; and that actions
    taken by him which constitute mistreatment of another may fairly be said,
    within the terms of the statute, to be ‘taking advantage’ of that authority.”
    Commonwealth v. Stumpo, 
    452 A.2d 809
    , 814 (Pa. Super. 1982) (footnote
    omitted).
    “Mistreatment” under the statute is given its commonly understood
    meaning and “is equated with abuse.” Commonwealth v. Manlin, 
    411 A.2d 532
    , 533 (Pa. Super. 1979). The use of the word “knowing” in the statute “is
    intended to include as an element of the crime that the actor be guilty of ‘bad
    faith’ in order to be guilty thereof”; in other words, “the accused must have
    been acting in ‘bad faith’ when he subjected the other to the proscribed
    activities.” Commonwealth v. Eisemann, 
    453 A.2d 1045
    , 1048 (Pa. Super.
    1982).
    The preliminary hearing record reveals that Appellee, while on duty as
    a uniformed Amtrak police officer, informed Rogers that he was under arrest,
    forcibly moved him from the men’s bathroom into a nearby hallway, pushed
    Rogers into a corner, and struck him in the face. N.T., 7/26/18, at 7-8. In
    addition, Appellee told Rogers that he would be arrested if he ever returned
    to 30th Street Station despite Rogers’ remonstrations that he needed to use
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    the station for his regular work commute. Id. at 9-10. This evidence made
    out a prima facie case that Appellee, while taking advantage of his official
    authority, subjected Rogers to unlawful “mistreatment” and “aggressive
    action” and threatened an unlawful arrest if Rogers returned to the station in
    the future. 18 Pa.C.S. § 5301(1); Checca, 491 A.2d at 1366. In addition,
    the evidence of Appellee’s unwarranted strike of Rogers and the threat of
    arrest upon Rogers’ return to the station allowed for the reasonable inference
    that Appellee was acting in bad faith.       Cf. Stumpo, 
    452 A.2d at 813-14
    (sufficient evidence of official oppression conviction where officer blocked
    waitress from cleaning tables, yanked her bra strap, pulled her towards him
    and said “[a]ll right, bitch”).
    We additionally conclude that the Commonwealth showed probable
    cause that Appellee committed the harassment offense. “A person commits
    the crime of harassment when, with intent to harass, annoy or alarm another,
    the person . . . strikes, shoves, kicks or otherwise subjects the other person
    to physical contact, or attempts or threatens to do the same.” 18 Pa.C.S. §
    2709(a)(1).    The intent element of this offense may be inferred from the
    totality of the circumstances. Commonwealth v. Cox, 
    72 A.3d 719
    , 721 (Pa.
    Super. 2013).    We have held that the physical contact requirement of the
    harassment statute is satisfied based on such varied conduct as the defendant
    picking up the victim and slamming her to the ground, see Commonwealth
    v. Kirwan, 
    847 A.2d 61
    , 63-64 (Pa. Super. 2004), the defendant impeding
    the victim’s path and poking him in his chest, see Commonwealth v. Lutes,
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    793 A.2d 949
    , 961 (Pa. Super. 2002), and the defendant forcefully grabbing
    an 8-year old boy by his arm and neck and leading him home.               See
    Commonwealth v. Blackham, 
    909 A.2d 315
    , 319-20 (Pa. Super. 2006).
    The Commonwealth showed that, by “shov[ing]” Rogers into a corner
    and then “strik[ing]” him in the face with his hand, Appellee’s conduct met
    the physical contact element of this offense.      18 Pa.C.S. § 2709(a)(1).
    Furthermore, an inference can be drawn from Appellee’s actions that it was
    more likely than not that he had the “intent to harass, annoy or alarm” Rogers.
    18 Pa.C.S. § 2709(a)(1); Cox, 
    72 A.3d at 721
    .
    Accordingly, after our de novo review of the evidence, we conclude that
    the Commonwealth met its burden of establishing a prima facie case that
    Appellee committed each of the three charged offenses.          Therefore, we
    reverse the trial court’s October 2, 2018 order and remand for further
    proceedings.
    Order reversed. Case remanded. Jurisdiction relinquished.
    Judgment Entered.
    Joseph D. Seletyn, Esq.
    Prothonotary
    Date: 6/17/2021
    - 18 -
    

Document Info

Docket Number: 3167 EDA 2018

Judges: Colins

Filed Date: 6/17/2021

Precedential Status: Precedential

Modified Date: 11/21/2024