State v. José Gonzalez ( 2012 )

Supreme Court
No. 2011-194-C.A.
(P1/07-3374A)
State :
v. :
José Gonzalez. :
NOTICE: This opinion is subject to formal revision before
publication in the Rhode Island Reporter. Readers are requested to
notify the Opinion Analyst, Supreme Court of Rhode Island, 250
Benefit Street, Providence, Rhode Island 02903, at Telephone 222-
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corrections may be made before the opinion is published.
Supreme Court
No. 2011-194-C.A.
(P1/07-3374A)
State :
v. :
José Gonzalez. :
Present: Suttell, C.J., Goldberg, Flaherty, Robinson, and Indeglia, JJ.
OPINION
Justice Robinson, for the Court. The defendant, José Gonzalez, appeals from a
judgment of conviction on one count of first degree child molestation and two counts of second
degree child molestation stemming from events that allegedly occurred at 131 Lincoln Avenue in
Central Falls on June 30, 2007. The defendant is the great-uncle of the complaining witness. On
appeal, the defendant contends that the trial justice erred in failing to grant his motion for a new
trial due to what he characterizes as the lack of credibility of the witnesses and as the
inconsistent evidence concerning the alleged molestations.
This case came before this Court for oral argument on September 25, 2012. For the
reasons set forth in this opinion, we affirm the judgment of the Superior Court.
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I
Facts and Travel
On September 28, 2007, a grand jury indicted defendant on one count of first degree
child molestation (count 1), in violation of G.L. 1956 § 11-37-8.1,1 and three counts of second
degree child molestation (counts 2 through 4), in violation of § 11-37-8.3.2 Upon defendant’s
motion pursuant to Rule 29 of the Superior Court Rules of Criminal Procedure, 3 the trial justice
dismissed count 3.4 The defendant’s trial commenced on June 29, 2010. The state presented the
testimony of four witnesses—viz., the complaining witness (whom we shall refer to as
Stephanie5), her father, a responding police officer, and a pediatrician who examined Stephanie;
defendant opted not to present any testimony.
1
General Laws 1956 § 11-37-8.1 provides, in pertinent part, that ―[a] person is guilty of [a
violation of § 11-37-8.1] if he or she engages in sexual penetration with a person fourteen (14)
years of age or under.‖
2
Section 11-37-8.3 provides, in pertinent part, that ―[a] person is guilty of [a violation of
§ 11-37-8.3] if he or she engages in sexual contact with another person fourteen (14) years of age
or under.‖
3
Rule 29(a)(1) of the Superior Court Rules of Criminal Procedure requires the Superior
Court ―on motion of a defendant or on its own motion [to] order the entry of judgment of
acquittal of one or more offenses charged in the * * * information * * * after the evidence on
either side is closed, if the evidence is insufficient to sustain a conviction of such offense or
offenses.‖
4
The three counts submitted to the jury were as follows: (1) that on June 30, 2007,
defendant ―engage[d] in sexual penetration, to wit, digital/vaginal penetration, with [the
complaining witness], a person 14 years of age or under;‖ (2) that on June 30, 2007, defendant
―engage[d] in sexual contact, to wit, mouth/breast contact with [the complaining witness], a
person 14 years of age or under;‖ and (3) that on June 30, 2007, defendant ―engage[d] in sexual
contact, to wit, hand/vaginal contact with [the complaining witness], a person 14 years of age or
under.‖
5
We have employed pseudonyms to refer to both the complaining witness and the
members of her family in order to protect their privacy.
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A
The Testimony of Stephanie
Stephanie testified that, at the time of the incidents at issue (viz., the Summer of 2007),
she was living with her mother, her father, her sisters (the elder of whom we shall call Natalie
and the younger of whom we shall call Alice), and her infant nephew (whom we shall call
Adam). She further testified that defendant, who is her father’s uncle (and therefore her great-
uncle), also resided with her family.
Stephanie testified that, on June 30, 2007, her father and defendant spent ―the whole day‖
drinking on the porch of the family’s dwelling in the company of two of their friends. Stephanie
testified that the porch door opened into the kitchen. We infer from Stephanie’s testimony that
the first floor of the house contained the kitchen, the living room, her parents’ bedroom, and
defendant’s bedroom. We further infer from Stephanie’s testimony that the second floor of the
house contained the bedrooms of Natalie and Alice as well as her own. Stephanie testified that
her bedroom did not have a door because it was broken and her father had removed it.
Stephanie testified that, on June 30, 2007, she was in the kitchen playing with a puppy;
she added that Natalie was in her own bedroom upstairs while Adam (Natalie’s baby) and Alice
were in the living room. Stephanie stated that defendant entered the kitchen from the porch in
order to ―[get] something out of the [refrigerator]‖ and asked her to ―[c]ome here.‖ Stephanie
further testified that she ―[d]id what he told [her] to;‖ she stated that she walked over to him and
that he ―started touching‖ her. When asked to clarify the ―touching,‖ Stephanie responded that
he touched her ―private‖ and that he did so over her clothes. The prosecutor then asked whether
defendant touched ―any other part of [her] body;‖ Stephanie stated that defendant ―lifted [her]
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shirt and * * * kissed [her] breasts.‖ It was Stephanie’s testimony that she was in the kitchen for
ten minutes before she ran upstairs to her bedroom.
Stephanie testified that, when she arrived in her bedroom, she ―laid down with [her] care
bear.‖ When defense counsel then asked her whether she was ―actually laying on [her]
stomach,‖ Stephanie responded: ―Yes.‖ Stephanie testified that she saw defendant come into her
room while she was lying on her bed. She further testified that defendant then kissed her on the
lips and touched her ―[w]ith his fingers‖ as he was kissing her. When asked by the prosecutor
whether defendant touched her over or under her clothes, Stephanie responded that he had
touched her under her clothes. The prosecutor then asked her: ―[W]hen he touched you under
your clothes, what did he do?‖ Stephanie’s response to that question was that he ―touched [her]
private.‖ She testified that defendant told her: ―You’re beautiful‖ and that he also said: ―Don’t
tell anyone.‖ Stephanie also testified that defendant was in her bedroom for about fifteen
minutes; but, upon further inquiry by the prosecutor, she acknowledged that she was trying to
estimate the time and that ―maybe‖ defendant had been there for less than fifteen minutes.
Stephanie testified that she then heard someone walking up the stairs and that defendant
ran out of her bedroom. She stated that her father subsequently entered her bedroom, where she
was crying. According to Stephanie’s testimony, her father asked her: ―What happened?‖
Stephanie testified that she told him what had happened and that he then ―freaked out‖ and
―started crying.‖ She further stated that, in accordance with her father’s suggestion, she then
went to her parents’ room; she added that she then told her mother ―what happened.‖
Stephanie testified that other family members arrived at the house; she added that
defendant was in his bedroom while she remained ―upstairs in the room.‖ When asked by the
prosecutor if she remembered ―going to the Police Department‖ and ―talking to the police
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officer,‖ Stephanie replied in the affirmative as to both questions; she further testified that her
mother ―brought [her] to the hospital,‖ where ―[t]hey examined [her].‖
B
The Testimony of Stephanie’s Father
Stephanie’s father testified that defendant, who is his uncle, had been living with the
family since May of 2006 and was still living with them in June of 2007. Stephanie’s father
testified that, on June 30, 2007, he, defendant, defendant’s girlfriend, and another friend were
sitting and ―drinking a couple of [beers]‖ on the porch because it was a ―beautiful day.‖ He
testified that one could see into the kitchen from the porch and that one could see onto the porch
from the kitchen. He further testified that the door leading from the porch into the house was
wide open. He also testified that they were outside for ―about [an] hour, maybe less, two hours.‖
Stephanie’s father testified that at ―something close to 8:00 o’clock or 8:30,‖ when ―it
wasn’t daylight, but * * * was in between,‖ defendant walked from the porch into the house in
order to obtain another beer; he stated that he saw defendant going right into the kitchen.
Stephanie’s father testified that he ―got distracted‖ talking to his friends and that between five
and ten minutes went by without his seeing defendant. He further testified that he then went
inside in order to ―see what happened.‖ Stephanie’s father stated that he did not see anyone in
the kitchen; he added that his younger daughter and his grandson were in the living room at the
time. The father testified that he next walked into defendant’s bedroom, then into the bathroom,
and then down the stairs into the basement—all presumably while searching for defendant.
Stephanie’s father testified that he next looked again into the living room and ―screamed‖
for his daughters Natalie and Stephanie, neither of whom responded. The father testified that
one small bedroom and two larger bedrooms were located upstairs. He further testified that
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Stephanie slept in the first bedroom to the left and that Alice slept in the middle bedroom,
through which one walked so as to access Natalie’s room.
He testified that he subsequently walked up the stairs and saw defendant coming out of
Alice’s room. He stated that he then asked defendant: ―What happened? What are you doing up
here?‖ He testified that defendant answered that he had come upstairs ―to check the baby
because [he had] heard him cry.‖ The father testified that he told defendant that the baby was
downstairs and that defendant mumbled and proceeded to go downstairs.
Stephanie’s father testified that, after defendant walked downstairs, he ran to Natalie’s
room to ask her whether defendant had been in her room and that he then ran to Stephanie’s
room. He further testified that, when he entered Stephanie’s room, he turned the light on and
saw Stephanie crying and sitting on one corner of her bed. According to his testimony, the father
then asked her: ―Did he touch you?‖ He testified that his daughter ―shook her head‖ and said:
―Yeah.‖ He explained that the question that he addressed to Stephanie was ―the first thing that
came out of [his] mouth‖ and was prompted by the fact that he had seen defendant ―up there.‖
The father added: ―Why would a kid be in the corner of [her] bed crying?‖
It was the further testimony of Stephanie’s father that he then ―blacked out‖ and that
certain members of his family came to the house ―in minutes‖ and called the police, who arrived
―immediately.‖ He testified that he stayed outside, surrounded by family, until the police
arrived; he added that at some point thereafter he saw defendant being led out of the house. He
also testified that his wife took Stephanie to the hospital immediately.
Stephanie’s father testified that, on the day following the alleged molestations, he
received a phone call from defendant about his bail. He also stated that during that call
defendant said: ―If you want, I got some money in my dresser, bail me out and take me for a ride
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and shoot me twice.‖ Stephanie’s father added that defendant called him again two days later
and told him that ―he didn’t do nothing wrong.‖ According to his testimony, the father had not
had prior suspicions about his uncle.
C
The Testimony of Lieutenant Joseph Gonsalves
Joseph Gonsalves, a retired lieutenant in the Central Falls Police Department, also
testified regarding the evening of June 30, 2007. He was then in charge of the 4 p.m. to midnight
shift. Lieutenant Gonsalves testified that, at approximately 10 p.m. on June 30, 2007, he
received a call from dispatch reporting a sexual assault that had allegedly occurred at 131
Lincoln Avenue. He stated that, because he was on patrol, it ―took him a minute or two to get [to
that address].‖
According to Lt. Gonsalves’s testimony, he knew Stephanie’s father as a resident of the
area; when defense counsel asked him if he had had ―prior interaction‖ with Stephanie’s father,
he responded that he had. Lieutenant Gonsalves testified that, when he arrived at 131 Lincoln
Avenue, at approximately 10:15 p.m., he found the complaining witness’s father sitting on the
ground in the driveway; he described him as distraught, very upset, and in the process of being
consoled by his family. He described the scene outside the house as ―chaotic.‖ Lieutenant
Gonsalves spoke with Stephanie’s father, met with Stephanie’s mother inside the house, and
proceeded to speak with Stephanie. Lieutenant Gonsalves testified that Stephanie was in one
bedroom and that he observed defendant in another bedroom. He stated that, as he prepared to
speak with Stephanie, she appeared to him to be ―scared, afraid, [and] nervous.‖ He added that,
based upon the information he received, he directed one of the other officers on the scene to take
defendant into custody. Lieutenant Gonsalves further testified that Stephanie and her mother
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thereafter came to the police station, where he took a witness statement from the mother only.
He next advised the mother and daughter to seek treatment at a hospital.
D
The Testimony of Dr. Christine Fortin
Christine Fortin, a board-certified pediatrician, testified that Stephanie came to the
Hasbro Children’s Center outpatient clinic on August 22, 2007 for an evaluation at the Sexual
Abuse Clinic. Doctor Fortin testified that, although Stephanie’s mother reported that Stephanie
had been examined in an emergency room on June 30, 2007, Dr. Fortin herself did not examine
Stephanie until August 22 of that year.
Doctor Fortin testified that she ―took a history‖ from both Stephanie and her mother in
order to make medical decisions, such as those about which laboratory tests to perform. She also
testified that it is her practice to ask specific questions of alleged sexual assault victims for the
purposes of deciding which treatments and tests are necessary. Doctor Fortin testified that the
tests performed would be different for alleged digital penetration as contrasted with alleged
penile penetration. According to Dr. Fortin’s testimony, the most common finding in alleged
digital penetration cases would be a ―normal‖ physical exam, which means that there would not
be ―any injuries or other physical evidence.‖ Doctor Fortin explained that a ―normal‖ physical
exam neither rules out nor confirms that sexual abuse has occurred. She testified that, in her
experience treating alleged victims who report digital penetration, approximately 90-95 percent
of alleged victims have a ―normal‖ physical examination. Doctor Fortin testified that Stephanie
told her that she had been digitally penetrated. Then, Dr. Fortin testified as to the examinations
performed on Stephanie and what those examinations entailed. Specifically, Dr. Fortin testified
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that she found a ―normal‖ examination for Stephanie and that she recommended that Stephanie
seek a follow-up with her physician and mental health counseling.
E
The Verdict and Subsequent Motion for New Trial
On Thursday, July 1, 2010, the jury returned with a verdict finding defendant guilty of all
three counts that had been submitted to the jury. Subsequently, on October 18, 2010, the parties
appeared before the trial justice for a hearing on defendant’s motion for a new trial. The trial
justice ultimately denied defendant’s motion.
The trial justice sentenced defendant on March 4, 2011 to the following terms: (1) on
count 1, defendant was sentenced to forty years, with twenty-two years to serve; (2) on count 2,
defendant was sentenced to ten years, with five years to serve; and (3) on count 4, defendant was
sentenced to ten years, with five years to serve. The sentences were to run concurrently, with
credit for time served. The defendant filed a timely notice of appeal.
II
Standard of Review
When a trial justice rules on a motion for a new trial pursuant to Rule 33 of the Superior
Court Rules of Criminal Procedure, he or she ―acts as a thirteenth juror and exercises
independent judgment on the credibility of witnesses and on the weight of the evidence.‖ State
v. Robat, 49 A.3d 58, 70 (R.I. 2012) (internal quotation marks omitted). Acting as the thirteenth
juror, the trial justice has the ―responsibility to conduct an analytical process consisting of at
least three steps.‖ State v. Guerra, 12 A.3d 759, 765 (R.I. 2011). This three step process
requires the trial justice to ―(1) consider the evidence in light of the jury charge, (2)
independently assess the credibility of the witnesses and the weight of the evidence, and then (3)
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determine whether he or she would have reached a result different from that reached by the
jury.‖ State v. Viveiros, 45 A.3d 1232, 1244–45 (R.I. 2012) (internal quotation marks omitted).
Upon the conclusion of the three-step analytical process, if the trial justice ―agrees with the
jury’s verdict or if the evidence is such that reasonable minds could differ as to the outcome, the
motion for a new trial should be denied.‖ State v. Bunnell, 47 A.3d 220, 232 (R.I. 2012)
(internal quotation marks omitted). If, however, the trial justice disagrees with the verdict or
―does not agree that reasonable minds could differ as to the proper disposition of the case,‖
Robat, 49 A.3d at 71 (internal quotation marks omitted), then the trial justice ―is required to
determine whether the verdict is against the fair preponderance of the evidence and fails to do
substantial justice.‖ Id. (internal quotation marks omitted). A trial justice should also include ―a
few sentences of [his or her] reasoning on each point.‖ State v. DiCarlo, 987 A.2d 867, 870 (R.I.
2010) (internal quotation marks omitted). The trial justice, in explaining his or her decision,
―need not refer to all the evidence supporting the decision but need only cite evidence sufficient
to allow this [C]ourt to discern whether the justice has applied the appropriate standards.‖ Id.(alteration in original) (internal quotation marks omitted).
In reviewing a trial justice’s decision on a motion for a new trial, ―we accord [it] great
weight * * * if he or she has articulated sufficient reasoning in support of the ruling.‖ State v.
Texieira, 944 A.2d 132, 140–41 (R.I. 2008); see also State v. Payette, 38 A.3d 1120, 1127 (R.I.
2012). This Court ―employ[s] this deferential standard of review due to the fact that a trial
justice, being present during all phases of the trial, is in an especially good position to evaluate
the facts and to judge the credibility of the witnesses.‖ State v. Adefusika, 989 A.2d 467, 476
(R.I. 2010) (internal quotation marks omitted). Accordingly, ―this Court will not overturn a trial
justice’s determination with regard to such a motion unless we determine that the trial justice
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committed clear error or that he or she overlooked or misconceived material and relevant
evidence [relating] to a critical issue in the case.‖ Id. (alteration in original) (internal quotation
marks omitted).
III
Analysis
On appeal, defendant contends that the trial justice erred in denying his motion for a new
trial due to what he characterizes as a lack of credibility on the part of the complaining witness
and her father and as inconsistencies in the evidence regarding the alleged molestations.
The trial justice summarized the evidence presented by the four witnesses who testified at
trial; she made particular reference to the testimony as to the timing of the alleged sexual
molestations. She also noted how the testimony of Lt. Gonsalves tended to corroborate
Stephanie’s testimony and the testimony about the ―condition‖ of the father.
The trial justice expressly noted that the crucial question for the jury was one of
credibility—and most especially the believability (vel non) of the complaining witness. The trial
justice stated that there was ―no question‖ that ―the facts, if believed, by the jury as to what
[Stephanie] said would satisfy the three elements of the counts before the Court.‖ The trial
justice found that Stephanie was credible and honest in her testimony and ―in her appearance,‖
that the jury believed Stephanie, and, moreover, that her father’s testimony corroborated
Stephanie’s testimony ―in some fashion.‖ With respect to the father’s testimony, the trial justice
found that he was credible and that she did ―not necessarily disbelieve‖ his testimony, although
she did comment that she had the sense that something was ―being left out of the story.‖ Even
taking into account her own observation that something was ―being left out,‖ the trial justice
found that the witnesses were credible, that the jury made a decision in conformity with the
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charge, and that she herself would not have reached a different conclusion. See Texieira, 944
A.2d at 140–42 (discussing the weight afforded a trial justice’s decision on a motion for a new
trial, particularly when the trial justice has articulated his or her reasoning in making that
decision); see also State v. Jensen, 40 A.3d 771, 781 (R.I. 2012) (―We have also * * *
acknowledged that the presence of some inconsistencies between or among utterances of a
witness or witnesses at different points in time does not ipso facto render the testimony unworthy
of belief.‖).
Although defendant challenges the credibility findings of the trial justice, ―[t]he mere fact
that [a] defendant disagrees with the trial justice’s conclusions about credibility is not a sufficient
basis to warrant the granting of a motion for new trial.‖ State v. Ferreira, 21 A.3d 355, 367 (R.I.
2011) (alterations in original) (internal quotation marks omitted). We would further note that the
trial justice, because she was ―present during all phases of the trial, [was] in an especially good
position to evaluate the facts and to judge the credibility of the witnesses.‖ Adefusika, 989 A.2d
at 476 (internal quotation marks omitted). This Court has repeatedly stated that the trial justice
has the benefit of first-hand observation of the witnesses, and we accordingly ―give considerable
deference to the reliability and credibility determinations‖ made by the trial justice. See Jensen,
40 A.3d at 780–81 (discussing the weight accorded by this Court to a trial justice’s credibility
determinations). In our view, the trial justice correctly determined that the main issue in the
motion for a new trial was one of credibility, and she explicitly found that the complaining
witness was credible and honest.
In passing upon defendant’s motion for a new trial, it is clear that the trial justice
completed each of the analytical steps that are called for when a trial justice is presented with a
motion for a new trial. See Viveiros, 45 A.3d at 1244–45 (delineating the three required steps).
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The trial justice summarized the evidence presented at trial in light of the jury charge. In
addition, the trial justice noted that the jury ―obviously considered‖ the arguments made by
defense counsel about the location of the alleged molestation and ―how that physically
happened.‖ The trial justice added that the facts and evidence presented by Stephanie to the jury
during the trial would support the verdict against defendant, ―if believed‖ by the jury.
Additionally, the trial justice independently assessed the credibility of the witnesses and the
weight of the evidence and then determined that she would have reached the same result.
Accordingly, the trial justice quite properly denied defendant’s motion for a new trial. See State
v. Imbruglia, 913 A.2d 1022, 1028 (R.I. 2007) (―If the trial justice concludes that he or she
would have reached the same result as the jury did or that reasonable minds could differ as to the
result, the motion for a new trial must be denied.‖); see also State v. Rosario, 35 A.3d 938, 949
(R.I. 2012).
After a review of the entire record, we perceive no clear legal error on the part of the trial
justice nor misconception of the evidence in her credibility determinations. See Ferreira, 21
A.3d at 367. Accordingly, we hold that the trial justice did not clearly err or misconceive
evidence in denying the defendant’s motion for a new trial.
IV
Conclusion
For the reasons set forth in this opinion, we affirm the judgment of the Superior Court.
The record may be returned to the Superior Court.
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RHODE ISLAND SUPREME COURT CLERK’S OFFICE
Clerk’s Office Order/Opinion Cover Sheet
TITLE OF CASE: State v. José Gonzalez.
CASE NO: No. 2011-194-C.A.
(P1/07-3374A)
COURT: Supreme Court
DATE OPINION FILED: December 7, 2012
JUSTICES: Suttell, C.J., Goldberg, Flaherty, Robinson, and Indeglia JJ.
WRITTEN BY: Associate Justice William P. Robinson III
SOURCE OF APPEAL: Providence County Superior Court
JUDGE FROM LOWER COURT:
Associate Justice Susan E. McGuirl
ATTORNEYS ON APPEAL:
For State: Jane M. McSoley
Department of Attorney General
For Defendant:
Catherine Gibran
Office of the Public Defender