Van de Kamp v. Goldstein , 129 S. Ct. 855 ( 2009 )


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  • (Slip Opinion)              OCTOBER TERM, 2008                                       1
    Syllabus
    NOTE: Where it is feasible, a syllabus (headnote) will be released, as is
    being done in connection with this case, at the time the opinion is issued.
    The syllabus constitutes no part of the opinion of the Court but has been
    prepared by the Reporter of Decisions for the convenience of the reader.
    See United States v. Detroit Timber & Lumber Co., 
    200 U. S. 321
    , 337.
    SUPREME COURT OF THE UNITED STATES
    Syllabus
    VAN DE KAMP ET AL. v. GOLDSTEIN
    CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR
    THE NINTH CIRCUIT
    No. 07–854.      Argued November 5, 2008—Decided January 26, 2009
    Respondent Goldstein was released from a California prison after he
    filed a successful federal habeas petition alleging that his murder
    conviction depended, in critical part, on the false testimony of a jail
    house informant (Fink), who had received reduced sentences for pro
    viding prosecutors with favorable testimony in other cases; that
    prosecutors knew, but failed to give his attorney, this potential im
    peachment information; and that, among other things, that failure
    had led to his erroneous conviction. Once released, Goldstein filed
    this suit under 
    42 U. S. C. §1983
    , asserting the prosecution violated
    its constitutional duty to communicate impeachment information, see
    Giglio v. United States, 
    405 U. S. 150
    , 154, due to the failure of peti
    tioners, supervisory prosecutors, to properly train or supervise prose
    cutors or to establish an information system containing potential im
    peachment material about informants. Claiming absolute immunity,
    petitioners asked the District Court to dismiss the complaint, but the
    court declined, finding that the conduct was “administrative,” not
    “prosecutorial,” and hence fell outside the scope of an absolute im
    munity claim. The Ninth Circuit, on interlocutory appeal, affirmed.
    Held: Petitioners are entitled to absolute immunity in respect to Gold
    stein’s supervision, training, and information-system management
    claims. Pp. 3–12.
    (a) Prosecutors are absolutely immune from liability in §1983 suits
    brought against prosecutorial actions that are “intimately associated
    with the judicial phase of the criminal process,” Imbler v. Pachtman,
    
    424 U. S. 409
    , 428, 430, because of “concern that harassment by un
    founded litigation” could both “cause a deflection of the prosecutor’s
    energies from his public duties” and lead him to “shade his decisions
    instead of exercising the independence of judgment required by his
    2                      VAN DE KAMP v. GOLDSTEIN
    Syllabus
    public trust,” 
    id., at 423
    . However, absolute immunity may not apply
    when a prosecutor is not acting as “an officer of the court,” but is in
    stead engaged in, say, investigative or administrative tasks. 
    Id., at 431, n. 33
    . To decide whether absolute immunity attaches to a par
    ticular prosecutorial activity, one must take account of Imbler’s
    “functional” considerations. The fact that one constitutional duty in
    Imbler was positive (the duty to supply “information relevant to the
    defense”) rather than negative (the duty not to “use . . . perjured tes
    timony”) was not critical to the finding of absolute immunity. Pp. 3–
    6.
    (b) Although Goldstein challenges administrative procedures, they
    are procedures that are directly connected with a trial’s conduct. A
    prosecutor’s error in a specific criminal trial constitutes an essential
    element of the plaintiff’s claim. The obligations here are thus unlike
    administrative duties concerning, e.g., workplace hiring. Moreover,
    they necessarily require legal knowledge and the exercise of related
    discretion, e.g., in determining what information should be included
    in training, supervision, or information-system management. Given
    these features, absolute immunity must follow. Pp. 6–12.
    (1) Had Goldstein brought a suit directly attacking supervisory
    prosecutors’ actions related to an individual trial, instead of one in
    volving administration, all the prosecutors would have enjoyed abso
    lute immunity under Imbler. Their behavior, individually or sepa
    rately, would have involved “[p]reparation . . . for . . . trial,” 
    424 U. S., at 431, n. 33
    , and would have been “intimately associated with the
    judicial phase of the criminal process,” 
    id., at 430
    . The only differ
    ence between Imbler and the hypothetical, i.e., that a supervisor or
    colleague might be liable instead of the trial prosecutor, is not criti
    cal. Pp. 7–8.
    (2) Just as supervisory prosecutors are immune in a suit directly
    attacking their actions in an individual trial, they are immune here.
    The fact that the office’s general supervision and training methods
    are at issue is not a critical difference for present purposes. The rele
    vant management tasks concern how and when to make impeach
    ment information available at trial, and, thus, are directly connected
    with a prosecutor’s basic trial advocacy duties. In terms of Imbler’s
    functional concerns, a suit claiming that a supervisor made a mistake
    directly related to a particular trial and one claiming that a supervi
    sor trained and supervised inadequately seem very much alike. The
    type of “faulty training” claim here rests in part on a consequent er
    ror by an individual prosecutor in the midst of trial. If, as Imbler
    says, the threat of damages liability for such an error could lead a
    trial prosecutor to take account of that risk when making trial
    related decisions, so, too, could the threat of more widespread liabil
    Cite as: 555 U. S. ____ (2009)                    3
    Syllabus
    ity throughout the office lead both that prosecutor and other office
    prosecutors to take account of such a risk. Because better training or
    supervision might prevent most prosecutorial errors at trial, permis
    sion to bring suit here would grant criminal defendants permission to
    bring claims for other trial-related training or supervisory failings.
    Further, such suits could “pose substantial danger of liability even to
    the honest prosecutor.” Imbler, 425 U. S., at 425. And defending
    prosecutorial decisions, often years later, could impose “unique and
    intolerable burdens upon a prosecutor responsible annually for hun
    dreds of indictments and trials.” Id., at 425–426. Permitting this
    suit to go forward would also create practical anomalies. A trial
    prosecutor would remain immune for intentional misconduct, while
    her supervisor might be liable for negligent training or supervision.
    And the ease with which a plaintiff could restyle a complaint charg
    ing trial failure to one charging a training or supervision failure
    would eviscerate Imbler. Pp. 8–11.
    (3) The differences between an information management system
    and training or supervision do not require a different outcome, for the
    critical element of any information system is the information it con
    tains. Deciding what to include and what not to include is little dif
    ferent from making similar decisions regarding training, for it re
    quires knowledge of the law. Moreover, were this claim allowed, a
    court would have to review the office’s legal judgments, not simply
    about whether to have an information system but also about what
    kind of system is appropriate, and whether an appropriate system
    would have included Giglio-related information about one particular
    kind of informant. Such decisions—whether made before or during
    trial—are “intimately associated with the judicial phase of the crimi
    nal process,” Imbler, 
    supra, at 430
    , and all Imbler’s functional consid
    erations apply. Pp. 11–12.
    
    481 F. 3d 1170
    , reversed and remanded.
    BREYER, J., delivered the opinion for a unanimous Court.
    Cite as: 555 U. S. ____ (2009)                              1
    Opinion of the Court
    NOTICE: This opinion is subject to formal revision before publication in the
    preliminary print of the United States Reports. Readers are requested to
    notify the Reporter of Decisions, Supreme Court of the United States, Wash
    ington, D. C. 20543, of any typographical or other formal errors, in order
    that corrections may be made before the preliminary print goes to press.
    SUPREME COURT OF THE UNITED STATES
    _________________
    No. 07–854
    _________________
    JOHN VAN DE KAMP, ET AL., PETITIONERS v.
    THOMAS LEE GOLDSTEIN
    ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
    APPEALS FOR THE NINTH CIRCUIT
    [January 26, 2009]
    JUSTICE BREYER delivered the opinion of the Court.
    We here consider the scope of a prosecutor’s absolute
    immunity from claims asserted under Rev. Stat. §1979, 
    42 U. S. C. §1983
    . See Imbler v. Pachtman, 
    424 U. S. 409
    (1976). We ask whether that immunity extends to claims
    that the prosecution failed to disclose impeachment mate
    rial, see Giglio v. United States, 
    405 U. S. 150
     (1972), due
    to: (1) a failure properly to train prosecutors, (2) a failure
    properly to supervise prosecutors, or (3) a failure to estab
    lish an information system containing potential impeach
    ment material about informants. We conclude that a
    prosecutor’s absolute immunity extends to all these
    claims.
    I
    In 1998, respondent Thomas Goldstein (then a prisoner)
    filed a habeas corpus action in the Federal District Court
    for the Central District of California. He claimed that in
    1980 he was convicted of murder; that his conviction
    depended in critical part upon the testimony of Edward
    Floyd Fink, a jailhouse informant; that Fink’s testimony
    was unreliable, indeed false; that Fink had previously
    2               VAN DE KAMP v. GOLDSTEIN
    Opinion of the Court
    received reduced sentences for providing prosecutors with
    favorable testimony in other cases; that at least some
    prosecutors in the Los Angeles County District Attorney’s
    Office knew about the favorable treatment; that the office
    had not provided Goldstein’s attorney with that informa
    tion; and that, among other things, the prosecution’s
    failure to provide Goldstein’s attorney with this potential
    impeachment information had led to his erroneous convic
    tion. Goldstein v. Long Beach, 
    481 F. 3d 1170
    , 1171–1172
    (CA9 2007).
    After an evidentiary hearing the District Court agreed
    with Goldstein that Fink had not been truthful and that if
    the prosecution had told Goldstein’s lawyer that Fink had
    received prior rewards in return for favorable testimony it
    might have made a difference. The court ordered the
    State either to grant Goldstein a new trial or to release
    him. The Court of Appeals affirmed the District Court’s
    determination. And the State decided that, rather than
    retry Goldstein (who had already served 24 years of his
    sentence), it would release him. App. 54–55, 59–60.
    Upon his release Goldstein filed this §1983 action
    against petitioners, the former Los Angeles County dis
    trict attorney and chief deputy district attorney. Gold
    stein’s complaint (which for present purposes we take as
    accurate) asserts in relevant part that the prosecution’s
    failure to communicate to his attorney the facts about
    Fink’s earlier testimony-related rewards violated the
    prosecution’s constitutional duty to “insure communication
    of all relevant information on each case [including agree
    ments made with informants] to every lawyer who deals
    with it.” Giglio, supra, at 154. Moreover, it alleges that
    this failure resulted from the failure of petitioners (the
    office’s chief supervisory attorneys) adequately to train
    and to supervise the prosecutors who worked for them as
    well as their failure to establish an information system
    about informants. And it asks for damages based upon
    Cite as: 555 U. S. ____ (2009)            3
    Opinion of the Court
    these training, supervision, and information-system re
    lated failings.
    Petitioners, claiming absolute immunity from such a
    §1983 action, asked the District Court to dismiss the
    complaint. See Imbler, 
    supra.
     The District Court denied
    the motion to dismiss on the ground that the conduct
    asserted amounted to “administrative,” not “prosecuto
    rial,” conduct; hence it fell outside the scope of the prose
    cutor’s absolute immunity to §1983 claims. The Ninth
    Circuit, considering petitioners’ claim on an interlocutory
    appeal, affirmed the District Court’s “no immunity” de
    termination. We now review the Ninth Circuit’s decision,
    and we reverse its determination.
    II
    A half-century ago Chief Judge Learned Hand explained
    that a prosecutor’s absolute immunity reflects “a balance”
    of “evils.” Gregoire v. Biddle, 
    177 F. 2d 579
    , 581 (CA2
    1949). “[I]t has been thought in the end better,” he said,
    “to leave unredressed the wrongs done by dishonest offi
    cers than to subject those who try to do their duty to the
    constant dread of retaliation.” 
    Ibid.
     In Imbler, 
    supra,
     this
    Court considered prosecutorial actions that are “inti
    mately associated with the judicial phase of the criminal
    process.” 
    Id., at 430
    . And, referring to Chief Judge
    Hand’s views, it held that prosecutors are absolutely
    immune from liability in §1983 lawsuits brought under
    such circumstances. Id., at 428.
    The §1983 action at issue was that of a prisoner freed on
    a writ of habeas corpus who subsequently sought damages
    from his former prosecutor. His action, like the action now
    before us, tracked the claims that a federal court had
    found valid when granting his habeas corpus petition. In
    particular, the prisoner claimed that the trial prosecutor
    had permitted a fingerprint expert to give false testimony,
    that the prosecutor was responsible for the expert’s having
    4                VAN DE KAMP v. GOLDSTEIN
    Opinion of the Court
    suppressed important evidence, and that the prosecutor
    had introduced a misleading artist’s sketch into evidence.
    Id., at 416.
    In concluding that the prosecutor was absolutely im
    mune, the Court pointed out that legislators have long
    “enjoyed absolute immunity for their official actions,” id.,
    at 417; that the common law granted immunity to “judges
    and . . . jurors acting within the scope of their duties,” id.,
    at 423, and that the law had also granted prosecutors
    absolute immunity from common-law tort actions, say,
    those underlying a “decision to initiate a prosecution,” id.,
    at 421. The Court then held that the “same considerations
    of public policy that underlie” a prosecutor’s common-law
    immunity “countenance absolute immunity under §1983.”
    Id., at 424. Those considerations, the Court said, arise out
    of the general common-law “concern that harassment by
    unfounded litigation” could both “cause a deflection of the
    prosecutor’s energies from his public duties” and also lead
    the prosecutor to “shade his decisions instead of exercising
    the independence of judgment required by his public
    trust.” Id., at 423.
    Where §1983 actions are at issue, the Court said, both
    sets of concerns are present and serious. The “public trust
    of the prosecutor’s office would suffer” were the prosecutor
    to have in mind his “own potential” damages “liability”
    when making prosecutorial decisions—as he might well
    were he subject to §1983 liability. Id., at 424. This is no
    small concern, given the frequency with which criminal
    defendants bring such suits, id., at 425 (“[A] defendant
    often will transform his resentment at being prosecuted
    into the ascription of improper and malicious actions to
    the State’s advocate”), and the “substantial danger of
    liability even to the honest prosecutor” that such suits
    pose when they survive pretrial dismissal, ibid.; see also
    ibid. (complex, close, fair-trial questions “often would
    require a virtual retrial of the criminal offense in a new
    Cite as: 555 U. S. ____ (2009)            5
    Opinion of the Court
    forum, and the resolution of some technical issues by the
    lay jury”). A “prosecutor,” the Court noted, “inevitably
    makes many decisions that could engender colorable
    claims of constitutional deprivation. Defending these
    decisions, often years after they were made, could impose
    unique and intolerable burdens upon a prosecutor respon
    sible annually for hundreds of indictments and trials.” Id.,
    at 425–426. The Court thus rejected the idea of applying
    the less-than-absolute “qualified immunity” that the law
    accords to other “executive or administrative officials,”
    noting that the “honest prosecutor would face greater
    difficulty” than would those officials “in meeting the stan
    dards of qualified immunity.” Id., at 425. Accordingly, the
    immunity that the law grants prosecutors is “absolute.”
    Id., at 424.
    The Court made clear that absolute immunity may not
    apply when a prosecutor is not acting as “an officer of the
    court,” but is instead engaged in other tasks, say, investi
    gative or administrative tasks. Id., at 431, n. 33. To
    decide whether absolute immunity attaches to a particular
    kind of prosecutorial activity, one must take account of the
    “functional” considerations discussed above. See Burns v.
    Reed, 
    500 U. S. 478
    , 486 (1991) (collecting cases applying
    “functional approach” to immunity); Kalina v. Fletcher,
    
    522 U. S. 118
    , 127, 130 (1997). In Imbler, the Court con
    cluded that the “reasons for absolute immunity appl[ied]
    with full force” to the conduct at issue because it was
    “intimately associated with the judicial phase of the
    criminal process.” 
    424 U. S., at 430
    . The fact that one
    constitutional duty at issue was a positive duty (the duty
    to supply “information relevant to the defense”) rather
    than a negative duty (the duty not to “use . . . perjured
    testimony”) made no difference. After all, a plaintiff can
    often transform a positive into a negative duty simply by
    reframing the pleadings; in either case, a constitutional
    violation is at issue. 
    Id., at 431, n. 34
    .
    6                VAN DE KAMP v. GOLDSTEIN
    Opinion of the Court
    Finally, the Court specifically reserved the question
    whether or when “similar reasons require immunity for
    those aspects of the prosecutor’s responsibility that cast
    him in the role of an administrator . . . rather than that of
    advocate.” 
    Id.,
     at 430–431. It said that “[d]rawing a
    proper line between these functions may present difficult
    questions, but this case does not require us to anticipate
    them.” 
    Id., at 431, n. 33
    .
    In the years since Imbler, we have held that absolute
    immunity applies when a prosecutor prepares to initiate a
    judicial proceeding, Burns, 
    supra, at 492
    , or appears in
    court to present evidence in support of a search warrant
    application, Kalina, 
    supra, at 126
    . We have held that
    absolute immunity does not apply when a prosecutor gives
    advice to police during a criminal investigation, see Burns,
    
    supra, at 496
    , when the prosecutor makes statements to
    the press, Buckley v. Fitzsimmons, 
    509 U. S. 259
    , 277
    (1993), or when a prosecutor acts as a complaining witness
    in support of a warrant application, Kalina, 
    supra, at 132
     (SCALIA, J., concurring). This case, unlike these
    earlier cases, requires us to consider how immunity ap
    plies where a prosecutor is engaged in certain administra
    tive activities.
    III
    Goldstein claims that the district attorney and his chief
    assistant violated their constitutional obligation to provide
    his attorney with impeachment-related information, see
    Giglio, 
    405 U. S. 150
    , because, as the Court of Appeals
    wrote, they failed “to adequately train and supervise
    deputy district attorneys on that subject,” 
    481 F. 3d, at 1176
    , and because, as Goldstein’s complaint adds, they
    “failed to create any system for the Deputy District Attor
    neys handling criminal cases to access information per
    taining to the benefits provided to jailhouse informants
    and other impeachment information.” App. 45. We agree
    Cite as: 555 U. S. ____ (2009)           7
    Opinion of the Court
    with Goldstein that, in making these claims, he attacks
    the office’s administrative procedures. We are also willing
    to assume with Goldstein, but purely for argument’s sake,
    that Giglio imposes certain obligations as to training,
    supervision, or information-system management.
    Even so, we conclude that prosecutors involved in such
    supervision or training or information-system manage
    ment enjoy absolute immunity from the kind of legal
    claims at issue here. Those claims focus upon a certain
    kind of administrative obligation—a kind that itself is
    directly connected with the conduct of a trial. Here, unlike
    with other claims related to administrative decisions, an
    individual prosecutor’s error in the plaintiff’s specific
    criminal trial constitutes an essential element of the
    plaintiff’s claim. The administrative obligations at issue
    here are thus unlike administrative duties concerning, for
    example, workplace hiring, payroll administration, the
    maintenance of physical facilities, and the like. Moreover,
    the types of activities on which Goldstein’s claims focus
    necessarily require legal knowledge and the exercise of
    related discretion, e.g., in determining what information
    should be included in the training or the supervision or
    the information-system management. And in that sense
    also Goldstein’s claims are unlike claims of, say, unlawful
    discrimination in hiring employees. Given these features
    of the case before us, we believe absolute immunity must
    follow.
    A
    We reach this conclusion by initially considering a hypo
    thetical case that involves supervisory or other office
    prosecutors but does not involve administration. Suppose
    that Goldstein had brought such a case, seeking damages
    not only from the trial prosecutor but also from a supervi
    sory prosecutor or from the trial prosecutor’s colleagues—
    all on the ground that they should have found and turned
    8                 VAN DE KAMP v. GOLDSTEIN
    Opinion of the Court
    over the impeachment material about Fink. Imbler makes
    clear that all these prosecutors would enjoy absolute
    immunity from such a suit. The prosecutors’ behavior,
    taken individually or separately, would involve “[p]repara
    tion . . . for . . . trial,” 
    424 U. S., at 431, n. 33
    , and would be
    “intimately associated with the judicial phase of the
    criminal process” because it concerned the evidence pre
    sented at trial. 
    Id., at 430
    . And all of the considerations
    that this Court found to militate in favor of absolute im
    munity in Imbler would militate in favor of immunity in
    such a case.
    The only difference we can find between Imbler and our
    hypothetical case lies in the fact that, in our hypothetical
    case, a prosecutorial supervisor or colleague might himself
    be liable for damages instead of the trial prosecutor. But
    we cannot find that difference (in the pattern of liability
    among prosecutors within a single office) to be critical.
    Decisions about indictment or trial prosecution will often
    involve more than one prosecutor within an office. We do
    not see how such differences in the pattern of liability
    among a group of prosecutors in a single office could alle
    viate Imbler’s basic fear, namely, that the threat of dam
    ages liability would affect the way in which prosecutors
    carried out their basic court-related tasks. Moreover, this
    Court has pointed out that “it is the interest in protecting
    the proper functioning of the office, rather than the inter
    est in protecting its occupant, that is of primary impor
    tance.” Kalina, 
    522 U. S., at 125
    . Thus, we must assume
    that the prosecutors in our hypothetical suit would enjoy
    absolute immunity.
    B
    Once we determine that supervisory prosecutors are
    immune in a suit directly attacking their actions related to
    an individual trial, we must find they are similarly im
    mune in the case before us. We agree with the Court of
    Cite as: 555 U. S. ____ (2009)             9
    Opinion of the Court
    Appeals that the office’s general methods of supervision
    and training are at issue here, but we do not agree that
    that difference is critical for present purposes. That dif
    ference does not preclude an intimate connection between
    prosecutorial activity and the trial process. The manage
    ment tasks at issue, insofar as they are relevant, concern
    how and when to make impeachment information avail
    able at a trial. They are thereby directly connected with
    the prosecutor’s basic trial advocacy duties. And, in terms
    of Imbler’s functional concerns, a suit charging that a
    supervisor made a mistake directly related to a particular
    trial, on the one hand, and a suit charging that a supervi
    sor trained and supervised inadequately, on the other,
    would seem very much alike.
    That is true, in part, for the practical reason that it will
    often prove difficult to draw a line between general office
    supervision or office training (say, related to Giglio) and
    specific supervision or training related to a particular
    case. To permit claims based upon the former is almost
    inevitably to permit the bringing of claims that include the
    latter. It is also true because one cannot easily distin
    guish, for immunity purposes, between claims based upon
    training or supervisory failures related to Giglio and
    similar claims related to other constitutional matters
    (obligations under Brady v. Maryland, 
    373 U. S. 83
     (1963),
    for example). And that being so, every consideration that
    Imbler mentions militates in favor of immunity.
    As we have said, the type of “faulty training” claim at
    issue here rests in necessary part upon a consequent error
    by an individual prosecutor in the midst of trial, namely,
    the plaintiff’s trial. If, as Imbler says, the threat of dam
    ages liability for such an error could lead a trial prosecutor
    to take account of that risk when making trial-related
    decisions, so, too, could the threat of more widespread
    liability throughout the office (ultimately traceable to that
    trial error) lead both that prosecutor and other office
    10              VAN DE KAMP v. GOLDSTEIN
    Opinion of the Court
    prosecutors as well to take account of such a risk. Indeed,
    members of a large prosecutorial office, when making
    prosecutorial decisions, could have in mind the “conse
    quences in terms of” damages liability whether they are
    making general decisions about supervising or training or
    whether they are making individual trial-related deci
    sions. Imbler, 
    424 U. S., at 424
    .
    Moreover, because better training or supervision might
    prevent most, if not all, prosecutorial errors at trial, per
    mission to bring such a suit here would grant permission
    to criminal defendants to bring claims in other similar
    instances, in effect claiming damages for (trial-related)
    training or supervisory failings. Cf. Imbler, 
    supra.
     Fur
    ther, given the complexity of the constitutional issues,
    inadequate training and supervision suits could, as in
    Imbler, “pose substantial danger of liability even to the
    honest prosecutor.” 
    Id., at 425
    . Finally, as Imbler pointed
    out, defending prosecutorial decisions, often years after
    they were made, could impose “unique and intolerable
    burdens upon a prosecutor responsible annually for hun
    dreds of indictments and trials.” 
    Id.,
     at 425–426.
    At the same time, to permit this suit to go forward
    would create practical anomalies. A trial prosecutor
    would remain immune, even for intentionally failing to
    turn over, say Giglio material; but her supervisor might be
    liable for negligent training or supervision. Small prosecu
    tion offices where supervisors can personally participate in
    all of the cases would likewise remain immune from prose
    cution; but large offices, making use of more general office
    wide supervision and training, would not. Most impor
    tant, the ease with which a plaintiff could restyle a com
    plaint charging a trial failure so that it becomes a com
    plaint charging a failure of training or supervision would
    eviscerate Imbler.
    We conclude that the very reasons that led this Court in
    Imbler to find absolute immunity require a similar finding
    Cite as: 555 U. S. ____ (2009)           11
    Opinion of the Court
    in this case. We recognize, as Chief Judge Hand pointed
    out, that sometimes such immunity deprives a plaintiff of
    compensation that he undoubtedly merits; but the im
    pediments to the fair, efficient functioning of a prosecuto
    rial office that liability could create lead us to find that
    Imbler must apply here.
    C
    We treat separately Goldstein’s claim that the Los
    Angeles County District Attorney’s Office should have
    established a system that would have permitted prosecu
    tors “handling criminal cases to access information per
    taining to the benefits provided to jailhouse informants
    and other impeachment information.” App. 45. We do so
    because Goldstein argues that the creation of an informa
    tion management system is a more purely administrative
    task, less closely related to the “judicial phase of the
    criminal process,” Imbler, 
    supra, at 430
    , than are supervi
    sory or training tasks. He adds that technically qualified
    individuals other than prosecutors could create such a
    system and that they could do so prior to the initiation of
    criminal proceedings.
    In our view, however, these differences do not require a
    different outcome. The critical element of any information
    system is the information it contains. Deciding what to
    include and what not to include in an information system
    is little different from making similar decisions in respect
    to training. Again, determining the criteria for inclusion
    or exclusion requires knowledge of the law.
    Moreover, the absence of an information system is rele
    vant here if, and only if, a proper system would have
    included information about the informant Fink. Thus,
    were this claim allowed, a court would have to review the
    office’s legal judgments, not simply about whether to have
    an information system but also about what kind of system
    is appropriate, and whether an appropriate system would
    12               VAN DE KAMP v. GOLDSTEIN
    Opinion of the Court
    have included Giglio-related information about one par
    ticular kind of trial informant. Such decisions—whether
    made prior to or during a particular trial—are “intimately
    associated with the judicial phase of the criminal process.”
    Imbler, 
    supra, at 430
    ; see Burns, 
    500 U. S., at 486
    . And,
    for the reasons set out above, all Imbler’s functional con
    siderations (and the anomalies we mentioned earlier,
    supra, at 10) apply here as well.
    We recognize that sometimes it would be easy for a
    court to determine that an office’s decision about an in
    formation system was inadequate. Suppose, for example,
    the office had no system at all. But the same could be said
    of a prosecutor’s trial error. Immunity does not exist to
    help prosecutors in the easy case; it exists because the
    easy cases bring difficult cases in their wake. And, as
    Imbler pointed out, the likely presence of too many diffi
    cult cases threatens, not prosecutors, but the public, for
    the reason that it threatens to undermine the necessary
    independence and integrity of the prosecutorial decision
    making process. Such is true of the kinds of claims before
    us, to all of which Imbler’s functional considerations apply.
    Consequently, where a §1983 plaintiff claims that a prose
    cutor’s management of a trial-related information system
    is responsible for a constitutional error at his or her par
    ticular trial, the prosecutor responsible for the system
    enjoys absolute immunity just as would the prosecutor
    who handled the particular trial itself.
    *     *  *
    For these reasons we conclude that petitioners are
    entitled to absolute immunity in respect to Goldstein’s
    claims that their supervision, training, or information
    system management was constitutionally inadequate.
    Accordingly, the judgment of the Court of Appeals is re
    versed, and the case is remanded for further proceedings
    consistent with this opinion.
    It is so ordered.
    

Document Info

Docket Number: 07-854

Citation Numbers: 172 L. Ed. 2d 706, 129 S. Ct. 855, 555 U.S. 335, 2009 U.S. LEXIS 1003

Judges: Breyer

Filed Date: 1/26/2009

Precedential Status: Precedential

Modified Date: 10/19/2024

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