Com. v. Rogers, M. ( 2021 )

J-S22032-21
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
MARK EDWARD ROGERS :
:
Appellant : No. 1503 MDA 2020
Appeal from the PCRA Order Entered November 9, 2020
In the Court of Common Pleas of Franklin County Criminal Division at
No(s): CP-28-CR-0000316-2016
BEFORE: PANELLA, P.J., McCAFFERY, J., and PELLEGRINI, J.*
MEMORANDUM BY PELLEGRINI, J.: FILED: AUGUST 9, 2021
Mark Edward Rogers (Rogers) appeals pro se from the order entered in
the Court of Common Pleas of Franklin County (PCRA court) dismissing his
first timely petition filed pursuant to the Post-Conviction Relief Act (PCRA), 42
Pa.C.S. §§ 9541-9546. Roger challenges the effectiveness of his trial counsel
and the legality of his sentence.1 We affirm.
____________________________________________
* Retired Senior Judge assigned to the Superior Court.
1 See 42 Pa.C.S. § 9543(a)(2)(ii), (vii) (providing eligibility for PCRA relief on
bases of ineffective assistance of counsel and illegal sentencing claims).
J-S22032-21
I.
A.
The relevant facts and procedural history of this case are as follows. In
November 2015, Rogers was charged with 29 offenses arising from evidence
that he engaged in oral sex with two girls who were nine and ten years old
when he was 54 years old.
On May 8, 2019, Rogers filed, though his attorney Shawn M.
Stottlemyer, Esq., a motion in limine seeking suppression of incriminating
statements he made to police during a September 30, 2015 interview at the
Pennsylvania State Police (PSP) barracks in Chambersburg. Although police
told him that he was not under arrest and was free to leave at any point,
Rogers averred that they should have given him Miranda2 warnings because
he was confronted with a search warrant that had been executed on his
cellular telephone, and he felt that he had no choice but to answer their
questions.
The Commonwealth filed a response and the parties reached an
agreement stipulating to the following facts. On September 30, 2015, Rogers
drove himself to the PSP barracks at the request of Trooper Baney, who called
to advise that he was not under arrest and could leave the meeting at any
time; Rogers consented to audio and videotape recording of the interview;
____________________________________________
2 Miranda v. Arizona, 384 U.S. 436 (1966).
-2-
J-S22032-21
Troopers Baney and Trace were present in the room with Rogers and Trooper
Baney conducted the interview; Trooper Baney provided Rogers with copies
of the search warrant that police had served the day before pursuant to which
his cellular phone had been seized; Trooper Baney again advised Rogers just
prior to the interview and at two additional points during the meeting that he
was not under arrest and was free to leave at any time and Rogers continued
the interview each time; and Rogers left the barracks on his own accord at
the end of the one hour and 43 minute interview. (See Stipulated Facts,
5/16/19, at 1-2). The trial court entered an order denying the motion to
suppress the incriminating statements Rogers made to police.
The day his jury trial was scheduled to begin, Rogers entered an open
guilty plea to two counts of involuntary deviant sexual intercourse with a child
(IDSI).3 In exchange, the Commonwealth nolle prossed the remaining
charges against him. On July 10, 2019, the trial court imposed a term of 10
to 20 years’ incarceration on each of Rogers’ convictions and directed that
those sentences run consecutively, totaling an aggregate term of 20 to 40
years’ imprisonment.
____________________________________________
3 18 Pa.C.S. § 3123(b). The Commonwealth had initially prepared to go to
trial on charges involving four victims. After information regarding Rogers’
contact with two of the victims changed, the Commonwealth offered him an
agreement to plead guilty to two counts of IDSI for his conduct with the two
oldest victims who did not change or recant their disclosures. (See
Commonwealth’s Brief, fn. 1, 2).
-3-
J-S22032-21
Rogers filed a direct appeal in which he challenged the discretionary
aspects of his sentence by claiming that the trial court should have imposed
concurrent rather than consecutive terms of incarceration. We found his
sentencing claim meritless and affirmed his judgment of sentence on March
11, 2020. (See Commonwealth v. Rogers, 2020 WL 1174561 (Pa. Super.
filed Mar. 11, 2020)). Rogers did not seek further direct review.
B.
On August 5, 2020, Rogers, acting pro se, filed the instant timely PCRA
petition. The PCRA court appointed counsel, who filed a motion to withdraw
from representation and a Turner/Finley no-merit letter4 on October 6, 2020.
Counsel averred that after review of the record and consultation with Rogers
regarding the issues he wished to raise, he had found no meritorious grounds
for relief. Counsel outlined Rogers’ potential claim of ineffective assistance of
trial counsel in connection with the unsuccessful litigation of his suppression
motion.5 Counsel also addressed Rogers’ assertion that his sentence is illegal
because the terms of incarceration on the IDSI convictions were run
____________________________________________
4 Commonwealth v. Turner, 544 A.2d 927 (Pa. 1988), and
Commonwealth v. Finley, 550 A.2d 213 (Pa. Super. 1988) (en banc).
5 Counsel discussed a second ineffectiveness claim on grounds that Rogers’
public defender left that office for a position in the district attorney’s office
during the pendency of his case. However, Rogers has expressly withdrawn
this claim from our consideration on appeal. (See Rogers’ Brief, at 6).
-4-
J-S22032-21
consecutively instead of concurrently. (See Turner/Finley no-merit letter,
10/06/20, at 1-3).
The PCRA court entered an opinion on October 14, 2020, in which it
found meritless Rogers’ two ineffectiveness issues and his sentencing claim
objecting to the consecutive terms of incarceration. (See PCRA Court Opinion,
10/14/20, at 6-12). The court granted PCRA counsel leave to withdraw and
advised Rogers of its intent to dismiss the PCRA petition without a hearing and
of his right to respond to the court pro se or through privately-retained counsel
within 20 days. See Pa.R.Crim.P. 907(1). Rogers did not respond. On
November 9, 2020, the PCRA court issued its order dismissing the PCRA
petition for the reasons stated in its October 2020 opinion. Rogers timely
appealed and he and the PCRA court complied with Rule 1925. See Pa.R.A.P.
1925(a)-(b).
II.
A.
Rogers first challenges the effectiveness of trial counsel in connection
with litigation of his motion to suppress the incriminating statements he made
to police during his September 2015 interview.6 Rogers maintains that
____________________________________________
6 In reviewing the denial of PCRA relief, our standard of review is limited to
whether the record supports the PCRA court’s factual determinations and
whether its decision is free of legal error. See Commonwealth v. Lopez,
249 A.3d 993, 998 (Pa. 2021). “The PCRA court’s findings and the evidence
(Footnote Continued Next Page)
-5-
J-S22032-21
counsel failed to effectively pursue the motion and that his right to suppression
was clear, given he was not Mirandized despite Trooper Blaney’s hostile
interrogation tactics. Rogers claims he was under duress and the influence of
alcohol when the trooper “call[ed] him a liar on multiple instances [and]
consistently pressured [him] toward telling a fictitious story that he committed
the crimes[.]” (Rogers’ Brief, at 9). Additionally, according to Rogers, the
interview actually occurred on September 29, 2015, the same day the search
warrant was issued and not the following day as the Commonwealth asserts,
which he contends further contributed to the coercion of the situation.
Rogers’ argument is essentially that trial counsel was ineffective merely
because he was unsuccessful in having his statements in his interview
suppressed. That is not a basis for finding counsel ineffective. Under the
PCRA, “[t]o prove counsel ineffective, the petitioner must show that: (1) his
underlying claim is of arguable merit; (2) counsel had no reasonable basis for
his action or inaction; and (3) the petitioner suffered actual prejudice as a
result.” Commonwealth v. Sarvey, 199 A.3d 436, 452 (Pa. Super. 2018)
(citation omitted.) Here, counsel did litigate the suppression motion, but the
trial court found that suppression was not warranted. That is not ineffective
assistance of counsel, just an unfavorable decision.
____________________________________________
of record are viewed in the light most favorable to the Commonwealth as the
winner before the PCRA court.” Id. (citation omitted).
-6-
J-S22032-21
Moreover, not only has he not made out an ineffective assistance of
counsel claim, Rogers waived any “allegation of error has not been previously
litigated or waived.” 42 Pa.C.S. § 9543(a)(3). Here, because Rogers pled
guilty and his direct appeal did not challenge the trial court’s suppression
ruling, he waived any claim that the court erred in not suppressing his
statements. Because this claim was functionally waived by entry of his guilty
plea, it cannot be raised in his PCRA petition. See Commonwealth v.
Rachak, 62 A.3d 389, 391 (Pa. Super. 2012) (concluding PCRA petitioner had
waived challenge to guilty plea by not raising it on direct appeal). Simply, the
PCRA is not a basis for raising issues that could have been litigated on direct
appeal.
Finally, while he did not cite to any argument that trial counsel could
have or should have made that rendered counsel’s representation ineffective,
we briefly address Rogers’ generalized claim that counsel was inept just
because he was unsuccessful since the necessity for Miranda warnings7
____________________________________________
7 “If an individual is not advised of his Miranda rights prior to custodial
interrogation by law enforcement officials, evidence obtained through the
interrogation cannot be used against him.” Commonwealth v. Harper, 230
A.3d 1231, 1236–37 (Pa. Super. 2020) (citation omitted).
In order to trigger the safeguards of Miranda, there must be both
custody and interrogation. In deeming an interaction to be a
custodial interrogation, the police officer’s subjective intent does
not govern the determination but rather the reasonable belief of
the individual being interrogated.
(Footnote Continued Next Page)
-7-
J-S22032-21
during the police interview was clear. While we have stated that this not a
basis for a PCRA claim, the PCRA court offered the following analysis:
The facts of record in this matter do not support Defendant’s
position. The record reflects that Defendant was not subject to a
custodial detention/interrogation that required Miranda rights to
be administered. In Defendant’s own Motion in Limine he avers
that on September 30, 2015, at 11:00 a.m. he voluntarily drove
himself to the PSP Chambersburg barracks for an interview with
PSP troopers. Defendant further acknowledged that “he was free
to leave at any time and was not under arrest.” Additionally, the
Commonwealth and the Defendant entered stipulated facts to the
Court on May 16, 2019. These stipulated facts acknowledged that
Defendant voluntarily drove himself to PSP Chambersburg
barracks on September 30, 2015 at 11:00 a.m. When Defendant
arrived at the barracks, he signed a visitor log book and was told
that the conversation between he and the trooper would be audio
and video recorded. Defendant consented to the conversation
being audio and video recorded. Prior to the interview beginning,
the trooper again informed Defendant he was not under arrest and
was free to leave at any time. After approximately an hour and
forty minutes, Defendant left the barracks on his own accord.
During the interview, the trooper offered Defendant a cup of coffee
and informed Defendant two separate times that Defendant was
not under arrest and was free to leave; Defendant continued the
interview each time and accepted the coffee.
____________________________________________
The standard is an objective one, with due consideration given to
the reasonable impression conveyed to the person being
interrogated. A person is considered to be in custody for the
purposes of Miranda when the officer’s show of authority leads the
person to believe that he was not free to decline the officer’s
request, or otherwise terminate the encounter.
The court must consider the totality of circumstances, including
factors such as the basis for the detention; the duration; the
location; whether the suspect was transferred against his will, how
far, and why; whether restraints were used; the show, threat or
use of force; and the methods of investigation used to confirm or
dispel suspicions.
Id. (most citations and quotations marks omitted).
-8-
J-S22032-21
Defendant also avers in this claim that the interview with
the PSP actually occurred on September 29, 2015, and that
Attorney Stottlemyer was ineffective for failing to raise the claim.
This is wholly unsupported by the record and completely
contradicted by the set of stipulated facts presented to the Court.
Therefore, this claim also fails.
Accordingly, the record reflects that Defendant was not in
custody or subject to custodial interrogation that would have
required the reading of Miranda rights. Defendant was informed
on multiple occasions that he was free to leave and was not under
arrest. Defendant voluntarily went to the barracks for the
interview and voluntarily signed the visitor’s log. Defendant
consented to the interview being audio and video recorded. For
the reasons set forth fully above, Defendant’s claim of ineffective
assistance of counsel against Attorney Stottlemyer for failing to
suppress statements Defendant made to PSP Chambersburg
troopers in a voluntary interview in which Defendant was not in
custody for purposes of Miranda is without merit as the
statements Defendant made to police would have been admissible
at trial. Attorney Stottlemyer cannot be found ineffective for
failing to suppress admissible statements.
(PCRA Ct. Op., at 9-11) (record citations omitted).
We agree with the PCRA court’s assessment and conclude that trial
counsel diligently litigated the motion to suppress the incriminating
statements Rogers voluntarily made to police.
B.
Rogers also contends that the sentence he is serving on the IDSI counts
to which he pled guilty is illegal. In his appellate brief, Rogers abandons his
claim challenging the consecutive running of his terms of incarceration he
raised in the PCRA court. Instead, he advances an entirely different argument,
specifically, that the trial court sentenced him without being fully aware of all
-9-
J-S22032-21
of the relevant circumstances of his case where, in interviews with authorities,
some of the “potential victims had stated nothing had happened . . . [and]
one victim maintained her story with CYS interviewers following her initial
complaint filed with police.” (Rogers’ Brief, at 11). Rogers characterizes this
as “recantation” evidence and asserts “that counsel knew of the recantation
and did nothing to advance the recantation on behalf of his client” before he
entered the guilty plea. (Id.). Rogers also reiterates his claims that he was
under duress and the influence of alcohol at the time he made incriminating
statements to police.
First, Rogers has waived this issue because he did not raise it in the
PCRA court and is asserting it for the first time on appeal. See Pa.R.A.P.
302(a) (providing “[i]ssues not raised in the trial court are waived and cannot
be raised for the first time on appeal”); see also Commonwealth v. Cox,
231 A.3d 1011, 1016–17 (Pa. Super. 2020). As discussed, the only sentencing
claim presented to the PCRA court challenged the consecutive rather than
concurrent running of his sentences.
Second, although Rogers frames his argument as an illegal sentencing
issue, he appears to be challenging the discretionary aspects of his sentence
by maintaining that the trial court sentenced him without being fully aware of
the pertinent circumstances of his case, i.e., the purported victim recantation.
See Commonwealth v. Torres, 223 A.3d 715, 716 (Pa. Super. 2019) (“A
claim the trial court failed to consider mitigating circumstances is a challenge
- 10 -
J-S22032-21
to the discretionary aspects of sentence.”). “However, we have held claims
regarding the discretionary aspects of sentence are not cognizable under the
PCRA. See 42 Pa.C.S. § 9543(2)(vii).” Id.
Finally, as the PCRA court explained, Rogers already challenged the
consecutive running of his terms of incarceration on direct appeal. Hence, he
is ineligible for PCRA relief on this basis as well. See 42 Pa.C.S.
§§ 9543(a)(3), 9544(a)(2) (providing that a PCRA petitioner must establish
that the allegation of error has not been previously litigated and providing that
an issue has been previously litigated if “the highest appellate court in which
the petitioner could have had review as a matter of right has ruled on the
merits of the issue.”); (see also PCRA Ct. Op., at 11).
On direct appeal, we concluded with regard to Rogers’ consecutive
sentences:
Appellant has failed to convince us that the court abused its
discretion in fashioning his aggregate term of incarceration. In
explaining Appellant’s sentence, the court stated:
THE COURT: We talked about the circumstances surrounding
your involvement with these girls. When I consider the
sentence, the law requires me to consider the protection of
the public, the impact on the victim and the community, as
well as your rehabilitative needs.
It’s clear from my review of the pre-sentence report, the
victim impact statements, and the statements given today by
the mothers of these two victims, that the impact is
immeasurable on your victims and their families and
community beyond. I had letters from grandparents detailing
what your conduct has forced them to endure in their family
relationships. I weigh that factor very heavily in determining
what sentence should be imposed here today. The standard
- 11 -
J-S22032-21
range is 6 to 20 years on each of the offenses. Your attorney
asked that the sentences be served concurrently. They will
not be. They will be consecutive sentences for the two
individual victims. They each deserve their own individual
sentence.
And your sentence will not be at the bottom of the range, nor
will it be at the top. I have to make it clear I cannot sentence
you for things you did not accept responsibility for. I can only
sentence you on these two charges for which you accepted
responsibility.
But after weighing the factors of protecting the public, the
gravity of the offense, and the impact on the victims, the
sentence I’m going to impose are from 10 to 20 years on
each of the counts running consecutively. So your sentence
will be 20 to 40 years.
(N.T. Sentencing, 7/10/19, at 17-18).
It is apparent from this record that the court considered the
requisite statutory factors, pre-sentence report, victim impact
statements, facts of Appellant’s crimes, applicable sentencing
guideline ranges, and the fact that Appellant took responsibility
for the two crimes to which he pled guilty. The court was aware
of Appellant’s age and his lack of a prior criminal record, and it
also explicitly stated that it was not sentencing him for the charges
that were withdrawn. The court explained that it was imposing
consecutive terms because Appellant should serve separate
sentences for each of his two victims. Each sentence was in the
middle of the standard guideline range. Nothing in this record
indicates that Appellant’s sentence is manifestly unreasonable, or
the result of partiality, prejudice, bias or ill will.
(Rogers, supra at *3) (case citations omitted).
In sum, although Rogers frames his issue as a challenge to the legality
of his sentence, his arguments address its discretionary aspects rather than
its legality. Claims taking issue with the discretionary aspects of a sentence
are not cognizable under the PCRA. Furthermore, the only sentencing issue
- 12 -
J-S22032-21
Rogers raised in the PCRA court, challenging the imposition of consecutive
instead of concurrent terms of incarceration, was already fully addressed and
found meritless on direct appeal and, thus, has been previously litigated for
PCRA purposes. For all of these reasons, Rogers is not entitled to PCRA relief
on his sentencing claim.
Order affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 8/09/2021
- 13 -