Estate of Harvey Katuran, Appeal of: Katuran, R. ( 2021 )

J-A10019-21
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
ESTATE OF: HARVEY KATURAN, AN : IN THE SUPERIOR COURT OF
ALLEGED INCAPACITATED PERSON : PENNSYLVANIA
:
:
APPEAL OF: ROCHELLE KATURAN :
AND KENT A. YALOWITZ :
:
:
: No. 1582 EDA 2020
Appeal from the Order Entered July 7, 2020
In the Court of Common Pleas of Philadelphia County Orphans' Court at
No(s): No. 1440AI of 2019
BEFORE: PANELLA, P.J., OLSON, J., and COLINS, J.*
MEMORANDUM BY OLSON, J.: FILED SEPTEMBER 16, 2021
Appellants, Rochelle Katuran and Kent A. Yalowitz, appeal from the
orders entered on July 7, 2020. We affirm.
The Orphans’ Court ably summarized the underlying facts and
procedural posture of this case:
On November 8, 2019, [Rochelle K. Katuran (“Petitioner
Rochelle Katuran”)], wife of the alleged incapacitated person,
Harvey Katuran [(“the AIP”)], filed a pro se petition for the
Adjudication of Incapacity and Appointment of a Limited
Guardian of the Person and Estate of Harvey Katuran,
requesting that she be appointed as limited guardian to pay
the AIP's ongoing expenses, organize his medical care and
make medical decisions. The petition indicated that the AIP
was in Arizona at the time of filing. Attached to the petition
was a copy of a Medical Durable Power of Attorney and Living
Will Declaration, and Living Will both dated September 11,
2017, naming [Petitioner Rochelle Katuran] as primary agent
and Jennifer Zezza as successor agent. A letter dated
____________________________________________
* Retired Senior Judge assigned to the Superior Court.
J-A10019-21
September 3, 2019, from a Dr. Roy Hamilton, MD, MS
addressed, "to whom it may concern," indicating that Mr.
Katuran "has a neurological condition that deems him
incapable of financial decision making" was also attached to
the petition. No physician deposition or expert report was
provided with the petition. Based upon concerns over the
averments in the petition, on December 23, 2019, the court
appointed attorney Regina Diamond, Esquire [(“court
appointed counsel”)] as counsel for the AIP and a hearing on
the Petition was scheduled for January 7, 2020.
On January 6, 2020, the court received correspondence from
Debra G. Speyer, Esquire [(“retained counsel”)], indicating
that she had been retained by the AIP, requesting that the
hearing be postponed, and requesting a conference be
scheduled in lieu of another hearing date. She further
indicated that the AIP was not planning to return to
Pennsylvania from Arizona. On January 7, 2020, Appellant,
retained counsel and Court appointed counsel appeared for
the adjudicatory hearing. [Petitioner Rochelle Katuran’s] son,
Kent Yalowitz [(“Petitioner Kent Yalowitz”)], a New York
attorney was also present. The AIP did not appear, service
was not accomplished and jurisdiction of the Court was not
established. . . .
Pursuant to the representations of the parties, the court
concluded that additional information was needed on the
issue of the AIP's representation and the most appropriate
forum, and ordered that the AIP be present at the next
hearing. . . .
On January 8, 2020, retained counsel provided the court with
a copy of the retainer agreement between herself and the
AIP. On January 9, the court received correspondence from
court appointed counsel indicating that she conversed with
the AIP on January 8, 2020, and, "throughout the phone call
it was apparent that the AIP has possibly significant memory
problems." On January 21, 2020, jurisdiction not having been
established at the January 7, 2020 hearing, the court issued
an alias citation rescheduling the hearing on [Petitioner
Rochelle Katuran’s] Petition for March 17, 2020. . . .
On January 23, 2020[,] the court received correspondence
from retained counsel in response to appointed counsel's
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J-A10019-21
January 9, 2020 correspondence, indicating that she had
again spoken with the AIP, and that he was "unequivocally
capable of stating that he wished to continue to retain her."
She further indicated that the AIP had engaged the services
of separate Arizona attorneys to prepare estate documents
and handle his divorce, and that she believed he had the
capacity to retain counsel and to understand and execute
documents. . . .
On March 3, 2020, retained counsel requested a continuance
of the March 17, 2020 hearing because the AIP was in the
process of obtaining a divorce from [Petitioner Rochelle
Katuran]. The request for continuance was denied. On March
11, 2020, retained counsel filed a "Motion to Dismiss
Guardianship Proceedings for a More Appropriate Forum
(motion to dismiss)," citing 20 Pa.C.S. § 5916, averring that
Arizona was the more appropriate forum, that a lesser
restrictive alternative to guardianship existed, and citing
financial and emotional conflicts of interest between
[Petitioner Rochelle Katuran] and the AIP. Included with the
petition was a copy of a "Durable General Financial Power of
Attorney and Designation of Guardian and Conservator of
Harvey Katuran," dated September 19, 2019, naming
Jennifer Zezza as primary agent and Michael Kane as first
successor agent. On March 13, 2020, attorney M.K. Feeney,
Esquire entered her appearance on behalf of Appellant. On
March 16, 2020, all court operations were suspended due to
the national pandemic and health crisis due to the COVID-19
coronavirus.
After several months of inactivity due to the pandemic and
ensuing court shutdown, the court developed a procedure by
which some proceedings could be conducted by remote video
conferencing using the Zoom platform [(“Zoom”)], provided
all parties agreed. All parties in the case agreed to proceed
in that fashion, and a hearing on the motion to dismiss was
scheduled for July 7, 2020. On June 23, 2020, M.K. Feeney,
attorney for Appellant, filed a motion to withdraw, citing a
breakdown in the attorney-client relationship. . . .
On June 26, 2020, [Petitioner Kent Yalowitz], Appellant's son,
[stepson] to the AIP, filed a petition to intervene as
co-petitioner, for an order for examination of the AIP, and his
response in opposition to the motion to dismiss.
-3-
J-A10019-21
At the July 7, 2020 Zoom remote video hearing, the Court
heard argument on the motion to dismiss. Retained counsel
argued that the most appropriate forum would be Arizona,
asserting that a less restrictive alternative to guardianship
existed; that several areas of conflicts of interest, emotional
and financial, existed; and noted the AIP's significant
connection to Arizona. She further cited the Arizona divorce
proceeding which was being held in abeyance awaiting the
outcome of the hearings in Pennsylvania. . . .
Court appointed counsel agreed [with retained counsel], and
further argued that the [Petitioner Kent Yalowitz’s] filings
should not be considered as they were not timely filed. . . .
[Petitioner Rochelle Katuran’s] counsel argued that, at the
time the petition was filed, the AIP met the jurisdictional
requirements of Pennsylvania, and that she believed that the
court should retain jurisdiction. . . .
The court listened carefully to the arguments of all counsel,
and determined that, based upon 20 Pa.C.S.A. § 5916,
Arizona was the more appropriate forum for this case to be
heard. The court granted retained counsel's Motion to
Dismiss Guardianship Proceedings, and permitted [Petitioner
Rochelle Katuran’s] counsel to withdraw. [Petitioner Kent
Yalowitz’s] petition was dismissed as moot.
Immediately thereafter, [Petitioner Kent Yalowitz] informed
the court that the AIP had joined the Zoom video hearing.
The AIP was sworn and testified, under oath, that he was a
resident of Phoenix, Arizona, and that he was not planning to
return to Pennsylvania. The court permitted additional
questioning, limited to the issue of where the AIP resided and
his intention of returning to Pennsylvania. Following
testimony from the AIP, and some additional questioning and
argument from the [Petitioner Kent Yalowitz], the court
reiterated that it was choosing to decline jurisdiction. This
appeal by [Appellants] followed.
Orphans’ Court Opinion, 10/28/20, at 1-6 (footnotes and some capitalization
omitted).
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J-A10019-21
Appellants raise three claims on appeal:
[1.] Whether the trial court had personal jurisdiction over the
AIP[?]
[2.] Whether the trial court should have dismissed the
petition for appointment of a guardian in favor of Arizona as
a “more appropriate forum[?]”
[3.] Whether a remand is necessary to allow the trial court to
consider the motion to intervene[?]
Appellants’ Brief at 4.
We have reviewed the briefs of the parties, the relevant law, the certified
record, the notes of testimony, and the opinion of the able trial court judge,
the Honorable Sheila Woods-Skipper. We conclude that Appellants are not
entitled to relief in this case, for the reasons expressed in Judge
Woods-Skipper’s October 28, 2020 opinion. Therefore, we affirm on the basis
of Judge Woods-Skipper’s thorough opinion and adopt it as our own. In any
future filing with this or any other court addressing this ruling, the filing party
shall attach a copy of Judge Woods-Skipper’s October 28, 2020 opinion.
Orders affirmed. Jurisdiction relinquished.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 9/16/2021
-5-
0023
Circulated 08/18/2021 04:32 PM
OPINION
IN THE COURT OF COMMON PLEAS PHILADELPHIA COUNTY
ORPHANS COURT DIVISION
FILED236
Estate of Harvey Katuran O.C. No. 201901440 AI
an alleged Incapacitated Person Control No. 202645
NOTICE
Appeal of Rochelle Katuran
Harvey Katuran, An Alleged Inc Per
and Kent A. Yalowitz
IIIIIIIIIIIIIIVIIIIIIIIIIII
GIVEN
Appeal No. 1582 EDA 2020
20190144001037
OPINION
This appeal arises from the decision of the Court to dismiss Appellant,
Rochelle K. Katuran's Petition for the Adjudication of Incapacity and
Appointment of a Guardian of the Person and Estate of Harvey Katuran, an
alleged incapacitated person, and to dismiss Appellant, Kent Yalowitz's Petition
to Intervene. On July 7, 2020, following a hearing on the Motion To Dismiss
Guardianship Proceedings For A More Appropriate Forum filed by retained
counsel for the alleged incapacitated person, the Court determined that
another state was the more appropriate forum to address the Petition,
dismissed the Petition and, in light of the ruling, found the Petition to Intervene
moot. For the reasons below, the Court's decision should be affirmed.
On November 8, 2019, appellant Rochelle K. Katuran (Appellant), wife of
the alleged incapacitated person, Harvey Katuran (AIP), filed apro se petition
for the Adjudication of Incapacity and Appointment of a Limited Guardian of
the Person and Estate of Harvey Katuran, requesting that she be appointed as
limited guardian to pay the AIP's ongoing expenses, organize his medical care
1
COPIES SENT PURSUANTTO Pa.R.C.P. 236(b) K. FRENCH 10/28/2020
and make medical decisions. The petition indicated that the AIP was in Arizona
at the time of filing. Attached to the petition was a copy of a Medical Durable
Power of Attorney and Living Will Declaration, and Living Will both dated
September 11, 2017, naming Rochelle Kaufman Katuran as primary agent and
Jennifer Zezza as successor agent. A letter dated September 3, 2019, from a
Dr. Roy Hamilton, MD, MS addressed, "to whom it may concern," indicating
that Mr. Katuran "has a neurological condition that deems him incapable of
financial decision making" was also attached to the petition. No physician
deposition or expert report was provided with the petition. Based upon
concerns over the averments in the petition, on December 23, 2019, the Court
appointed attorney Regina Diamond, Esquire (Court appointed counsel) as
counsel for the AIP and a hearing on the Petition was scheduled for January 7,
2020.
On January 6, 2020, the Court received correspondence from Debra G.
Speyer, Esquire (retained counsel), indicating that she had been retained by
the ATP, requesting that the hearing be postponed, and requesting a conference
be scheduled in lieu of another hearing date. She further indicated that the AIP
was not planning to return to Pennsylvania from Arizona.' On January 7,
2020, Appellant, retained counsel and Court appointed counsel appeared for
the adjudicatory hearing. 2 Appellant's son, Kent Yalowitz, a New York attorney
I The AIP requested that the hearing on the Petition be continued until the weather was
warmer in Philadelphia.
2 Retained counsel represented to the Court that she filed a response to Appellant's Petition for
adjudication, the day before, but it was not available for the January 7, 2020 hearing. The
Court initially accepted retained counsel's representation, but following further argument,
2
was also present. The AIP did not appear, service was not accomplished and
jurisdiction of the Court was not established. Pursuant to the representations
of the parties, the Court concluded that additional information was needed on
the issue of the AIP's representation and the most appropriate forum, and
ordered that the AIP be present at the next hearing. On January 8, 2020,
retained counsel provided the Court with acopy of the retainer agreement
between herself and the AIP. On January 9, the Court received correspondence
from Court appointed counsel indicating that she conversed with the AIP on
January 8, 2020, and, "throughout the phone call it was apparent that the AIP
has possibly significant memory problems. "3 On January 21, 2020, jurisdiction
not having been established at the January 7, 2020 hearing, the Court issued
an alias citation rescheduling the hearing on Appellant's Petition for March 17,
2020. On January 23, 2020 the Court received correspondence from retained
counsel in response to appointed counsel's January 9, 2020 correspondence,
indicating that she had again spoken with the AIP, and that he was
"unequivocally capable of stating that he wished to continue to retain her. "4
She further indicated that the AIP had engaged the services of separate Arizona
attorneys to prepare estate documents and handle his divorce, and that she
appointed counsel was permitted to stay on as the Court had some concerns about the AIP's
ability to retain counsel, and retained counsel's compli ance w ith Ru l
e 14 .1. See N. T. 01/07/20
pg. 6-10. The Notes of Testimony from the January 7, 2020 hearing are attached as Exhibit A.
3See Exhibit B, Letter to the Court from attorney Regina B. Diamond, Esquire, Court
appointed counsel for the AIP dated January 9, 2020.
4 See Exhibit C, Letter to the Court from attorney Debra G. Speyer, Esquire, retained counsel
for the AIP dated January 23, 2020.
3
believed he had the capacity to retain counsel and to understand and execute
documents. On March 3, 2020, retained counsel requested a continuance of
the March 17, 2020 hearing because the AIP was in the process of obtaining a
divorce from Appellant. The request for continuance was denied. On March 11,
2020, retained counsel filed a "Motion To Dismiss Guardianship Proceedings
For A More Appropriate Forum (motion to dismiss)," citing 20 Pa.C.S. § 5916,
averring that Arizona was the more appropriate forum, that a lesser restrictive
alternative to guardianship existed, and citing financial and emotional conflicts
of interest between Appellant and the AIP. Included with the petition was a
copy of a "Durable General Financial Power Of Attorney and Designation of
Guardian and Conservator of Harvey Katuran," dated September 19, 2019,
naming Jennifer Zezza as primary agent and Michael Kane as first successor
agent. On March 13, 2020, attorney M.K. Feeney, Esquire entered her
appearance on behalf of Appellant. On March 16, 2020, all court operations
were suspended due to the national pandemic and health crisis due to the
COVID-19 coronavirus.
After several months of inactivity due to the pandemic and ensuing court
shutdown, the Court developed a procedure by which some proceedings could
be conducted by remote video conferencing using the ZOOM platform (ZOOM),
provided all parties agreed. All parties in the case agreed to proceed in that
fashion, and a hearing on the motion to dismiss was scheduled for July 7,
2020. On June 23, 2020, M.K. Feeney, attorney for Appellant, filed a motion to
withdraw, citing a breakdown in the attorney-client relationship. On June 26,
4
2020, Kent Yalowitz, (Intervenor) Appellant's son, step-son to the AIP, filed a
petition to intervene as co-petitioner, for an order for examination of the AIP,
and his response in opposition to the motion to dismiss. 5
At the July 7, 2020 ZOOM remote video hearing, the Court heard
argument on the motion to dismiss. Retained counsel argued that the most
appropriate forum would be Arizona, asserting that a less restrictive alternative
to guardianship existed; that several areas of conflicts of interest, emotional
and financial, existed; and noted the AIP's significant connection to Arizona.
She further cited the Arizona divorce proceeding which was being held in
abeyance awaiting the outcome of the hearings in Pennsylvania. 6 Court
appointed counsel agreed, and further argued that the Intervenor's filings
should not be considered as they were not timely filed. Appellant's counsel
argued that, at the time the petition was filed, the AIP met the jurisdictional
requirements of Pennsylvania, and that she believed that the Court should
retain jurisdiction. The Court listened carefully to the arguments of all counsel,
and determined that, based upon 20 Pa.C.S.A. § 5916, Arizona was the more
appropriate forum for this case to be heard. The Court granted retained
counsel's Motion to Dismiss Guardianship Proceedings, and permitted
Appellant's counsel to withdraw. Intervenor's petition was dismissed as moot.
5 On March 12, 2020, attorney Suzanne Pritchard Esquire entered her appearance for Kent
Yalowitz, Appellant's son, a New York attorney. However, prior to the July 7, 2020 hearing on
the motion, attorney Suzanne Pritchard withdrew her representation.
6 Retained counsel's motion to dismiss is attached as Exhibit D.
5
Immediately thereafter, Intervenor informed the Court that the AIP had
joined the ZOOM video hearing. The AIP was sworn and testified, under oath,
that he was a resident of Phoenix, Arizona, and that he was not planning to
return to Pennsylvania. The Court permitted additional questioning, limited to
the issue of where the AIP resided and his intention of returning to
Pennsylvania. Following testimony from the AIP, and some additional
questioning and argument from the Intervenor, the Court reiterated that it was
choosing to decline jurisdiction. This appeal by Appellant and Intervenor
followed.
In reviewing a decision of the Orphans' court, [the reviewing court's]
responsibility is to assure that the record is free from legal error and to
determine if the orphans' court's findings are supported by competent and
adequate evidence. In re Estate of Plance, 175 A.3d 249, 259, 644 Pa. 232,
249-50 (Pa., 2017). Review of questions of law is de novo, and the scope of
review is plenary, as the entire record may be reviewed in making the
determination. In re Fiedler, 132 A.3d 1010, 1018 (Pa. Super. 2016). In making
the determination, all the evidence supporting the findings and all reasonable
inferences therefrom are taken as true. Id. The allegations of error that form
the basis of this appeal are clear.? Appellant challenges the decision of the
7 Pa.R.A.P. 1925 (b) Direction to file statement of errors complained of on appeal; instructions
to the appellant and the trial court. If the judge entering the order giving rise to the notice of
appeal ("judge") desires clarification of the errors complained of on appeal, the judge may enter
an order directing the appellant to file of record in the trial court and serve on the judge a
concise statement of the errors complained of on appeal ("Statement").
Rule 1925. Opinion in Support of Order, PA ST RAP Rule 1925
6
Court to decline to exercise its jurisdiction over the Petition for Adjudication of
Incapacity and Appointment of Guardian, and the Intervenor challenges the
Court's decision that his petition to intervene therefore moot. It is not disputed
that the Court could have exercised jurisdiction to appoint a guardian for the
AIP based on the averments in the November 8, 2019 petition that
Pennsylvania is the home state of the AIP, despite that the AIP had been in
Arizona since August 8, 2019. 8 See 20 Pa.C.S.A. § 5913. However, the AIP did
not appear at the initial January 7, 2020 remote video ZOOM hearing on the
petition, and retained counsel represented to the Court that the AIP would not
be returning to Pennsylvania. (N.T. 01/07/20 pg. 6-9). Neither Court appointed
counsel or retained counsel indicated to the Court that proper service had been
made on the AIP, or that the AIP was aware or understood that guardianship
proceedings were being started in Pennsylvania. As such the Court's
jurisdiction over the AIP had not been established.
Moreover, the Court may decline to exercise its jurisdiction if it
determines at any time that a court of another state is a more appropriate
forum. See 20 Pa.C.S.A. § 5916(a). 9 The AIP testified under oath that he was
now a resident of Arizona and was not intending to return to Pennsylvania.
8 The AIP's address waslisted as 611 Washington Square South, Unit 311, Philadelphia,
Pennsylvania, 19106, and at the time of filing, the AIP had not been in another state for six
months.
9Appropriate forum. A court of this commonwealth having jurisdiction under section 5913
(relating to jurisdiction) to appoint a guardian or issue a protective order may decline to
exercise its jurisdiction if it determines at any time that a court of another state is a more
appropriate forum. 20 Pa.C.S.A. § 5916(a)
7
(N.T. 07/07/20 pg. 21-22). Retained counsel provided information in her
petition showing that the AIP had established significant connections to
Arizona. (Motion to Dismiss, dated March 11, 2020, pg. 5). The Court carefully
reviewed the statutory factors relevant to making the determination to decline
jurisdiction. 10 The Court looked at the AIP's expressed preference to remain in
Arizona; the length of time the AIP had been in Arizona; the existence of the
power of attorney and designation of guardian and conservator document
executed September 19, 2019; the ability of the Court to decide issues
expeditiously and the procedures necessary to present evidence were it to
exercise jurisdiction; and the ability of the Court to monitor the conduct of the
appointed guardian. The Court concluded that Arizona was a more appropriate
forum, granted retained counsel's motion to dismiss. Furthermore, as
Appellant's petition for guardianship of the AIP had now been dismissed, there
was no matter for the putative intervenor to be a party to. Accordingly, the
Intervenor's petition was dismissed as moot. See In re Fiedler, supra, (If events
io In determining whether it is an appropriate forum, the court shall consider all relevant
factors, including:
(1) any expressed preference of the respondent;
(2) whether abuse, neglect or exploitation of the respondent has occurred or is likely to occur
and which state could best protect the respondent from the abuse, neglect or exploitation;
(3) the length of time the respondent was physically present in or was a legal resident of this
Commonwealth or another state;
(4) the distance of the respondent from the court in each state;
(5) the financial circumstances of the respondent's estate;
(6) the nature and location of the evidence;
(7) the ability of the court in each state to decide the issue expeditiously and the procedures
necessary to present evidence;
(8) the familiarity of the court of each state with the facts and issues in the proceeding; and
(9) if an appointment were made, the court's ability to monitor the conduct of the guardian or
conservator. 20 Pa. C. S. § 5916 (c).
8
occur to eliminate the claim or controversy at any stage in the process, the
case becomes moot).' 1
For the foregoing reasons, the Court properly exercised its discretion and
the decision of the Court should be affirmed.
BY THE COURT:
w/17114 - iX
WOODS-SKIPPER
Date: October 23, 2020
11 Notes of Testimony from the July 7, 2020, are attached as Exhibit E.
9