In Re: Balogh, C. Appeal of: Balogh, R. ( 2021 )


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  • J-A02036-21
    NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
    IN RE: CECILIA F. BALOGH, AN            :   IN THE SUPERIOR COURT OF
    ADULT                                   :        PENNSYLVANIA
    :
    :
    APPEAL OF: ROBERT F. BALOGH             :
    :
    :
    :
    :   No. 717 WDA 2020
    Appeal from the Order Entered June 18, 2020
    In the Court of Common Pleas of Allegheny County Orphans' Court at
    No(s): 02-19-05069
    BEFORE: BOWES, J., NICHOLS, J., and McLAUGHLIN, J.
    MEMORANDUM BY McLAUGHLIN, J.:                          FILED: July 29, 2021
    Robert F. Balogh (“Son”) appeals from the order requiring him to return
    certain inter vivos transfers made to him by his Mother, Cecilia Balogh
    (“Mother”). We affirm.
    Mother initiated this action by filing a petition to require Son to file an
    accounting as Mother’s agent pursuant to a power of attorney she executed
    in June of 2018. By consent, Son did file an accounting in December 2019, for
    the period from June 10, 2018 through March 4, 2019. The court conducted a
    hearing on March 3, 2020, at which the underlying matter under consideration
    was whether Son had exerted undue influence over Mother. In addition to the
    testimony of both Mother and Son, Son presented the testimony of First
    National Bank Vice-President Joann James, who testified regarding her
    interaction with Mother and Son, during a transaction in which Mother
    redeemed savings bonds and Son deposited the proceeds into his First
    J-A02036-21
    National Bank account. James reported that she did not observe any behavior
    between the pair that caused her any concern or that would prompt her to
    halt the transaction. N.T. 3/3/20 at 37-38.
    Approximately three months later, the Orphans’ Court issued a
    memorandum opinion and order, which included the following findings of fact:
    1. [Mother] moved from her residence in Swissvale to [Son’s]
    residence in Canonsburg in June 2018. (N.T. 03/03/20, p. 7)
    2. In [Mother’s] Swissvale residence, the sum of approximately
    $136,000 in cash was found. (N.T. 03103/20, p. 8)
    3. On June 9, 2018, [Mother] and [Son] executed a Loan
    Agreement and Promissory Note [“Loan Agreement”], which was
    prepared by Gary L. Sweat, Esquire, who is [Son’s] attorney.
    (Exhibit 1) The document provided for [Mother] to lend [Son] the
    sum of $136,400 for the purpose of constructing a residence in
    which [Mother], her Husband (Robert C. Balogh), [Son], and
    [Son’s] wife (Diane Balogh) would reside. [Mother] would have a
    life estate in the residence and the loan would be forgiven upon
    her death. The document did not contain any repayment terms.
    [Mother] did not have separate legal representation. (N.T.
    03/03/20, p. 8-10)[1]
    4. On June 21, 2018, Son and his Wife opened a Money Market
    account at First National Bank []. On that date, the sum of
    $136,400 was deposited into said account (Exhibits 2 and 3) (N.T.
    03/03/20, p. 10-12)
    5. On November 27, 2018, Son and his Wife purchased vacant
    real property in North Strabane Township, Washington County, for
    the sum of $42,600. The funds for said purchase were taken from
    the First National Bank Account [] in the amount of $51,412.48.
    (Exhibits 4 and 5) (N.T. 03/03/20, p. 12-14)
    ____________________________________________
    1 The Loan Agreement contained the following provision, “This Note shall be
    governed by the laws of the Commonwealth of Pennsylvania, and jurisdiction
    shall be vested in the Washington County Court of Common Pleas.”
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    6. [Son’s] attorney, Mr. Sweat, prepared a Power of Attorney
    (POA) for [Mother]. She did not meet with the attorney prior to
    executing the POA, which was prepared at the direction of [Son],
    and which [Son] explained to [Mother]. She executed the POA,
    which names [Son] as the Agent, on June 10, 2018. (Exhibit 6)
    (N.T. 03/03/20, p. 15)
    7. On June 30, 2018, [Son] and [Mother] opened a joint bank
    account at PNC Bank []. [Son] did not deposit any of his own funds
    in said account. On August 9, 2018, the sum of $6,000 was
    deposited into the account, which was a check written to
    [Mother’s] Husband from Prudential Annuities. The check was
    endorsed by [Son], even though it was made payable to his
    Father. The ending balance of the account was $84,162.29 on
    November 16, 2018. (Exhibits 16, 17, 18, and 19) (N.T. 03/03/20,
    p. 16-19)
    8. Check [] from PNC Bank Account [] was written to Wilson
    Architecture for $6,500. The check was for the purpose of
    obtaining architectural drawings for the residence to be
    constructed on the North Strabane property. (Exhibits 11) (N.T.
    03/03/20, p. 20)
    9. On August 17, 2018, [Son] assisted [Mother] with redeeming
    359 US Savings Bonds at First National Bank, which was the bank
    that he used routinely. The funds from the redeemed bonds, with
    a value of approximately $65,000, were deposited into [Son] and
    his Wife's First National Bank Account []. (Exhibits 12 and A) (N.T.
    03/03/20, p. 20-21).
    10. [Mother’s] Husband, who is [Son’s] Father, passed away on
    August 19, 2018.
    11. [Mother] transferred her vehicle to [Son’s] Wife. (N.T.
    03/03/20, p. 21)
    12. [Son] arranged for his attorney, Mr. Sweat, to prepare a new
    Will for [Mother]. The Will provides for [Son] to receive one
    hundred percent (100%) of the residuary estate and for him to be
    the Executor. (Exhibit 13) (N.T. 03/03/20, p. 22)
    13. [Mother] agreed to move in with [Son], as her daughters did
    not agree for her to live with them. (N.T. 03/03/20, p. 25)
    14. [Mother] does not recall discussing the loan document with
    [Son]. (N.T. 03/03120, p. 27)
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    15. [Mother] did not give the US Savings Bonds to [Son] as a gift.
    She gave them to him ‘to hold.’ (N.T. 03/03/20, p. 27)
    16. The residence being built on the North Strabane Township land
    is not complete. (N.T. 03/03/20, p. 46)
    17. [Mother] has moved from [Son’s] residence to Beatty Pointe
    Independent Living. (N.T. 03/03/20, p. 46)
    18. [Mother] never had an account at First National Bank.
    (Stipulation) (N.T. 03/03120, p. 51)
    Orphans’ Ct. Memorandum Op. (“Mem. Op.”), 6/18/20, at 1-4.
    In light of the foregoing, the court found that Son exerted undue
    influence over Mother because the parties had a “confidential relationship”,
    Mother had given a significant amount of her net worth to Son and Mother
    suffered a “weakened intellect” due to her circumstances after the loss of her
    husband. Accordingly, in its June 18, 2020 order, the court directed:
    (1) The Loan Agreement and Promissory Note dated June 9, 2018
    is deemed void;
    (2) [Son] shall remit to [Mother] the sum of $136,400 within sixty
    (60) days;
    (3) [Son] shall remit to [Mother] the total sum deposited into First
    National Bank Account in the approximate amount of $65,000,
    from the redemption of US Savings Bonds on August 17, 2018,
    within sixty (60) days;
    (4) Any funds remaining in PNC Bank Account or withdrawn by
    [Mother] shall be the sole and separate property of [Mother];
    (5) The vehicle transferred by [Mother] to [Son’s] wife is not void;
    and
    (6) [Son] and his wife shall retain the real property, including the
    partial construction, located in North Strabane Township, per
    Deed dated November 27, 2018.
    Orphans Ct. Order, 6/18/20.
    -4-
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    Son filed the instant timely appeal and both Son and the Orphans’ Court
    complied with Pa.R.A.P. 1925. Son raises the following issues for review:
    1) Whether the trial court erred when it failed to consider whether
    [Mother], proved by clear and convincing evidence, that she suffered
    from a weakened intellect and therefore experienced undue
    influence?
    2) Whether the trial court erred in considering [Mother’s] lack of
    memory while testifying at trial when determining whether [Mother]
    suffered from a weakened intellect for events that transpired 20 to
    22 months earlier and after [Mother] had suffered an intervening
    head injury?
    3) Whether the trial court abused its discretion when it weighed the
    evidence in favor of [Mother] when determining that [Mother] and
    [Son] satisfied their respective burdens of proof under the law?
    4) Whether the trial court erred in precluding testimony from Joann
    James, the Vice-President and Branch Manager of First National Bank
    at the time in question, who witnessed and interacted with [Mother]
    and [Son] on the day [Mother] negotiated the savings bonds at First
    National Bank, when Ms. James testified regarding her observations
    of [Mother] and [Son] on the day in question?
    5) Whether the Trial Court erred and/or abused its discretion when it
    failed to enforce the forum selection clause in the loan agreement
    and promissory note, overruling [Son’s] counsel’s objection, after the
    legitimacy of the loan agreement and promissory note was first called
    into question and the issue was raised at trial?
    Son’s Br. at 5-6.
    Son’s first three issues all concern his underlying contention that the
    Orphans’ Court erroneously found that Mother established a prima facie case
    of undue influence by clear and convincing evidence. We will consider these
    issues together. Son takes specific exception with the court’s finding that
    Mother suffered from a weakened intellect. He argues that Mother executed
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    the Loan Agreement prior to moving in with him and his wife and that no other
    evidence, medical or otherwise, was presented regarding Mother’s alleged
    weakened intellect. According to Son, Mother’s forgetfulness at trial cannot
    reflect on her intellect at the relevant time because in the intervening months
    she suffered a head injury. To the contrary, Son asserts that his rebuttal
    evidence showed that Mother was clear-headed. He further points out that
    Bank Vice-President James testified that she suspected nothing amiss between
    Mother and Son, and if she had, she would have stopped the transaction
    immediately.
    Conversely, Mother asserts that the court erroneously applied a more
    stringent standard for undue influence than required. She explains that the
    court improperly applied the standard for testamentary transfers but the
    transfers at issue here consisted of alleged inter vivos gifts. Hence, according
    to Mother, in order to make a prima facie case for undue influence she only
    needed to establish that a confidential relationship existed between herself
    and Son, and upon that showing, the burden should have shifted to Son to
    prove that Mother was of sound mind and not subject to undue influence.
    Mother emphasizes that she properly established that a confidential
    relationship existed between herself and Son because she lived with Son, Son
    was her agent under her POA, and she generally depended on Son to manage
    her financial affairs.
    Furthermore, Mother maintains that Son failed to carry his burden of
    proving that no undue influence occurred. According to Mother, Son failed to
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    present any testimony that Mother intended to give him the majority of her
    net worth, except for his own self-serving testimony. She avers that the court
    properly concluded that Vice-President James’ testimony regarding her single
    limited interaction with Mother and Son could not establish that Son did not
    exert undue influence over Mother. Mother also points out that Son’s own
    attorney was the sole author of the documents at issue and she was
    unrepresented when she executed the documents.
    We review the Orphans’ Court’s factual findings for an abuse of
    discretion, and its legal conclusions for an error of law. Owens v. Mazzei,
    
    847 A.2d 700
    , 706 (Pa.Super. 2004). “Because the Orphans’ Court sits as the
    fact-finder, it determines the credibility of the witnesses and, on review, we
    will not reverse its credibility determinations absent an abuse of discretion.”
    
    Id.
     (quoting In re Estate of Harrison, 
    745 A.2d 676
    , 678 (Pa.Super. 2000))
    (brackets omitted). “If the court’s findings are properly supported, we may
    reverse its decision only if the rules of law on which it relied are palpably
    wrong or clearly inapplicable.” 
    Id.
     (quoting Harrison, 
    745 A.2d at 678-79
    ).
    First, Mother is correct that the undue influence standard the Orphans’
    Court applied was erroneous because it is applicable to testamentary rather
    than inter vivos transfers. The testamentary standard requires the contestant
    to a will first to present a prima facie case showing three things: (1) the
    testator and defendant were in a confidential relationship; (2) the testator
    bequeathed the defendant a substantial portion of his or her estate; and (3)
    the testator was of weakened intellect. In re Clark’s Estate, 
    334 A.2d 628
    ,
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    632 (Pa. 1975) (“Clark’s I”); Estate of Lakatosh, 
    656 A.2d 1378
    , 1383
    (Pa.Super. 1995). Once the contestant has presented a prima facie case of
    these elements, the burden shifts to the defendant to prove, by clear and
    convincing evidence, that the will provision was not the product of undue
    influence. Clark’s I, 334 A.2d at 632; Lakatosh, 
    656 A.2d at 1383
    .
    However, a challenge to a transfer made during an individual’s lifetime,
    such as the transfers at issue here, is subject to a different standard. The
    challenger need only establish, by clear and convincing evidence, a single
    thing: that the donor and donee were in a confidential relationship. If the
    challenger carries that burden, the burden then shifts to the donee to “prove
    affirmatively that it is unaffected by any taint of undue influence, imposition,
    or deception.” McCown v. Fraser, 
    192 A. 674
    , 676 (Pa. 1937).2 The donee
    must carry this burden to disprove undue influence with clear and convincing
    evidence. See In re Novosielski, 
    992 A.2d 89
    , 94 n.4 (Pa. 2010) (citing
    Estate of Buriak v. Sperl, 
    492 A.2d 1166
    , 1168 (Pa.Super. 1985)).
    A challenger to an inter vivos gift claiming undue influence bears no
    burden of showing that the donor had a weakened intellect. Rather, an inter
    vivos gift to one in a confidential relationship with the donee “will be
    condemned, even in the absence of evidence of actual fraud, or of mental
    ____________________________________________
    2 Accord Banko v. Malanecki, 
    451 A.2d 1008
    , 1010 (Pa. 1982); Hera v.
    McCormick, 
    625 A.2d 682
    , 690 (Pa.Super. 1993); see also In r Clark’s
    Estate, 
    359 A.2d 777
    , 781 (Pa. 1976) (“Clark’s II”) (stating burden shifts to
    donee to “affirmatively show that the gift was the free, voluntary and
    intelligent act of” the donor).
    -8-
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    incapacity on the part of the donor, unless there is full and satisfactory
    proof that it was the free and intelligent act of the donor, fully explained to
    him, and done with a knowledge of its consequences.” McCown, 192 A. at
    676-77 (emphasis added); see also Burns v. Kabboul, 
    595 A.2d 1153
    ,
    1162-64, 1171 (Pa.Super. 1991) (deciding both types of claims under
    different standards). The reason that a party contesting a will must prove the
    testator suffered from weakened intellect in order to assert undue influence
    claim is that “[a] testator’s interest in his property necessarily terminates at
    death,” and therefore “the law does not view a testamentary disposition with
    so suspicious an eye.” McCown, 192 A. at 677. In contrast, one challenging
    an inter vivos gift need not establish weakened intellect because “it is opposed
    to the common experience of mankind for one yet alive and able to enjoy his
    property to divest himself of a substantial part of his estate voluntarily and
    without consideration.” Id.
    A confidential relationship exists where “the circumstances make it
    certain the parties do not deal on equal terms, but, on the one side there is
    an overmastering influence, or, on the other, weakness, dependence or trust,
    justifiably reposed.” Owens, 
    847 A.2d at 709
    . “[I]t is marked by such a
    disparity in position that the inferior party places complete trust in the superior
    party’s advice and seeks no other counsel, so as to give rise to a potential
    abuse of power.” Wisniski v. Brown & Brown Ins. Co. of PA, 
    906 A.2d 571
    , 577 (Pa.Super. 2006) (citation omitted). Certain types of relationships,
    such those involving a power of attorney, are indicative, but not dispositive,
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    of the existence of a confidential relationship, which is a question of fact. See
    In re Estate of Smaling, 
    80 A.3d 485
    , 498-99 (Pa.Super. 2013) (en banc);
    In re Estate of Fritts, 
    906 A.2d 601
    , 608-609 (Pa.Super. 2006).
    In this case, the Orphans’ Court properly concluded that a “confidential
    relationship” existed between Mother and Son at the time of the transfers at
    issue. Mother moved in with Son when her husband was very ill. She had
    depended on her husband entirely financially, having had not worked outside
    the home. Further, Mother never drove a vehicle. Thus, Mother depended on
    Son for housing, financial guidance, and for transportation. Furthermore,
    Mother executed a POA in June 2018 naming Son as her agent. The record
    thus amply supports the court’s finding that Mother and Son had a confidential
    relationship. See Wisniski, 
    906 A.2d at 577
    ; McCown, 192 A. at 676;
    Smaling, 
    80 A.3d at 498-99
    ; Fritts, 
    906 A.2d at 608-609
    .
    Accordingly, under the inter vivos undue influence analysis, which was
    properly applicable here, the burden fell on Son to demonstrate a lack of
    undue influence. See McCown, 192 A. at 676-77; Clark’s II, 359 A.2d at
    780. Son claims that his testimony regarding Mother’s alleged upset with her
    daughters should have been sufficient to establish that Mother gifted a
    significant portion of her assets to him in light of that upset, rather than due
    to any undue influence on his part. Son also points to Bank Vice-President
    James’ testimony, wherein she explained that she did not notice anything
    amiss between Mother and Son while she assisted Mother in the redemption
    of saving bonds.
    - 10 -
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    However, the court did not find that the testimony of either Son or
    James credibly established that Son did not exert undue influence on Mother.
    The court specifically found as facts that Mother suffered from a weakened
    intellect due to the trauma she experienced by moving away from her
    husband, who had always handled her finances, and away from her long-time
    residence. See Orphans’ Ct. Memorandum Op., at 5; Orphans’ Ct. Rule
    1925(a) Op., at 6.
    The court thus found that the parties were in a confidential relationship
    and rejected Son’s rebuttal evidence that the transactions were not the result
    of undue influence. See Mem. Op. at 6-7. We discern no abuse of discretion.
    See Owens, 
    847 A.2d at 706
    . In his reply brief, Son argues that if this Court
    applies the inter vivos standard of analysis for undue influence, we should
    then remand this matter to the Orphans’ Court to provide him with the
    opportunity to meet his burden of proving that Mother’s transfers were not
    the result of any undue influence. However, Son already had that opportunity.
    Although the orphans’ court applied the testamentary standard, both that
    standard and the inter vivos standard afford the party charged with exerting
    undue influence the opportunity to prove that there was no undue influence,
    by clear and convincing evidence. The orphans’ court here gave Son such a
    chance but found that Son had failed to carry his burden. Hence, Son’s first
    three issues warrant no relief.
    We   respectfully   disagree   with     the   Concurring   and   Dissenting
    Memorandum that the evidence did not establish a confidential relationship at
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    the time Mother signed the Loan Agreement because she had not yet signed
    the POA. We are reviewing for an abuse of discretion and whether the parties
    had a “confidential relationship” is fact-sensitive and subject to the trial court’s
    weight and credibility determinations. Smaling, 
    80 A.3d at 498-99
    ; Fritts,
    
    906 A.2d at 608-609
    . While it is true that Mother signed the Loan Agreement
    before she executed the POA, the POA is simply not dispositive of this issue,
    but rather is just one piece of evidence that a court may use to find, as a
    question of fact, that there was (or was not) a confidential relationship. In
    point of fact, Mother executed the Loan Agreement only one day before the
    POA and she moved into Son’s home only a short while later. The other events
    at issue, which the Concurring and Dissenting Memorandum agrees were
    subject to Son’s undue influence, occurred within approximately two months
    of Mother’s execution of the Loan Agreement. What is more, the only
    testimony Son offered to rebut the undue influence claim regarding the Loan
    Agreement was his own self-serving testimony, which the trial court did not
    credit. See Owens, 
    847 A.2d at 706
    . We do not think that, under these facts,
    the court abused its discretion in concluding that the confidential relationship
    did not spring to life when Mother executed the POA, but rather existed the
    day before.
    Turning to Son’s fourth issue, Son contends that the Orphans’ Court
    erred by not allowing Bank Vice-President James to testify as an expert. He
    argues the court should have permitted her to do so, given her training and
    experience with the mental capacity of banking customers. In the alternative,
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    Son maintains that the court erred by failing to delineate the portion of James’
    testimony that constituted permissible opinion testimony. Son points to the
    following exchange during the March 3, 2020 hearing:
    [Son’s counsel] Do you recall how long it took to process all those
    bonds that day?
    [James] My best estimate would be an hour to an hour and a half.
    [Son’s counsel] As a branch manager do you receive training in
    assessing capacity, undue influence, duress, anything like that in
    a transaction of this type?
    [James] Yes. We would receive training yearly.
    [Son’s counsel] If you detected that something was off in the
    transaction, what would you do?
    [James] We would end the transaction. I probably would have
    separated [Mother] from [Son] and had a private conversation
    with her on how she wanted to proceed.
    [Son’s counsel] During this transaction is it safe to say that you
    never had any indication, based on your training, that there was
    a dynamic at play other than [Mother] acting on her own behalf?
    [James] Yes. I did not detect anything going on.
    [Mother’s counsel] Your Honor, I'm going to object because we're
    getting into an area of expert [testimony], and I don't think that
    the bank manager's an expert on capacity.
    THE COURT: All right. I'll sustain the objection. This is one of the
    recommendations by the Elder Law Task Force, by the way, that
    the entire banking business participate in a meaningful way with
    the detection of people who are being taken advantage of. And
    the bank business industry – I guess bank industry business is the
    way to go -- chose not to participate. They did not want to go
    anywhere near this issue, but they did concede that individual
    managers could talk to people they know and see if there's some
    overt thing. But she can’t testify as an expert.
    [Son’s counsel]: And I’m not asking –
    THE COURT: I understand, but we’re drifting in and out.
    - 13 -
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    N.T., 3/3/2020, at 37-38.
    “The law is well settled that decisions regarding admission of expert
    testimony, like other evidentiary decisions, are within the sound discretion of
    the trial court. We may reverse only if we find an abuse of discretion.” Renna
    v. Schadt, 
    64 A.3d 658
    , 664 (Pa.Super. 2013) (citations omitted). “In
    addition, [t]o constitute reversible error, an evidentiary ruling must not only
    be erroneous, but also harmful or prejudicial to the complaining party.”
    Jacobs v. Chatwani, 
    922 A.2d 950
    , 960 (Pa. Super. 2007) (citation omitted).
    The Pennsylvania Rules of Evidence provide that “[i]f a witness is not
    testifying as an expert, testimony in the form of an opinion is limited to one
    that is (a) rationally based on a witness’s perception; (b) helpful to clearly
    understanding the witness’s testimony or to determining a fact in issue; and
    (c) not based on scientific, technical, or other specialized knowledge...”
    Pa.R.E. 701. Moreover, an expert’s testimony must be “based on more than
    mere personal belief,” and “must be supported by reference to facts,
    testimony or empirical data.” Snizavich v. Rohm & Haas, Company, 
    83 A.3d 191
    , 195 (Pa. Super. 2013) (citations omitted).
    In the instant case, the Orphans’ Court concluded that Bank Vice-
    President James was not qualified to offer expert testimony regarding Son’s
    relationship with Mother, especially considering the single, limited interaction
    James observed. Once again, we discern no abuse of discretion. See
    Snizavich, 
    83 A.3d at 195
    ; Renna, 
    64 A.3d at 664
    . Moreover, the court did
    allow James to provide lay testimony regarding her personal observations and
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    impressions of Mother. See Pa.R.E. 701. James explained that she did not
    observe anything amiss between Mother and Son and therefore did not
    preclude Mother from redeeming her bonds in favor of Son. Thus, even if the
    court’s decision to preclude James from testifying as an expert was error, Son
    was not prejudiced as James did testify regarding her observations and
    impressions of the relationship between Mother and Son. See Jacobs, 
    922 A.2d at 960
    . Therefore, Son’s fourth issue also lacks merit.
    Turning to Son’s final issue, he asserts that the Orphans’ Court erred by
    failing to enforce a forum selection clause set forth in the Loan Agreement.
    Son argues that the court erroneously failed to sustain his objection at trial
    challenging the court’s jurisdiction to hear any matter regarding the Loan
    Agreement given the document’s forum selection clause, which designated
    Washington County as the proper venue. Son maintains that he did not raise
    his objection to venue via preliminary objection because he believed that
    Mother’s action only sounded in conversion and did not involve the Loan
    Agreement specifically. However, the court concluded that Son waived his
    objection to venue by failing to raise it prior to trial.
    A court with jurisdiction, and in which venue is proper, should decline to
    entertain a suit if the parties have freely agreed to conduct litigation in another
    forum, so long as the agreement to do so is not unreasonable. Autochoice
    Unlimited, Inc. v. Avangard Auto Fin., Inc., 
    9 A.3d 1207
    , 1215 (Pa.Super.
    2010) (citation omitted). However, the Pennsylvania Rules of Civil Procedure
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    state that “[i]mproper venue shall be raised by preliminary objection and if
    not so raised shall be waived.” Pa.R.C.P. 1006(e).
    In this case, the court properly found Son’s claim regarding improper
    venue to be waived because Son failed to raise his contention in a preliminary
    objection. See Pa.R.C.P. 1006(e). Moreover, Son’s claim that he did not
    anticipate the Loan Agreement being at issue in this case prior to trial is belied
    by the record. In his initial filing, Son presented argument regarding the Loan
    Agreement and attached the document to his filing. See Son’s Answer and
    New Matter, dated 9/13/19. Further, Son admits that Mother raised the
    “legitimacy” of the Loan Agreement in a pretrial statement. See Son’s Br. at
    45. Thus, contrary to the reasoning set forth in the dissent, we conclude that
    Son had reason to know that the Loan Agreement was at issue in this case
    and was thereby required to file a preliminary objection to alert the trial court
    to any objection to venue prior to the start of trial. Pa.R.C.P. 1006(e). Hence,
    we conclude that the court did not err by finding Son’s venue claim waived for
    failure to raise it in a preliminary objection. In any event, son’s alleged
    misunderstanding of Mother’s claim would not excuse waiver here. We affirm
    the Orphans’ Court’s order.
    Order affirmed.
    Judge Nichols joins the memorandum.
    Judge Bowes files a concurring/dissenting memorandum.
    - 16 -
    J-A02036-21
    Judgment Entered.
    Joseph D. Seletyn, Esq.
    Prothonotary
    Date: 7/29/2021
    - 17 -
    

Document Info

Docket Number: 717 WDA 2020

Judges: McLaughlin

Filed Date: 7/29/2021

Precedential Status: Non-Precedential

Modified Date: 11/21/2024