State v. Luke P. Peters , 172 A.3d 156 ( 2017 )

November 14, 2017
November 14, 2017
Supreme Court
No. 2016-113-C.A.
(P2/15-98A)
State :
v. :
Luke P. Peters. :
NOTICE: This opinion is subject to formal revision before
publication in the Rhode Island Reporter. Readers are requested
to notify the Opinion Analyst, Supreme Court of Rhode Island,
250 Benefit Street, Providence, Rhode Island 02903, at
Telephone 222-3258 of any typographical or other formal errors
in order that corrections may be made before the opinion is
published.
Supreme Court
No. 2016-113-C.A.
(P2/15-98A)
State :
v. :
Luke P. Peters. :
Present: Suttell, C.J., Goldberg, Flaherty, Robinson, and Indeglia, JJ.
OPINION
Justice Goldberg, for the Court. This case came before the Supreme Court on
October 3, 2017, pursuant to an order directing the parties to appear and show cause why the
issues raised on appeal should not be summarily decided. The State of Rhode Island appeals
from the trial justice’s decision granting a motion to dismiss several counts set forth in a criminal
information against the defendant, Luke P. Peters (Peters or defendant), pursuant to Rule 9.1 of
the Superior Court Rules of Criminal Procedure. The state argues that the trial justice erred as a
matter of law when he concluded that there was no probable cause to support the allegation that
the defendant was operating a motor vehicle in violation of G.L. 1956 §§ 31-27-2.6, 31-27-1.2,
and G.L. 1956 § 31-11-18. After hearing the arguments of counsel and examining the
memoranda submitted by the parties, we are of the opinion that good cause has not been shown
and that this case should be decided without further briefing or argument. We vacate the
judgment of the Superior Court.
Facts and Travel
The facts that follow are derived from the filings of the parties and are undisputed for the
purposes of this appeal. On August 6, 2014, after having purchased alcohol from a local liquor
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store, defendant, along with John Willette (Willette) and two underage minors, Julia, and Kajia,1
went to Willette’s home and consumed the alcohol. At 11 p.m., the group decided to drive to
Twin River Casino (the casino) in Lincoln, Rhode Island. While en route in Willette’s vehicle,
defendant, Julia, and Kajia continued to imbibe. After the parties arrived at the casino, they
decided not to risk entering because Julia and Kajia were minors and not permitted within the
facility. They returned to Willette’s vehicle and continued to drink while parked in the casino’s
parking lot.
At around midnight, as they left the parking lot, Willette was at the wheel with Kajia in
the front passenger seat; Julia was the rear passenger behind the driver, and defendant was sitting
behind the front passenger. While traveling at a high rate of speed on the highway, an argument
ensued among the parties. The defendant suddenly leaped from the rear seat and violently
grabbed the steering wheel. He then turned the wheel, causing the vehicle to lose control, veer
off the roadway, and roll over. A collision ensued, resulting in serious bodily injuries to Kajia
and bodily injuries to Julia.
A criminal information was returned in Superior Court, charging defendant with assault
with a dangerous weapon in violation of G.L. 1956 § 11-5-2 (count 1); driving under the
influence of liquor resulting in serious bodily injury in violation of § 31-27-2.6 (count 2); driving
so as to endanger resulting in serious bodily injury in violation of § 31-27-1.2 (count 3); driving
so as to endanger resulting in nonserious bodily injury in violation of § 31-27-1.2 (count 4);
contributing to the delinquency of a minor in violation of G.L. 1956 § 11-9-4 (count 5); and
driving with a revoked license in violation of § 31-11-18 (count 6). The defendant’s motion to
dismiss counts 1 through 4, alleging insufficient probable cause to support the allegations, came
1
We have declined to reveal the identities of the minors.
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before a magistrate of the Superior Court. After the hearing, the magistrate denied the motion,
finding that, although defendant was not “driving” the vehicle, there was probable cause to
conclude that he was “operating” a motor vehicle at the time of the incident. Thereafter,
defendant appealed the magistrate’s decision to a justice of the Superior Court pursuant to G.L.
1956 § 8-2-39(e).2
On March 24, 2016, defendant’s appeal was heard by a trial justice. The defendant
argued that the magistrate erred when he concluded that probable cause existed to charge
defendant with assault with a dangerous weapon, as well as operating a motor vehicle in
violation of §§ 31-27-2.6 and 31-27-1.2. In his decision, the trial justice determined that tugging
on the wheel does not amount to driving or operating for purposes of §§ 31-27-2.6 and 31-27-
1.2.3 Accordingly, the trial justice granted defendant’s Rule 9.1 motion to dismiss counts 1
through 4 and count 6.4
2
General Laws 1956 § 8-2-39(e) provides that any party aggrieved
“by an order entered by the general magistrate shall be entitled to a
review of the order by a justice of the relevant court. Unless
otherwise provided in the rules of procedure of the court, such
review shall be on the record and appellate in nature. The court
shall, by rules of procedure, establish procedures for review of
orders entered by a general magistrate, and for enforcement of
contempt adjudications of a general magistrate.”
3
In his decision, the trial justice declared:
“I don’t think that the act of [defendant] tugging on that wheel was
anything more than that. And if there’s a statute * * * that makes it
criminally negligent to interfere with or impede the operation of a
motor vehicle, then charge [defendant] with it, but don’t charge
him with driving or operating a motor vehicle drunk or recklessly.”
4
The trial justice also determined that the evidence did not support a charge of assault with a
dangerous weapon because defendant’s actions could not satisfy the intent-to-cause-injury
element of a conviction for assault with a dangerous weapon.
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The state timely appealed to this Court.5 The state limits its appeal to the Superior
Court’s dismissal of counts 2, 3, 4, and 6 of the criminal information and has waived its appeal
from the dismissal of count 1, assault with a dangerous weapon.
Standard of Review
A
Rule 9.1 Motion to Dismiss
In determining a motion to dismiss an information for lack of probable cause, “the trial
justice must ‘examine the information and the attached exhibits to determine whether there [is]
probable cause to believe that the offense charged [was] committed and that [the accused] had
committed it.’” State v. Reed, 764 A.2d 144, 146 (R.I. 2001) (quoting State v. Aponte, 649 A.2d
219, 222 (R.I. 1994)). A trial justices’ review of whether probable cause exists is limited to “the
four corners of the information package.” State v. Young, 941 A.2d 124, 128 (R.I. 2008). It is
well settled that the probable-cause standard applied to a Rule 9.1 motion to dismiss is identical
to the traditional probable-cause standard to support an arrest. See Reed, 674 A.2d at 146.
“[P]robable cause to arrest exists when the facts and circumstances within the police officer’s
knowledge and of which he or she has reasonably trustworthy information are sufficient to
warrant a reasonable person to conclude that a crime has been committed and that the person to
be arrested committed it.” Id. When ruling on a motion to dismiss, the trial justice must afford
the state “the benefit of every reasonable inference in favor of finding probable cause.” Young,
941 A.2d at 128 (quoting State v. Jenison, 442 A.2d 866, 875 (R.I. 1982)). This Court’s review
of a decision on a motion to dismiss an information is limited to determining whether the
5
On April 6, 2016, before an appeal to this Court, the state filed a motion to reconsider the
dismissal pursuant to Rule 9.1 of the Superior Court Rules of Criminal Procedure, which was
denied.
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decision was clearly erroneous. Jenison, 442 A.2d at 875; see also State v. Ouimette, 415 A.2d
1052, 1053 (R.I. 1980).
B
Statutory Construction
This Court reviews questions of statutory construction de novo. State v. Diamante, 83
A.3d 546, 548 (R.I. 2014). “[W]hen the language of a statute is clear and unambiguous, this
Court must interpret the statute literally and must give the words of the statute their plain and
ordinary meanings.” Accent Store Design, Inc. v. Marathon House, Inc., 674 A.2d 1223, 1226
(R.I. 1996). However, if a statute is determined to be ambiguous, we “apply the rules of
statutory construction and examine the statute in its entirety to determine the intent and purpose
of the Legislature.” Tarzia v. State, 44 A.3d 1245, 1252 (R.I. 2012) (quoting Kingston Hill
Academy v. Chariho Regional School District, 21 A.3d 264, 271 (R.I. 2011)).
Analysis
Before this Court, the state argues that the trial justice erred when he declared that
defendant could not have violated §§ 31-27-1.2 and 31-27-2.6, or § 31-11-18 because
defendant—a back-seat passenger—was not operating or driving the motor vehicle when he
suddenly grabbed the steering wheel and turned the wheel, causing the vehicle to veer out of
control and roll over, leading to catastrophic injuries.
The defendant contends that the “actual physical control” language found in the statutory
definition section, G.L. 1956 § 31-1-17(c) and (d), for the terms “driver” and “operator” is not
applicable to the offenses charged in the criminal information at hand. To support this
contention, defendant submits that the General Assembly amended § 31-27-2(a),6 which governs
6
See P.L. 1982, ch. 176, § 1
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driving under the influence of liquor or drugs, by deleting the phrase “actual physical control”
from the statute. Thus, defendant argues that by deleting the phrase “actual physical control”
from § 31-27-2(a), the Legislature intended that all driving offenses set forth in chapter 27 of
title 31 require more than momentary control of a vehicle to qualify as a driving offense.
This Court has not been called upon to address whether a passenger in a moving vehicle
who forcibly seizes the steering wheel has exercised sufficient control of the vehicle to be
deemed a “driver” or “operator” under the reach of chapter 27 of title 31. Thus, this appeal
solely rests on the precise question of whether the terms “operating” or “driving,” under §§ 31-
27-1.2, 31-27-2.6 and 31-11-18, can encompass a passenger in a moving motor vehicle who
suddenly seizes the wheel from the driver and steers the vehicle.
We begin our analysis by examining the statutory definitions of “driver” and “operator”
under chapter 1 of title 31, entitled “Definitions and General Code Provisions.” Significantly,
§ 31-1-2, entitled “[a]pplicability of definitions,” provides: “[e]xcept as otherwise provided, the
following definitions of the words and phrases in this chapter apply throughout this title.”
(Emphasis added.) Turning to § 31-1-17, the term “[d]river” in § 31-1-17(c) is defined as:
“any operator or chauffeur who drives or is in actual physical
control of a vehicle.”
The term “operator” in § 31-1-17(d) is defined as:
“every person, other than a chauffeur, who drives or is in actual
physical control of a motor vehicle upon a highway or who is
exercising control over or steering a vehicle being towed by a
motor vehicle.” (Emphasis added.)
In accordance with our well-settled practice of statutory construction, we first determine
whether these statutory definitions, by their plain language, are clear and unambiguous. See
Diamante, 83 A.3d at 550. After careful review of the relevant sections for driving offenses, as
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well as the statutory definitions of “operator” and “driver,” we are satisfied that § 31-1-17(c) and
§ 31-1-17(d) are indeed clear and unambiguous. Section 31-1-17 provides for two types of
operators: the driver or a person who is in actual physical control of the vehicle. Accordingly,
we are of the opinion that, in certain circumstances, an operator may be distinct and separate
from a driver.
The defendant cites State v. Capuano, 591 A.2d 35 (R.I. 1991) in support of his argument
that momentary control is not sufficient to support a finding that a person is operating or driving
a motor vehicle for purposes of the statute governing driving under the influence. In that case,
however, the sole issue before this Court was whether an intoxicated individual should be
considered to have been driving or operating a motor vehicle when he was on a vehicle with the
motor running but the vehicle was idling. In holding that the defendant was not operating or
driving a motor vehicle, the Capuano Court reasoned that “[u]nder a strict construction of the
post amendment language of § 31-27-2(a) in favor of [defendant], it becomes clear that the
Legislature, in removing the actual physical control language from the section, intended that
more than simple possession of a motor vehicle was necessary to constitute operating or
driving.” Capuano, 591 A.2d at 37. Our decision in Capuano is distinguishable from the case
on appeal because Capuano dealt with mere possession of a motor vehicle that was running, but
not moving. Id. In the case at bar, defendant was not in mere possession of the motor vehicle.
Rather, defendant seized control of a moving vehicle when he jumped up from the backseat,
grabbed the steering wheel—thus divesting the driver of control—and steered the vehicle off the
highway causing a roll-over crash. For these reasons, we deem Capuano unavailing. See id.Equally unpersuasive is the case State v. Morris, 666 A.2d 419 (R.I. 1995) (mem.). The
Court in Morris, relying on the Connecticut case, State v. Townsend, 294 A.2d 650 (Conn. 1972),
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held that a “person ‘operates’ a motor vehicle * * * when in the vehicle he [or she] intentionally
does any act or makes use of any mechanical or electrical agency which alone or in sequence
will set in motion the motive power of the vehicle.” Morris, 666 A.2d at 419 (quoting Townsend
294 at 652). In Morris, we concluded that the trial justice was correct in finding that an
individual was in violation of operating a motor vehicle without a license when he or she
knowingly and purposefully turned on the ignition of the vehicle and set it in motion. Id. at 419-
20. We are satisfied that Morris and the case before us are miles apart because defendant
forcibly seized the steering wheel of a moving vehicle from the driver who had already set the
car in motion.
Accordingly, we conclude that the conduct alleged in this case falls within the definition
of “operating” as set forth in § 31-1-17; and, because there is no specific statutory exception that
excludes offenses under §§ 31-27-1.2, 31-27-2.6, and 31-11-18 from the ambit of § 31-1-17, this
definition applies. By forcibly controlling and altering a fundamental feature of a moving
vehicle—such as steering the direction of the vehicle—defendant placed himself squarely in the
realm of an operator of a vehicle. Therefore, we conclude that this conduct can support a
prosecution for violating §§ 31-27-1.2, 31-27-2.6, and 31-11-18.
We further note that we are not alone in this holding. Our research has revealed that
when confronted with this issue, jurisdictions across the country have reached similar
conclusions. See State v. Rivera, 83 P.3d 69, 74 (Ariz. Ct. App. 2004) (holding a passenger
grabbing and turning a steering wheel assumed actual physical control for purposes of DUI
statute); State v. Sanchez, 296 P.3d 1133, 1137 (Kan. Ct. App. 2013) (an intoxicated individual
in a motor vehicle can operate or be in actual physical control in violation of DUI statute by
grabbing the steering wheel); People v. Yamat, 714 N.W. 2d 335, 339-40 (Mich. 2006) (holding
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that grabbing and turning the steering wheel causing the vehicle to veer off roadway is
considered operating a motor vehicle); City of Columbus v. Freeman, 908 N.E. 2d 1026, 1029-30
(Ohio Ct. App. 2009) (holding that grabbing a steering wheel from the passenger seat causing the
vehicle to crash fits within the definition of “operate”); Dugger v. Commonwealth of Virginia,
580 S.E. 2d 477, 481 (Va. Ct. App. 2003) (holding that, by forcibly grabbing and turning a
steering wheel, the accused is considered to be operating a motor vehicle); In re Arambul, 683
P.2d 1123, 1125 (Wash. Ct. App. 1984) (holding that actual physical control includes
momentarily grabbing the steering wheel).
Conclusion
For the reasons set forth above, we vacate the judgment of the Superior Court. The
papers in this case may be remanded to the Superior Court for further proceedings.
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STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS
SUPREME COURT – CLERK’S OFFICE
OPINION COVER SHEET
Title of Case State v. Luke P. Peters.
No. 2016-113-C.A.
Case Number
(P2-2015-98A)
Date Opinion Filed November 14, 2017
Suttell, C.J., Goldberg, Flaherty, Robinson, and
Justices
Indeglia, JJ.
Written By Associate Justice Maureen McKenna Goldberg
Source of Appeal Providence County Superior Court
Judicial Officer From Lower Court Associate Justice Robert D. Krause
For State:
Aaron L. Weisman
Department of Attorney General
Attorney(s) on Appeal
For Defendant:
Megan F. Jackson
Department of Attorney General
SU-CMS-02A (revised June 2016)