State v. Johnson , 413 S.C. 458 ( 2015 )


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  •                 THE STATE OF SOUTH CAROLINA
    In The Supreme Court
    The State, Petitioner,
    v.
    Brittany Johnson, Respondent.
    Appellate Case No. 2013-002027
    ON WRIT OF CERTIORARI TO THE COURT OF APPEALS
    Appeal From Richland County
    Edward B. Cottingham, Circuit Court Judge
    Opinion No. 27565
    Heard March 4, 2015 – Filed August 19, 2015
    REVERSED
    Attorney General Alan McCrory Wilson, Chief Deputy
    Attorney General John W. McIntosh, Senior Assistant
    Deputy Attorney General Donald J. Zelenka, Assistant
    Attorney General Brendon Jackson McDonald, all of
    Columbia, and Solicitor Jimmy A. Richardson II, of
    Conway, for Petitioner.
    Appellate Defender Benjamin John Tripp, of Columbia,
    for Respondent.
    CHIEF JUSTICE TOAL:         The State appeals the court of appeals' decision
    reversing Respondent Brittany Johnson's conviction for murder and remanding the
    case for a new trial. We reverse the decision of the court of appeals.
    FACTUAL/PROCEDURAL HISTORY
    On July 2, 2008, Brittany Johnson was arrested in Darlington County by
    United States Marshals for the shooting death of Monica Burroughs (the victim),
    which occurred on June 24, 2008, in Horry County.1 Following her apprehension
    and initial incarceration in the Darlington County Detention Center, Johnson was
    transferred to the Conway Police Department in Horry County.
    At trial, the State sought to introduce a videotaped recording of the police's
    interrogation of Respondent after she was arrested, and the court held a Jackson v.
    Denno2 hearing to assess the voluntariness of the statement.
    At the hearing, the State called Officer John King, who testified he and
    another officer interviewed Respondent at the Conway Police Department after she
    was arrested. King testified that the interview lasted approximately thirty minutes,
    and the videotape represented the extent of his interaction with Respondent. King
    testified that Respondent did not appear to be under the influence of alcohol or
    drugs when she gave her statement or to suffer from any mental or physical
    condition that would impair her ability to understand the questions; did not request
    a break from questioning, either to use the restroom or make a telephone call; and
    did not request anything to eat or drink. Further, King testified that he neither
    threatened Respondent, nor made any promises to her during the interrogation.
    King explained that he orally advised Respondent of her rights pursuant to
    Miranda v. Arizona,3 and provided Respondent with an advisement of rights form
    1
    Respondent, then seventeen years old, attacked the unarmed victim while the
    victim was seated in a friend's vehicle, "pistol-whipped" her, and ultimately shot
    her. Two witnesses confirmed the events of the shooting. In her statement to
    police, Respondent described a series of confrontations with the victim in the lead
    up to the shooting.
    2
    
    378 U.S. 368
    (1964).
    3
    
    384 U.S. 436
    (1966).
    that also listed the Miranda warnings. Specifically, King testified that he advised
    Respondent: (1) that she had a right to remain silent; (2) that anything she said
    could be used against her in court; (3) that she had a right to an attorney; (4) that if
    she could not afford an attorney, one would be provided for her prior to any
    questioning; and (5) that if she decided to make a statement, she had the right to
    stop speaking to police at any time. King testified that Respondent waived her
    rights orally and also by initialing and signing the form provided to her.
    King further testified that he specifically asked Respondent if she desired to
    have an attorney present during the questioning, and Respondent replied, "no," and
    otherwise did not invoke her right to counsel during the interview.
    Defense counsel called Respondent to testify. Contrary to King's testimony,
    Respondent testified that she was neither advised of her rights when she was
    arrested in Darlington County, nor when she was "booked" into jail at the
    Darlington County Detention Center, where she waited to be transferred to Horry
    County. However, Respondent testified that she repeatedly asked for an attorney:
    Q. 	   At any point did you ask for an attorney?
    A. 	   Yes, sir . . . . [T]he first time I asked for an attorney was . . .
    while I was being signed over by whoever [sic] that Marshal
    was . . . . that signed my paperwork.
    Q. 	   And who did you ask, the Marshal or the people who were
    waiting to get you?
    A.     T
    he Marshal because at the time I was in, like, a partition where
    it's locked on both sides while he did my fingerprints and . . . .
    signed some paperwork to hand me back over to them.[4]
    Q. 	   Okay. And when you asked this . . . gentleman, what
    specifically did you say regarding an attorney as best you can
    recall?
    A. 	   I just asked him was I going to need an attorney.
    4
    Respondent could not recall any identifying features or names of the arresting
    officers or the two officers who transferred her to Horry County.
    Q. 	   Okay. You asked if you were going to need an attorney?
    A.     	Uh-huh.
    Q. 	   Okay. And what did the Marshal say?
    A. 	   He was pretty sure I would.
    Q. 	   Okay. And after that did you ever ask anyone regarding
    receiving legal assistance?
    A.     	Yes, sir.
    Q. 	   Okay. And tell the Court about that. When and what were the
    circumstances under which you made that request?
    A. 	   When we got back to Conway, upon entering the . . . police
    department . . . , I thought . . . I would just be, like, booked in
    and then put in jail but when I got there and they opened up the
    door to the interview room and when I went in there, I realized
    what was going on, and I said, "I need an attorney for this, don't
    I?"
    Q.     	Uh-huh.
    A. 	   And I said, "I need an attorney for this."
    Q.     	All right.
    A. 	   And their response was, "The Judge will . . . take care of that.
    When you get downtown, he issues a warrant."
    Q.     	Uh-huh.
    A. 	   And that was the end of that.
    Q. 	   So, you said, "I need an attorney for this."
    ....
    Q. 	   And once you received that response, once you requested an
    attorney and were told that the Judge would take care of it later,
    did you believe you had the right at that point to not answer any
    questions?
    A. 	   I was under the impression that it was okay. It was okay to talk.
    During cross-examination, the State sought to discredit Respondent's
    testimony by eliciting testimony that she was experienced with the criminal justice
    system and had been represented by counsel in the past in the juvenile justice
    system. In addition, Respondent acknowledged that despite understanding her
    rights, she wished to waive them at that time, and further confirmed the recorded
    statement displayed her telling officers that she wished to waive her rights.
    Based on this testimony, the trial court determined "beyond a reasonable
    doubt . . . that the confession or statement obtained by the defendant was freely and
    voluntarily given and that the same was given without duress, without coercion and
    without undue influence and without any threats, inducements or hope of reward."
    Moreover, the trial court found that Respondent,
    in compliance with Miranda v. Arizona[,] was advised of her
    constitutional rights; that is, the right to have an attorney present with
    her during the interview and the interrogation; that the Court would
    appoint an attorney for her if she was without funds to employ one
    without cost to her; that she had the right to remain silent; that she had
    the right to terminate after the interrogation at any time and not to
    answer any questions and that anything the defendant said could be
    used against her as evidenced in this case.
    Finally, the trial court found that Respondent "knowingly[] understood these rights
    and intelligently waived such rights under the Fifth Amendment to remain silent
    and to have counsel present with her at the interview and interrogation," that "the
    decision to make the statement was a product of the defendant's own unfettered
    will," and that Respondent "had the capacity to comprehend the meaning and
    effects of waiving her constitutional rights." Therefore, the trial court found that
    the statement, if offered during trial, would be admitted into evidence.
    Defense counsel objected to the ruling, explaining that it was
    "uncontradicted" that Respondent specifically said "I need an attorney for this" to a
    member of law enforcement, and therefore, the interviewing officers had no legal
    right to question Respondent "unless and until [Respondent] indicate[d] that [she]
    wish[ed] to speak." Consequently, defense counsel argued that the statement
    should not be admitted into evidence because Respondent invoked her right to
    counsel. On the other hand, the State argued that there was no evidence—other
    than Respondent's own testimony—that Respondent invoked her right to counsel,
    emphasizing Respondent's subsequent waiver of her rights and the videotaped
    interview in which she never invoked her right to counsel.
    The trial court concluded that Respondent's testimony regarding her
    invocation of her right to counsel was "simply not plausible in that with Officer
    King she had ample opportunity to express her desire for . . . an attorney . . . ,
    indicated not only on Mr. King's testimony but on the video itself," and therefore,
    his ruling regarding the voluntariness of Respondent's statement would remain in
    effect.
    The State subsequently introduced Respondent's videotaped statement at
    trial over defense counsel's objection.5 In her recorded statement, Respondent
    admitted she hit the victim with a gun before shooting her. The jury ultimately
    found Respondent guilty of murder, and the trial court sentenced her to thirty years'
    imprisonment.
    Respondent appealed to the court of appeals. On appeal, she argued, inter
    alia, that the trial court erred in admitting her statement to police into evidence
    after she invoked her right to counsel. Specifically, Respondent, citing Edwards v.
    Arizona, 
    451 U.S. 477
    (1981), argued that because she allegedly invoked her right
    to counsel while in custody, the trial court—despite finding her testimony "not
    plausible"—erred in finding she knowingly, freely and voluntarily, waived her
    Miranda rights as required in a pretrial Jackson v. Denno hearing.
    Without discussion, the court of appeals reversed and remanded
    Respondent's conviction, finding the trial court erred in admitting Respondent's
    statement to police. See State v. Johnson, No. 2013-UP-288 (S.C. Ct. App. June
    26, 2013) (citing State v. Wannamaker, 
    346 S.C. 495
    , 499, 
    552 S.E.2d 284
    , 286
    5
    The testimony surrounding the voluntariness of Respondent's statement that the
    jury heard was similar to the testimony adduced at the Jackson v. Denno hearing.
    (2001) ("If a suspect invokes her right to counsel, police interrogation must cease
    unless the suspect herself initiates further communication with police."); State v.
    Franklin, 
    299 S.C. 133
    , 137, 
    382 S.E.2d 911
    , 913 (1989) (noting the State has the
    burden to prove a defendant validly waived his Miranda rights); State v.
    Middleton, 
    288 S.C. 21
    , 25, 
    339 S.E.2d 692
    , 694 (1986) (noting the trial court must
    make an affirmative finding that there was no violation of Miranda during a
    Jackson v. Denno hearing before admitting a statement into evidence).
    On appeal, the State asserts that the court of appeals (1) applied an incorrect
    appellate standard of review in assessing the trial judge's factual findings, (2) erred
    in reversing the trial court's ruling where Respondent was not being interrogated
    when she inquired about counsel and did not unequivocally invoke her right to
    counsel, and (3) failed to consider if Respondent was prejudiced by the admission
    of the evidence.
    STANDARD OF REVIEW
    In criminal cases, the appellate court sits to review errors of law only. State
    v. Baccus, 
    367 S.C. 41
    , 48, 
    625 S.E.2d 216
    , 220 (2006). The admission or
    exclusion of evidence rests in the sound discretion of the trial judge, and will not
    be reversed on appeal absent an abuse of discretion. State v. Gaster, 
    349 S.C. 545
    ,
    557, 
    564 S.E.2d 87
    , 93 (2002) (citation omitted); see also State v. Kelly, 
    319 S.C. 173
    , 176, 
    460 S.E.2d 368
    , 370 (1995) ("A trial judge has considerable latitude in
    ruling on the admissibility of evidence and his rulings will not be disturbed absent
    a showing of probable prejudice." (citation omitted)). "An abuse of discretion
    occurs when the trial court's ruling is based on an error of law or, when grounded
    in factual conclusions, is without evidentiary support." State v. Jennings, 
    394 S.C. 473
    , 477–78, 
    716 S.E.2d 91
    , 93 (2011) (quoting Clark v. Cantrell, 
    339 S.C. 369
    ,
    389, 
    529 S.E.2d 528
    , 539 (2000)).
    LAW/ANALYSIS
    With respect to the dispositive issue on appeal, the State asks this Court to
    reverse the decision of the court of appeals because the trial court, as the
    preliminary fact-finder in a pre-trial evidentiary hearing, determined that
    Respondent's testimony was not credible, and the court of appeals was required
    under the applicable standard of review to accept this finding unless unsupported
    by the evidence. On the other hand, Respondent argues the trial court abused its
    discretion by employing a rule that responding to police questioning without an
    attorney precludes the possibility that a defendant requested an attorney before the
    questioning.
    When analyzing a criminal defendant's invocation of her right to counsel, a
    trial court must make two separate inquiries:
    First, courts must determine whether the accused actually invoked his
    right to counsel. See, e.g., Edwards v. 
    Arizona, 451 U.S., at 484
    –85
    (whether accused "expressed his desire" for, or "clearly asserted" his
    right to, the assistance of counsel); Miranda v. 
    Arizona, 384 U.S. at 444
    –45 (whether accused "indicate[d] in any manner and at any stage
    of the process that he wish[ed] to consult with an attorney before
    speaking"). Second, if the accused invoked his right to counsel, courts
    may admit his responses to further questioning only on finding that he
    (a) initiated further discussions with the police, and (b) knowingly and
    intelligently waived the right he had invoked. Edwards v. 
    Arizona, 451 U.S. at 485
    , 486, n.9.
    Smith v. Illinois, 
    469 U.S. 91
    , 95 (1984) (per curiam).
    Because the trial court found Respondent's testimony that she actually
    invoked her right to counsel was "simply not plausible"—or lacked credibility—
    Petitioner cannot satisfy the first prong of the inquiry.6
    Credibility findings are treated as factual findings, and therefore, the
    appellate inquiry is limited to reviewing whether the trial court's factual findings
    are supported by any evidence in the record. See, e.g., State v. Banda, 
    371 S.C. 245
    , 251, 
    639 S.E.2d 36
    , 39 (2006) (stating that in preliminary evidentiary matters,
    appellate court review is limited to reviewing whether the trial court's factual
    findings are supported by any evidence in the record). Moreover, it is well-
    established under South Carolina law that credibility determinations are entitled to
    6
    If an accused invokes her right to counsel, she may only be questioned thereafter
    in the presence of counsel, and her responses to further questioning outside the
    presence of counsel are admissible only if she initiates further questioning and then
    knowingly and intelligently waives her previously invoked right to counsel. See,
    e.g., Smith v. 
    Illinois, 469 U.S. at 94
    –99. Here, the State admits that if the Court
    found Respondent clearly and unequivocally invoked her right to counsel, then the
    subsequent statement to police would have been inadmissible.
    great deference. See, e.g., State v. Cutro, 
    332 S.C. 100
    , 117, 
    504 S.E.2d 324
    , 333
    (1998) (Toal, J., dissenting) ("On appeal, [the appellate court is] to ascertain
    whether the trial court abused its discretion in admitting the evidence. Our task is
    not to engage in a de novo review of the evidence. Nor are we to usurp the
    authority of the trial court by attempting to judge the credibility of witnesses. The
    determination of credibility must be left to the trial judge who saw and heard the
    witnesses and is therefore in a better position to evaluate their veracity." (citations
    omitted)); Sumpter v. State, 
    312 S.C. 221
    , 224, 
    439 S.E.2d 842
    , 844 (1994)
    ("Because the trial court's findings . . . rest largely on his evaluation of demeanor
    and credibility, those findings are given great deference.").
    Here, the trial court's finding that Respondent lacked credibility is supported
    by the record. Not only did the trial court find that Respondent's testimony was not
    credible in assessing Respondent's actual demeanor on the witness stand, we note
    that Respondent could not recall with much specificity where or to whom she
    invoked her right to counsel, and fumbled in her responses as to whether her
    request was unequivocal. Cf. State v. Stephenson, 
    878 S.W.2d 530
    , 547 (Tenn.
    1994) (finding the trial court did not err when it found defendant's testimony that
    he requested counsel was not credible); Thomas v. State, 
    738 S.E.2d 571
    , 574 (Ga.
    2013) (affirming the trial court's ruling that testimony by the accused during a
    Jackson v. Denno hearing that he invoked his right to counsel both before and
    during his interview was not credible). Further, there is no requirement under the
    law that the trial court must believe a criminal defendant's version of events. See
    State v. Boone, 
    228 S.C. 438
    , 444, 
    90 S.E.2d 640
    , 643 (1955), overruled on other
    grounds by State v. Torrence, 
    305 S.C. 45
    , 
    406 S.E.2d 315
    (1991) (stating that
    when deciding preliminary questions of admissibility, the trial court is "not bound
    to accept as true the defendant's testimony" (citation omitted)); Black v. Hodge,
    
    306 S.C. 196
    , 198, 
    410 S.E.2d 595
    , 596 (Ct. App. 1991) ("The fact that testimony
    is not contradicted directly does not render it undisputed." (citation omitted)). The
    practical effect of the trial court's finding that Respondent lacked credibility is that
    no invocation (either equivocal or unequivocal) occurred, as there was no other
    evidence that Respondent invoked her right to counsel prior to giving her
    statement.
    Because the effect of the credibility finding is that Respondent did not
    unequivocally invoke her right to counsel, we further uphold the trial court's
    finding that Respondent's statement was voluntary. See Berghuis v. Thompkins,
    
    560 U.S. 370
    , 382 (2010) ("Even absent the accused's invocation of the right to
    remain silent, the accused's statement during a custodial interrogation is
    inadmissible at trial unless the prosecution can establish that the accused 'in fact
    knowingly and voluntarily waived [Miranda] rights' when making the statement.")
    (quoting North Carolina v. Butler, 
    441 U.S. 369
    , 373 (1979))).7
    CONCLUSION
    For the foregoing reasons, the decision of the court of appeals is
    REVERSED.
    PLEICONES, BEATTY, KITTREDGE and HEARN, JJ., concur.
    7
    We need not reach the issues of whether Respondent was subjected to custodial
    interrogation when she allegedly invoked her right to counsel and whether
    Respondent was prejudiced by the trial court's admission of the videotape at trial
    because the credibility issue is dispositive. See Futch v. McAllister Towing of
    Georgetown, Inc., 
    355 S.C. 598
    , 
    578 S.E.2d 591
    (1999).