State v. Jeffrey Martin , 2013 R.I. LEXIS 103 ( 2013 )

Supreme Court
No. 2009-381-C.A.
(K1/07-254A)
State :
v. :
Jeffrey Martin. :
NOTICE: This opinion is subject to formal revision before
publication in the Rhode Island Reporter. Readers are requested to
notify the Opinion Analyst, Supreme Court of Rhode Island, 250
Benefit Street, Providence, Rhode Island 02903, at Telephone 222-
3258 of any typographical or other formal errors in order that
corrections may be made before the opinion is published.
Supreme Court
No. 2009-381-C.A.
(K1/07-254A)
State :
v. :
Jeffrey Martin. :
Present: Suttell, C.J., Goldberg, Flaherty, and Robinson, JJ.
OPINION
Chief Justice Suttell, for the Court. The defendant, Jeffrey Martin, appeals from a
judgment of conviction for first-degree sexual assault following a jury trial in the Superior Court.
On appeal, the defendant argues that the trial justice erred in denying his request to instruct the
jury on the defense of consent, in admitting certain testimony under the excited-utterance
exception to the hearsay rule, and in denying his motion to dismiss the indictment because of
irregularities in the grand jury proceedings. For the reasons set forth in this opinion, we affirm
the judgment of the Superior Court.
I
Facts and Travel
The July 8, 2006 sequence of events underlying this appeal began at a Hooters restaurant
in the City of Warwick where defendant went to watch a pay-per-view Ultimate Fighting
Championship match. While there, defendant met Samantha, 1 who was also watching the fight.
The two engaged in conversation throughout the evening, and exchanged contact information.
The next day, defendant contacted Samantha, and they made plans to meet later that day at
Iggy’s restaurant in Warwick. They drove separately to Iggy’s and ate lunch together. After
1
We shall use a pseudonym to refer to the complaining witness throughout this opinion.
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lunch, they had drinks at the nearby Sandbar, and then decided to go to Kartabar in Providence.
The two drove to Providence together in Samantha’s car. Samantha testified that on their way to
Kartabar, they stopped at an ATM as well as at defendant’s apartment, where defendant spent a
short time showing her around. The defendant testified differently: he said that although they
stopped at an ATM on their way to Kartabar, it was not until after they left Kartabar that they
visited his apartment. Both defendant and Samantha testified that they spent time together at
Kartabar that afternoon.
From there, the testimony of Samantha and defendant diverges substantially. Samantha
testified that, as she was driving defendant back to where his vehicle was parked in Warwick, he
repeatedly asked if he could see her apartment but that she declined each of those requests.
According to Samantha, defendant persisted, asserting that he needed to use the bathroom.
Samantha testified that, because she did not know of a public restroom in the immediate vicinity,
she relented and let him use the bathroom in her apartment, which was nearby. After defendant
used her bathroom, Samantha showed him her apartment, including her pet ferrets, which she
kept in a cage in her bedroom. Samantha testified that, after she put the ferrets away, she and
defendant started to kiss, and defendant pushed her onto the bed, where they continued kissing.
She also testified that, at some point, “defendant tried to move his hand underneath [her] shirt up
towards [her] bra” and then “tried to move underneath the bra” on her right side; she added that
she “said no, and [she] was able to free [her] right hand and grab his and pull it down.”
Samantha asserted that defendant then tried to remove her shorts, to which she responded, “No,
Jeff, stop.” She testified that by this point she had stopped kissing defendant, but that he was
still trying to kiss her, and that he began to remove his own pants. Although she continued to tell
defendant “no” and tried to push him away, defendant took her hand and placed it on his erect
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penis. Samantha testified that, after she forcefully removed her hand from defendant’s penis, he
“inserted his fingers into [her] vagina,” where they remained “for a few seconds.” She recounted
that she “yelled no and was able to move [her] hand down and grab his hand to remove [his
fingers]” and that, when she tried to push him away, “[h]e grabbed [her] around the neck” and
choked her. Samantha testified that this struggle continued and that defendant eventually “tr[ied]
to insert his penis into [her].” According to Samantha, defendant continued in these attempts for
a few minutes despite her continued protests, but was unsuccessful because she was still wearing
shorts and the bottom half of a two-piece swimsuit.
Samantha testified that, after various attempts, she was finally able to push defendant
away and get up from the bed, at which point she yelled at defendant to get dressed. The
defendant eventually got dressed and Samantha drove him back to where his car was parked.
She explained that she behaved calmly because “[she] didn’t want to set the defendant off. [She]
wanted to keep the cool demeanor that he seemed to have at the time and just get him back to his
car and get away from him at that point.” She testified that, when defendant asked if they could
see each other again, she responded “maybe” (again, because she did not want to anger him) and
that defendant kissed her before exiting her car, but that she did not reciprocate. Samantha
recalled that she took a circuitous route back to her apartment and attempted to call four friends
while en route, including Dawn Benson, who called her back approximately thirty minutes later.
The defendant recalled the events of July 9, 2006, very differently. The defendant
testified that when they drove past Samantha’s apartment, he asked if they could “check it out”
and Samantha agreed to show him. She gave him a tour and showed him her pet ferrets in her
bedroom. The defendant testified that, while they were in her bedroom, he noticed a laundry
basket full of lingerie and that, when he asked her if she would ever wear it for him, she
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responded, “maybe I will.” He testified that they sat down on the bed together, where they
started kissing and “caressing each other.” The defendant recounted that he rubbed Samantha’s
breasts both on top of and beneath her shirt, and that she was making “sounds of pleasure.” He
also testified that he “lifted up her shirt and * * * was kissing her breasts,” and that they started
“massaging” each other in the “crotch area.” However, defendant recounted that, when he
started to unbutton his pants, Samantha told him, “No sex on the first date,” to which he
responded, “I know,” and “went back to kissing her breasts.” The defendant testified that he did
not at any time pin or throw Samantha to the bed, and that he neither penetrated her with his
finger nor attempted to have sex with her. Additionally, the defendant testified that he was not
aroused at any point during the interaction, that he never had his pants or underwear off, and that
the only time Samantha said “no” was with reference to not having sex on a first date. The
defendant asserted that, eventually, the two were interrupted by sounds coming from the ferret
cage and that, after Samantha got up to tend to the ferrets, defendant used the bathroom and then
they left the apartment. The defendant recounted that he flirted with and touched Samantha as
she was driving him back to his car and that he “was planning on kissing her, but she * * * beat
[him] to the punch,” by initiating a goodbye kiss.
Samantha also testified that two days later, she received two text messages from
defendant, which read “Morning” and “How is your day going?” Additionally, she testified that
she received two voicemail messages from defendant, but that they had been erased
approximately one year after the incident. Samantha indicated that she told law-enforcement
officials about the text and voicemail messages, but was not asked to save or copy them.
On July 13, 2006, Samantha contacted the police to make a complaint. She explained
that she delayed in reporting the incident because “[she] felt very lucky to have gotten away from
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the defendant and [she] thought that [she] could easily forget the situation as soon as [she] got
away from him,” but that “[e]very day got worse to the point where [she] wasn’t eating, wasn’t
drinking, and had trouble sleeping.” Both Samantha and defendant gave statements to the police.
In May 2007, the Kent County Grand Jury returned an indictment charging defendant
with one count of first-degree sexual assault (digital-vaginal penetration) and one count of
assault with intent to commit first-degree sexual assault (penile-vaginal penetration). The
defendant moved to dismiss the indictment because of irregularities at the grand jury proceeding
and because the prosecutor failed to present the grand jury with exculpatory evidence. In a
written order issued in February 2007, a Superior Court justice denied defendant’s motion to
dismiss, noting that there is no requirement that a prosecutor present exculpatory evidence to the
grand jury and concluding that the state did not commit such flagrant prosecutorial misconduct
as to warrant dismissing the indictment.
In June 2009, the case proceeded to trial. The jury heard the testimony of Samantha and
defendant, described supra. Additionally, Ms. Benson testified about the telephone conversation
she had with Samantha shortly after the events had transpired. Specifically, Ms. Benson testified
that Samantha was “upset” during the call, that her tone of voice sounded different from how it
normally sounded, that Ms. Benson “just could tell” that Samantha “wasn’t herself,” and that
Samantha “just kept saying the same thing over and over again.” Ms. Benson recalled that
Samantha told her that, after she had lunch with defendant, they went to Samantha’s apartment
where defendant “threw her down on the bed” even though “she said no repeatedly to his
advances.” Additionally, Ms. Benson testified that Samantha conveyed that, after defendant
“threw her on the bed, he penetrated her with his finger.” The defendant objected to the
introduction of Ms. Benson’s testimony, arguing that it was hearsay to which the excited-
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utterance exception did not apply, it was unduly prejudicial, and it served only to impermissibly
corroborate Samantha’s own testimony. 2 The trial justice overruled defendant’s objection,
noting that the conversation between Samantha and Ms. Benson took place shortly after the
traumatic event and that “it [wa]s quite clear that [Samantha] was still operating under an
emotional state,” as indicated by the substantial trauma that she testified she had experienced, her
various attempts to call friends for advice and support, and Ms. Benson’s observation that
Samantha sounded upset.
At the conclusion of evidence, defendant requested that the trial justice instruct the jury
on the defense of consent and on mistake of fact as to consent. Specifically, defendant argued
that the jury could conclude, based on the evidence presented, that the alleged penetration
occurred, but that Samantha had consented to it, or that defendant had made a reasonable mistake
of fact as to her consent. However, the trial justice concluded that consent was not at issue in
this case because, based on the testimony given, the assault either took place or it did not and
that, therefore, a consent instruction would only invite the jury to speculate as to other scenarios
that may have occurred. Therefore, the court rejected defendant’s proposed consent instruction.
The jury returned a guilty verdict on count 1 (digital-vaginal penetration) and a not-guilty
verdict on count 2 (assault with intent to commit penile-vaginal penetration). The defendant
moved for a new trial, which the trial justice denied, concluding that Samantha was credible,
defendant was not credible, and a consent instruction was not warranted because no evidence
was presented at trial to support a consent theory. A judgment of conviction entered on August
21, 2009, and defendant timely appealed.
2
Although defendant argued in his written submissions to this Court that Ms. Benson’s
testimony amounted to impermissible “bolstering,” he acknowledged at oral arguments before
this Court that “corroborating” might be a more appropriate term.
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II
Discussion
The defendant raises three issues on appeal. First, defendant argues that the trial justice
erred in refusing to instruct the jury on a consent defense. Secondly, defendant asserts that the
trial justice erred in admitting Ms. Benson’s hearsay testimony. Finally, defendant avers that the
trial justice erred in denying his motion to dismiss the indictment. We address each of these
arguments in turn.
A
Jury Instructions
The trial justice instructed the jury that, to find defendant guilty on count 1, it needed to
find that digital-vaginal penetration occurred, that such penetration was for the purpose of sexual
arousal or gratification, and that defendant accomplished the penetration “by means of force or
coercion.” The trial justice explained that
“Force or coercion means overcoming the complainant through the
application of physical force or violence against her will. The
element of force or coercion requires that the State prove that the
defendant used force or violence before the penetration occurred.
The degree of force must be more than the force necessary to
accomplish the act of penetration.”
Additionally, the jury was instructed that, as to Samantha’s resistance, the state was required to
prove that “[she] offered such resistance, if any, as seems reasonable under the circumstances.”
The defendant requested that the trial justice also instruct the jury that as to count 1,
“In order to find the defendant guilty, the State must prove beyond
a reasonable doubt that [Samantha] * * * did not consent to the
first degree sexual assault of digital/vaginal penetration. The
defendant does not have the burden of proving the defense of
consent. It is the State’s burden to negate it beyond a reasonable
doubt. A woman must offer such resistance as seems reasonable
under all the circumstances.”
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The trial justice denied defendant’s request, and on appeal defendant argues that this amounts to
reversible error “because the evidence as a whole had created a factual basis from which the jury
could have properly found consent and acquitted [defendant].” The state responds that, because
there was no testimony to support a consent theory in this case, the jury could have reached
defendant’s conclusion only through negative inferences, which are, by themselves, insufficient
to support a jury charge.
“We undergo a review of jury instructions on a de novo basis.” State v. Lopez, 45 A.3d 1,
22 (R.I. 2012) (quoting State v. Cipriano, 21 A.3d 408, 423 (R.I. 2011)). It is well settled that
this Court “review[s] ‘[jury] instructions in their entirety,’” and “we will affirm if ‘the
instructions adequately cover the law and neither reduce nor shift the state’s burden of proof.’”
Id. (quoting Cipriano, 21 A.3d at 423). Moreover, we review jury instructions “to ascertain the
manner in which a jury of ordinary intelligent lay people would have understood them, * * * and
we review challenged portions of jury instructions in the context in which they were rendered.”
State v. Adefusika, 989 A.2d 467, 475 (R.I. 2010) (quoting State v. John, 881 A.2d 920, 929
(R.I. 2005)). “As long as the trial justice’s general charge has fairly covered a requested charge
for jury instructions, his refusal to grant the requested charge is not reversible error.” State v.
Linde, 876 A.2d 1115, 1128-29 (R.I. 2005) (quoting State v. Turner, 746 A.2d 700, 703 (R.I.
2000)).
General Laws 1956 § 11-37-2(2) provides that “[a] person is guilty of first degree sexual
assault if he or she engages in sexual penetration with another person, and if * * * [t]he accused
uses force or coercion.” Section 11-37-1(2)(ii) provides that “[f]orce or coercion” occurs “when
the accused * * * [o]vercomes the victim through the application of physical force or physical
violence.” We have held that “[i]t is the state’s burden to prove lack of consent beyond a
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reasonable doubt.” State v. Lynch, 19 A.3d 51, 60 (R.I. 2011). However, we have also indicated
that lack of consent is not an element of the offense, but rather consent is a defense to the crime,
id.; and thus, we have held that, when a jury charge adequately covers the “force or coercion”
element, a separate instruction on consent is unnecessary. See Adefusika, 989 A.2d at 477. For
example, in Adefusika, 989 A.2d at 471, 472, the complaining witness testified that the
defendant pinned her down on a couch and digitally penetrated her vagina. The defendant was
charged with first-degree sexual assault, and the trial justice instructed the jury on the “force or
coercion” element as follows:
“Force or coercion in this context means that the accused * * *
overcomes * * * [the complaining witness] * * * through the
application of physical force or violence. The law does not expect
the complaining witness * * * as part of the State’s proof of the use
of physical force or coercion to engage in heroic resistance when
such behavior could be fruitless or foolhardy.” Id. at 477.
The defendant in that case requested that the jury also be instructed that, “[a]t a minimum, the
alleged victim must demonstrate her lack of consent before the act occurs and then must offer
such resistance as is reasonable under all the circumstances,” but the trial justice refused to give
that charge. Id. at 476, 477. We affirmed the trial justice’s decision to not instruct on lack of
consent and concluded that the instruction given was “adequate” because “[a]lthough the term
‘lack of consent’ [wa]s not explicitly utilized, the * * * quoted portion of the instructions d[id]
employ the verb ‘overcomes’—which, when one reads the instructions in their entirety, can only
mean that, as a precondition to a guilty verdict, the fact-finder must find a lack of consent.” Id. at
477. We perceive Adefusika to be on all fours with the case at bar. In particular, we note that,
as in Adefusika, 989 A.2d at 477, the jury instructions here provided that “[f]orce or coercion
means overcoming the complainant through the application of physical force or violence against
her will.” (Emphasis added.) We are of the opinion that this instruction adequately conveyed to
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the jury that, to find defendant guilty of first-degree sexual assault, it also needed to conclude
that Samantha did not consent to the penetration.
Moreover, we reject defendant’s contention that the evidence presented at trial supported
his consent theory. In particular, we observe that neither Samantha’s testimony nor defendant’s
testimony supports a version of events in which the alleged penetration took place, but with
Samantha’s consent: on one hand, Samantha testified to digital penetration against her will, after
a struggle and numerous protests; on the other hand, defendant testified that the alleged
penetration simply did not occur. In the context of self-defense, we have held that a trial justice
is obligated to give a proposed instruction on self-defense “regardless of how ‘slight and tenuous
the evidence may be on which the self-defense hypothesis is advanced.’” Linde, 876 A.2d at
1130 (quoting State v. Butler, 107 R.I. 489, 496, 268 A.2d 433, 436 (1970)). However, for a
defense instruction to be warranted, “the record as a whole must contain at least a scintilla of
evidence supporting the defendant’s theory,” and we have affirmed a trial justice’s refusal to
give a proposed instruction where there was an “incongruent self-defense theory proffered by
[the defendant] to the trial justice and [a] dearth of evidence applicable to a properly articulated
theory.” State v. Pineda, 13 A.3d 623, 634 (R.I. 2011). In fact, we have cautioned that an
instruction that is unsupported by the evidence adduced at trial runs the risk of confusing or
misleading the jury and thus should not be given. State v. DiChristofaro, 848 A.2d 1127, 1130
(R.I. 2004). Applying these concepts to the case at bar, we conclude that the trial justice did not
err in refusing to instruct the jury on a consent defense that was unsupported by any of the
testimony given at trial. We hold, therefore, that given the evidence presented here, the jury
instructions given in this case adequately apprised the jury of the operative legal concepts that
were in play.
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B
Ms. Benson’s Testimony
The defendant next argues that the trial justice erred in admitting Ms. Benson’s testimony
regarding the telephone conversation she had with Samantha shortly after the events in question.
In particular, defendant maintains that Ms. Benson’s testimony was inadmissible hearsay that did
not fall within the exited-utterance exception of Rule 803(2) of the Rhode Island Rules of
Evidence because Ms. Benson could not adequately perceive Samantha’s demeanor over the
telephone and, further, because prior to the conversation Samantha had the time and opportunity
“to collect [her] thoughts.” Additionally, defendant maintains that introduction of Ms. Benson’s
testimony was not harmless error, but rather improperly corroborated or bolstered Samantha’s
testimony because “[t]he jury was permitted to hear [Samantha’s] story twice while only hearing
Mr. Martin’s once and, as such, there was a very real possibility that Ms. Benson’s testimony
improperly influenced the jury’s verdict.” The state responds that the trial justice did not abuse
his discretion in concluding that Samantha’s conversation with Ms. Benson fell within the
excited-utterance exception because the conversation took place less than an hour after the
alleged assault, Samantha’s own conduct indicated that she was still operating under the stress of
the event, and Ms. Benson testified that Samantha seemed upset during their conversation.
Additionally, the state contends that Ms. Benson’s testimony does not amount to impermissible
bolstering because she merely recounted what Samantha had told her, without commenting on
Samantha’s credibility or veracity.
Hearsay is defined in Rule 801(c) of the Rhode Island Rules of Evidence as “a statement,
other than one made by the declarant while testifying at the trial or hearing, offered in evidence
to prove the truth of the matter asserted.” Pursuant to Rule 802 of the Rhode Island Rules of
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Evidence, hearsay statements are inadmissible except as provided by law. “[A] determination of
whether an out-of-court statement meets an exception to the hearsay rule is within the trial
justice’s discretion.” Rhode Island Managed Eye Care, Inc. v. Blue Cross & Blue Shield of
Rhode Island, 996 A.2d 684, 692 (R.I. 2010). “Under this standard, a trial justice’s ruling will be
upheld unless abuse of discretion that prejudices the complaining party is shown.” State v.
Brown, 9 A.3d 1240, 1247 (R.I. 2010).
One exception to the hearsay exclusion is for excited utterances, which Rule 803(2)
defines as “[a] statement relating to a startling event or condition made while the declarant was
under the stress of excitement caused by the event or condition.” “The rationale behind the
excited utterance exception is that ‘a startling event may produce an effect that temporarily stills
the declarant’s capacity of reflection and produces statements free of conscious fabrication.’”
State v. Oliveira, 961 A.2d 299, 314 (R.I. 2008) (quoting State v. Torres, 787 A.2d 1214, 1222
(R.I. 2002)). Thus, “[t]he test is whether, from a consideration of all the facts, the declarant ‘was
still laboring under the stress of excitement caused by the event when he or she made the
statement at issue.’” Id. at 315 (quoting State v. Morales, 895 A.2d 114, 120 (R.I. 2006)).
However, the “statement need not have been ‘strictly contemporaneous with the startling event’”
to qualify as an excited utterance, id. (quoting State v. Momplaisir, 815 A.2d 65, 70 (R.I. 2003)),
and we have repeatedly held that “[t]he time requirement is more lenient in sexual assault cases
under the reasoning that ‘the shock of the event often lasts longer and the outpouring may come
only later, when a parent, friend, or officer is present.’” Id. (quoting Morales, 895 A.2d at 120).
Here, the trial justice concluded that, although hearsay, Ms. Benson’s testimony
regarding what Samantha told her was nonetheless admissible as an excited utterance because it
had all the hallmarks of having been made under the stress of a traumatic event. In particular,
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the trial justice explained that Ms. Benson and Samantha had been close friends for several
years, the two maintained frequent telephone contact, and Ms. Benson described Samantha’s
tone of voice as sounding “upset” and as though “she wasn’t herself.” He also noted that, by her
own testimony, Samantha was quite traumatized by the events of the day, as evidenced by the
facts that she attempted to quickly remove defendant from her home, took a circuitous route back
to her apartment so that defendant would not follow her, and tried to contact four friends for
advice and support, all of which indicated that Samantha was still operating under the stress of
the event at the time she spoke with Ms. Benson. Additionally, he found that the trial testimony
indicated that the conversation between Samantha and Ms. Benson took place within an hour of
the traumatic events. Finally, the trial justice noted that Samantha waited several days before
filing a police report because she thought she would be able to forget about the events of that
day, but was ultimately unsuccessful in doing so, suggesting “that there was a lingering
emotion[al] trauma associated with the sexual assault.” Thus, the trial justice concluded that,
based on the totality of the circumstances, Samantha’s statement to Ms. Benson was made while
she was still laboring under the stress of the traumatic event and before she had the opportunity
to invent or misrepresent facts.
We observe that, in addition to the factors noted by the trial justice, Ms. Benson testified
that, during the telephone conversation, Samantha “just kept saying the same thing over and over
again,” further suggesting that Samantha was in an excited state at that point. Moreover,
Samantha’s testimony indicated that Ms. Benson was the first person she talked to following the
event. Cf. State v. Burgess, 465 A.2d 204, 207 (R.I. 1983) (holding that the complainant’s
statement to a physician regarding a sexual assault was not an excited utterance when it was
made nearly three hours after the assault, the complainant had already talked with three other
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people about the assault, and the physician merely described the complainant as “emotionally
upset” at the time she made the statement). We are satisfied that, based on these factors, the trial
justice could have reasonably concluded that Samantha was still operating under the stress of the
event and that, therefore, he did not abuse his discretion in admitting Ms. Benson’s testimony
under the excited- utterance exception to the hearsay rule.
Finally, we reject defendant’s argument that Ms. Benson’s testimony amounted to
impermissible bolstering or improper corroborating. “Impermissible ‘bolstering’ or ‘vouching’
typically occurs when one witness ‘offer[s] an opinion regarding the truthfulness or accuracy of
another witness’[s] testimony.’” State v. Arroyo, 844 A.2d 163, 169 (R.I. 2004) (quoting State v.
Lassiter, 836 A.2d 1096, 1107 (R.I. 2003)). However, it may also “occur even if the witness
does not literally state an opinion concerning the credibility of another witness’s testimony,” but
rather, where “one witness’s testimony has the same substantive import as if it addressed another
witness’s credibility, it is inadmissible.” Id. (quoting Lassiter, 836 A.2d at 1107). For example,
in State v. Lynch, 854 A.2d 1022 (R.I. 2004), we held that a school psychologist’s testimony
about what a sexual-assault victim told her did not amount to impermissible vouching because
the psychologist merely repeated the victim’s own statements, id. at 1030, and “offered no
opinion about their veracity or credibility.” Id. at 1033. We also pointed out that the victim in
that case testified at trial, giving the jury “the opportunity to hear the same story directly from
[her].” Id. By contrast, in State v. Rushlow, 32 A.3d 892 (R.I. 2011), we held that, when a police
officer testified regarding a conversation he had with a sexual-assault victim and described her as
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“a little nervous, upset and sincere on the issue,” id. at 898, the testimony “improperly bolstered
[the victim’s] credibility.” 3 Id. at 899.
Here, Ms. Benson merely repeated what Samantha told her over the phone—that
defendant “threw her on the bed, [and] he penetrated her with his finger” even though “she said
no repeatedly to his advances”—and reported that during the conversation, Samantha was
“upset” and “wasn’t herself.” Ms. Benson offered no opinion as to Samantha’s veracity either at
that moment or generally; she merely reiterated the same basic version of events about which
Samantha herself testified.
We pause to emphasize that we apply a very deferential standard of review when
evaluating a trial justice’s evidentiary rulings, and while the admissibility of Ms. Benson’s
testimony may have been a close call, we nonetheless conclude that the trial justice did not abuse
his discretion in admitting the testimony of Ms. Benson regarding her telephone conversation
with Samantha about the events in question.
C
Irregularities at the Grand Jury Proceedings
The defendant next argues that the trial justice erred in declining to dismiss the grand jury
indictment because of what he characterizes as a series of irregularities at the grand jury
proceeding. In particular, defendant identifies two specific problems with the prosecutor’s
presentment to the grand jury, which he argues resulted in a due-process violation. First,
defendant complains about grand jury testimony by Warwick Det. Kevin Petit regarding two
controlled phone calls made by Samantha to defendant’s alleged phone number, recordings of
3
However, we also concluded in that case that the trial justice did not abuse her discretion in
declining to pass the case after carefully instructing the jury to disregard the bolstering
testimony. State v. Rushlow, 32 A.3d 892, 900 (R.I. 2011).
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which have since been erased. 4 In particular, defendant argues that the prosecutor should have
presented exculpatory evidence to the grand jury—namely, defendant’s cell-phone records
indicating that no such calls were received. Second, defendant argues that he was unduly
prejudiced when Det. Petit testified incorrectly that a picture of defendant, which was used in a
photo array presented to Samantha, had been obtained from the Warwick Police Department’s
arrested-persons records, when, in reality, the photo was obtained from the Division of Motor
Vehicles. The defendant argues that this error unduly prejudiced him before the grand jury, as
evidenced by the fact that it prompted one of the grand jurors to ask about whether defendant had
any prior sexual-assault arrests.
The state responds that none of the prosecutorial misconduct alleged here was so flagrant
as to warrant dismissal of the indictment, and it argues that the prosecutor was under no duty to
present exculpatory evidence at the grand jury proceeding. Additionally, the state urges that,
even if prosecutorial misconduct rendered the initial indictment defective, those defects are
harmless error and were cured because defendant has since been tried before, and convicted by, a
petit jury.
This Court has recognized that some fundamental flaws in the grand jury process, such as
race and gender discrimination in the grand jury selection process, “require automatic dismissal
of an indictment.” State v. Russell, 950 A.2d 418, 428 n.7 (R.I. 2008). However, we have also
4
In his filings with this Court, defendant also takes issue with the fact that Det. Petit testified
about the two text messages and two voicemail messages allegedly sent by defendant to
Samantha following the events in question, which were not recorded by police even though Det.
Petit knew about those messages when he testified before the grand jury. However, defendant
does not clearly indicate how or why testimony about those messages before the grand jury was
prejudicial. Additionally, at trial, defendant had the opportunity to, and did in fact, cross-
examine Samantha about the text messages and voicemail messages, and he does not now
complain about the introduction of this evidence at trial. Therefore, we understand defendant’s
primary claim of error to be about the controlled phone calls, rather than the unrecorded text and
voicemail messages.
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“held that a trial on the merits renders harmless any defect that occurred in the grand jury
process,” id. at 428 (quoting State v. Mainelli, 543 A.2d 1311, 1313 (R.I. 1988)), because “[t]he
petit jury’s subsequent guilty verdict means not only that there was probable cause to believe that
the defendants were guilty as charged, but also that they are in fact guilty as charged beyond a
reasonable doubt.” Id. at 428 (quoting State v. Woodson, 551 A.2d 1187, 1191 (R.I. 1988)).
Thus, we apply a harmless-error standard and will dismiss an indictment only if we determine
that “there has been flagrant prosecutorial misconduct accompanied by severe and incurable
prejudice.” State v. Franco, 750 A.2d 415, 419 (R.I. 2000) (quoting State v. DiPrete, 710 A.2d
1266, 1276 (R.I. 1998)).
Here, the complained-of defects in the grand jury proceeding were not present at trial:
there was no mention of the alleged controlled calls to the petit jury, and Det. Petit did not testify
regarding the photo array. Nonetheless, the petit jury found the defendant guilty of one count of
first-degree sexual assault. Thus, it is clear that, even without the irregularities present at the
grand jury proceeding, “[t]he petit jury’s subsequent guilty verdict means not only that there was
probable cause to believe that the defendant[] w[as] guilty as charged, but also that [he was] in
fact guilty as charged beyond a reasonable doubt.” Russell, 950 A.2d at 428 (quoting Woodson,
551 A.2d at 1191). Additionally, we note that the prosecutorial misconduct alleged here does not
rise to the level of systematically excluding grand jurors on the basis of race or gender, nor does
it rise to the level of some other similarly egregious constitutional violation. See id. at 428 n.7.
Therefore, we conclude that any error that may have occurred during the grand jury proceeding
here was harmless, and we decline to disturb the trial justice’s order denying the defendant’s
request to dismiss the indictment.
- 17 -
III
Conclusion
For the reasons set forth in this opinion, we affirm the judgment of conviction. The
record in this case may be remanded to the Superior Court.
Justice Indeglia did not participate.
- 18 -
RHODE ISLAND SUPREME COURT CLERK’S OFFICE
Clerk’s Office Order/Opinion Cover Sheet
TITLE OF CASE: State v. Jeffrey Martin.
CASE NO: No. 2009-381-C.A.
(K1/ 07-254A)
COURT: Supreme Court
DATE OPINION FILED: June 18, 2013
JUSTICES: Suttell, C.J., Goldberg, Flaherty, and Robinson, JJ.
WRITTEN BY: Chief Justice Paul A. Suttell
SOURCE OF APPEAL: Kent County Superior Court
JUDGE FROM LOWER COURT:
Associate Justice Edwin J. Gale
ATTORNEYS ON APPEAL:
For State: Lauren S. Zurier
Department of Attorney General
For Defendant: Lara E. Montecalvo
Office of the Public Defender