Com. v. Brown, I. ( 2021 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA IN THE SUPERIOR COURT
OF PENNSYLVANIA
Appellee
v.
ISHMALE BROWN
Appellant No. 31 MDA 2020
Appeal from the Judgment of Sentence Entered November 27, 2019
In the Court of Common Pleas of Lackawanna County
Criminal Division at No: CP-35-CR-3239-2010
BEFORE: LAZARUS, J., STABILE, J., and MUSMANNO, J.
MEMORANDUM BY STABILE, J.: FILED SEPTEMBER 10, 2021
Appellant, Ishmale Brown, appeals from the November 27, 2019
judgment of sentence imposing an aggregate 24 to 60 months of incarceration
after revocation of Appellant’s probation for two counts of possession with
intent to deliver (“PWID”) a controlled substance.1 Appellate counsel has filed
a brief and petition to withdraw in accordance with Anders v. California, 386
U.S. 738 (1967) and Commonwealth v. Santiago, 978 A.2d 349 (Pa. 2009).
We affirm the judgment of sentence and grant counsel’s petition to withdraw.
On May 31, 2011, the trial court sentenced Appellant to two to four
years of incarceration followed by two years of probation on the first count,
and a consecutive 12 to 36 months followed by two years of probation on the
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1 35 P.S. § 780-133(a)(30).
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second count. On September 4, 2018, the trial court issued a bench warrant
based on Appellant’s repeated failure to report as required to his probation
officer. On October 10, 2019, the trial court scheduled a hearing on
Appellant’s violations. At the November 26, 2019 violation hearing,2 Appellant
stipulated to absconding from supervision for more than one year until his
arrest in New York.3 The trial court therefore revoked both two-year probation
sentences, imposing 12 to 36 months of incarceration on count one, followed
by 12 to 24 months of incarceration on count two, for an aggregate sentence
of 24 to 60 months, with appropriate credit for time served. The judgment of
sentence was docketed one day later. Appellant moved for reconsideration
on December 5, 2019. The trial court denied reconsideration on December
10, 2019. This timely appeal followed.
Before turning to the merits, we examine counsel’s compliance with
Anders and Santiago. Our Supreme Court requires counsel to do the
following.
Prior to withdrawing as counsel on a direct appeal under
Anders, counsel must file a brief that meets the requirements
established by our Supreme Court in Santiago. The brief must:
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2 See Gagnon v. Scarpelli, 411 U.S. 778 (1973).
3 The trial court opinion states that Appellant was arrested in New Jersey and
then extradited to Pennsylvania. The transcript of the November 26, 2019
hearing indicates that Appellant was facing charges in New York. N.T Hearing,
11/26/19, at 2. Regardless, Appellant stipulated to failing to report for more
than one year, and he was facing charges in another state as of the time of
his violation hearing.
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(1) provide a summary of the procedural history and facts,
with citations to the record;
(2) refer to anything in the record that counsel believes
arguably supports the appeal;
(3) set forth counsel’s conclusion that the appeal is
frivolous; and
(4) state counsel’s reasons for concluding that the appeal is
frivolous. Counsel should articulate the relevant facts of record,
controlling case law, and/or statutes on point that have led to the
conclusion that the appeal is frivolous.
Counsel also must provide a copy of the Anders brief to his client.
Attending the brief must be a letter that advises the client of his
right to: (1) retain new counsel to pursue the appeal; (2) proceed
pro se on appeal; or (3) raise any points that the appellant deems
worthy of the court[’]s attention in addition to the points raised
by counsel in the Anders brief.
Commonwealth v. Orellana, 86 A.3d 877, 879-80 (Pa. Super. 2014).
Our review of the Anders brief and the record confirms that counsel has
complied with these requirements. The brief addresses three questions that
Appellant wishes to have presented. We address them in turn.
Our review of a sentence imposed following revocation of probation is
limited to the validity of the revocation proceedings and the sentencing court’s
authority to consider the same sentencing alternatives available at the original
sentencing. Commonwealth v. MacGregor, 912 A.2d 315, 317 (Pa. Super.
2006). First, the Anders brief addresses the discretionary aspects of
Appellant’s sentence. Appellant believes the trial court imposed harsh and
excessive sentences given that his violation was technical. Because “there is
no absolute right to appeal when challenging the discretionary aspect of a
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sentence,” Commonwealth v. Dodge, 77 A.3d 1263, 1268 (Pa. Super.
2013), an appellant challenging the discretionary aspects of a sentence must
invoke this Court’s jurisdiction by satisfying a four-part test. We must
determine: 1) whether the appellant has filed a timely notice of appeal; (2)
whether the issue was properly preserved at sentencing or in a motion to
reconsider and modify sentence; (3) whether the appellant’s brief has a fatal
defect; and (4) whether there is a substantial question that the sentence
appealed from is not appropriate under the Sentencing Code.
Commonwealth v. Moury, 992 A.2d 162, 169-70 (Pa. Super. 2010).
Appellant challenged his sentence in a motion to reconsider and he filed
a timely notice of appeal. The Anders Brief, at page 10, includes a statement
pursuant to Pa.R.A.P. 2119(f), and this Court has held that an allegation of an
excessive sentence based on a technical probation violation raises a
substantial question. Commonwealth v. Schutzues, 54 A.3d 86, 98 (Pa.
Super. 2012), appeal denied, 67 A.3d 796 (Pa. 2013). This issue is properly
before us. We conduct our review according to the following strictures:
Our review is limited to determining the validity of the
probation revocation proceedings and the authority of the
sentencing court to consider the same sentencing alternatives that
it had at the time of the initial sentencing. 42 Pa.C.S.A.
§ 9771(b). See also Commonwealth v. Gheen, […] 688 A.2d
1206, 1207 ([Pa. Super.] 1997) (the scope of review in an appeal
following a sentence imposed after probation revocation is limited
to the validity of the revocation proceedings and the legality of the
judgment of sentence). Also, upon sentencing following a
revocation of probation, the trial court is limited only by the
maximum sentence that it could have imposed originally at the
time of the probationary sentence. Id. [at] 1207-08. Accord
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Commonwealth v. Ware, 737 A.2d 251, 254 (Pa. Super. 1999).
Finally, it is the law of this Commonwealth that once probation has
been revoked, a sentence of total confinement may be imposed if
any of the following conditions exist:
(1) the defendant has been convicted of another crime; or
(2) the conduct of the defendant indicates that it is likely
that he will commit another crime if he is not imprisoned; or,
(3) such a sentence is essential to vindicate the authority of
court.
42 Pa.C.S.A. § 9771(c).
Commonwealth v. Fish, 752 A.2d 921, 923 (Pa. Super. 2000).
The trial court explained that Appellant’s conduct demonstrated that a
term of imprisonment was essential to vindicate the authority of the court
based upon a poor supervision history, including failure to obtain employment
and possessing controlled substances on several occasions, assaultive
behavior toward law enforcement, his disappearance for one year, and his
arrest for new offenses out-of-state, for which charges were pending as of the
revocation proceeding. Trial Court Opinion, 1/14/21, at 6. For these reasons,
the trial court found that incarceration was warranted because of the likelihood
that Appellant would reoffend, in addition to the need for the court to vindicate
its authority. We agree with counsel’s conclusion that this issue is frivolous.
Next, the Anders Brief addresses Appellant’s argument that the trial
court denied his right of allocution. “At the time of sentencing, the judge shall
afford the defendant the opportunity to make a statement in his or her behalf
and shall afford counsel for both parties the opportunity to present information
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and argument relative to sentencing.” Pa.R.Crim.P. 708(D)(1). “[A]llocution
is an underlying process through which the defendant is given the opportunity
to speak, and through which the court may be inclined to grant leniency.”
Commonwealth v. Jacobs, 900 A.2d 368, 377 (Pa. Super. 2006) (en banc),
appeal denied, 917 A.2d 313 (Pa. 2007). “Failure to grant a defendant this
important right undoubtedly constitutes legal error. On the other hand, like
most legal errors, it is nevertheless waivable under Pennsylvania law.” Id.(citation omitted). Counsel notes, and our review of the record confirms, that
Appellant did not raise this issue during sentencing or in his post-sentence
motion. This issue is not preserved for review. Pa.R.A.P. 302(a).4
Finally, the Anders Brief addresses the trial court’s failure to state the
reasons for its sentence on the record, per Pa.R.Crim.P. 708(D)(2) and 42
Pa.C.S.A. § 9721(b). “In every case in which the court imposes a sentence
[…] following revocation of probation […], the court shall make as a part of
the record, and disclose in open court at the time of sentencing, a statement
of the reason or reasons for the sentence imposed.” 42 Pa.C.S.A. § 9721(b).
The record confirms that the trial court did not explain its sentence on the
record. N.T. Hearing, 11/26/19, at 3-4. As with the previous issue, however,
Appellant did not raise any objection at the time of sentencing or in his post-
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4 “Issues not raised in the trial court are waived and cannot be raised for
the first time on appeal.” Pa.R.A.P. 302(a).
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sentence motion. Pursuant to Pa.R.A.P. 302(a), this issue is not preserved for
review.
Based on the foregoing, we agree with counsel’s conclusion that the
issues addressed in the Anders brief are frivolous. Our independent review
of the record reveals no non-frivolous issues Appellant could have presented.
We observe that the statutory maximums for Appellant’s two PWID convictions
were 180 months for count 1 (heroin) and 120 months for count 2 (cocaine).
35 P.S. § 780-113(f)(1), (2). The revocation sentences combined with the
earlier sentences fall well within the statutory maximums and are legal.
Further, as noted above, Appellant stipulated to the violation at the revocation
hearing.
Judgment of sentence affirmed. Petition to withdraw granted.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 09/10/2021
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