Susan B. Anthony List v. Driehaus , 134 S. Ct. 2334 ( 2014 )


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  • (Slip Opinion)              OCTOBER TERM, 2013                                       1
    Syllabus
    NOTE: Where it is feasible, a syllabus (headnote) will be released, as is
    being done in connection with this case, at the time the opinion is issued.
    The syllabus constitutes no part of the opinion of the Court but has been
    prepared by the Reporter of Decisions for the convenience of the reader.
    See United States v. Detroit Timber & Lumber Co., 
    200 U. S. 321
    , 337.
    SUPREME COURT OF THE UNITED STATES
    Syllabus
    SUSAN B. ANTHONY LIST ET AL. v. DRIEHAUS ET AL.
    CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR
    THE SIXTH CIRCUIT
    No. 13–193.      Argued April 22, 2014—Decided June 16, 2014
    Respondent Driehaus, a former Congressman, filed a complaint with
    the Ohio Elections Commission alleging that petitioner Susan B. An-
    thony List (SBA) violated an Ohio law that criminalizes certain false
    statements made during the course of a political campaign. Specifi-
    cally, Driehaus alleged that SBA violated the law when it stated that
    his vote for the Patient Protection and Affordable Care Act (ACA)
    was a vote in favor of “taxpayer funded abortion.” After Driehaus
    lost his re-election bid, the complaint was dismissed, but SBA contin-
    ued to pursue a separate suit in Federal District Court challenging
    the law on First Amendment grounds. Petitioner Coalition Opposed
    to Additional Spending and Taxes (COAST) also filed a First
    Amendment challenge to the Ohio law, alleging that it had planned
    to disseminate materials presenting a similar message but refrained
    due to the proceedings against SBA. The District Court consolidated
    the two lawsuits and dismissed them as nonjusticiable, concluding
    that neither suit presented a sufficiently concrete injury for purposes
    of standing or ripeness. The Sixth Circuit affirmed on ripeness
    grounds.
    Held: Petitioners have alleged a sufficiently imminent injury for Article
    III purposes. Pp. 7–18.
    (a) To establish Article III standing, a plaintiff must show, inter
    alia, an “injury in fact,” which must be “concrete and particularized”
    and “actual or imminent, not ‘conjectural’ or ‘hypothetical.’ ” Lujan v.
    Defenders of Wildlife, 
    504 U. S. 555
    , 560. When challenging a law
    prior to its enforcement, a plaintiff satisfies the injury-in-fact re-
    quirement where he alleges “an intention to engage in a course of
    conduct arguably affected with a constitutional interest, but pro-
    scribed by a statute, and there exists a credible threat of prosecution
    2               SUSAN B. ANTHONY LIST v. DRIEHAUS
    Syllabus
    thereunder.” Babbitt v. Farm Workers, 
    442 U. S. 289
    , 298. Pp. 7–11.
    (b) Petitioners have alleged a credible threat of enforcement of the
    Ohio law. Pp. 11–17.
    (1) Petitioners have alleged “an intention to engage in a course of
    conduct arguably affected with a constitutional interest” by pleading
    specific statements they intend to make in future election cycles.
    Pp. 11–12.
    (2) Petitioners’ intended future conduct is also “arguably . . . pro-
    scribed by [the] statute.” The Ohio false statement statute sweeps
    broadly, and a panel of the Ohio Elections Commission already found
    probable cause to believe that SBA violated the law when it made
    statements similar to those petitioners plan to make in the future.
    Golden v. Zwickler, 
    394 U. S. 103
    , is distinguishable; the threat of
    prosecution under an electoral leafletting ban in that case was wholly
    conjectural because the plaintiff’s “sole concern” related to a former
    Congressman who was unlikely to run for office again. Here, by con-
    trast, petitioners’ speech focuses on the broader issue of support for
    the ACA, not on the voting record of a single candidate. Nor does
    SBA’s insistence that its previous statements were true render its
    fears of enforcement misplaced. After all, that insistence did not pre-
    vent the Commission from finding probable cause for a violation the
    first time. Pp. 12–13.
    (3) Finally, the threat of future enforcement is substantial.
    There is a history of past enforcement against petitioners. Past en-
    forcement against the same conduct is good evidence that the threat
    of enforcement is not “ ‘chimerical.’ ” Steffel v. Thompson, 
    415 U. S. 452
    , 459. The credibility of that threat is bolstered by the fact that a
    complaint may be filed with the State Commission by “any person,”
    
    Ohio Rev. Code Ann. §3517.153
    (A), not just a prosecutor or agency.
    The threatened Commission proceedings are of particular concern
    because of the burden they impose on electoral speech. Moreover, the
    target of a complaint may be forced to divert significant time and re-
    sources to hire legal counsel and respond to discovery requests in the
    crucial days before an election. But this Court need not decide
    whether the threat of Commission proceedings standing alone is suf-
    ficient; here, those proceedings are backed by the additional threat of
    criminal prosecution. Pp. 14–17.
    (c) The Sixth Circuit separately considered two other “prudential
    factors”: “fitness” and “hardship.” This Court need not resolve the
    continuing vitality of the prudential ripeness doctrine in this case be-
    cause those factors are easily satisfied here. See Lexmark Int’l, Inc.
    v. Static Control Components, Inc., 572 U. S. ___. Pp. 17–18.
    
    525 Fed. Appx. 415
    , reversed and remanded.
    THOMAS, J., delivered the opinion for a unanimous Court.
    Cite as: 573 U. S. ____ (2014)                              1
    Opinion of the Court
    NOTICE: This opinion is subject to formal revision before publication in the
    preliminary print of the United States Reports. Readers are requested to
    notify the Reporter of Decisions, Supreme Court of the United States, Wash-
    ington, D. C. 20543, of any typographical or other formal errors, in order
    that corrections may be made before the preliminary print goes to press.
    SUPREME COURT OF THE UNITED STATES
    _________________
    No. 13–193
    _________________
    SUSAN B. ANTHONY LIST, ET AL., PETITIONERS v.
    STEVEN DRIEHAUS ET AL.
    ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
    APPEALS FOR THE SIXTH CIRCUIT
    [June 16, 2014]
    JUSTICE THOMAS delivered the opinion of the Court.
    Petitioners in this case seek to challenge an Ohio stat-
    ute that prohibits certain “false statements” during the
    course of a political campaign. The question in this case
    is whether their preenforcement challenge to that law is
    justiciable—and in particular, whether they have alleged a
    sufficiently imminent injury for the purposes of Article III.
    We conclude that they have.
    I
    The Ohio statute at issue prohibits certain “false state-
    ment[s]” “during the course of any campaign for nomina-
    tion or election to public office or office of a political party.”
    
    Ohio Rev. Code Ann. §3517.21
    (B) (Lexis 2013). As rele-
    vant here, the statute makes it a crime for any person to
    “[m]ake a false statement concerning the voting record of a
    candidate or public official,” §3517.21(B)(9), or to “[p]ost,
    publish, circulate, distribute, or otherwise disseminate a
    false statement concerning a candidate, either knowing
    the same to be false or with reckless disregard of whether
    2               SUSAN B. ANTHONY LIST v. DRIEHAUS
    Opinion of the Court
    it was false or not,” §3517.21(B)(10).1
    “[A]ny person” acting on personal knowledge may file a
    complaint with the Ohio Elections Commission (or Com-
    mission) alleging a violation of the false statement statute.
    §3517.153(A) (Lexis Supp. 2014). If filed within 60 days
    of a primary election or 90 days of a general election, the
    complaint is referred to a panel of at least three Commis-
    sion members. §§3517.156(A), (B)(1) (Lexis 2013). The
    panel must then hold an expedited hearing, generally
    within two business days, §3517.156(B)(1), to determine
    whether there is probable cause to believe the alleged
    violation occurred, §3517.156(C). Upon a finding of proba-
    ble cause, the full Commission must, within 10 days, hold
    a hearing on the complaint. §3517.156(C)(2); see also Ohio
    Admin. Code §3517–1–10(E) (2008).
    The statute authorizes the full Commission to subpoena
    witnesses and compel production of documents. 
    Ohio Rev. Code Ann. §3517.153
    (B) (Lexis Supp. 2014). At the full
    hearing, the parties may make opening and closing state-
    ments and present evidence. Ohio Admin. Code §§3517–
    1–11(B)(2)(c), (d), (g). If the Commission determines by
    “clear and convincing evidence” that a party has violated
    ——————
    1 Section
    3517.21(B) provides in relevant part:
    “No person, during the course of any campaign for nomination or
    election to public office or office of a political party, by means of cam-
    paign materials, including sample ballots, an advertisement on radio or
    television or in a newspaper or periodical, a public speech, press re-
    lease, or otherwise, shall knowingly and with intent to affect the
    outcome of such campaign do any of the following:
    .            .               .           .              .
    “(9) Make a false statement concerning the voting record of a candi-
    date or public official;
    “(10) Post, publish, circulate, distribute, or otherwise disseminate a
    false statement concerning a candidate, either knowing the same to be
    false or with reckless disregard of whether it was false or not, if the
    statement is designed to promote the election, nomination, or defeat of
    the candidate.”
    Cite as: 573 U. S. ____ (2014)            3
    Opinion of the Court
    the false statement law, the Commission “shall” refer the
    matter to the relevant county prosecutor. 
    Ohio Rev. Code Ann. §§3517.155
    (D)(1)–(2) (Lexis Supp. 2014). Alterna-
    tively, the Commission’s regulations state that it may
    simply issue a reprimand. See Ohio Admin. Code §3517–
    1–14(D). Violation of the false statement statute is a first-
    degree misdemeanor punishable by up to six months of
    imprisonment, a fine up to $5,000, or both. 
    Ohio Rev. Code Ann. §§3599.40
     (Lexis 2013), 3517.992(V) (Lexis
    Supp. 2014). A second conviction under the false state-
    ment statute is a fourth-degree felony that carries a man-
    datory penalty of disfranchisement. §3599.39.
    II
    Petitioner Susan B. Anthony List (SBA) is a “pro-life
    advocacy organization.” 
    525 Fed. Appx. 415
    , 416 (CA6
    2013). During the 2010 election cycle, SBA publicly criti-
    cized various Members of Congress who voted for the
    Patient Protection and Affordable Care Act (ACA). In
    particular, it issued a press release announcing its plan to
    “educat[e] voters that their representative voted for a
    health care bill that includes taxpayer-funded abortion.”
    App. 49–50. The press release listed then-Congressman
    Steve Driehaus, a respondent here, who voted for the
    ACA. SBA also sought to display a billboard in Driehaus’
    district condemning that vote. The planned billboard
    would have read: “Shame on Steve Driehaus! Driehaus
    voted FOR taxpayer-funded abortion.” 
    Id., at 37
    . The
    advertising company that owned the billboard space re-
    fused to display that message, however, after Driehaus’
    counsel threatened legal action.
    On October 4, 2010, Driehaus filed a complaint with the
    Ohio Elections Commission alleging, as relevant here, that
    SBA had violated §§3517.21(B)(9) and (10) by falsely
    4             SUSAN B. ANTHONY LIST v. DRIEHAUS
    Opinion of the Court
    stating that he had voted for “taxpayer-funded abortion.”2
    Because Driehaus filed his complaint 29 days before the
    general election, a Commission panel held an expedited
    hearing. On October 14, 2010, the panel voted 2 to 1 to
    find probable cause that a violation had been committed.
    The full Commission set a hearing date for 10 business
    days later, and the parties commenced discovery.
    Driehaus noticed depositions of three SBA employees as
    well as individuals affiliated with similar advocacy groups.
    He also issued discovery requests for all evidence that
    SBA would rely on at the Commission hearing, as well as
    SBA’s communications with allied organizations, political
    party committees, and Members of Congress and their
    staffs.
    On October 18, 2010—after the panel’s probable-cause
    determination, but before the scheduled Commission
    hearing—SBA filed suit in Federal District Court, seek-
    ing declaratory and injunctive relief on the ground that
    §§3517.21(B)(9) and (10) violate the First and Fourteenth
    Amendments of the United States Constitution. The
    District Court stayed the action under Younger v. Harris,
    
    401 U. S. 37
     (1971), pending completion of the Commission
    proceedings. The Sixth Circuit denied SBA’s motion for an
    injunction pending appeal. Driehaus and SBA eventually
    agreed to postpone the full Commission hearing until after
    the election.
    When Driehaus lost the election in November 2010, he
    moved to withdraw his complaint against SBA. The
    Commission granted the motion with SBA’s consent. Once
    the Commission proceedings were terminated, the District
    Court lifted the stay and SBA amended its complaint. As
    ——————
    2 The dispute about the falsity of SBA’s speech concerns two different
    provisions of the ACA: (1) the subsidy to assist lower income individ-
    uals in paying insurance premiums, and (2) the direct appropriation of
    federal money for certain health programs such as community health
    centers. See Brief for Petitioners 4–5.
    Cite as: 573 U. S. ____ (2014)                   5
    Opinion of the Court
    relevant here, the amended complaint alleged that 
    Ohio Rev. Code Ann. §§3517.21
    (B)(9) and (10) are unconstitu-
    tional both facially and as applied. Specifically, the com-
    plaint alleged that SBA’s speech about Driehaus had been
    chilled; that SBA “intends to engage in substantially
    similar activity in the future”; and that it “face[d] the
    prospect of its speech and associational rights again being
    chilled and burdened,” because “[a]ny complainant can
    hale [it] before the [Commission], forcing it to expend time
    and resources defending itself.” App. 121–122.
    The District Court consolidated SBA’s suit with a sepa-
    rate suit brought by petitioner Coalition Opposed to Ad-
    ditional Spending and Taxes (COAST), an advocacy orga-
    nization that also alleged that the same Ohio false
    statement provisions are unconstitutional both facially
    and as applied.3 According to its amended complaint,
    COAST intended to disseminate a mass e-mail and other
    materials criticizing Driehaus’ vote for the ACA as a vote
    “to fund abortions with tax dollars,” but refrained from
    doing so because of the Commission proceedings against
    SBA. 
    Id., at 146, 148, 162
    . COAST further alleged that it
    “desires to make the same or similar statements about
    other federal candidates who voted for” the ACA, but that
    fear “of finding itself subject to the same fate” as SBA has
    deterred it from doing so. 
    Id., at 149, 157
    .4
    ——————
    3 Petitioners also challenged a related “disclaimer provision,” App.
    126–127, 156–157, under 
    Ohio Rev. Code Ann. §3517.20
    , and COAST
    raised pre-emption and due process claims. Reply Brief 21, n. 7.
    Petitioners do not pursue their “disclaimer,” pre-emption, or due
    process claims before us. 
    Ibid.
     We also need not address SBA’s sepa-
    rate challenge to the Commission’s investigatory procedures; petition-
    ers have conceded that the procedures claim stands or falls with the
    substantive prohibition on false statements. Ibid.; see Tr. of Oral Arg.
    19. Finally, the parties agree that petitioners’ as-applied claims “are
    better read as facial objections to Ohio’s law.” Reply Brief 19. Accord-
    ingly, we do not separately address the as-applied claims.
    4 SBA named Driehaus, the Commission’s members and its staff at-
    6             SUSAN B. ANTHONY LIST v. DRIEHAUS
    Opinion of the Court
    The District Court dismissed both suits as non-
    justiciable, concluding that neither suit presented a suffi-
    ciently concrete injury for purposes of standing or ripe-
    ness. The Sixth Circuit affirmed on ripeness grounds. 
    525 Fed. Appx. 415
    . The Court of Appeals analyzed three
    factors to assess whether the case was ripe for review: (1)
    the likelihood that the alleged harm would come to pass;
    (2) whether the factual record was sufficiently developed;
    and (3) the hardship to the parties if judicial relief were
    denied.
    Regarding the first factor, the Sixth Circuit concluded
    that SBA’s prior injuries—the probable-cause determina-
    tion and the billboard rejection—“do not help it show an
    imminent threat of future prosecution,” particularly where
    “the Commission never found that SBA . . . violated Ohio’s
    false-statement law.” 
    Id., at 420
    . The court further rea-
    soned that it was speculative whether any person would
    file a complaint with the Commission in the future, in part
    because Driehaus took a 2-year assignment with the Peace
    Corps in Africa after losing the election. Finally, the court
    noted that SBA has not alleged that “it plans to lie or
    recklessly disregard the veracity of its speech” in the
    future, but rather maintains that the statements it in-
    tends to make are factually true. 
    Id., at 422
    .
    As for the remaining factors, the court concluded that
    the factual record was insufficiently developed with re-
    spect to the content of SBA’s future speech, and that with-
    holding judicial relief would not result in undue hardship
    because, in the time period leading up to the 2010 election,
    SBA continued to communicate its message even after
    Commission proceedings were initiated. The Sixth Circuit
    ——————
    torney (in their official capacities), and the Ohio Secretary of State (in
    her official capacity) as defendants. COAST named the Commission,
    the Commission’s members and its staff attorney (in their official
    capacities), and the Ohio Secretary of State (in her official capacity) as
    defendants. All named defendants are respondents here.
    Cite as: 573 U. S. ____ (2014)                     7
    Opinion of the Court
    therefore determined that SBA’s suit was not ripe for
    review, and that its analysis as to SBA compelled the
    same conclusion with respect to COAST.
    We granted certiorari, 571 U. S. ___ (2014), and now
    reverse.
    III
    A
    Article III of the Constitution limits the jurisdiction of
    federal courts to “Cases” and “Controversies.”          U. S.
    Const., Art. III, §2. The doctrine of standing gives mean-
    ing to these constitutional limits by “identify[ing] those
    disputes which are appropriately resolved through the
    judicial process.”5 Lujan v. Defenders of Wildlife, 
    504 U. S. 555
    , 560 (1992). “The law of Article III standing, which is
    built on separation-of-powers principles, serves to prevent
    the judicial process from being used to usurp the powers of
    the political branches.” Clapper v. Amnesty Int’l USA, 568
    U. S. ___, ___, (2013) (slip op., at 9). To establish Article
    III standing, a plaintiff must show (1) an “injury in fact,”
    (2) a sufficient “causal connection between the injury
    and the conduct complained of,” and (3) a “likel[ihood]”
    that the injury “will be redressed by a favorable decision.”
    Lujan, 
    supra,
     at 560–561 (internal quotation marks
    omitted).
    This case concerns the injury-in-fact requirement, which
    helps to ensure that the plaintiff has a “personal stake in
    the outcome of the controversy.” Warth v. Seldin, 422
    ——————
    5 The doctrines of standing and ripeness “originate” from the same
    Article III limitation. DaimlerChrysler Corp. v. Cuno, 
    547 U. S. 332
    ,
    335 (2006). As the parties acknowledge, the Article III standing and
    ripeness issues in this case “boil down to the same question.” Med-
    Immune, Inc. v. Genentech, Inc., 
    549 U. S. 118
    , 128, n. 8 (2007); see Brief
    for Petitioners 28; Brief for Respondents 22. Consistent with our
    practice in cases like Virginia v. American Booksellers Assn., Inc., 
    484 U. S. 383
    , 392 (1988), and Babbitt v. Farm Workers, 
    442 U. S. 289
    , 299,
    n. 11 (1979), we use the term “standing” in this opinion.
    8           SUSAN B. ANTHONY LIST v. DRIEHAUS
    Opinion of the Court
    U. S. 490, 498 (1975) (internal quotation marks omitted).
    An injury sufficient to satisfy Article III must be “concrete
    and particularized” and “actual or imminent, not ‘conjec-
    tural’ or ‘hypothetical.’ ” Lujan, 
    supra, at 560
     (some inter-
    nal question marks omitted). An allegation of future
    injury may suffice if the threatened injury is “certainly
    impending,” or there is a “ ‘substantial risk’ that the harm
    will occur.” Clapper, 568 U. S., at ___, ___, n. 5 (slip op., at
    10, 15, n. 5) (emphasis deleted and internal quotation
    marks omitted).
    “ ‘ The party invoking federal jurisdiction bears the
    burden of establishing’ standing.” 
    Id.,
     at ___ (slip op., at
    12). “[E]ach element must be supported in the same way
    as any other matter on which the plaintiff bears the bur-
    den of proof, i.e., with the manner and degree of evidence
    required at the successive stages of the litigation.” Lujan,
    
    supra, at 561
    .
    B
    One recurring issue in our cases is determining when
    the threatened enforcement of a law creates an Article III
    injury. When an individual is subject to such a threat, an
    actual arrest, prosecution, or other enforcement action is
    not a prerequisite to challenging the law. See Steffel v.
    Thompson, 
    415 U. S. 452
    , 459 (1974) (“[I]t is not necessary
    that petitioner first expose himself to actual arrest or
    prosecution to be entitled to challenge a statute that he
    claims deters the exercise of his constitutional rights”); see
    also MedImmune, Inc. v. Genentech, Inc., 
    549 U. S. 118
    ,
    128–129 (2007) (“[W]here threatened action by government
    is concerned, we do not require a plaintiff to expose him-
    self to liability before bringing suit to challenge the basis
    for the threat”).       Instead, we have permitted pre-
    enforcement review under circumstances that render the
    threatened enforcement sufficiently imminent. Specifically,
    we have held that a plaintiff satisfies the injury-in-fact
    Cite as: 573 U. S. ____ (2014)           9
    Opinion of the Court
    requirement where he alleges “an intention to engage in a
    course of conduct arguably affected with a constitutional
    interest, but proscribed by a statute, and there exists a
    credible threat of prosecution thereunder.” Babbitt v.
    Farm Workers, 
    442 U. S. 289
    , 298 (1979). Several of our
    cases illustrate the circumstances under which plaintiffs
    may bring a preenforcement challenge consistent with
    Article III.
    In Steffel, for example, police officers threatened to
    arrest petitioner and his companion for distributing hand-
    bills protesting the Vietnam War. Petitioner left to avoid
    arrest; his companion remained and was arrested and
    charged with criminal trespass. Petitioner sought a de-
    claratory judgment that the trespass statute was uncon-
    stitutional as applied to him.
    We determined that petitioner had alleged a credible
    threat of enforcement: He had been warned to stop hand-
    billing and threatened with prosecution if he disobeyed; he
    stated his desire to continue handbilling (an activity he
    claimed was constitutionally protected); and his compan-
    ion’s prosecution showed that his “concern with arrest”
    was not “ ‘ chimerical.’ ” 
    415 U. S., at 459
    . Under those
    circumstances, we said, “it is not necessary that petitioner
    first expose himself to actual arrest or prosecution to be
    entitled to challenge a statute that he claims deters the
    exercise of his constitutional rights.” 
    Ibid.
    In Babbitt, we considered a preenforcement challenge to
    a statute that made it an unfair labor practice to encour-
    age consumers to boycott an “agricultural product . . . by
    the use of dishonest, untruthful and deceptive publicity.’ ”
    
    442 U. S., at 301
    . The plaintiffs contended that the law
    “unconstitutionally penalize[d] inaccuracies inadvertently
    uttered in the course of consumer appeals.” 
    Ibid.
    Building on Steffel, we explained that a plaintiff could
    bring a preenforcement suit when he “has alleged an
    intention to engage in a course of conduct arguably af-
    10         SUSAN B. ANTHONY LIST v. DRIEHAUS
    Opinion of the Court
    fected with a constitutional interest, but proscribed by a
    statute, and there exists a credible threat of prosecution
    thereunder.” Babbit, 
    supra, at 298
    . We found those cir-
    cumstances present in Babbitt. In that case, the law “on
    its face proscribe[d] dishonest, untruthful, and deceptive
    publicity.” 
    442 U. S., at 302
    . The plaintiffs had “actively
    engaged in consumer publicity campaigns in the past” and
    alleged “an intention to continue” those campaigns in the
    future. 
    Id., at 301
    . And although they did not “plan to
    propagate untruths,” they argued that “ ‘ erroneous state-
    ment is inevitable in free debate.’ ” 
    Ibid.
     We concluded
    that the plaintiffs’ fear of prosecution was not “imaginary
    or wholly speculative,” and that their challenge to the
    consumer publicity provision presented an Article III case
    or controversy. 
    Id., at 302
    .
    Two other cases bear mention. In Virginia v. American
    Booksellers Assn. Inc., 
    484 U. S. 383
     (1988), we held that
    booksellers could seek preenforcement review of a law
    making it a crime to “ ‘knowingly display for commercial
    purpose’ ” material that is “ ‘harmful to juveniles’ ” as
    defined by the statute.        
    Id., at 386
    .   At trial, the
    booksellers introduced 16 books they believed were cov-
    ered by the statute and testified that costly compliance
    measures would be necessary to avoid prosecution for
    displaying such books. Just as in Babbitt and Steffel, we
    determined that the “pre-enforcement nature” of the suit
    was not “troubl[ing]” because the plaintiffs had “alleged an
    actual and well-founded fear that the law will be enforced
    against them.” 
    484 U. S., at 393
    .
    Finally, in Holder v. Humanitarian Law Project, 
    561 U. S. 1
     (2010), we considered a preenforcement challenge
    to a law that criminalized “ ‘ knowingly provid[ing] mate-
    rial support or resources to a foreign terrorist organiza-
    tion.’ ” 
    Id., at 8
    . The plaintiffs claimed that they had
    provided support to groups designated as terrorist organi-
    zations prior to the law’s enactment and would provide
    Cite as: 573 U. S. ____ (2014)           11
    Opinion of the Court
    similar support in the future. The Government had
    charged 150 persons with violating the law and declined to
    disavow prosecution if the plaintiffs resumed their support
    of the designated organizations. We held that the claims
    were justiciable: The plaintiffs faced a “ ‘credible threat’ ”
    of enforcement and “ ‘should not be required to await and
    undergo a criminal prosecution as the sole means of seek-
    ing relief.’ ” 
    Id., at 15
    .
    IV
    Here, SBA and COAST contend that the threat of en-
    forcement of the false statement statute amounts to an
    Article III injury in fact. We agree: Petitioners have al-
    leged a credible threat of enforcement. See Babbitt, 
    442 U. S., at 298
    .
    A
    First, petitioners have alleged “an intention to engage in
    a course of conduct arguably affected with a constitutional
    interest.” 
    Ibid.
     Both petitioners have pleaded specific
    statements they intend to make in future election cycles.
    SBA has already stated that representatives who voted for
    the ACA supported “taxpayer-funded abortion,” and it has
    alleged an “inten[t] to engage in substantially similar
    activity in the future.” App. 49–50, 122. See also Human-
    itarian Law Project, 
    supra,
     at 15–16 (observing that plain-
    tiffs had previously provided support to groups designated
    as terrorist organizations and alleged they “would provide
    similar support [to the same terrorist organizations] again
    if the statute’s allegedly unconstitutional bar were lifted”).
    COAST has alleged that it previously intended to dissemi-
    nate materials criticizing a vote for the ACA as a vote “to
    fund abortions with tax dollars,” and that it “desires to
    make the same or similar statements about other federal
    candidates who voted for [the ACA].” App. 146, 149, 162.
    Because petitioners’ intended future conduct concerns
    12          SUSAN B. ANTHONY LIST v. DRIEHAUS
    Opinion of the Court
    political speech, it is certainly “affected with a constitu-
    tional interest.” Babbitt, 
    supra, at 298
    ; see also Monitor
    Patriot Co. v. Roy, 
    401 U. S. 265
    , 272 (1971) (“[T]he consti-
    tutional guarantee has its fullest and most urgent applica-
    tion precisely to the conduct of campaigns for political
    office”).
    B
    Next, petitioners’ intended future conduct is “argua-
    bly. . . proscribed by [the] statute” they wish to challenge.
    Babbitt, 
    supra, at 298
    . The Ohio false statement law
    sweeps broadly, see supra, at 1–2, and n. 1., and covers
    the subject matter of petitioners’ intended speech. Both
    SBA and COAST have alleged an intent to “[m]ake”
    statements “concerning the voting record of a candidate or
    public official,” §3517.21(B)(9), and to “disseminate”
    statements “concerning a candidate . . . to promote the
    election, nomination, or defeat of the candidate,”
    §3517.21(B)(10). And, a Commission panel here already
    found probable cause to believe that SBA violated the
    statute when it stated that Driehaus had supported
    “taxpayer-funded abortion”—the same sort of statement
    petitioners plan to disseminate in the future. Under these
    circumstances, we have no difficulty concluding that peti-
    tioners’ intended speech is “arguably proscribed” by the
    law.
    Respondents incorrectly rely on Golden v. Zwickler, 
    394 U. S. 103
     (1969). In that case, the plaintiff had previously
    distributed anonymous leaflets criticizing a particular
    Congressman who had since left office. 
    Id.,
     at 104–106,
    and n. 2. The Court dismissed the plaintiff ’s challenge to
    the electoral leafletting ban as nonjusticiable because his
    “sole concern was literature relating to the Congressman
    and his record,” and “it was most unlikely that the Con-
    gressman would again be a candidate.” 
    Id., at 109
     (em-
    phasis added). Under those circumstances, any threat of
    Cite as: 573 U. S. ____ (2014)           13
    Opinion of the Court
    future prosecution was “wholly conjectural.” 
    Ibid.
    Here, by contrast, petitioners’ speech focuses on the
    broader issue of support for the ACA, not on the voting
    record of a single candidate. See Reply Brief 4–5 (identify-
    ing other elected officials who plan to seek reelection as
    potential objects of SBA’s criticisms). Because petitioners’
    alleged future speech is not directed exclusively at
    Driehaus, it does not matter whether he “may run for
    office again.” Brief for Respondents 33 (internal quotation
    marks omitted). As long as petitioners continue to engage
    in comparable electoral speech regarding support for the
    ACA, that speech will remain arguably proscribed by
    Ohio’s false statement statute.
    Respondents, echoing the Sixth Circuit, contend that
    SBA’s fears of enforcement are misplaced because SBA
    has not said it “ ‘plans to lie or recklessly disregard the
    veracity of its speech.’ ” Id., at 15 (quoting 525 Fed. Appx.,
    at 422). The Sixth Circuit reasoned that because SBA
    “can only be liable for making a statement ‘knowing’ it is
    false,” SBA’s insistence that its speech is factually true
    “makes the possibility of prosecution for uttering such
    statements exceedingly slim.” Id., at 422.
    The Sixth Circuit misses the point. SBA’s insistence
    that the allegations in its press release were true did not
    prevent the Commission panel from finding probable
    cause to believe that SBA had violated the law the first
    time around. And, there is every reason to think that
    similar speech in the future will result in similar proceed-
    ings, notwithstanding SBA’s belief in the truth of its alle-
    gations. Nothing in this Court’s decisions requires a
    plaintiff who wishes to challenge the constitutionality of a
    law to confess that he will in fact violate that law. See,
    e.g., Babbitt, 
    442 U. S., at 301
     (case was justiciable even
    though plaintiffs disavowed any intent to “propagate
    untruths”).
    14          SUSAN B. ANTHONY LIST v. DRIEHAUS
    Opinion of the Court
    C
    Finally, the threat of future enforcement of the false
    statement statute is substantial. Most obviously, there is
    a history of past enforcement here: SBA was the subject of
    a complaint in a recent election cycle. We have observed
    that past enforcement against the same conduct is good
    evidence that the threat of enforcement is not “ ‘ chimeri-
    cal.’ ” Steffel, 
    415 U. S., at 459
    ; cf. Clapper, 568 U. S., at
    ___ (slip op., at 12) (plaintiffs’ theory of standing was
    “substantially undermine[d]” by their “fail[ure] to offer
    any evidence that their communications ha[d] been moni-
    tored” under the challenged statute). Here, the threat is
    even more substantial given that the Commission panel
    actually found probable cause to believe that SBA’s speech
    violated the false statement statute. Indeed future com-
    plainants may well “invoke the prior probable-cause find-
    ing to prove that SBA knowingly lied.” Brief for Petition-
    ers 32.
    The credibility of that threat is bolstered by the fact that
    authority to file a complaint with the Commission is not
    limited to a prosecutor or an agency. Instead, the false
    statement statute allows “any person” with knowledge of
    the purported violation to file a complaint. §3517.153(A).
    Because the universe of potential complainants is not
    restricted to state officials who are constrained by explicit
    guidelines or ethical obligations, there is a real risk of
    complaints from, for example, political opponents. See
    Brief for Michael DeWine, Attorney General of Ohio, as
    Amicus Curiae 8 (hereinafter DeWine Brief); see also id.,
    at 6 (noting that “the Commission has no system for weed-
    ing out frivolous complaints”). And petitioners, who in-
    tend to criticize candidates for political office, are easy
    targets.
    Finally, Commission proceedings are not a rare occur-
    rence. Petitioners inform us that the Commission “ ‘han-
    dles about 20 to 80 false statement complaints per year,’ ”
    Cite as: 573 U. S. ____ (2014)           15
    Opinion of the Court
    Brief for Petitioners 46, and respondents do not deny that
    the Commission frequently fields complaints alleging
    violations of the false statement statute. Cf. Humani-
    tarian Law Project, 
    561 U. S., at 16
     (noting that there had
    been numerous prior prosecutions under the challenged
    statute).    Moreover, respondents have not disavowed
    enforcement if petitioners make similar statements in the
    future. See Tr. of Oral Arg. 29–30; see also Humanitarian
    Law Project, 
    supra, at 16
     (“The Government has not ar-
    gued to this Court that plaintiffs will not be prosecuted if
    they do what they say they wish to do”). In fact, the spec-
    ter of enforcement is so substantial that the owner of the
    billboard refused to display SBA’s message after receiving
    a letter threatening Commission proceedings. On these
    facts, the prospect of future enforcement is far from “imag-
    inary or speculative.” Babbitt, supra, at 298.
    We take the threatened Commission proceedings into
    account because administrative action, like arrest or
    prosecution, may give rise to harm sufficient to justify pre-
    enforcement review. See Ohio Civil Rights Comm’n v.
    Dayton Christian Schools, Inc., 
    477 U. S. 619
    , 625–626,
    n. 1 (1986) (“If a reasonable threat of prosecution creates a
    ripe controversy, we fail to see how the actual filing of the
    administrative action threatening sanctions in this case
    does not”). The burdens that Commission proceedings can
    impose on electoral speech are of particular concern here.
    As the Ohio Attorney General himself notes, the “practical
    effect” of the Ohio false statement scheme is “to permit a
    private complainant . . . to gain a campaign advantage
    without ever having to prove the falsity of a statement.”
    DeWine Brief 7. “[C]omplainants may time their submis-
    sions to achieve maximum disruption of their political
    opponents while calculating that an ultimate decision on
    the merits will be deferred until after the relevant elec-
    tion.” 
    Id.,
     at 14–15. Moreover, the target of a false state-
    ment complaint may be forced to divert significant time
    16         SUSAN B. ANTHONY LIST v. DRIEHAUS
    Opinion of the Court
    and resources to hire legal counsel and respond to discov-
    ery requests in the crucial days leading up to an election.
    And where, as here, a Commission panel issues a preelec-
    tion probable-cause finding, “such a determination itself
    may be viewed [by the electorate] as a sanction by the
    State.” Id., at 13.
    Although the threat of Commission proceedings is a
    substantial one, we need not decide whether that threat
    standing alone gives rise to an Article III injury. The
    burdensome Commission proceedings here are backed by
    the additional threat of criminal prosecution. We conclude
    that the combination of those two threats suffices to create
    an Article III injury under the circumstances of this case.
    See Babbitt, 
    supra, at 302, n. 13
     (In addition to the threat
    of criminal sanctions, “the prospect of issuance of an ad-
    ministrative cease-and-desist order or a court-ordered
    injunction against such prohibited conduct provides sub-
    stantial additional support for the conclusion that appel-
    lees’ challenge . . . is justiciable” (citations omitted)).
    That conclusion holds true as to both SBA and COAST.
    Respondents, relying on Younger v. Harris, 
    401 U. S. 37
    (1971), appear to suggest that COAST lacks standing
    because it refrained from actually disseminating its
    planned speech in order to avoid Commission proceedings
    of its own. See Brief for Respondents 26–27, 34. In
    Younger, the plaintiff had been indicted for distributing
    leaflets in violation of the California Criminal Syndicalism
    Act. When he challenged the constitutionality of the law
    in federal court, several other plaintiffs intervened, argu-
    ing that their own speech was inhibited by Harris’ prose-
    cution. The Court concluded that only the plaintiff had
    standing because the intervenors “d[id] not claim that
    they ha[d] ever been threatened with prosecution, that a
    prosecution [wa]s likely, or even that a prosecution [wa]s
    remotely possible.” 401 U. S., at 42.
    That is not this case. Unlike the intervenors in Younger,
    Cite as: 573 U. S. ____ (2014)           17
    Opinion of the Court
    COAST has alleged an intent to engage in the same
    speech that was the subject of a prior enforcement pro-
    ceeding. Also unlike the intervenors in Younger, who had
    never been threatened with prosecution, COAST has been
    the subject of Commission proceedings in the past. See,
    e.g., COAST Candidates PAC v. Ohio Elections Comm’n,
    
    543 Fed. Appx. 490
     (CA6 2013). COAST is far more akin
    to the plaintiff in Steffel, who was not arrested alongside
    his handbilling companion but was nevertheless threat-
    ened with prosecution for similar speech. 
    415 U. S., at 459
    .
    In sum, we find that both SBA and COAST have alleged
    a credible threat of enforcement.
    V
    In concluding that petitioners’ claims were not justicia-
    ble, the Sixth Circuit separately considered two other
    factors: whether the factual record was sufficiently devel-
    oped, and whether hardship to the parties would result if
    judicial relief is denied at this stage in the proceedings.
    525 Fed. Appx., at 419. Respondents contend that these
    “prudential ripeness” factors confirm that the claims at
    issue are nonjusticiable. Brief for Respondents 17. But
    we have already concluded that petitioners have alleged a
    sufficient Article III injury. To the extent respondents
    would have us deem petitioners’ claims nonjusticiable “on
    grounds that are ‘prudential,’ rather than constitutional,”
    “[t]hat request is in some tension with our recent reaffir-
    mation of the principle that ‘a federal court’s obligation to
    hear and decide’ cases within its jurisdiction ‘is virtually
    unflagging.’ ” Lexmark Int’l, Inc. v. Static Control Compo-
    nents, Inc., 572 U. S. ___, ___ (2014) (slip op., at 6) (quot-
    ing Sprint Communications, Inc. v. Jacobs, 571 U. S. ___,
    ___ (2013) (slip op., at 6); some internal quotation marks
    omitted).
    In any event, we need not resolve the continuing vitality
    18          SUSAN B. ANTHONY LIST v. DRIEHAUS
    Opinion of the Court
    of the prudential ripeness doctrine in this case because the
    “fitness” and “hardship” factors are easily satisfied here.
    First, petitioners’ challenge to the Ohio false statement
    statute presents an issue that is “purely legal, and will not
    be clarified by further factual development.” Thomas v.
    Union Carbide Agricultural Products Co., 
    473 U. S. 568
    ,
    581 (1985). And denying prompt judicial review would
    impose a substantial hardship on petitioners, forcing them
    to choose between refraining from core political speech on
    the one hand, or engaging in that speech and risking
    costly Commission proceedings and criminal prosecution
    on the other.
    *     *    *
    Petitioners in this case have demonstrated an injury in
    fact sufficient for Article III standing. We accordingly
    reverse the judgment of the United States Court of Ap-
    peals for the Sixth Circuit and remand the case for further
    proceedings consistent with this opinion, including a
    determination whether the remaining Article III standing
    requirements are met.
    It is so ordered.
    

Document Info

Docket Number: 13–193.

Citation Numbers: 189 L. Ed. 2d 246, 134 S. Ct. 2334, 2014 U.S. LEXIS 4169, 82 U.S.L.W. 4489, 24 Fla. L. Weekly Fed. S 851, 2014 WL 2675871

Judges: Thomas

Filed Date: 6/16/2014

Precedential Status: Precedential

Modified Date: 10/19/2024

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