Hughes v. State ( 2016 )

THIS OPINION HAS NO PRECEDENTIAL VALUE. IT SHOULD NOT BE
CITED OR RELIED ON AS PRECEDENT IN ANY PROCEEDING
EXCEPT AS PROVIDED BY RULE 268(d)(2), SCACR.
THE STATE OF SOUTH CAROLINA
In The Court of Appeals
Herman Lee Hughes, Jr., Petitioner,
v.
State of South Carolina, Respondent.
Appellate Case No. 2010-167667
Appeal From Calhoun County
Diane Schafer Goodstein, Circuit Court Judge
Unpublished Opinion No. 2016-UP-178
Heard March 9, 2016 – Filed April 13, 2016
REVERSED AND REMANDED
Appellate Defender Robert M. Pachak, of Columbia, for
Petitioner.
Attorney General Alan McCrory Wilson, Chief Deputy
Attorney General John W. McIntosh, and Senior
Assistant Deputy Attorney General Donald J. Zelenka, all
of Columbia, for Respondent.
PER CURIAM: Herman Lee Hughes, Jr. appeals the summary dismissal of his
2007 application for post-conviction relief (PCR), arguing this court should
remand the case to the PCR court for a hearing to determine whether he knowingly
and voluntarily waived the right to appeal the denial of his 1998 PCR application.
We reverse and remand.
On May 26, 1994, a Calhoun County grand jury indicted Hughes for murder,
armed robbery, assault and battery with intent to kill (ABWIK), and grand larceny.
After a hearing, the family court granted the State's petition to transfer the action
and waived jurisdiction to the court of general sessions for Hughes—then only
sixteen years of age—to be tried as an adult. Following trial, a jury convicted
Hughes on all indicted charges, and the circuit court thereafter sentenced him to
death for murder, twenty-five years consecutive for armed robbery, twenty-five
years consecutive for ABWIK, and five years concurrent for grand larceny. Our
supreme court then affirmed his convictions on direct appeal. State v. Hughes, 328
S.C. 146, 148, 493 S.E.2d 821, 821 (1997), cert. denied, 523 U.S. 1097 (1998).
Hughes filed his first PCR application in 1998, raising numerous grounds of
alleged ineffective assistance of counsel. The PCR court denied his application in
an order dated December 8, 2000. Nevertheless, the PCR court subsequently
issued an order granting Hughes's request to stay the proceedings pending the
outcome of a case before the U.S. Supreme Court concerning whether a person
who commits murder while under the age of eighteen may be sentenced to death.
During the stay, the Court resolved the issue in Roper v. Simmons, 543 U.S. 551,
568 (2005), holding a person under the age of eighteen who is convicted of murder
may not be sentenced to death. In light of Roper, the PCR court vacated Hughes's
death sentence and granted a new sentencing proceeding. After a hearing, the
circuit court resentenced Hughes to life in prison on the murder charge.
In 2007, Hughes filed his second PCR application, raising the following claims for
ineffective assistance of counsel: (1) trial counsel failed to strike jurors who had
personal knowledge of the case for which he was on trial, (2) trial counsel failed to
impeach witness testimony for perjury, and (3) trial counsel failed to have him
psychologically evaluated prior to him being tried as an adult.
Thereafter, the State filed a motion to dismiss, arguing the 2007 PCR application
was successive to the 1998 PCR application challenging the same convictions.
The second PCR court agreed and issued a conditional order of dismissal based
upon its finding that Hughes's 2007 application was successive. In his response to
the conditional order of dismissal, Hughes argued the following:
The issues raised by the applicant were ruled upon by a
prior judge. But each issue was inadequately raised.
Furthermore the applicant's right to appeal these issues to
a higher court was involuntarily waived. Upon the prior
PCR judge's ruling on the issues in this case, the
applicant's case was placed on hold, for a ruling from the
United States Supreme Court, regarding children being
put to death in this country. Upon a favorable ruling, the
applicant was removed from death row and resentenced.
What the applicant places emphasis on here is that he
never waived his right to continue challenging his
conviction. Therefore the applicant should have a
rehearing on the issues presented, and for this court to
rule on whether or not the applicant should be allowed to
pursue an appeal from the prior PCR ruling or from a
new ruling of this court. All the applicant seeks is his
full one bite at the apple.
The second PCR court found Hughes failed to make a sufficient showing as to why
the conditional order should not be final and dismissed his 2007 PCR application.
On July 16, 2010, Hughes filed a notice of appeal, pro se, and offered an
explanation—pursuant to Rule 243(c), SCACR—as to why the second PCR court
erred in finding his application successive. Appointed counsel subsequently filed a
petition for a writ of certiorari on Hughes's behalf, pursuant to Johnson v. State,
294 S.C. 310, 364 S.E.2d 201 (1988), asserting the sole arguable ground was
"[w]hether [Hughes]'s case should be remanded to determine if he knowingly and
intelligently waived his right to appeal the denial of his first [PCR] action." This
court denied counsel's motion to be relieved and directed the parties to address the
issue raised in the Johnson petition. Subsequently, this court granted Hughes's
petition for a writ of certiorari to review the second PCR court's decision in an
order dated December 12, 2014.
Section 17-27-70 of the South Carolina Code (2014) sets forth the procedure for
summary dismissal of a PCR application as follows:
(b) When a [PCR] court is satisfied, on the basis of the
application, the answer or motion, and the record, that the
applicant is not entitled to [PCR] and no purpose would
be served by any further proceedings, it may indicate to
the parties its intention to dismiss the application and its
reasons for so doing. The applicant shall be given an
opportunity to reply to the proposed dismissal. In light of
the reply, or on default thereof, the court may order the
application dismissed or grant leave to file an amended
application or direct that the proceedings otherwise
continue. Disposition on the pleadings and record is not
proper if there exists a material issue of fact.
(c) The [PCR] court may grant a motion by either party
for summary disposition of the application when it
appears from the pleadings, depositions and admissions
and agreements of fact, together with any affidavits
submitted, that there is no genuine issue of material fact
and the moving party is entitled to judgment as a matter
of law.
If a PCR applicant alleges specific instances of ineffective assistance of counsel
and the record before the PCR court does not conclusively refute those allegations,
then a question of fact arises that can only be resolved by a hearing. Delaney v.
State, 269 S.C. 555, 556, 238 S.E.2d 679, 679 (1977) (per curiam). "Summary
dismissal of a PCR application without a hearing is appropriate only when (1) it is
apparent on the face of the application that there is no need for a hearing to
develop any facts and (2) the applicant is not entitled to relief." Pelzer v. State,
378 S.C. 516, 519, 662 S.E.2d 618, 619 (Ct. App. 2008). "When considering the
State's motion for summary dismissal of an application for PCR, a [court] must
assume facts presented by an applicant are true and view those facts in the light
most favorable to the applicant." Wilson v. State, 348 S.C. 215, 217, 559 S.E.2d
581, 582 (2002). "Likewise, this court must view the facts in the same fashion
when reviewing the appropriateness of a dismissal." Pelzer, 378 S.C. at 519, 662
S.E.2d at 619.
Our courts have consistently held a PCR applicant is "entitled to a full and fair
opportunity to present claims in one PCR application." Odom v. State, 337 S.C.
256, 261, 523 S.E.2d 753, 755 (1999). In other words, an "applicant is entitled to
one full bite at the apple." Brannon v. State, 345 S.C. 437, 440 n.1, 548 S.E.2d
866, 867 n.1 (2001). South Carolina law "forbids a successive PCR application
unless an applicant can point to a 'sufficient reason' why the new grounds for relief
[the applicant] asserts were not raised[] or were not raised properly." Aice v. State,
305 S.C. 448, 450, 409 S.E.2d 392, 394 (1991).
"Successive PCR applications and appeals are generally disfavored because they
allow an applicant to receive more than 'one bite at the apple as it were.'" Graham
v. State, 378 S.C. 1, 3, 661 S.E.2d 337, 338 (2008) (quoting Odom, 337 S.C. at
261, 523 S.E.2d at 755). "A successive PCR application is one that raises grounds
not raised in a prior application, raises grounds previously heard and determined,
or raises grounds waived in prior proceedings." Odom, 337 S.C. at 261, 523
S.E.2d at 755. "[T]o be entitled to a successive PCR application, the applicant
must establish that the grounds raised in the subsequent application could not have
been raised in the previous application." Id. "[A]s long as it was possible to raise
[an] argument in [the] first PCR application, an applicant may not raise it in a
successive application." Aice, 305 S.C. at 450, 409 S.E.2d at 394.
Our courts have "allowed successive PCR applications where the applicant has
been denied complete access to the appellate process." Odom, 337 S.C. at 261, 523
S.E.2d at 755. "The right to seek appellate review of the denial of PCR is
expressly authorized by state law." Austin v. State, 305 S.C. 453, 454, 409 S.E.2d
395, 396 (1991) (citing S.C. Code Ann. § 17-27-100 (1985)). "A PCR applicant is
entitled to an Austin appeal if the PCR [court] affirmatively finds either[] (1) the
applicant requested and was denied an opportunity to seek appellate review[,] or
(2) the right to appellate review of a previous PCR order was not knowingly and
intelligently waived." Odom, 337 S.C. at 262, 523 S.E.2d at 756.
"[T]o determine whether a waiver is effective, the court examines the particular
facts and circumstances surrounding the case, including the background,
experience, and conduct of the accused." Narciso v. State, 397 S.C. 24, 33, 723
S.E.2d 369, 373 (2012). "A defendant's knowing and voluntary waiver of statutory
or constitutional rights must be established by a complete record, and may be
accomplished by [a] colloquy between [the] court and defendant, between [the]
court and defendant's counsel, or both." Brannon, 345 S.C. at 439, 548 S.E.2d at
867.
We find the second PCR court erred in summarily dismissing Hughes's 2007 PCR
application without holding an evidentiary hearing to determine whether he
voluntarily waived the right to appeal the first PCR court's order. Viewing the
facts in a light most favorable to Hughes, we find his response to the conditional
order sufficiently raised an issue of fact that could entitle him to relief. See Pelzer,
378 S.C. at 519, 662 S.E.2d at 619 (stating an appellate court reviewing the PCR
court's summary dismissal of an application "must assume facts presented by an
applicant are true and view those facts in the light most favorable to the
applicant"); Odom, 337 S.C. at 262, 523 S.E.2d at 756 (stating an "applicant is
entitled to an Austin appeal if the PCR [court] affirmatively finds either[] (1) the
applicant requested and was denied an opportunity to seek appellate review[,] or
(2) the right to appellate review of a previous PCR order was not knowingly and
intelligently waived"). Further, the record does not indicate whether Hughes
waived his right to appeal the dismissal of his first PCR application. See Brannon,
345 S.C. at 439, 548 S.E.2d at 867 (stating "[a] defendant's knowing and voluntary
waiver of statutory or constitutional rights must be established by a complete
record"). Because Hughes raised an issue of fact for which he may be entitled to
relief and the record does not indicate whether he waived the right to appeal, we
find the PCR court erred in summarily dismissing his 2007 PCR application.
Accordingly, we reverse the second PCR court's summary dismissal of Hughes's
PCR application and remand solely for a hearing to determine whether he
knowingly and voluntarily waived his right to appeal the first PCR court's order.
REVERSED AND REMANDED.
WILLIAMS, LOCKEMY, and MCDONALD, JJ., concur.